13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 7,404 holding rows worth $422,080,234,000.
- Accession
- 0001140361-16-052859
- Filer
- CIK 70858
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 20,331 entries on the cover page, a total value of $422,080,234,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $422,080,234,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MOBILE MINI INC | 60740F105 | COM | 151,300 | $4,710,000 | thousands by filing date | put |
| FINISH LINE/THE CL A | 317923100 | COM | 260,445 | $4,709,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 93,340 | $4,692,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 319,607 | $4,692,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 350,560 | $4,690,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 4,495,000 | $4,687,000 | thousands by filing date | principal |
| RESMED INC COM | 761152107 | Stock | 86,986 | $4,670,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 82,902 | $4,665,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 4,665,000 | $4,662,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 98,807 | $4,660,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 1,282,142 | $4,654,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 63,540 | $4,652,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 126,900 | $4,652,000 | thousands by filing date | put |
| FULTON FINL CORP PA | 360271100 | COM | 357,234 | $4,648,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 92,253 | $4,647,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 217,098 | $4,644,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 338,543 | $4,638,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 256,939 | $4,627,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 303,342 | $4,626,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 50,000 | $4,625,000 | thousands by filing date | call |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 132,724 | $4,604,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,473,500 | $4,601,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 90,803 | $4,600,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 71,120 | $4,593,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 287,447 | $4,591,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 289,953 | $4,590,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 491,808 | $4,588,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 140,966 | $4,585,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 210,000 | $4,584,000 | thousands by filing date | call |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 248,689 | $4,583,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 140,000 | $4,582,000 | thousands by filing date | put |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 112,738 | $4,571,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 59,145 | $4,571,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 80,092 | $4,565,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 524,426 | $4,558,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 90,527 | $4,552,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 127,966 | $4,551,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 75,332 | $4,544,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 220,682 | $4,541,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 192,517 | $4,534,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 58,000 | $4,533,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 104,200 | $4,529,000 | thousands by filing date | call |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 60,743 | $4,527,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 139,900 | $4,520,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 279,062 | $4,515,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 75,000 | $4,513,000 | thousands by filing date | put |
| CONAGRA FOODS INC | 205887102 | COM | 107,000 | $4,511,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 194,016 | $4,509,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 100,938 | $4,500,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 30,200 | $4,499,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 46,400 | $4,499,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 45,000 | $4,498,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 111,600 | $4,497,000 | thousands by filing date | put |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 195,003 | $4,497,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 141,260 | $4,486,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 557,014 | $4,484,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 200,657 | $4,477,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 130,316 | $4,470,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 552,336 | $4,468,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 1,268,489 | $4,465,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 140,256 | $4,463,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 234,523 | $4,456,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 119,304 | $4,451,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 183,800 | $4,448,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 591,118 | $4,446,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 1,476,864 | $4,445,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 69,986 | $4,440,000 | thousands by filing date | |
| FERRARI NV | N3167J106 | COM | 92,500 | $4,440,000 | thousands by filing date | put |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 371,489 | $4,439,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 1,871,853 | $4,436,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 70,365 | $4,426,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 241,300 | $4,425,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 98,993 | $4,418,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 214,791 | $4,417,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 342,209 | $4,415,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 238,400 | $4,406,000 | thousands by filing date | call |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 347,982 | $4,403,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 152,824 | $4,400,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 174,516 | $4,393,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 4,038,000 | $4,389,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 295,012 | $4,378,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 656,261 | $4,371,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 182,046 | $4,369,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 456,963 | $4,355,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 256,354 | $4,346,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 185,121 | $4,339,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 415,087 | $4,334,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 17,100 | $4,333,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 63,400 | $4,329,000 | thousands by filing date | call |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 169,998 | $4,329,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 225,169 | $4,328,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 4,123,000 | $4,328,000 | thousands by filing date | principal |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 166,866 | $4,325,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 64,100 | $4,318,000 | thousands by filing date | put |
| MERCURY GENL CORP NEW | 589400100 | COM | 92,465 | $4,306,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 539,329 | $4,304,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 326,344 | $4,298,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 352,770 | $4,297,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 371,992 | $4,293,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 842,700 | $4,289,000 | thousands by filing date | call |
| SUNTRUST BANKS INC | 867914103 | COM | 100,000 | $4,284,000 | thousands by filing date | put |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 251,643 | $4,282,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 43,193 | $4,276,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 46,699 | $4,276,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 34,100 | $4,275,000 | thousands by filing date | put |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,816,500 | $4,275,000 | thousands by filing date | principal |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 157,731 | $4,269,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 4,353,500 | $4,269,000 | thousands by filing date | principal |
| GUESS INC COM | 401617105 | Stock | 225,791 | $4,263,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 126,064 | $4,262,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 123,981 | $4,253,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 249,295 | $4,252,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 669,295 | $4,250,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 148,951 | $4,250,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 117,389 | $4,242,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 249,140 | $4,240,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 250,000 | $4,238,000 | thousands by filing date | call |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 424,587 | $4,233,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 161,368 | $4,224,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 52,327 | $4,219,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 36,748 | $4,218,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 88,796 | $4,212,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 40,505 | $4,207,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 179,566 | $4,200,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 3,765,000 | $4,193,000 | thousands by filing date | principal |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 187,028 | $4,192,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 61,193 | $4,184,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 7,700 | $4,180,000 | thousands by filing date | put |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 39,103 | $4,179,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,154,500 | $4,179,000 | thousands by filing date | call |
| STATE BANK FINL CORP COM | 856190103 | COM | 198,368 | $4,171,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 2,673,000 | $4,165,000 | thousands by filing date | principal |
| TREX CO INC | 89531P105 | COM | 108,989 | $4,147,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 174,026 | $4,145,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 67,946 | $4,137,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 824,676 | $4,132,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 85,946 | $4,132,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 651,459 | $4,117,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 41,531 | $4,110,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 175,202 | $4,109,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 328,450 | $4,109,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 203,020 | $4,095,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 76,610 | $4,094,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 75,412 | $4,094,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 150,400 | $4,092,000 | thousands by filing date | call |
| FIVE9 INC | 338307101 | COM | 469,673 | $4,086,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 221,091 | $4,079,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 135,000 | $4,078,000 | thousands by filing date | put |
| PROSHARES TR | 74347X294 | HD REPLICATION | 96,717 | $4,070,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 75,125 | $4,070,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 356,733 | $4,066,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 78,989 | $4,065,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 255,445 | $4,062,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 88,422 | $4,055,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 114,604 | $4,052,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 57,680 | $4,050,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 333,900 | $4,047,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 663,872 | $4,042,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 301,993 | $4,041,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 164,100 | $4,039,000 | thousands by filing date | put |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 122,260 | $4,038,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 35,799 | $4,037,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 171,000 | $4,034,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 227,800 | $4,030,000 | thousands by filing date | put |
| ONE GAS INC COM | 68235P108 | Stock | 80,250 | $4,026,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 207,879 | $4,011,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 80,121 | $4,007,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 163,030 | $4,006,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 136,173 | $4,004,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 99,198 | $3,999,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 37,800 | $3,998,000 | thousands by filing date | put |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 37,800 | $3,998,000 | thousands by filing date | call |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 61,395 | $3,986,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 92,317 | $3,984,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 284,800 | $3,984,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 33,925 | $3,984,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 38,970 | $3,977,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 796,728 | $3,976,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 230,994 | $3,973,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 124,368 | $3,972,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 308,250 | $3,959,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 157,425 | $3,948,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 190,138 | $3,947,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 108,287 | $3,946,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 104,810 | $3,944,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 171,100 | $3,942,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 173,291 | $3,941,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 208,143 | $3,934,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 113,614 | $3,933,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 64,219 | $3,932,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 103,961 | $3,931,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 100,000 | $3,925,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 153,509 | $3,919,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 33,253 | $3,916,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 219,600 | $3,913,000 | thousands by filing date | call |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 304,275 | $3,904,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 288,672 | $3,897,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 380,283 | $3,894,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,736,400 | $3,890,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 160,093 | $3,887,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 165,233 | $3,886,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 148,185 | $3,884,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 46,345 | $3,877,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 115,500 | $3,868,000 | thousands by filing date | put |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 177,743 | $3,868,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 208,700 | $3,853,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 2,688,500 | $3,850,000 | thousands by filing date | principal |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 85,228 | $3,840,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 26,100 | $3,834,000 | thousands by filing date | call |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 62,164 | $3,833,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 63,024 | $3,831,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 189,575 | $3,824,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 202,812 | $3,823,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 160,514 | $3,821,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 55,033 | $3,817,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 262,405 | $3,813,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 282,567 | $3,809,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 118,172 | $3,807,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 515,184 | $3,796,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 207,867 | $3,794,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 64,620 | $3,793,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 134,900 | $3,783,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 53,400 | $3,780,000 | thousands by filing date | put |
| TOPBUILD COR COM | 89055F103 | Stock | 122,514 | $3,769,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 116,256 | $3,763,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 187,908 | $3,760,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 86,730 | $3,759,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 141,700 | $3,759,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 245,293 | $3,758,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 432,000 | $3,754,000 | thousands by filing date | put |
| RANDGOLD RES LTD | 752344309 | ADR | 60,603 | $3,753,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 241,469 | $3,752,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 278,254 | $3,750,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 165,407 | $3,746,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 382,179 | $3,738,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 131,812 | $3,736,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 89,859 | $3,734,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 50,000 | $3,732,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 321,396 | $3,732,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 82,349 | $3,726,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 158,114 | $3,725,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 71,649 | $3,718,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 36,594 | $3,717,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 257,959 | $3,704,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 130,797 | $3,698,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 81,356 | $3,692,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 117,667 | $3,687,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 100,000 | $3,682,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 154,545 | $3,678,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 307,550 | $3,675,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 202,314 | $3,674,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 139,139 | $3,665,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 74,314 | $3,664,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 61,215 | $3,660,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 62,729 | $3,657,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 119,169 | $3,652,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 77,000 | $3,650,000 | thousands by filing date | put |
| PERFICIENT INC | 71375U101 | COM | 212,787 | $3,643,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 221,837 | $3,638,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 71,458 | $3,637,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 128,245 | $3,634,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 541,986 | $3,631,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 157,800 | $3,626,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 97,062 | $3,624,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 132,790 | $3,621,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 151,982 | $3,620,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 487,811 | $3,619,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 173,889 | $3,618,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 68,883 | $3,618,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 351,535 | $3,617,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 205,871 | $3,611,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 255,463 | $3,603,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 334,226 | $3,600,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 50,000 | $3,594,000 | thousands by filing date | put |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 95,973 | $3,593,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 505,200 | $3,592,000 | thousands by filing date | call |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 149,465 | $3,588,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 77,318 | $3,582,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 169,000 | $3,581,000 | thousands by filing date | call |
| PEGASYSTEMS INC COM | 705573103 | Stock | 130,199 | $3,580,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 84,352 | $3,580,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 107,782 | $3,566,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 113,532 | $3,561,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 2,735,000 | $3,561,000 | thousands by filing date | principal |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 78,624 | $3,559,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 126,411 | $3,557,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 450,000 | $3,528,000 | thousands by filing date | put |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 123,270 | $3,526,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 138,047 | $3,522,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 183,146 | $3,518,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 279,326 | $3,517,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 264,634 | $3,512,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 144,351 | $3,506,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 56,000 | $3,500,000 | thousands by filing date | call |
| PROSHARES TR | 74347B664 | ULTSHT OIL GAS | 100,000 | $3,496,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 48,400 | $3,494,000 | thousands by filing date | call |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 691,910 | $3,494,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 2,624,000 | $3,490,000 | thousands by filing date | principal |
| DAVITA INC COM | 23918K108 | Stock | 50,000 | $3,486,000 | thousands by filing date | put |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 907,845 | $3,476,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 246,418 | $3,474,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 185,400 | $3,473,000 | thousands by filing date | call |
| PJT PARTNERS INC | 69343T107 | COM CL A | 122,538 | $3,467,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 65,529 | $3,465,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 40,000 | $3,462,000 | thousands by filing date | call |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 240,954 | $3,452,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 279,451 | $3,448,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 211,021 | $3,438,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 113,905 | $3,438,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 173,600 | $3,437,000 | thousands by filing date | call |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 2,875,000 | $3,436,000 | thousands by filing date | principal |
| GROUPON INC | 399473107 | COMMON STOCK | 1,118,500 | $3,434,000 | thousands by filing date | call |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 207,585 | $3,423,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 198,093 | $3,418,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 272,709 | $3,417,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 267,287 | $3,413,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 736,736 | $3,412,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 162,036 | $3,411,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 34,404 | $3,405,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 50,000 | $3,402,000 | thousands by filing date | call |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 77,140 | $3,401,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 81,006 | $3,398,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 70,000 | $3,394,000 | thousands by filing date | put |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 169,292 | $3,392,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 79,921 | $3,390,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 96,872 | $3,384,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 84,312 | $3,383,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 42,500 | $3,375,000 | thousands by filing date | put |
| TRUBRIDGE INC | 205306103 | COM | 67,757 | $3,371,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 154,641 | $3,368,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 235,931 | $3,366,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 3,111,000 | $3,366,000 | thousands by filing date | principal |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 61,350 | $3,363,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 90,000 | $3,362,000 | thousands by filing date | put |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 59,301 | $3,354,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 100,000 | $3,350,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 296,522 | $3,345,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 146,844 | $3,342,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 94,299 | $3,335,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 181,003 | $3,329,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 91,070 | $3,328,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 132,935 | $3,328,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 90,900 | $3,321,000 | thousands by filing date | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 141,379 | $3,318,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 492,545 | $3,315,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 141,360 | $3,313,000 | thousands by filing date | put |
| USD PARTNERS LP LP | 903318103 | STOK | 455,730 | $3,299,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 189,645 | $3,297,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 2,696,000 | $3,292,000 | thousands by filing date | principal |
| BEST BUY INC COM | 086516101 | Stock | 107,900 | $3,286,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 36,419 | $3,280,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 83,861 | $3,278,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 904,504 | $3,274,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 190,000 | $3,272,000 | thousands by filing date | call |
| POPEYES LA KITCHEN INC | 732872106 | COM | 55,874 | $3,269,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,756,480 | $3,267,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 78,100 | $3,265,000 | thousands by filing date | put |
| TRI CONTL CORP | 895436103 | COM | 163,041 | $3,264,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 169,609 | $3,251,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 216,200 | $3,251,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 117,844 | $3,249,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 67,900 | $3,248,000 | thousands by filing date | put |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 28,655 | $3,247,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 119,120 | $3,246,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 2,235,400 | $3,241,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 60,400 | $3,239,000 | thousands by filing date | put |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 581,662 | $3,234,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 75,171 | $3,233,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 100,000 | $3,231,000 | thousands by filing date | put |
| DEPOMED INC | 249908104 | COM | 178,186 | $3,230,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 157,048 | $3,226,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 1,078,925 | $3,226,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 168,920 | $3,218,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 946,300 | $3,208,000 | thousands by filing date | call |
| CALLAWAY GOLF CO | 131193104 | COM | 340,381 | $3,206,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 44,272 | $3,203,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 270,994 | $3,201,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 206,379 | $3,198,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 65,876 | $3,196,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 143,778 | $3,192,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 155,100 | $3,189,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 81,500 | $3,188,000 | thousands by filing date | put |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 23,637 | $3,183,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 243,974 | $3,166,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 85,297 | $3,163,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 96,600 | $3,160,000 | thousands by filing date | call |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 140,145 | $3,159,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 157,531 | $3,157,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 97,042 | $3,154,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 46,600 | $3,152,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 150,000 | $3,150,000 | thousands by filing date | put |
| SYMANTEC CORP | 871503108 | COM | 150,000 | $3,150,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 56,624 | $3,127,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,052,843 | $3,126,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 334,241 | $3,125,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 46,600 | $3,124,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 3,091,000 | $3,122,000 | thousands by filing date | principal |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 214,019 | $3,120,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 102,900 | $3,118,000 | thousands by filing date | put |
| KKR & CO LP | 48248M102 | COMMON STOCK | 200,000 | $3,118,000 | thousands by filing date | call |
| OUTFRONT MEDIA INC | 69007J106 | COM | 142,716 | $3,115,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 163,811 | $3,114,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 76,881 | $3,111,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 454,657 | $3,110,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 163,477 | $3,108,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 2,850,000 | $3,107,000 | thousands by filing date | principal |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 43,846 | $3,105,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 364,700 | $3,104,000 | thousands by filing date | call |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 210,381 | $3,103,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 64,751 | $3,102,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 402,660 | $3,096,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 285,197 | $3,094,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 441,755 | $3,092,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 443,853 | $3,089,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 606,400 | $3,087,000 | thousands by filing date | put |
| QUALITY SYS INC | 747582104 | COM | 191,093 | $3,081,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 200,000 | $3,080,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 89,400 | $3,078,000 | thousands by filing date | call |
| GENTHERM INC | 37253A103 | COM | 64,927 | $3,078,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 238,955 | $3,078,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 314,794 | $3,073,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 154,720 | $3,067,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 133,000 | $3,056,000 | thousands by filing date | put |
| MUELLER INDS INC COM | 624756102 | Stock | 112,248 | $3,042,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 100,000 | $3,041,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 191,487 | $3,035,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 1,550,000 | $3,031,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 65,128 | $3,031,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 923,991 | $3,030,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 145,229 | $3,030,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 168,515 | $3,028,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 316,100 | $3,025,000 | thousands by filing date | call |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 393,723 | $3,024,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 216,531 | $3,023,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 263,500 | $3,022,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 60,378 | $3,019,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 95,200 | $3,017,000 | thousands by filing date | call |
| COSTAMARE INC | Y1771G102 | SHS | 289,410 | $3,016,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 55,809 | $3,013,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 65,709 | $3,011,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 72,149 | $3,010,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 377,100 | $3,009,000 | thousands by filing date | call |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 30,276 | $3,003,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 74,008 | $2,999,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 233,183 | $2,992,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 104,395 | $2,983,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 1,129,472 | $2,982,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 47,603 | $2,978,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 65,781 | $2,968,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 45,170 | $2,962,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 36,152 | $2,962,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 95,066 | $2,954,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 111,177 | $2,950,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 60,079 | $2,947,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 63,672 | $2,946,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 121,634 | $2,940,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 252,900 | $2,939,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 117,445 | $2,938,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 174,236 | $2,932,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 759,300 | $2,931,000 | thousands by filing date | put |
| CUBIC CORP | 229669106 | COM | 62,028 | $2,931,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 66,600 | $2,931,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 119,865 | $2,916,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 90,000 | $2,915,000 | thousands by filing date | put |
| KLA CORP | 482480100 | COM | 42,000 | $2,913,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,606,790 | $2,909,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 55,200 | $2,905,000 | thousands by filing date | call |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 31,700 | $2,904,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 41,900 | $2,903,000 | thousands by filing date | call |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 112,351 | $2,902,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 634,776 | $2,900,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 79,901 | $2,896,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 119,732 | $2,893,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 56,983 | $2,890,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 219,609 | $2,883,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 222,709 | $2,880,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 100,280 | $2,874,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 30,868 | $2,871,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 36,977 | $2,869,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 63,000 | $2,860,000 | thousands by filing date | call |
| LENDINGTREE INC | 52603B107 | COM | 32,038 | $2,860,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2,084,000 | $2,855,000 | thousands by filing date | principal |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 83,926 | $2,855,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 74,310 | $2,854,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 30,000 | $2,849,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 102,544 | $2,846,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 229,991 | $2,832,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 182,810 | $2,830,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 731,209 | $2,823,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 50,906 | $2,822,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 129,385 | $2,821,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 442,265 | $2,817,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 82,335 | $2,812,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 82,063 | $2,812,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 39,118 | $2,811,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 8,300 | $2,808,000 | thousands by filing date | call |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 108,512 | $2,808,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 51,873 | $2,803,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 3,063,000 | $2,803,000 | thousands by filing date | principal |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 187,543 | $2,797,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-052859 | this filing | 2016-02-16 | acceptance time not in the bulk data set |