13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 7,404 holding rows worth $422,080,234,000.
- Accession
- 0001140361-16-052859
- Filer
- CIK 70858
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 20,331 entries on the cover page, a total value of $422,080,234,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $422,080,234,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 125,569 | $2,795,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 129,105 | $2,793,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 94,321 | $2,790,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 3,310,000 | $2,789,000 | thousands by filing date | principal |
| PRIMERICA INC | 74164M108 | COM | 59,045 | $2,788,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 154,399 | $2,787,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 470,681 | $2,787,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 46,221 | $2,784,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 252,226 | $2,781,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 787,122 | $2,770,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 60,000 | $2,769,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 58,100 | $2,767,000 | thousands by filing date | put |
| BOB EVANS FARMS | 096761101 | COM | 71,059 | $2,761,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 108,209 | $2,751,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 580,541 | $2,751,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 366,413 | $2,748,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 50,362 | $2,747,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 84,361 | $2,734,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 52,109 | $2,733,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 5,000 | $2,731,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 342,998 | $2,730,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 332,822 | $2,729,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 48,486 | $2,726,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 398,941 | $2,721,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 149,241 | $2,718,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 54,652 | $2,715,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 30,646 | $2,710,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 65,525 | $2,709,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 171,085 | $2,708,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 60,700 | $2,707,000 | thousands by filing date | call |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 176,397 | $2,707,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 96,642 | $2,706,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 2,483,900 | $2,701,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 98,376 | $2,700,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 151,443 | $2,697,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 139,358 | $2,696,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 110,863 | $2,696,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 51,487 | $2,694,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 48,377 | $2,693,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 37,884 | $2,693,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 53,976 | $2,690,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 176,900 | $2,689,000 | thousands by filing date | call |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 51,376 | $2,686,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 20,000 | $2,684,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 87,457 | $2,684,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 60,179 | $2,682,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 39,200 | $2,680,000 | thousands by filing date | put |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 139,859 | $2,678,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 150,000 | $2,676,000 | thousands by filing date | put |
| CHURCHILL DOWNS INC | 171484108 | COM | 18,870 | $2,670,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 168,700 | $2,664,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 44,400 | $2,660,000 | thousands by filing date | put |
| WEBMD HEALTH CORP | 94770V102 | COM | 55,056 | $2,659,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 169,781 | $2,653,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 227,294 | $2,652,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 32,253 | $2,652,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 285,000 | $2,645,000 | thousands by filing date | call |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 99,400 | $2,643,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 135,225 | $2,640,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 168,300 | $2,639,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 99,132 | $2,639,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 83,404 | $2,637,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 94,187 | $2,636,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 98,554 | $2,625,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 161,310 | $2,622,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 103,874 | $2,619,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 2,038,660 | $2,619,000 | thousands by filing date | principal |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 153,993 | $2,618,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 133,780 | $2,614,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 219,379 | $2,613,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 158,479 | $2,607,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 106,110 | $2,602,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 106,030 | $2,598,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 137,881 | $2,593,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 233,527 | $2,588,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 115,892 | $2,579,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 46,213 | $2,577,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 104,303 | $2,571,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 183,932 | $2,568,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 256,942 | $2,567,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 94,469 | $2,556,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 110,887 | $2,556,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 150,000 | $2,555,000 | thousands by filing date | put |
| INSPERITY INC | 45778Q107 | COM | 52,975 | $2,551,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 30,100 | $2,550,000 | thousands by filing date | put |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 105,227 | $2,548,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 69,651 | $2,547,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 408,882 | $2,547,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 73,300 | $2,544,000 | thousands by filing date | call |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 222,255 | $2,543,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 2,590,000 | $2,539,000 | thousands by filing date | principal |
| CALAMP CORP | 128126109 | COMMON STOCK | 126,996 | $2,531,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 76,561 | $2,528,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 110,973 | $2,526,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 104,867 | $2,525,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 588,777 | $2,520,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 46,308 | $2,516,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 100,000 | $2,516,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 163,366 | $2,508,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 246,724 | $2,506,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 162,718 | $2,505,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 566,436 | $2,504,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 96,254 | $2,504,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 731,939 | $2,503,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 56,798 | $2,499,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 20,100 | $2,486,000 | thousands by filing date | call |
| ISTAR INC | 45031U101 | COMMON STOCK | 211,972 | $2,486,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 233,633 | $2,481,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 165,420 | $2,477,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 22,469 | $2,474,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 214,196 | $2,474,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 99,783 | $2,473,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 78,898 | $2,471,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 35,372 | $2,464,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 174,015 | $2,463,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 66,869 | $2,461,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 320,340 | $2,460,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 50,329 | $2,454,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 85,000 | $2,453,000 | thousands by filing date | call |
| HNI CORP COM | 404251100 | Stock | 67,948 | $2,451,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 101,149 | $2,446,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 35,300 | $2,446,000 | thousands by filing date | put |
| DBX ETF TR | 233051408 | FUND | 101,729 | $2,443,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 55,928 | $2,431,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 230,000 | $2,427,000 | thousands by filing date | put |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 195,909 | $2,425,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 385,525 | $2,425,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 68,614 | $2,421,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 49,000 | $2,421,000 | thousands by filing date | call |
| Taser Intl Inc | 87651B104 | COM | 140,000 | $2,421,000 | thousands by filing date | call |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 30,600 | $2,416,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 87,589 | $2,414,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 120,932 | $2,407,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 104,687 | $2,406,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 99,136 | $2,405,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 79,489 | $2,404,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 150,130 | $2,402,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 30,539 | $2,401,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 23,474 | $2,400,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 96,330 | $2,399,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 100,889 | $2,398,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 141,616 | $2,397,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 142,650 | $2,388,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 140,975 | $2,385,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 232,780 | $2,379,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 21,000 | $2,376,000 | thousands by filing date | call |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 154,834 | $2,374,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 150,558 | $2,374,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 109,543 | $2,373,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 113,904 | $2,373,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 154,906 | $2,372,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 154,622 | $2,370,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 30,000 | $2,369,000 | thousands by filing date | put |
| TRONOX LTD | Q9235V101 | SHS CL A | 605,770 | $2,369,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 59,001 | $2,368,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 153,534 | $2,363,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 400,492 | $2,363,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 155,807 | $2,361,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 513,578 | $2,348,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 222,498 | $2,347,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 44,605 | $2,344,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 81,183 | $2,343,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 195,995 | $2,342,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 42,725 | $2,334,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 33,355 | $2,331,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 2,334,000 | $2,322,000 | thousands by filing date | principal |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 147,614 | $2,321,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 93,814 | $2,314,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 92,400 | $2,312,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 211,209 | $2,311,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 108,213 | $2,307,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 100,276 | $2,307,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 188,432 | $2,307,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 24,800 | $2,305,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 117,812 | $2,299,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 88,500 | $2,297,000 | thousands by filing date | put |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 76,212 | $2,295,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 88,629 | $2,295,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 207,578 | $2,294,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 106,938 | $2,293,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 283,340 | $2,292,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 397,297 | $2,292,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 67,100 | $2,290,000 | thousands by filing date | call |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 67,745 | $2,286,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 17,789 | $2,285,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 160,940 | $2,282,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 101,925 | $2,281,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 143,773 | $2,281,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 45,876 | $2,280,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 100,000 | $2,280,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 25,500 | $2,278,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 274,115 | $2,278,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 60,900 | $2,274,000 | thousands by filing date | put |
| TIME WARNER CABLE INC | 88732J207 | COM | 12,200 | $2,264,000 | thousands by filing date | put |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 168,011 | $2,257,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4,700 | $2,255,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 99,080 | $2,253,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 127,240 | $2,252,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 46,295 | $2,251,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 44,882 | $2,248,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 2,274,000 | $2,240,000 | thousands by filing date | principal |
| EVERTEC INC | 30040P103 | COM | 133,704 | $2,238,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 133,623 | $2,230,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 116,472 | $2,229,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 66,500 | $2,228,000 | thousands by filing date | put |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 41,533 | $2,226,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 284,445 | $2,225,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 152,826 | $2,222,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 191,461 | $2,219,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 81,900 | $2,213,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 140,616 | $2,211,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 92,233 | $2,211,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 54,677 | $2,210,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 126,876 | $2,209,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 79,855 | $2,206,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 220,012 | $2,202,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 410,300 | $2,199,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 75,100 | $2,196,000 | thousands by filing date | call |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 158,900 | $2,191,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 1,856,000 | $2,190,000 | thousands by filing date | principal |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 48,603 | $2,187,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 38,881 | $2,184,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 443,327 | $2,177,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 172,548 | $2,174,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 533,189 | $2,170,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 61,412 | $2,170,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 1,305,000 | $2,170,000 | thousands by filing date | principal |
| SCIQUEST INC NEW | 80908T101 | COM | 167,137 | $2,168,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 343,631 | $2,168,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 45,436 | $2,167,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 143,934 | $2,165,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 64,473 | $2,164,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 62,400 | $2,161,000 | thousands by filing date | put |
| TALEN ENERGY CORP | 87422J105 | COM | 346,962 | $2,161,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 23,300 | $2,159,000 | thousands by filing date | call |
| MECHEL OAO | 583840103 | SPONSORED ADR | 2,638,211 | $2,158,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 50,000 | $2,153,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 107,999 | $2,153,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 104,940 | $2,148,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 46,045 | $2,147,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 52,508 | $2,144,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 139,512 | $2,143,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 66,100 | $2,142,000 | thousands by filing date | put |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 159,749 | $2,127,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 111,890 | $2,126,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 75,100 | $2,125,000 | thousands by filing date | call |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 51,205 | $2,124,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 150,469 | $2,121,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 239,796 | $2,120,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 239,342 | $2,113,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 57,000 | $2,099,000 | thousands by filing date | call |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 76,348 | $2,099,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 132,468 | $2,096,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 176,900 | $2,095,000 | thousands by filing date | call |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 239,630 | $2,095,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 165,157 | $2,093,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 47,247 | $2,090,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 82,500 | $2,089,000 | thousands by filing date | call |
| KITE PHARMA INC | 49803L109 | COM | 33,874 | $2,087,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 175,145 | $2,086,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 247,549 | $2,082,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 37,206 | $2,079,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 26,748 | $2,079,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 39,429 | $2,077,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 167,098 | $2,074,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 58,575 | $2,073,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 46,692 | $2,072,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 109,170 | $2,071,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 126,469 | $2,070,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 131,894 | $2,065,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 114,178 | $2,060,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 238,584 | $2,060,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 55,404 | $2,058,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 24,400 | $2,056,000 | thousands by filing date | put |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 25,093 | $2,052,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 71,438 | $2,052,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 431,784 | $2,051,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 53,304 | $2,050,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 118,507 | $2,049,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 68,902 | $2,048,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 293,178 | $2,047,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 171,595 | $2,045,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 109,225 | $2,044,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 85,361 | $2,044,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 47,200 | $2,041,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 353,335 | $2,039,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 86,218 | $2,039,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 215,464 | $2,025,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 88,360 | $2,025,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 60,000 | $2,024,000 | thousands by filing date | put |
| NETSUITE INC | 64118Q107 | COM | 23,863 | $2,020,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 123,754 | $2,018,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 459,105 | $2,016,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 497,900 | $2,016,000 | thousands by filing date | put |
| HESKA CORP | 42805E306 | COM | 51,913 | $2,008,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 75,985 | $2,007,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 20,600 | $2,006,000 | thousands by filing date | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 29,600 | $2,002,000 | thousands by filing date | put |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 89,942 | $2,001,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 147,668 | $1,997,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 237,500 | $1,993,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 50,700 | $1,983,000 | thousands by filing date | call |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 2,000,000 | $1,980,000 | thousands by filing date | principal |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 14,056 | $1,977,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 49,216 | $1,974,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 162,900 | $1,974,000 | thousands by filing date | call |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 73,665 | $1,973,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 65,170 | $1,969,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 125,591 | $1,969,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 142,636 | $1,967,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 158,284 | $1,964,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 50,300 | $1,963,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 83,500 | $1,960,000 | thousands by filing date | call |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 105,661 | $1,954,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 60,000 | $1,954,000 | thousands by filing date | put |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 67,304 | $1,950,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 86,844 | $1,950,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 168,253 | $1,948,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 94,583 | $1,946,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 600,400 | $1,945,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 22,657 | $1,944,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 79,739 | $1,942,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 33,304 | $1,935,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 159,319 | $1,935,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 45,100 | $1,932,000 | thousands by filing date | call |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,223,577 | $1,932,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 248,870 | $1,931,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 76,002 | $1,928,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M175 | GUGGENHEIM ETF | 75,000 | $1,927,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 143,900 | $1,924,000 | thousands by filing date | put |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 140,765 | $1,922,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 50,300 | $1,919,000 | thousands by filing date | call |
| PATRIOT NATL INC | 70338T102 | COM | 285,947 | $1,918,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 27,000 | $1,915,000 | thousands by filing date | call |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 111,035 | $1,915,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 131,209 | $1,914,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 258,442 | $1,912,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 22,576 | $1,912,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 139,465 | $1,908,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 1,651,000 | $1,905,000 | thousands by filing date | principal |
| ASSOCIATED BANC-CORP | 045487105 | COM | 101,573 | $1,904,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 153,323 | $1,902,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 376,450 | $1,901,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 142,477 | $1,900,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,027,000 | $1,900,000 | thousands by filing date | principal |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 115,820 | $1,892,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 115,392 | $1,891,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 166,818 | $1,889,000 | thousands by filing date | |
| PROSHARES TR | 74347B656 | ULT HOMEBUILDS | 100,000 | $1,889,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 1,900,000 | $1,888,000 | thousands by filing date | principal |
| CALAVO GROWERS INC | 128246105 | COM | 38,495 | $1,886,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 277,699 | $1,880,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 129,018 | $1,879,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 55,240 | $1,877,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 370,830 | $1,876,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 1,481,000 | $1,875,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B649 | ULTSHT HMEBUIL | 100,000 | $1,875,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 123,470 | $1,874,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 81,022 | $1,868,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 106,283 | $1,867,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 39,500 | $1,865,000 | thousands by filing date | call |
| CIENA CORP COM NEW | 171779309 | Stock | 90,000 | $1,862,000 | thousands by filing date | call |
| INTERSECT ENT INC | 46071F103 | COM | 82,738 | $1,862,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,022,700 | $1,861,000 | thousands by filing date | put |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 123,999 | $1,857,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 236,345 | $1,853,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 397,604 | $1,853,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 98,315 | $1,853,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 740,359 | $1,851,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 92,900 | $1,846,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 100,000 | $1,844,000 | thousands by filing date | call |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 294,829 | $1,843,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 147,942 | $1,842,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 59,125 | $1,838,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 66,852 | $1,838,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 121,000 | $1,837,000 | thousands by filing date | put |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 55,616 | $1,836,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 218,313 | $1,832,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 112,025 | $1,825,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 19,073 | $1,824,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 9,500 | $1,823,000 | thousands by filing date | put |
| WIX COM LTD SHS | M98068105 | Stock | 79,770 | $1,815,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 183,324 | $1,815,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 26,400 | $1,814,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 30,000 | $1,801,000 | thousands by filing date | put |
| CYS INVTS INC | 12673A108 | COM | 252,231 | $1,798,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 134,219 | $1,797,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 22,600 | $1,796,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 2,396,000 | $1,791,000 | thousands by filing date | principal |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 82,277 | $1,790,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 51,676 | $1,789,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 17,274 | $1,787,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 2,410,000 | $1,786,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 87,484 | $1,784,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 68,506 | $1,782,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 41,896 | $1,782,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 168,519 | $1,781,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 58,301 | $1,778,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 43,500 | $1,776,000 | thousands by filing date | call |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 150,000 | $1,772,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 29,611 | $1,771,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 101,494 | $1,770,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 84,600 | $1,769,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 1,233,000 | $1,769,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 1,805,000 | $1,768,000 | thousands by filing date | principal |
| QAD INC-A | 74727D306 | CL A | 85,987 | $1,765,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 73,962 | $1,763,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 931,601 | $1,761,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 79,962 | $1,759,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 289,613 | $1,758,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 24,800 | $1,756,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 691,086 | $1,756,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 57,337 | $1,756,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 28,366 | $1,752,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 2,119,000 | $1,749,000 | thousands by filing date | principal |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 107,622 | $1,746,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,103,400 | $1,743,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 45,287 | $1,741,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 313,563 | $1,741,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 96,215 | $1,738,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,200 | $1,737,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 75,845 | $1,737,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAF6 | NOTE 1.750% 8/1 | 1,784,000 | $1,735,000 | thousands by filing date | principal |
| TERNIUM SA | 880890108 | SPONSORED ADS | 139,118 | $1,729,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 35,100 | $1,728,000 | thousands by filing date | call |
| GP STRATEGIES CORP | 36225V104 | COM | 68,776 | $1,727,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 487,611 | $1,726,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 50,257 | $1,723,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 121,038 | $1,720,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 45,207 | $1,718,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 1,473,000 | $1,717,000 | thousands by filing date | principal |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 26,023 | $1,716,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 1,804,000 | $1,716,000 | thousands by filing date | principal |
| MERCADOLIBREINC | 58733R102 | STOK | 15,000 | $1,715,000 | thousands by filing date | call |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 82,092 | $1,713,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 42,435 | $1,710,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,501,000 | $1,708,000 | thousands by filing date | principal |
| VIRTU FINL INC | 928254101 | CL A | 75,382 | $1,707,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 58,951 | $1,699,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 221,159 | $1,697,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 29,765 | $1,695,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 80,300 | $1,694,000 | thousands by filing date | call |
| IMPAX LABORATORIES INC | 45256B101 | COM | 39,541 | $1,691,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 101,799 | $1,690,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 317,406 | $1,685,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 109,227 | $1,685,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 170,996 | $1,682,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 12,500 | $1,678,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 57,586 | $1,673,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 44,880 | $1,672,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 38,037 | $1,671,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 43,608 | $1,670,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 111,741 | $1,670,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 63,573 | $1,669,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 22,674 | $1,669,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 125,902 | $1,664,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 175,840 | $1,662,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 119,579 | $1,661,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 14,700 | $1,659,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 21,622 | $1,653,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 119,522 | $1,652,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 133,329 | $1,651,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 36,025 | $1,650,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 82,141 | $1,650,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 989,000 | $1,647,000 | thousands by filing date | principal |
| PATRICK INDS INC | 703343103 | COM | 37,825 | $1,645,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 49,949 | $1,643,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 245,509 | $1,642,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 130,441 | $1,640,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 72,789 | $1,639,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 350,000 | $1,635,000 | thousands by filing date | call |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 74,220 | $1,634,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 60,593 | $1,634,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 1,424,000 | $1,631,000 | thousands by filing date | principal |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 109,454 | $1,628,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 103,525 | $1,626,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 64,829 | $1,625,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 24,519 | $1,625,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 31,619 | $1,621,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 54,631 | $1,620,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 100,858 | $1,620,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 1,439,000 | $1,619,000 | thousands by filing date | principal |
| FARMER BROS CO | 307675108 | COM | 50,095 | $1,617,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 109,516 | $1,614,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 38,635 | $1,613,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 70,900 | $1,613,000 | thousands by filing date | put |
| TUBEMOGUL INC COM | 898570106 | Stock | 118,679 | $1,613,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 89,010 | $1,610,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 93,795 | $1,609,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 25,000 | $1,607,000 | thousands by filing date | put |
| BB & T CORP | 054937107 | COM | 42,500 | $1,607,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 1,327,000 | $1,606,000 | thousands by filing date | principal |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 56,600 | $1,605,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 68,900 | $1,604,000 | thousands by filing date | put |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 135,469 | $1,603,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 1,583,000 | $1,603,000 | thousands by filing date | principal |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 18,400 | $1,599,000 | thousands by filing date | call |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 51,077 | $1,597,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 55,341 | $1,596,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 12,573 | $1,596,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-052859 | this filing | 2016-02-16 | acceptance time not in the bulk data set |