13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 7,404 holding rows worth $422,080,234,000.
- Accession
- 0001140361-16-052859
- Filer
- CIK 70858
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 20,331 entries on the cover page, a total value of $422,080,234,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $422,080,234,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIREXION SHS ETF TR | 25490K844 | BRZ BL 3X SHS NW | 350 | $4,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 242 | $3,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 51 | $3,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 123 | $3,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 73 | $3,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 191 | $3,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 139 | $3,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 475 | $3,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,516 | $3,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 800 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 100 | $3,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 159 | $3,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 1,256 | $3,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 185 | $3,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 87 | $3,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 308 | $3,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 209 | $3,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 407 | $3,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 310 | $3,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 498 | $3,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 2,296 | $3,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 569 | $3,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 1,200 | $3,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 170 | $3,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 62 | $3,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 726 | $3,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 250 | $3,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 210 | $3,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 226 | $3,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 1,662 | $3,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 12,600 | $3,000 | thousands by filing date | put |
| IMATION CORP | 45245A107 | COM | 2,100 | $3,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 1,992 | $3,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 605 | $3,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 3,200 | $3,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 1,500 | $3,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 862 | $3,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 100 | $3,000 | thousands by filing date | put |
| MOSYS INC COM | 619718109 | COM | 2,831 | $3,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 100 | $3,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 11,878 | $3,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 223 | $3,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 661 | $3,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 22,015 | $3,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 22,000 | $3,000 | thousands by filing date | put |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 460 | $3,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 473 | $3,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 474 | $3,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 2,000 | $3,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 375 | $3,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 576 | $3,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 832 | $3,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 500 | $3,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 1,000 | $3,000 | thousands by filing date | principal |
| SI FINL GROUP INC MD | 78425V104 | COM | 200 | $3,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 525 | $3,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 200 | $3,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 6,800 | $3,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 464 | $3,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 144 | $3,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 186 | $3,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 312 | $3,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 550 | $3,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 11,019 | $3,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 268 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 115 | $3,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 203 | $3,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 576 | $3,000 | thousands by filing date | |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 1,220 | $3,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 500 | $3,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 1,500 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y608 | GURU ACTS ETF | 200 | $3,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 4,942 | $3,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 1,766 | $3,000 | thousands by filing date | |
| NEPHROGENEX INC | 640667101 | Cmn | 2,000 | $3,000 | thousands by filing date | |
| VRINGO INC | 92911N302 | Cmn | 1,250 | $3,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 113 | $2,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 326 | $2,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 5,975 | $2,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 100 | $2,000 | thousands by filing date | call |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 1,363 | $2,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 300 | $2,000 | thousands by filing date | call |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 261 | $2,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 73 | $2,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 200 | $2,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 596 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 3,000 | $2,000 | thousands by filing date | principal |
| STRATUS PPTYS INC | 863167201 | COM NEW | 89 | $2,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 200 | $2,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 800 | $2,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 51 | $2,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 1,500 | $2,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 2,849 | $2,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 2,272 | $2,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 515 | $2,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | call |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 2,813 | $2,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 170 | $2,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 36,496 | $2,000 | thousands by filing date | principal |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 6,606 | $2,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 100 | $2,000 | thousands by filing date | put |
| VERTEX ENERGY INC | 92534K107 | COM | 1,443 | $2,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 130 | $2,000 | thousands by filing date | |
| WAVE SYS CORP CL A NEW | 943526608 | Common Stock | 1,630 | $2,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 151 | $2,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 116 | $2,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 6,500 | $2,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 200 | $2,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 946 | $2,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 6,897 | $2,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 188 | $2,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 1,703 | $2,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 2,948 | $2,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 200 | $2,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 5,800 | $2,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 1,314 | $2,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 1,642 | $2,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 3,804 | $2,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 1,612 | $2,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 912 | $2,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,000 | $2,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 1,195 | $2,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 10,392 | $2,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 200 | $2,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 200 | $2,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 400 | $2,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 28,850 | $2,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 502 | $2,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 277 | $2,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 7,047 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 89 | $2,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 1,000 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 100 | $2,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 314 | $2,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 2,000 | $2,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 100 | $2,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 231 | $2,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 497 | $2,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 2,000 | $2,000 | thousands by filing date | principal |
| Tasman Metals Ltd | 87652B103 | COM | 9,300 | $2,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 828 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 97 | $2,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 72 | $2,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 100 | $2,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,038 | $2,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 545 | $2,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 1,367 | $2,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 353 | $2,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 268 | $2,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 252 | $2,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 427 | $2,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 257 | $2,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 401 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 150 | $2,000 | thousands by filing date | |
| DEUTSCHE X-TRACKERS S&P HEDGED GLOBAL INFRASTRUCTURE ETF | 233051671 | ETF | 96 | $2,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 5,825 | $2,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 186 | $2,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 135 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K786 | DL RUSS BEAR 3X | 50 | $2,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 334 | $2,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 454 | $2,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 6,000 | $2,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605116 | Cmn | 3,462 | $2,000 | thousands by filing date | |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 2,536 | $2,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 220 | $2,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 526 | $2,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 144 | $1,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 550 | $1,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 263 | $1,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 132 | $1,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 123 | $1,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 77 | $1,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 245 | $1,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 111 | $1,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 498 | $1,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 159 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 115 | $1,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 206 | $1,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 1,000 | $1,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 100 | $1,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 500 | $1,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 577 | $1,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 249 | $1,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 300 | $1,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 497 | $1,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 240 | $1,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 165 | $1,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 1,000 | $1,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 2,000 | $1,000 | thousands by filing date | call |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 783 | $1,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 250 | $1,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 40 | $1,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 730 | $1,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 1,000 | $1,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 83 | $1,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 4,000 | $1,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 7,282 | $1,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 1,686 | $1,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 9,500 | $1,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 4,099 | $1,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 300 | $1,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 46 | $1,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 8,727 | $1,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 5,000 | $1,000 | thousands by filing date | put |
| PARKERVISION INC | 701354102 | COM | 5,000 | $1,000 | thousands by filing date | call |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 521 | $1,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 1,182 | $1,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1,050 | $1,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 500 | $1,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 76 | $1,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 2,938 | $1,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 2,907 | $1,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 2,000 | $1,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 200 | $1,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 1,500 | $1,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 3,328 | $1,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 146 | $1,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 5,000 | $1,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 6,429 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 22 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 126 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 1,000 | $1,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 500 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 70 | $1,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 100 | $1,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 100 | $1,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 95 | $1,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 500 | $1,000 | thousands by filing date | |
| MEDICIS PHARMACEUTICAL | 584690AC5 | NOTE 1.375% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 500 | $1,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 110 | $1,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 296 | $1,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 172 | $1,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 196 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 80,267 | $1,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 492 | $1,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 100 | $1,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 250 | $1,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 234 | $1,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 24 | $1,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 116 | $1,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 300 | $1,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 33 | $1,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 108 | $1,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 76 | $1,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 200 | $1,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F203 | COM NEW | 905 | $1,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 400 | $1,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 91 | $1,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,000 | $1,000 | thousands by filing date | principal |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 15,191 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 410 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 410 | $1,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 123 | $1,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 1,000 | $1,000 | thousands by filing date | call |
| CENTRUE FINL CORP NEW | 15643B205 | COM NEW | 82 | $1,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T309 | COM NEW | 181 | $1,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 430 | $1,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 297 | $1,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 1,775 | $1,000 | thousands by filing date | |
| SUTOR TECH GROUP LTD | 869362202 | Cmn | 2,000 | $1,000 | thousands by filing date | |
| VAPOR CORP DEL | 922099304 | Cmn | 1,231 | $1,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEMETIS INC | 00770K202 | COM NEW | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMTEK LTD ORD | M20791105 | Stock | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERICEL CORP | 92346J108 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROWN CRAFTS INC | 228309100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 152 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERIS CORP | 859152100 | COMMON STOCK | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 474 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETLIST INC | 64118P109 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWER REIT | 73933H101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RARE ELEMENT RES LTD | 75381M102 | COM | 3,170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HMN FINL INC | 40424G108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFIRE ENERGY INC | 74316X101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 8,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 517 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 204 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 1,068 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINES MGMT INC | 603432105 | COM | 568 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPPORT COM INC | 86858W101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDICA INC | 14141R101 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPASS INC | 46261V108 | COM | 176 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOVIE MEDICAL CORP | 10211F100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENGLOBAL CORP | 293306106 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEBE STORES INC | 075571109 | COM | 689 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIODEL INC | 09064M204 | COM | 742 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNI-PIXEL INC | 904572203 | COM | 550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CGG SPONS ADR | 12531Q105 | ADR | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Timmins Gold Corp | 88741P103 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXIGENE INC | 691828404 | COM PAR$.001 | 452 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Professional Diversity Network | 74312y103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOPFED BANCORP INC | 439734104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 1,595 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 310 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VENAXIS INC | 92262A107 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONVIA INC | 68338T403 | COM | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRAGONWAVE INC | 26144M103 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILLION INC | 92407M206 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 195 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPIRE RES INC DEL | 29206E100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Birner Dental Management | 091283200 | COM NEW | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Saexploration Holdings Inc. | 78636X105 | COM | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANCER GENETICS INC. | 13739u104 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLONDEX MNS LTD | 498696103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMBERLINE RES CORP COM NEW | 887133205 | Equities | 2,531 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MELA SCIENCES INC | 55277R308 | COM NEW | 575 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PYXIS TANKERS INC | Y71726106 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 227 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDIWOUND LTD | M68830104 | ORD SHS | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACRE RLTY INVS INCORPORATED REIT | 00489F106 | REIT | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOPHARMX CORP | 09072X101 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAJESCO | 56068V102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERES INC | 156773400 | COM NEW | 625 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BENITEC BIOPHARMA LTD | 082053117 | *W EXP 08/14/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Prism Technologies Group Inc | 74273Y100 | US Small Cap | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 2,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Emerald Oil Inc | 29101U407 | Common Stock | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURTLE BEACH CORP COM | 900450107 | Stock | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEVO INC COM PAR | 374396208 | Stock | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 185 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATALYST | 14888D109 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 845 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 402 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGACEPT INC | 87611RAA6 | NOTE 2/1 | 135 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MIDSTATES PETROLEUM CO INC | 59804T308 | COMMON | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 18,809 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 416 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYS INC | 24661P401 | Cmn | 564 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R301 | Cmn | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LILIS ENERGY INC | 532403102 | Cmn | 207 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL GOODS SOLAR INC | 75601N203 | Cmn | 168 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KALOBIOS PHARMACEUTICALS INC | 48344T209 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARNERO GROUP ACQUISITION CO | G5866L116 | *W EXP 06/24/201 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODE REBEL CORP | 19200J106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRAGONWAVE INC | 26144M129 | *W EXP 08/01/201 | 476 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT SOLAR TECHNOLOGIES IN | 043635309 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXION PWR INTL INC | 05460X307 | COM PAR $0.001 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CESCA THERAPEUTICS INC | 157131103 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JACKSONVILLE BANCORP INC FLA | 469249205 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-052859 | this filing | 2016-02-16 | acceptance time not in the bulk data set |