13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 7,404 holding rows worth $422,080,234,000.
- Accession
- 0001140361-16-052859
- Filer
- CIK 70858
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 20,331 entries on the cover page, a total value of $422,080,234,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $422,080,234,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRANSCANADA CORP | 89353D107 | COM | 5,000 | $163,000 | thousands by filing date | put |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 5,103 | $162,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 12,134 | $162,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 21,180 | $162,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 198,583 | $161,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 3,487 | $159,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 5,039 | $159,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 44,216 | $159,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 10,537 | $159,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 15,031 | $159,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 3,000 | $158,000 | thousands by filing date | call |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 3,500 | $158,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 10,105 | $158,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 7,250 | $158,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 7,707 | $158,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 48,240 | $157,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 24,499 | $157,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 6,174 | $157,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 6,100 | $157,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 4,000 | $157,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 38,600 | $156,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 17,464 | $156,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 9,517 | $156,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 11,941 | $156,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 11,001 | $155,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1,845 | $155,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,400 | $155,000 | thousands by filing date | put |
| COSAN LTD | G25343107 | SHS A | 41,989 | $155,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 11,045 | $155,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 8,221 | $154,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 2,790 | $154,000 | thousands by filing date | |
| ABILITY INC | G8789K108 | SHS | 15,510 | $154,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 5,161 | $153,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 11,340 | $153,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 4,046 | $152,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 5,414 | $152,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 6,022 | $152,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 18,199 | $152,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 70,000 | $152,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 800 | $151,000 | thousands by filing date | call |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 6,208 | $151,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 15,418 | $150,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 1,583 | $150,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 4,684 | $149,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 12,134 | $149,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 6,392 | $149,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 7,511 | $149,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 9,453 | $148,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 7,980 | $148,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 3,900 | $148,000 | thousands by filing date | put |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 5,104 | $148,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 13,107 | $148,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 16,317 | $147,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 15,000 | $147,000 | thousands by filing date | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 32,869 | $146,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 8,111 | $146,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 12,698 | $146,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 6,946 | $146,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 3,737 | $145,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 12,587 | $145,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 23,356 | $145,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 9,412 | $145,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 18,133 | $145,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 40,003 | $144,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 11,500 | $144,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 7,330 | $143,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 10,907 | $143,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 7,874 | $143,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 39,200 | $143,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 2,442 | $143,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 1,204 | $142,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 3,719 | $142,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 15,175 | $141,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 9,790 | $140,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 13,472 | $140,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 15,243 | $140,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q635 | STOXX EURO 600 | 5,813 | $140,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 6,986 | $139,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 24,838 | $139,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 7,178 | $139,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 7,216 | $139,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 21,916 | $138,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 3,358 | $138,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 8,863 | $137,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 10,986 | $137,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 25,077 | $137,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 5,610 | $136,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 11,008 | $136,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 6,544 | $136,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 6,568 | $136,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 5,630 | $136,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 11,016 | $135,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 32,869 | $135,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 34,167 | $135,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 110,000 | $135,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57061R296 | OIL REFNERS CRAK | 6,847 | $135,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 14,562 | $134,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 26,862 | $134,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 11,637 | $134,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 21,713 | $133,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 16,800 | $133,000 | thousands by filing date | call |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 8,091 | $133,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 4,600 | $133,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 15,559 | $132,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 6,404 | $132,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 8,961 | $132,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 7,034 | $131,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 27,180 | $130,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 26,216 | $130,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 1,167 | $130,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 11,321 | $130,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 117,000 | $130,000 | thousands by filing date | principal |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 5,204 | $129,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 5,156 | $129,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 8,017 | $129,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 3,465 | $129,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 14,875 | $129,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 4,000 | $128,000 | thousands by filing date | call |
| VERITEX HLDGS INC | 923451108 | COM | 7,880 | $128,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 19,108 | $128,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 5,138 | $128,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 9,139 | $128,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 3,170 | $127,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 4,665 | $127,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 4,000 | $127,000 | thousands by filing date | call |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 8,468 | $127,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 3,339 | $126,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 4,742 | $126,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 16,767 | $126,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 43,595 | $126,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 50,663 | $126,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 21,347 | $126,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 7,540 | $125,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 4,700 | $125,000 | thousands by filing date | put |
| CARBONITE INC | 141337105 | COM | 12,789 | $125,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 60,508 | $125,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 3,462 | $125,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,311 | $123,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 78,782 | $123,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 8,097 | $123,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 16,539 | $123,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 7,075 | $123,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 11,500 | $122,000 | thousands by filing date | put |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 19,825 | $122,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 16,598 | $122,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 11,611 | $122,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 9,954 | $121,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 19,368 | $121,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 17,386 | $120,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 24,570 | $120,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 4,962 | $120,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 3,073 | $120,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 8,600 | $119,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 2,628 | $119,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 8,006 | $119,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 3,800 | $119,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 20,668 | $118,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 161,366 | $118,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 6,596 | $116,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 6,984 | $116,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 7,400 | $116,000 | thousands by filing date | put |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 4,500 | $115,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 14,713 | $115,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 28,010 | $115,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 21,116 | $115,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 3,553 | $115,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 11,883 | $115,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 4,975 | $115,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 2,399 | $115,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 2,551 | $114,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 20,000 | $113,000 | thousands by filing date | put |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 6,490 | $113,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 2,448 | $113,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 6,097 | $112,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 7,000 | $112,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 14,281 | $111,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 21,851 | $111,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 8,382 | $111,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 16,561 | $110,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 6,545 | $109,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 10,659 | $109,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 10,807 | $109,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 5,306 | $109,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 10,889 | $109,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 11,905 | $108,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 4,457 | $108,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 2,832 | $108,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 20,650 | $108,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 146,260 | $108,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 86,062 | $108,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 9,259 | $108,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 3,236 | $108,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 5,401 | $108,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 14,504 | $108,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 2,813 | $107,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 2,342 | $106,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 29,856 | $105,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 10,530 | $105,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 7,185 | $105,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 4,765 | $105,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 9,844 | $105,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 124,000 | $105,000 | thousands by filing date | principal |
| CIRCOR INTL INC | 17273K109 | COM | 2,466 | $104,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 4,736 | $104,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 13,413 | $104,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 6,025 | $104,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 3,800 | $104,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 4,000 | $104,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 8,500 | $103,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 37,238 | $103,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 5,206 | $103,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 5,624 | $102,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 21,606 | $102,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 4,802 | $102,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 4,025 | $102,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 3,887 | $101,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 10,045 | $101,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 12,504 | $101,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 16,323 | $101,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 7,945 | $101,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 6,743 | $101,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 14,046 | $100,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 7,296 | $100,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 7,206 | $100,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 6,525 | $100,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 2,699 | $100,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 7,795 | $100,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 6,050 | $99,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 11,579 | $99,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 17,983 | $99,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 3,715 | $98,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 1,747 | $98,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 3,000 | $98,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 3,000 | $98,000 | thousands by filing date | call |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 14,797 | $98,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 55,551 | $98,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 6,619 | $98,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 2,981 | $98,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 850 | $97,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 6,920 | $97,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 19,229 | $97,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 17,437 | $97,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 920 | $96,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 2,700 | $96,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 50,000 | $95,000 | thousands by filing date | call |
| UMH PPTYS INC | 903002103 | COM | 9,429 | $95,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 2,912 | $95,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,668 | $95,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 6,377 | $95,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 32,078 | $95,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 3,900 | $94,000 | thousands by filing date | put |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 782 | $94,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,000 | $94,000 | thousands by filing date | put |
| KEY TRONIC CORP | 493144109 | COM | 12,403 | $94,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 13,024 | $94,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 3,319 | $94,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 5,600 | $94,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 10,616 | $94,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 186,667 | $93,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 2,821 | $93,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 6,199 | $93,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 6,402 | $93,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 6,746 | $92,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,000 | $92,000 | thousands by filing date | put |
| HORIZON BANCORP IND | 440407104 | COM | 3,293 | $92,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,112 | $92,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 1,303 | $92,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 48,266 | $92,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 8,598 | $92,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 2,854 | $92,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 459,430 | $92,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 8,479 | $92,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 1,676 | $92,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 3,338 | $91,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 6,417 | $91,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 3,719 | $91,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 3,310 | $90,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 5,433 | $90,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 4,200 | $90,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 11,965 | $90,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 11,817 | $90,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 3,533 | $90,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 6,080 | $89,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 4,321 | $89,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 2,668 | $89,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 4,750 | $89,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 1,492 | $89,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 16,271 | $89,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 14,212 | $89,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 57,000 | $89,000 | thousands by filing date | principal |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 5,412 | $88,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 4,104 | $88,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 18,215 | $88,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 13,885 | $88,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 9,403 | $87,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 35,007 | $87,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 12,174 | $86,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 2,072 | $86,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 1,730 | $85,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 10,877 | $85,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 3,403 | $85,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 27,985 | $85,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,006 | $84,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 5,037 | $84,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 20,500 | $84,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 27,375 | $84,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 26,183 | $84,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 11,721 | $84,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 3,000 | $84,000 | thousands by filing date | put |
| GREEN BANCORP INC | 39260X100 | COM | 8,025 | $84,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,837 | $83,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 44,075 | $83,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 7,065 | $83,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 8,400 | $83,000 | thousands by filing date | put |
| GORMAN RUPP CO COM | 383082104 | Stock | 3,061 | $82,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 4,000 | $82,000 | thousands by filing date | put |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,214 | $82,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 12,855 | $82,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 2,359 | $82,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 6,649 | $82,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 2,517 | $81,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,556 | $81,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 1,243 | $81,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 11,032 | $81,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 28,882 | $81,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 20,947 | $81,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 4,163 | $81,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 4,801 | $80,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 10,100 | $80,000 | thousands by filing date | put |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 5,412 | $80,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 5,334 | $80,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 4,000 | $80,000 | thousands by filing date | put |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 10,060 | $80,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X160 | S&P INTL DIVID | 2,100 | $80,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 1,600 | $79,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 2,100 | $79,000 | thousands by filing date | put |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 8,769 | $79,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 5,251 | $79,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 24,054 | $79,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 4,702 | $79,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 640 | $79,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 6,244 | $79,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 4,395 | $79,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 74,298 | $79,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,000 | $78,000 | thousands by filing date | put |
| NISOURCE INC COM | 65473P105 | Stock | 4,000 | $78,000 | thousands by filing date | put |
| ARK RESTAURANTS CORP | 040712101 | COM | 3,350 | $78,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 11,438 | $78,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 202 | $77,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 4,960 | $77,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 18,313 | $77,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 39,291 | $77,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 6,749 | $77,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 26,459 | $77,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 6,291 | $76,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 14,275 | $76,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 5,239 | $76,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 5,876 | $76,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 15,991 | $76,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 3,022 | $75,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 24,971 | $75,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 5,185 | $75,000 | thousands by filing date | |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 75,000 | $75,000 | thousands by filing date | principal |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 19,700 | $75,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 3,000 | $74,000 | thousands by filing date | call |
| WAUSAU PAPER CORP | 943315101 | COM | 7,241 | $74,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 60,182 | $74,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 924 | $73,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 3,606 | $73,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 9,353 | $73,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 4,466 | $73,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 4,258 | $73,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 34,132 | $72,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 11,754 | $72,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 12,500 | $72,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 8,776 | $72,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 75,000 | $72,000 | thousands by filing date | principal |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 1,688 | $71,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 9,203 | $71,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 32,069 | $71,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 1,327 | $71,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 7,322 | $71,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 9,256 | $71,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 250,120 | $70,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 217 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 3,535 | $70,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 2,643 | $70,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 4,721 | $70,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 3,507 | $70,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 4,810 | $69,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 2,400 | $69,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 2,619 | $69,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 6,158 | $69,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 22,500 | $69,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 4,862 | $69,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 4,160 | $69,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 5,000 | $69,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 5,468 | $69,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,989 | $68,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 2,222 | $68,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 4,676 | $68,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 3,277 | $68,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 41,607 | $68,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 2,600 | $68,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 9,475 | $68,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 6,309 | $67,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 3,550 | $67,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 20,451 | $67,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 1,560 | $66,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 10,300 | $66,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 21,500 | $66,000 | thousands by filing date | put |
| PC TEL INC | 69325Q105 | COM | 14,544 | $66,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 21,394 | $66,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 3,784 | $66,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 11,802 | $66,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 4,580 | $66,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 10,628 | $65,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 9,033 | $65,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 3,646 | $65,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 697 | $65,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 67,816 | $65,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 1,181 | $64,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 2,263 | $64,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 8,340 | $64,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 4,854 | $64,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,000 | $64,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 4,275 | $64,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 6,417 | $64,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 7,980 | $64,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 11,685 | $64,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 3,009 | $64,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 20,486 | $64,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 48,403 | $64,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 15,817 | $64,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,500 | $63,000 | thousands by filing date | put |
| NEW MTN FIN CORP | 647551100 | COM | 4,892 | $63,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 3,967 | $63,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1,000 | $63,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 14,008 | $63,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 1,164 | $63,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 44,886 | $63,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 25,200 | $63,000 | thousands by filing date | put |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 4,648 | $63,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 59,964 | $63,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 4,610 | $63,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 68,000 | $63,000 | thousands by filing date | principal |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 7,521 | $63,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 794 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 2,270 | $62,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 15,078 | $62,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 8,216 | $62,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 62,000 | $62,000 | thousands by filing date | principal |
| BAZAARVOICE INC | 073271108 | COM | 14,047 | $62,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 12,885 | $62,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 13,500 | $62,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 51,551 | $62,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 115,000 | $62,000 | thousands by filing date | principal |
| NUVEEN NY | 670706100 | COM | 4,050 | $62,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 10,000 | $61,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 7,349 | $61,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,700 | $61,000 | thousands by filing date | call |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,086 | $61,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 6,628 | $61,000 | thousands by filing date | |
| KANSAS CITY LIFE INSURANCE | 484836200 | SC | 1,583 | $61,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 9,769 | $61,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 7,190 | $61,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 7,568 | $61,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 6,296 | $61,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 1,847 | $61,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 1,969 | $60,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 27,550 | $60,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 2,352 | $60,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 40,934 | $60,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 2,844 | $59,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 2,911 | $59,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 20,000 | $59,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 3,218 | $59,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 3,943 | $59,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 20,000 | $59,000 | thousands by filing date | |
| SYNLOGIC | 60470J103 | Stock | 9,365 | $59,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 11,521 | $58,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 9,000 | $58,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 11,011 | $58,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 653 | $58,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 3,365 | $58,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 2,893 | $58,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 6,100 | $57,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 1,695 | $57,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 5,264 | $57,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 4,657 | $57,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,327 | $57,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 2,551 | $57,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 1,100 | $56,000 | thousands by filing date | put |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 5,619 | $56,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 30,300 | $56,000 | thousands by filing date | call |
| National Holdings Corporation | 636375206 | COM NEW | 20,000 | $56,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 5,917 | $56,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 1,933 | $55,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 1,627 | $55,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 2,937 | $55,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-052859 | this filing | 2016-02-16 | acceptance time not in the bulk data set |