13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 6,801 holding rows worth $133,582,709,000.
- Accession
- 0001140361-15-041632
- Filer
- CIK 1000275
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 21,015 entries on the cover page, a total value of $133,582,709,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $133,582,709,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 41,285 | $503,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 165,580 | $503,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 5,726 | $503,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 96,300 | $502,000 | thousands by filing date | call |
| LinnCo, LLC | 535782106 | LTD | 185,204 | $502,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 34,652 | $502,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 440,000 | $502,000 | thousands by filing date | principal |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 28,699 | $501,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 20,912 | $501,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 25,643 | $500,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 5,194 | $500,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 35,200 | $499,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 23,878 | $498,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 47,460 | $498,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 26,969 | $498,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 8,409 | $497,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 16,741 | $497,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 38,289 | $496,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 17,934 | $495,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 13,553 | $495,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 25,206 | $494,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 20,101 | $493,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 15,916 | $492,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 18,114 | $492,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 148,824 | $492,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 288,696 | $491,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 57,390 | $491,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 36,801 | $491,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 4,767 | $490,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 21,852 | $490,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 66,024 | $490,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 25,288 | $489,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 6,871 | $488,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 18,068 | $488,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 6,148 | $488,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 57,065 | $488,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 21,237 | $487,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 68,752 | $487,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 18,799 | $486,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 12,089 | $486,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 10,932 | $486,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 18,325 | $486,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 24,400 | $486,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 23,081 | $485,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 47,819 | $485,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 89,763 | $485,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 6,515 | $485,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 11,090 | $484,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 8,689 | $484,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 37,089 | $483,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 4,215 | $482,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 200,000 | $482,000 | thousands by filing date | call |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 7,042 | $481,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 30,539 | $481,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 5,613 | $481,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 66,019 | $481,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 9,261 | $480,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 100,000 | $480,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 54,250 | $480,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 55,004 | $480,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 147,344 | $480,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 31,233 | $480,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 16,635 | $480,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 17,747 | $479,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 14,681 | $479,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 11,681 | $478,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 46,000 | $478,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 22,560 | $477,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 88,749 | $477,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 39,599 | $476,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 13,422 | $476,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 85,262 | $476,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 10,485 | $474,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 128,619 | $473,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 8,282 | $472,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 6,974 | $472,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 61,772 | $470,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 34,108 | $470,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 15,907 | $469,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 10,327 | $469,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 6,732 | $469,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 36,000 | $468,000 | thousands by filing date | call |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 8,002 | $468,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 5,441 | $467,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 9,167 | $466,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 16,689 | $466,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 50,131 | $465,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 50,000 | $465,000 | thousands by filing date | put |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 50,917 | $464,000 | thousands by filing date | |
| HOMEAWAY INC | 43739QAB6 | NOTE 0.125 4/0 | 500,000 | $464,000 | thousands by filing date | principal |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 6,486 | $463,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 16,000 | $463,000 | thousands by filing date | call |
| KNOLL INC | 498904200 | COM NEW | 21,047 | $463,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 9,232 | $463,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 14,987 | $462,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 52,580 | $462,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 16,130 | $460,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 11,426 | $460,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 36,400 | $460,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 16,779 | $459,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 53,862 | $459,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 34,347 | $459,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 36,226 | $459,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 37,881 | $458,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 5,434 | $458,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 34,687 | $457,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 37,819 | $457,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 23,950 | $457,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 9,072 | $456,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 13,535 | $456,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 38,114 | $455,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 41,694 | $455,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 5,055 | $454,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 16,227 | $454,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 37,822 | $454,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 12,155 | $453,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 31,532 | $452,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 9,500 | $452,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 34,887 | $452,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 13,640 | $451,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 37,237 | $451,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 274,135 | $450,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 13,721 | $448,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 31,101 | $448,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 53,828 | $448,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 13,326 | $448,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 16,060 | $447,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 58,774 | $447,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 9,400 | $446,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 17,511 | $446,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 66,475 | $446,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 14,116 | $445,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 15,267 | $445,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 31,564 | $445,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 13,324 | $445,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 23,306 | $444,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 6,478 | $443,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 11,635 | $442,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 16,552 | $442,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 7,005 | $441,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 51,904 | $441,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 33,600 | $441,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 10,000 | $440,000 | thousands by filing date | call |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 35,193 | $440,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 8,553 | $439,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 20,767 | $439,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 32,500 | $439,000 | thousands by filing date | put |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 25,302 | $439,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 5,929 | $438,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 33,005 | $436,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 51,105 | $436,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 21,176 | $436,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 13,339 | $436,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 53,297 | $436,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 18,540 | $436,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 70,479 | $436,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 8,954 | $435,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 21,740 | $435,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 17,747 | $435,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 39,492 | $434,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 204,190 | $434,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 6,016 | $434,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 16,358 | $434,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 27,911 | $434,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 14,048 | $432,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 9,722 | $432,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 134,200 | $432,000 | thousands by filing date | call |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 24,840 | $431,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 45,595 | $431,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 14,528 | $430,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 16,427 | $430,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 12,594 | $429,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 18,460 | $429,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 44,001 | $429,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 37,190 | $429,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 70,300 | $428,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 96,820 | $428,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 12,353 | $428,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 7,200 | $427,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 14,354 | $424,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 130,000 | $424,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 44,400 | $423,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 6,873 | $421,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 9,265 | $421,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N522 | DB 3X LONG UST | 8,099 | $421,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 9,009 | $421,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 30,135 | $420,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 44,346 | $420,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 17,036 | $420,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 9,640 | $419,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 72,285 | $418,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 7,071 | $418,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 67,293 | $418,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 15,643 | $418,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 12,555 | $416,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 12,966 | $416,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 17,677 | $415,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 13,826 | $415,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 61,586 | $415,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 37,528 | $415,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 10,391 | $414,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 18,504 | $413,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 60,606 | $413,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 60,100 | $413,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 7,644 | $413,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 15,643 | $412,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 105,870 | $411,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 20,965 | $411,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 28,415 | $411,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 29,974 | $410,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 41,310 | $410,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 9,623 | $410,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 561,095 | $410,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 38,234 | $409,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 20,657 | $409,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 152,548 | $408,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 29,619 | $408,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 11,932 | $408,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 29,383 | $407,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 17,141 | $407,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 27,043 | $407,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 43,657 | $406,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 22,680 | $406,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 18,399 | $406,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 11,738 | $404,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 10,000 | $404,000 | thousands by filing date | put |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 4,603 | $403,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 8,406 | $403,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 28,789 | $403,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 9,311 | $402,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 19,368 | $402,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 14,335 | $402,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 25,966 | $401,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 14,268 | $399,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 31,913 | $399,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 7,737 | $399,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 33,000 | $399,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 20,133 | $399,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 5,844 | $398,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 22,022 | $398,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 53,648 | $398,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 8,791 | $398,000 | thousands by filing date | |
| SPDR SER TR | 78468R846 | BRCLY HGH YIEL | 18,342 | $398,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 12,800 | $397,000 | thousands by filing date | put |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 43,640 | $397,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 16,417 | $397,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 19,908 | $396,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 123,800 | $396,000 | thousands by filing date | call |
| AEGION CORP | 00770F104 | COMMON STOCK | 24,017 | $396,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 70,626 | $395,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 20,442 | $395,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 28,255 | $395,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 23,619 | $394,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 8,213 | $393,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 34,243 | $393,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 37,302 | $393,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 17,351 | $393,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 11,891 | $392,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 32,627 | $392,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 145,656 | $392,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 12,251 | $391,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 11,500 | $391,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 8,537 | $390,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 11,816 | $390,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 160,000 | $390,000 | thousands by filing date | put |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 13,498 | $389,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 19,054 | $388,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 26,925 | $387,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 5,778 | $387,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 190,884 | $387,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 10,331 | $387,000 | thousands by filing date | principal |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 4,281 | $386,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 13,098 | $386,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 66,500 | $386,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 17,775 | $386,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 7,681 | $385,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 83,530 | $385,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 25,194 | $384,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 31,262 | $384,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 39,997 | $384,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 27,597 | $384,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 7,950 | $384,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 30,260 | $383,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 17,729 | $383,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 3,657 | $382,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 48,380 | $381,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 16,716 | $381,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 26,011 | $381,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 108,180 | $381,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 23,810 | $381,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 9,827 | $380,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 11,747 | $380,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 17,938 | $380,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 25,515 | $378,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 19,795 | $378,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 15,008 | $378,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 16,011 | $378,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 15,909 | $378,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 25,709 | $378,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 58,293 | $378,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 21,955 | $377,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 16,643 | $376,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 36,447 | $376,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 36,295 | $376,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 5,802 | $375,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 4,902 | $375,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 7,503 | $375,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 20,981 | $375,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 74,872 | $374,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 105,185 | $374,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 33,971 | $374,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 44,250 | $373,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 19,631 | $372,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 13,705 | $372,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 9,158 | $371,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 10,912 | $371,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 74,369 | $371,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 62,315 | $371,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 19,890 | $370,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 16,993 | $370,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,800 | $369,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 20,000 | $369,000 | thousands by filing date | call |
| APOGEE ENTERPRISES INC | 037598109 | COM | 8,263 | $369,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 17,109 | $369,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 12,611 | $368,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 5,844 | $367,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 26,226 | $367,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 62,390 | $367,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 81,546 | $366,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 13,231 | $366,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 56,952 | $366,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 5,017 | $366,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 26,771 | $366,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 10,839 | $365,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 16,062 | $364,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 8,924 | $363,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 3,677 | $363,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 15,026 | $363,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 13,205 | $361,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 31,257 | $361,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 7,200 | $361,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 27,870 | $360,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 33,516 | $360,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 10,308 | $360,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 30,500 | $360,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 82,500 | $359,000 | thousands by filing date | call |
| VIRGIN AMER INC | 92765X208 | COM VTG | 10,493 | $359,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 10,961 | $358,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 35,277 | $358,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 24,013 | $358,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 48,752 | $358,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 7,764 | $358,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 6,074 | $357,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 25,293 | $357,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 9,340 | $356,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 3,888 | $356,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 7,568 | $355,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 8,987 | $355,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 23,180 | $354,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 22,807 | $354,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 86,577 | $354,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 4,039 | $353,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 14,539 | $353,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 13,854 | $352,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 41,643 | $352,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 7,741 | $351,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 38,784 | $351,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 10,853 | $351,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 59,160 | $350,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 56,944 | $350,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 17,435 | $350,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 26,759 | $349,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 56,800 | $349,000 | thousands by filing date | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 7,900 | $348,000 | thousands by filing date | put |
| TRUEBLUE INC | 89785X101 | COM | 15,420 | $347,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 58,677 | $346,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 10,051 | $346,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 5,102 | $346,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 5,631 | $346,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 89,505 | $345,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 28,163 | $345,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 130,117 | $345,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 9,701 | $344,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 23,889 | $344,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 15,738 | $344,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 3,328 | $342,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 248,519 | $341,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 33,644 | $341,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 9,105 | $341,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 14,257 | $340,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 27,263 | $339,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 10,350 | $339,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 27,139 | $338,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 21,418 | $338,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 112,073 | $337,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 10,391 | $336,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 16,504 | $336,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 13,934 | $334,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 6,660 | $334,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 18,951 | $334,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 25,415 | $334,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 20,488 | $333,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 7,083 | $333,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 73,015 | $333,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 47,685 | $333,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 38,167 | $331,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 22,137 | $331,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 59,544 | $330,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 8,458 | $329,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,192 | $329,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 26,449 | $329,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 12,950 | $328,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 19,317 | $328,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 25,006 | $328,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 27,694 | $327,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,790 | $327,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 4,617 | $327,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 4,424 | $326,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 3,299 | $326,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 8,516 | $325,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 27,300 | $325,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 3,544 | $324,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 55,610 | $324,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 31,171 | $324,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 13,156 | $324,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 9,503 | $323,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 10,635 | $323,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 12,603 | $322,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 9,036 | $322,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 24,856 | $321,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 76,091 | $320,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 22,474 | $319,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 12,692 | $319,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 9,114 | $319,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 15,827 | $319,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 20,000 | $318,000 | thousands by filing date | call |
| U S CONCRETE INC | 90333L201 | COM | 6,643 | $318,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 9,444 | $318,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q736 | FDMTL EMKLODBT | 19,397 | $318,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 112,500 | $317,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 6,118 | $317,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 42,561 | $317,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 15,028 | $317,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 14,127 | $317,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 32,113 | $316,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 11,699 | $316,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 3,400 | $316,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 52,573 | $315,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U201 | RECON CAP DAX GE | 13,554 | $315,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 23,405 | $314,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 8,762 | $314,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 53,675 | $312,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 16,244 | $312,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 25,300 | $312,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 15,736 | $311,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,646 | $310,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 24,668 | $310,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 34,300 | $310,000 | thousands by filing date | call |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 21,778 | $309,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 11,849 | $308,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 15,050 | $307,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 31,103 | $307,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 22,906 | $307,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 6,657 | $307,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 19,213 | $307,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 36,708 | $307,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 136,011 | $307,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,000 | $306,000 | thousands by filing date | call |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 5,776 | $306,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 7,026 | $306,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 66,420 | $306,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 11,279 | $305,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 10,156 | $305,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 25,000 | $305,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 51,874 | $304,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 17,434 | $304,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 35,066 | $303,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 30,719 | $303,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 6,601 | $303,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 28,709 | $303,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 238,918 | $303,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 15,729 | $303,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 14,341 | $303,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 20,891 | $303,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 18,029 | $302,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 240,304 | $301,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 43,515 | $301,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y199 | DAILY 7-10 YR TR | 6,803 | $301,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 13,351 | $300,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 311,000 | $300,000 | thousands by filing date | principal |
| THORATEC CORP | 885175307 | COM | 4,738 | $300,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 9,805 | $299,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 5,949 | $298,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 18,540 | $298,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 27,575 | $298,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 311,480 | $298,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 11,061 | $298,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 12,250 | $298,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 15,312 | $298,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 18,611 | $298,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041632 | this filing | 2015-11-16 | acceptance time not in the bulk data set |