13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 7,404 holding rows worth $422,080,234,000.
- Accession
- 0001140361-16-052859
- Filer
- CIK 70858
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 20,331 entries on the cover page, a total value of $422,080,234,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $422,080,234,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 27,087 | $371,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 28,537 | $369,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 38,000 | $369,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 8,255 | $369,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 14,225 | $368,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 10,136 | $367,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 50,144 | $367,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 15,577 | $364,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 5,554 | $363,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 19,860 | $363,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 49,031 | $362,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 4,621 | $361,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 16,650 | $360,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 37,730 | $360,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 13,550 | $359,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 35,104 | $358,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 7,072 | $357,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 27,243 | $356,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 11,425 | $356,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 40,369 | $356,000 | thousands by filing date | |
| PROSHARES TR | 74347B599 | HDG FTSE JAPAN | 9,947 | $356,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 8,566 | $355,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 9,755 | $355,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 25,738 | $354,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 8,000 | $353,000 | thousands by filing date | call |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 30,829 | $352,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 10,442 | $352,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 101,717 | $352,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 25,744 | $351,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 36,792 | $351,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 12,527 | $351,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 11,177 | $351,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 25,010 | $351,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 31,336 | $351,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 4,905 | $351,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 11,000 | $349,000 | thousands by filing date | put |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 14,357 | $349,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,700 | $348,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,000 | $348,000 | thousands by filing date | call |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 58,780 | $348,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 34,063 | $348,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 134,703 | $348,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 2,400 | $347,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 369,000 | $346,000 | thousands by filing date | principal |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 21,826 | $345,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 10,492 | $345,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 32,000 | $344,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 17,833 | $344,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 11,074 | $343,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 43,522 | $343,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 27,582 | $343,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 39,820 | $342,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 2,677 | $342,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 6,000 | $341,000 | thousands by filing date | call |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 24,737 | $340,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 8,067 | $338,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 33,109 | $338,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 15,743 | $337,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 11,596 | $337,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X186 | EURO STOXX 50 | 9,630 | $337,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 145,452 | $336,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 29,025 | $336,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 534,000 | $336,000 | thousands by filing date | principal |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 12,705 | $335,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 20,799 | $334,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,823 | $333,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 22,278 | $333,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 8,288 | $333,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 18,724 | $333,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 11,831 | $331,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 518,000 | $331,000 | thousands by filing date | principal |
| CVR Partners, LP | 126633106 | LTD | 41,167 | $330,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 10,061 | $328,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 14,150 | $326,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 14,304 | $324,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 8,600 | $324,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 17,533 | $324,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 3,806 | $323,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 39,852 | $323,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 90,090 | $323,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 10,362 | $323,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 66,329 | $321,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 20,257 | $321,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 39,836 | $320,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,800 | $318,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 10,000 | $317,000 | thousands by filing date | call |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 553,423 | $317,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 29,365 | $316,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 27,094 | $316,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,500 | $315,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 6,000 | $315,000 | thousands by filing date | put |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 23,850 | $315,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 26,428 | $315,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 28,657 | $315,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 7,098 | $315,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 308,000 | $313,000 | thousands by filing date | principal |
| BANNER CORP | 06652V208 | COM NEW | 6,801 | $312,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 36,760 | $312,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 22,459 | $310,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 34,510 | $309,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 16,354 | $308,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 3,600 | $307,000 | thousands by filing date | call |
| ICONIX BRAND GROUP INC | 451055107 | COM | 45,000 | $307,000 | thousands by filing date | call |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 42,426 | $307,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 42,679 | $306,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 168,256 | $306,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 19,179 | $305,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 28,590 | $305,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 4,649 | $305,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 18,000 | $305,000 | thousands by filing date | put |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 207,000 | $305,000 | thousands by filing date | principal |
| OVASCIENCE INC | 69014Q101 | COM | 31,275 | $305,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 7,698 | $304,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 5,176 | $303,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 15,924 | $303,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 8,773 | $302,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 1,073 | $302,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 3,117 | $300,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 47,100 | $300,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 59,467 | $300,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 304,000 | $299,000 | thousands by filing date | principal |
| DTS INC | 23335C101 | COM | 13,205 | $298,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 39,524 | $298,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 45,573 | $297,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 119,326 | $296,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 35,379 | $295,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 16,243 | $294,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 31,460 | $293,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 5,296 | $293,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 22,185 | $293,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 44,827 | $292,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 108,996 | $292,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 15,568 | $291,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 285,196 | $291,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 15,162 | $290,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 219,700 | $290,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 42,847 | $289,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 21,081 | $289,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 4,516 | $289,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 6,597 | $288,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 4,861 | $288,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 14,500 | $288,000 | thousands by filing date | call |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 6,360 | $288,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 13,397 | $287,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 25,065 | $287,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 19,180 | $287,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 15,578 | $287,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 16,210 | $286,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 12,533 | $286,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 21,704 | $286,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 12,454 | $286,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 10,000 | $286,000 | thousands by filing date | put |
| RETROPHIN INC | 761299106 | COM | 14,771 | $285,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 35,528 | $285,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 25,760 | $284,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 7,778 | $284,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 16,594 | $284,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 53,676 | $283,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 9,985 | $283,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 31,478 | $283,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 17,260 | $282,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 20,653 | $282,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 6,127 | $282,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 30,414 | $281,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 112,850 | $280,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 107,617 | $279,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 406,000 | $278,000 | thousands by filing date | principal |
| Powershares ETF KBW Insurance | 73936q777 | COM | 5,792 | $278,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 40,600 | $277,000 | thousands by filing date | put |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 30,451 | $277,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 15,761 | $276,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 16,394 | $276,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 15,953 | $276,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 9,844 | $275,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,600 | $275,000 | thousands by filing date | put |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 22,294 | $275,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 19,792 | $274,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 7,517 | $274,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 27,206 | $274,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 11,525 | $273,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 16,307 | $273,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 7,758 | $273,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 19,311 | $273,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 26,016 | $272,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 11,744 | $272,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 118,490 | $271,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 79,776 | $271,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 29,383 | $271,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 7,945 | $270,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 9,633 | $270,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 6,669 | $269,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 14,539 | $269,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 36,066 | $268,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 36,880 | $268,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 13,485 | $268,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 28,363 | $268,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 11,122 | $267,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 6,394 | $266,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 11,609 | $266,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 43,377 | $266,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 19,618 | $266,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 33,713 | $266,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 38,603 | $266,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,219 | $265,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 30,000 | $265,000 | thousands by filing date | call |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 18,383 | $264,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 7,644 | $263,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 11,317 | $263,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 31,213 | $262,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 19,985 | $262,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 61,777 | $261,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 29,893 | $261,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 27,340 | $261,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 1,800 | $260,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 316,000 | $260,000 | thousands by filing date | principal |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 5,459 | $259,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 13,930 | $259,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 14,074 | $259,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 9,284 | $259,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 10,378 | $259,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 49,149 | $258,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 33,504 | $257,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 16,297 | $257,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 254,300 | $257,000 | thousands by filing date | put |
| CELADON GROUP INC | 150838100 | COM | 25,957 | $257,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 30,145 | $257,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 17,801 | $256,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 25,451 | $256,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 16,314 | $256,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 9,857 | $255,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 11,231 | $254,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 17,564 | $254,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 9,150 | $254,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 15,734 | $254,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 10,086 | $253,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 15,744 | $253,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 252,828 | $253,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 20,869 | $252,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 17,856 | $252,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 6,707 | $252,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 20,418 | $252,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 12,174 | $251,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 5,442 | $251,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 5,505 | $251,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 11,676 | $251,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 27,964 | $251,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 21,987 | $250,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 31,422 | $250,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 7,855 | $250,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 22,670 | $248,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 22,546 | $248,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 18,737 | $248,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 80,367 | $248,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 43,847 | $248,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 17,748 | $248,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 235,000 | $247,000 | thousands by filing date | put |
| 1ST FINL BANCORP | 320209109 | COM | 13,588 | $246,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 5,719 | $246,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 14,430 | $246,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 5,800 | $246,000 | thousands by filing date | put |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 8,600 | $244,000 | thousands by filing date | put |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 38,323 | $243,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 4,513 | $242,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 17,602 | $242,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 18,483 | $242,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 14,569 | $242,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 23,962 | $241,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,556 | $241,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 16,209 | $240,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,268 | $240,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 14,253 | $239,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 21,815 | $239,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 165,699 | $239,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 26,000 | $239,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 20,418 | $238,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 237,000 | $238,000 | thousands by filing date | principal |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 9,226 | $237,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 8,725 | $237,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 10,000 | $237,000 | thousands by filing date | |
| OPPENHEIMER REV WEIGHTED ETF | 68386C500 | ADR REV ETF | 8,040 | $237,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 44,809 | $236,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 10,054 | $235,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 3,479 | $235,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 17,765 | $234,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 7,624 | $234,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 23,476 | $233,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 15,322 | $233,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 16,070 | $233,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 59,962 | $233,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 45,017 | $233,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 100,185 | $233,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 22,485 | $232,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 11,727 | $232,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 19,516 | $232,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 18,993 | $232,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 4,999 | $231,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 6,808 | $231,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 4,000 | $230,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 14,727 | $230,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 15,827 | $229,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 4,534 | $229,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 61,864 | $228,000 | thousands by filing date | |
| Janus Velocity Tail Risk Hdgd Lg Cp ETF | 00162Q817 | com | 8,360 | $228,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 50,210 | $227,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 27,182 | $227,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 60,134 | $227,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 18,798 | $225,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 292,527 | $225,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 32,195 | $225,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 18,008 | $224,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 39,975 | $223,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 9,556 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 8,401 | $222,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 6,830 | $222,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 12,102 | $221,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 29,690 | $221,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 21,303 | $221,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 182,478 | $221,000 | thousands by filing date | principal |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 70,851 | $220,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 74,244 | $219,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 4,600 | $219,000 | thousands by filing date | call |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 10,804 | $219,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,836 | $218,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 7,862 | $218,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 13,326 | $217,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 24,498 | $217,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 41,346 | $217,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 28,417 | $217,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 7,265 | $216,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 16,664 | $216,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 20,652 | $216,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 9,777 | $216,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 11,173 | $216,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 21,537 | $215,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 20,468 | $215,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 35,744 | $215,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 24,518 | $215,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,771 | $214,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 21,355 | $214,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 12,224 | $214,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 11,593 | $214,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 9,152 | $214,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 9,398 | $213,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 9,986 | $213,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 7,685 | $213,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 14,767 | $213,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 7,355 | $213,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 11,693 | $212,000 | thousands by filing date | |
| OPPENHEIMER REV WEIGHTED ETF | 68386C609 | NAVELR A100 ETF | 4,533 | $212,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 19,513 | $211,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 13,128 | $211,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 21,507 | $211,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 221,799 | $211,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 119,495 | $211,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 40,522 | $210,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 30,750 | $210,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,500 | $209,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 368,000 | $209,000 | thousands by filing date | principal |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 14,873 | $207,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 22,121 | $207,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 2,880 | $206,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 36,711 | $206,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 6,000 | $205,000 | thousands by filing date | put |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 12,594 | $205,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 8,700 | $204,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 2,687 | $204,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 7,308 | $204,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 17,925 | $204,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 14,202 | $204,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 13,149 | $204,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 12,228 | $203,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 18,444 | $203,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 205,000 | $203,000 | thousands by filing date | principal |
| VINCE HLDG CORP | 92719W108 | COM | 44,346 | $203,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 5,130 | $202,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 10,807 | $201,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 12,549 | $201,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 4,851 | $201,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 22,000 | $200,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 7,151 | $199,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 19,163 | $199,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 15,237 | $199,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 13,156 | $199,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 32,865 | $199,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 71,806 | $198,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 6,596 | $198,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 3,627 | $198,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 8,657 | $198,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 9,449 | $197,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 6,589 | $197,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 10,006 | $197,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 17,936 | $196,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 103,000 | $196,000 | thousands by filing date | principal |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 44,033 | $196,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,300 | $195,000 | thousands by filing date | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 20,912 | $195,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 12,721 | $195,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 134,053 | $195,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 5,834 | $195,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 18,441 | $195,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 3,400 | $193,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 8,084 | $193,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 21,200 | $193,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 9,697 | $192,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 6,190 | $191,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 8,473 | $191,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 3,251 | $191,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 22,321 | $191,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 7,202 | $190,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 7,740 | $190,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 7,829 | $189,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 4,855 | $189,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 5,073 | $188,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 27,355 | $188,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 17,938 | $188,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 24,649 | $188,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 10,318 | $187,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 145,199 | $187,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X388 | EUR DOMST ECO FD | 7,700 | $187,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 22,240 | $187,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 11,795 | $186,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 89,042 | $186,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 209,000 | $186,000 | thousands by filing date | principal |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 10,397 | $185,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 13,390 | $185,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 22,176 | $185,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 211,000 | $185,000 | thousands by filing date | principal |
| NEURODERM LTD | M74231107 | ORD SHS | 10,892 | $185,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 79,758 | $184,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 6,326 | $183,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 13,171 | $183,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 9,427 | $183,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 9,371 | $183,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 29,672 | $182,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 13,693 | $182,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 11,089 | $181,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 10,294 | $181,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 56,000 | $181,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 4,300 | $180,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 6,754 | $180,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 14,766 | $180,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 7,814 | $179,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 1,800 | $179,000 | thousands by filing date | put |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 399,000 | $179,000 | thousands by filing date | principal |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 700 | $178,000 | thousands by filing date | put |
| LIQUIDITY SVCS INC | 53635B107 | COM | 27,422 | $178,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 8,300 | $178,000 | thousands by filing date | put |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 12,000 | $178,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,900 | $177,000 | thousands by filing date | put |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 10,345 | $177,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 3,512 | $177,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 16,184 | $177,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 8,396 | $177,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 3,486 | $176,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 12,045 | $176,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 10,740 | $176,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 13,123 | $176,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 9,491 | $175,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 10,980 | $175,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 30,000 | $175,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 7,856 | $175,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,200 | $174,000 | thousands by filing date | put |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 17,150 | $174,000 | thousands by filing date | |
| ISHARES B-CA | 46432F404 | COM | 4,224 | $174,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 16,312 | $174,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 91,991 | $173,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 12,178 | $173,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 31,038 | $173,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 9,416 | $173,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 9,201 | $172,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 12,733 | $172,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 15,483 | $172,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 24,266 | $172,000 | thousands by filing date | |
| SPDR DOW JONES INDUSTRIAL AVRG ETF | 46435G870 | COM | 7,281 | $172,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 6,850 | $172,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 5,072 | $171,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 3,652 | $171,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 8,372 | $171,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 9,529 | $170,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 14,230 | $170,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 13,564 | $170,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 10,635 | $170,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 114,000 | $170,000 | thousands by filing date | principal |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 8,543 | $169,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 11,983 | $169,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 6,891 | $169,000 | thousands by filing date | |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 3,869 | $168,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 2,755 | $167,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 3,299 | $167,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 67,300 | $166,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 16,375 | $166,000 | thousands by filing date | |
| DEUTSCHE X-TRACKERS DOW JONES HEDGED INTERNATIONAL REAL ESTATE ETF | 233051689 | ETF | 7,263 | $166,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 20,121 | $165,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 19,414 | $165,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 5,633 | $165,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 10,061 | $165,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 16,029 | $164,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 28,245 | $164,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 5,370 | $163,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 5,488 | $163,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-052859 | this filing | 2016-02-16 | acceptance time not in the bulk data set |