13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 7,404 holding rows worth $422,080,234,000.
- Accession
- 0001140361-16-052859
- Filer
- CIK 70858
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 20,331 entries on the cover page, a total value of $422,080,234,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $422,080,234,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 39,669 | $805,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 63,675 | $802,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 39,747 | $802,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 35,675 | $801,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 112,961 | $800,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 139,078 | $797,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 32,239 | $797,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 27,600 | $795,000 | thousands by filing date | put |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 58,557 | $794,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 1,311,607 | $794,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 56,414 | $793,000 | thousands by filing date | |
| HERCULES OFFSHORE INC. | 427093307 | COM | 363,317 | $788,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 98,550 | $787,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 33,866 | $785,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 13,382 | $785,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 12,813 | $785,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 32,002 | $785,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 8,822 | $783,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 58,446 | $783,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 57,728 | $782,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 29,943 | $782,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 209,600 | $782,000 | thousands by filing date | put |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 133,160 | $781,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 8,521 | $781,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 14,241 | $781,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 470,201 | $780,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 63,767 | $779,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 31,259 | $779,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 39,978 | $778,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 40,504 | $776,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 45,738 | $774,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 19,573 | $773,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 42,483 | $772,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 29,600 | $771,000 | thousands by filing date | put |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 206,790 | $771,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 37,400 | $768,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 7,400 | $767,000 | thousands by filing date | put |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 20,783 | $764,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 77,543 | $764,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 747,246 | $763,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 15,507 | $763,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 32,361 | $762,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 80,000 | $762,000 | thousands by filing date | call |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 29,847 | $762,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 273,709 | $761,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 557,283 | $759,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 14,563 | $759,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 38,142 | $758,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 55,000 | $758,000 | thousands by filing date | put |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 30,695 | $757,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 741,219 | $756,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 30,094 | $755,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 75,000 | $754,000 | thousands by filing date | call |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 70,494 | $754,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 527,000 | $753,000 | thousands by filing date | principal |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 45,450 | $752,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 33,194 | $751,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 77,464 | $751,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 42,109 | $749,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 19,935 | $747,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 66,491 | $747,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 12,493 | $747,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 37,706 | $747,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 53,131 | $746,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 12,502 | $745,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 104,039 | $743,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 51,409 | $739,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 45,971 | $739,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 11,412 | $738,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 42,522 | $738,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 15,166 | $737,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 84,017 | $733,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 57,650 | $732,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 38,179 | $729,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 15,200 | $728,000 | thousands by filing date | put |
| ROGERS CORP COM | 775133101 | Stock | 14,128 | $728,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 33,475 | $728,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 75,089 | $728,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 32,248 | $728,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 60,405 | $725,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 50,000 | $725,000 | thousands by filing date | put |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 41,781 | $724,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 81,448 | $722,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 17,973 | $720,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 26,582 | $720,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 23,201 | $719,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 1,490,993 | $719,000 | thousands by filing date | |
| PROSHARES TR | 74347B458 | ULTRA OIL & GAS | 33,333 | $717,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 11,000 | $716,000 | thousands by filing date | put |
| CALPINE CORP | 131347304 | COM | 49,500 | $716,000 | thousands by filing date | call |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 56,508 | $716,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 110,317 | $716,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 53,602 | $715,000 | thousands by filing date | |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 50,000 | $712,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 25,068 | $711,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 75,426 | $711,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 16,017 | $710,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 82,842 | $710,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 21,181 | $710,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 19,483 | $709,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 75,577 | $708,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 57,855 | $706,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 123,000 | $706,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 15,173 | $705,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 72,392 | $703,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 51,436 | $702,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 40,938 | $701,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 88,683 | $699,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 10,300 | $695,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 25,000 | $695,000 | thousands by filing date | call |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 13,325 | $694,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 23,100 | $694,000 | thousands by filing date | put |
| V2X INC | 92242T101 | COM | 33,171 | $693,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 49,130 | $693,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 28,210 | $693,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 52,597 | $689,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 12,554 | $689,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 76,850 | $688,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 69,000 | $686,000 | thousands by filing date | call |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 13,324 | $685,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,021,571 | $684,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 18,990 | $683,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 30,471 | $683,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 49,642 | $681,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 101,040 | $680,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W356 | JAPAN CP GOODS | 27,538 | $680,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 15,428 | $679,000 | thousands by filing date | |
| JAN VELOCITY VELOCITY HED | 00162Q791 | Equities | 23,492 | $678,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 26,569 | $677,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 19,663 | $677,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 40,630 | $677,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 49,483 | $677,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 42,188 | $675,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 50,000 | $674,000 | thousands by filing date | put |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 90,120 | $670,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 18,000 | $668,000 | thousands by filing date | call |
| STERLING BANCORP DEL | 85917A100 | COM | 41,143 | $667,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 18,308 | $665,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 43,298 | $665,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 32,064 | $662,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 42,091 | $661,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 22,691 | $661,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 69,876 | $661,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 125,630 | $661,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 327,000 | $661,000 | thousands by filing date | call |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 25,429 | $660,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 39,114 | $660,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 61,661 | $660,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 38,755 | $659,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 1,301,000 | $659,000 | thousands by filing date | principal |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 137,841 | $656,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 66,839 | $655,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 37,893 | $655,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 13,765 | $655,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 16,505 | $654,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 8,961 | $654,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 160,429 | $653,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 29,646 | $652,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 161,000 | $652,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 102,028 | $651,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 66,696 | $650,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 41,574 | $648,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 49,253 | $645,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 81,489 | $645,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 51,220 | $645,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 454,035 | $645,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 42,045 | $644,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 63,425 | $641,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 54,556 | $640,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 12,130 | $639,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 114,938 | $634,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 31,871 | $633,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 53,405 | $633,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 17,406 | $630,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 461 | $629,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 69,682 | $627,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 17,000 | $626,000 | thousands by filing date | put |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 23,703 | $626,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 61,942 | $625,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 46,324 | $624,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 46,715 | $623,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 34,742 | $623,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 102,275 | $622,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 46,335 | $621,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 24,675 | $621,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 47,465 | $618,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 70,000 | $617,000 | thousands by filing date | call |
| AAR CORP | 000361105 | COM | 23,423 | $616,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 15,978 | $616,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 39,809 | $616,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 15,797 | $615,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 34,309 | $613,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 30,432 | $612,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 46,403 | $610,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 24,615 | $610,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 226,800 | $608,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 32,237 | $602,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 45,003 | $601,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,577 | $601,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 26,123 | $600,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 34,926 | $598,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 24,150 | $597,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 42,328 | $593,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 105,009 | $592,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 37,176 | $591,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 41,570 | $590,000 | thousands by filing date | |
| ELEMENTS LKD TO S&P CMDTY TR | 4042EP602 | CMN | 100,182 | $590,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 38,796 | $589,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 37,024 | $588,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 43,651 | $588,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 128,723 | $586,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 21,564 | $585,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 50,832 | $585,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 27,188 | $585,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 33,878 | $584,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 20,350 | $584,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 52,539 | $584,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 35,054 | $583,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 51,365 | $583,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 58,113 | $583,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 172,000 | $583,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 132,373 | $580,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 20,396 | $579,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 9,499 | $579,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 536,000 | $579,000 | thousands by filing date | principal |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 39,926 | $579,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 406,670 | $578,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 55,600 | $577,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 34,407 | $576,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 27,160 | $575,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 13,155 | $572,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 20,272 | $572,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 8,360 | $570,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 99,249 | $570,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 63,214 | $570,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 35,528 | $570,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 144,325 | $567,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 12,209 | $566,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 70,160 | $566,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,600 | $565,000 | thousands by filing date | call |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 43,178 | $564,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 11,506 | $562,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 131,500 | $562,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 21,324 | $562,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 48,090 | $560,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 26,833 | $559,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 25,672 | $558,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 88,928 | $558,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 41,091 | $556,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 19,200 | $555,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 425,000 | $555,000 | thousands by filing date | principal |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 22,945 | $555,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 18,272 | $553,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 237,500 | $553,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 9,000 | $552,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 319,880 | $550,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 32,936 | $549,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 47,730 | $549,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 19,300 | $546,000 | thousands by filing date | put |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 33,049 | $546,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 16,226 | $545,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 15,926 | $544,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 15,131 | $542,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 13,467 | $541,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 24,079 | $541,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 7,555 | $541,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 144,900 | $540,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 18,651 | $540,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 31,031 | $540,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 96,383 | $539,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 21,138 | $538,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 32,096 | $538,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 38,080 | $537,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 22,308 | $536,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 26,425 | $536,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 36,614 | $535,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 39,961 | $535,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W299 | JAPAN INTRT FD | 11,028 | $535,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 29,703 | $533,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 7,644 | $532,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 8,847 | $532,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 33,068 | $531,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 8,305 | $529,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 27,977 | $528,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 62,218 | $527,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 103,717 | $527,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 72,456 | $526,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 51,460 | $526,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 11,006 | $525,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 18,341 | $525,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 52,770 | $525,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 48,996 | $524,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 5,000 | $524,000 | thousands by filing date | call |
| ENOVA INTL INC | 29357K103 | COM | 79,304 | $524,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 15,919 | $524,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 4,004 | $524,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 428,000 | $522,000 | thousands by filing date | principal |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 35,375 | $521,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 47,894 | $521,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 17,467 | $521,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 15,047 | $521,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 11,782 | $519,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 21,611 | $519,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 8,710 | $518,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 27,137 | $518,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 356,233 | $516,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 16,109 | $515,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 6,928 | $513,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 50,072 | $512,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 28,068 | $512,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 320,268 | $512,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 14,508 | $511,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 79,400 | $511,000 | thousands by filing date | put |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 53,616 | $511,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 21,006 | $511,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 55,988 | $510,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 10,113 | $509,000 | thousands by filing date | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 20,000 | $509,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 33,079 | $508,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 12,411 | $507,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 108,591 | $507,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 51,368 | $506,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 91,092 | $505,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 11,300 | $504,000 | thousands by filing date | put |
| CENTERSTATE BK CORP | 15201P109 | COM | 32,231 | $504,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 12,559 | $504,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 119,241 | $502,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 45,944 | $502,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 50,000 | $502,000 | thousands by filing date | put |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 41,118 | $502,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 68,001 | $501,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 5,700 | $501,000 | thousands by filing date | put |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 501,000 | $499,000 | thousands by filing date | principal |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 13,256 | $497,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 36,376 | $495,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 13,000 | $494,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 27,600 | $492,000 | thousands by filing date | put |
| GODADDY INC CL A | 380237107 | Stock | 15,344 | $492,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 17,030 | $491,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 63,743 | $489,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 489,000 | $487,000 | thousands by filing date | principal |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 90,000 | $486,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 41,070 | $486,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 95,552 | $485,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 62,662 | $482,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 31,707 | $481,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 22,905 | $480,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,238 | $479,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 22,183 | $477,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 27,689 | $476,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 33,300 | $474,000 | thousands by filing date | put |
| STANDEX INTL CORP | 854231107 | COM | 5,678 | $472,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 33,485 | $472,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 5,369 | $472,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 12,935 | $471,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 24,930 | $471,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 21,586 | $471,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 34,041 | $471,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 38,618 | $469,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 29,152 | $469,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 14,809 | $468,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 65,267 | $467,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 23,496 | $467,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 23,565 | $467,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 26,618 | $466,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 21,115 | $465,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 17,054 | $465,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 7,638 | $465,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 12,661 | $465,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 32,815 | $465,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 18,865 | $465,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 47,219 | $464,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 15,400 | $464,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 6,000 | $463,000 | thousands by filing date | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 39,713 | $463,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 18,981 | $462,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 7,700 | $461,000 | thousands by filing date | call |
| TCP CAP CORP | 87238Q103 | COM | 33,067 | $461,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 4,300 | $459,000 | thousands by filing date | call |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 55,181 | $457,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 20,000 | $456,000 | thousands by filing date | call |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 195,800 | $456,000 | thousands by filing date | call |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 33,145 | $455,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 6,728 | $454,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 9,123 | $454,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 12,200 | $453,000 | thousands by filing date | call |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 7,118 | $453,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 139,147 | $452,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 17,047 | $452,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 58,140 | $452,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 53,297 | $452,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 95,372 | $451,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 17,813 | $450,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 59,673 | $449,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 30,970 | $449,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 34,836 | $449,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 2,941 | $448,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 5,381 | $448,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 61,779 | $448,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 78,492 | $447,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 3,372 | $447,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5,000 | $446,000 | thousands by filing date | put |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 88,603 | $446,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 28,513 | $445,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 13,281 | $445,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 12,294 | $443,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 50,480 | $441,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X537 | INTL HEDGED EQ | 18,308 | $440,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 23,739 | $439,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 4,400 | $438,000 | thousands by filing date | call |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 14,489 | $437,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 50,000 | $435,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 56,537 | $435,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 13,655 | $435,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 4,000 | $434,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 10,000 | $432,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 16,182 | $432,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 24,395 | $432,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y509 | Cmn | 17,050 | $432,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 4,493 | $431,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 15,927 | $431,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 44,720 | $431,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 18,600 | $430,000 | thousands by filing date | put |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 12,514 | $430,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 31,452 | $430,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 21,570 | $429,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 17,236 | $428,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 21,772 | $427,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 17,965 | $427,000 | thousands by filing date | |
| AVOLON HLDGS LTD | G52237107 | COM | 13,799 | $427,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 62,441 | $425,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 54,457 | $425,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 18,635 | $425,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 47,824 | $425,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 20,840 | $423,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 31,588 | $423,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 25,289 | $423,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 10,724 | $421,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 16,389 | $421,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 32,153 | $419,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 24,611 | $419,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 16,402 | $419,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 57,062 | $416,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 35,337 | $416,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 75,455 | $414,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 23,025 | $412,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 7,422 | $410,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 19,525 | $409,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 405,693 | $409,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 8,288 | $408,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 20,856 | $407,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 33,478 | $407,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 10,876 | $407,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 21,444 | $406,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 60,953 | $406,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 30,043 | $405,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 28,648 | $405,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 26,785 | $401,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 15,262 | $397,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 91,461 | $397,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 78,674 | $397,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 30,241 | $395,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 43,014 | $394,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 21,691 | $393,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 201,520 | $393,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 13,445 | $391,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 4,888 | $391,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 46,478 | $391,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 18,081 | $390,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 17,757 | $390,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 21,803 | $388,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 24,493 | $388,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 85,722 | $387,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 4,400 | $387,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 21,665 | $386,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 17,037 | $386,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 105,573 | $385,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 5,287 | $383,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 60,775 | $383,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 28,494 | $383,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 2,400 | $383,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 33,600 | $382,000 | thousands by filing date | call |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 20,859 | $382,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 14,928 | $382,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 13,972 | $382,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 49,195 | $381,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 7,302 | $380,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 25,418 | $380,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 27,591 | $379,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 15,684 | $377,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 21,700 | $377,000 | thousands by filing date | put |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 11,241 | $377,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 27,238 | $377,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 4,870 | $376,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,083 | $374,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 29,093 | $374,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 9,167 | $373,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 4,332 | $372,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 15,100 | $371,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 13,891 | $371,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-052859 | this filing | 2016-02-16 | acceptance time not in the bulk data set |