13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 6,801 holding rows worth $133,582,709,000.
- Accession
- 0001140361-15-041632
- Filer
- CIK 1000275
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 21,015 entries on the cover page, a total value of $133,582,709,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $133,582,709,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 9,510 | $157,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 11,216 | $156,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 6,723 | $156,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 5,786 | $156,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 49,470 | $156,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 10,563 | $156,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 11,084 | $155,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 69,869 | $155,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,617 | $154,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 5,352 | $154,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 2,111 | $153,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 20,329 | $153,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,177 | $152,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 11,771 | $152,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 47,300 | $152,000 | thousands by filing date | put |
| TCP CAP CORP | 87238Q103 | COM | 11,210 | $152,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 24,708 | $152,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 10,264 | $152,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 4,086 | $151,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 12,682 | $150,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 23,100 | $150,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 3,634 | $150,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 33,193 | $150,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 5,825 | $150,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 5,870 | $150,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 10,636 | $149,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 3,863 | $149,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 3,551 | $148,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 4,933 | $148,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 32,804 | $148,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 4,000 | $148,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 3,858 | $147,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 14,970 | $147,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 6,264 | $147,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 45,082 | $146,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 10,569 | $146,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 2,649 | $146,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 19,855 | $145,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 6,599 | $145,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 3,622 | $145,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 5,965 | $145,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 13,865 | $145,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 9,815 | $144,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 2,219 | $144,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 7,942 | $144,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 21,801 | $144,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 4,321 | $143,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 15,915 | $143,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 8,792 | $143,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 53,652 | $143,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 12,223 | $143,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 13,931 | $143,000 | thousands by filing date | |
| RevShares Ultra Dividend Fund | 761396886 | COM | 5,146 | $143,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 5,153 | $142,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 12,628 | $142,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 3,448 | $142,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 15,968 | $142,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,184 | $141,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 11,626 | $141,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 9,250 | $141,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 22,747 | $141,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 14,835 | $141,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 2,808 | $141,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 100,299 | $141,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 15,208 | $140,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 9,000 | $140,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E150 | GF CHINA BD ET | 3,800 | $140,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 4,622 | $139,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,395 | $139,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 2,370 | $139,000 | thousands by filing date | principal |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 941 | $139,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 2,848 | $138,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 9,121 | $138,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 28,156 | $138,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 11,739 | $138,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 2,861 | $138,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 3,593 | $138,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 2,911 | $137,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 5,708 | $137,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 134,500 | $137,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 11,400 | $136,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 27,881 | $136,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 21,053 | $136,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 11,750 | $136,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 25,027 | $136,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 6,247 | $135,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 2,739 | $134,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 19,128 | $134,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 2,376 | $134,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 11,239 | $134,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 4,828 | $134,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 4,345 | $133,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 9,593 | $133,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 10,115 | $133,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 12,550 | $133,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 13,200 | $133,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 10,917 | $133,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 6,022 | $133,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 5,965 | $133,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 12,202 | $133,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 5,087 | $132,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 29,450 | $132,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 3,579 | $131,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 7,829 | $131,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 8,127 | $131,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 1,944 | $131,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 7,985 | $130,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 10,834 | $130,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 13,157 | $130,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 11,020 | $130,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 24,502 | $130,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 2,566 | $129,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 10,775 | $129,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 3,869 | $129,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 9,622 | $128,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 1,443 | $128,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 13,302 | $128,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 4,327 | $128,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 4,430 | $127,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 13,477 | $127,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 7,819 | $127,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 2,099 | $127,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 53,353 | $127,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 40,879 | $127,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 5,259 | $126,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 2,557 | $126,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 9,815 | $126,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 42,934 | $126,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,955 | $126,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 4,734 | $126,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 17,164 | $126,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 7,632 | $126,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 4,243 | $126,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 2,196 | $125,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 9,389 | $125,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 17,469 | $125,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 7,443 | $125,000 | thousands by filing date | |
| LABORATORY CRP OF AMER HLDGS | 50540RAG7 | CNV | 82,000 | $125,000 | thousands by filing date | principal |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 12,330 | $124,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 11,400 | $124,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 4,723 | $124,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 25,177 | $124,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 1,630 | $124,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 4,432 | $124,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 1,685 | $124,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 2,594 | $124,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 9,495 | $124,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 25,000 | $123,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 11,500 | $123,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 2,251 | $123,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 3,975 | $123,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,142 | $123,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 54,166 | $123,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 1,961 | $122,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 3,250 | $122,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 12,174 | $122,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 2,164 | $122,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 2,305 | $122,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 124,820 | $122,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 11,366 | $122,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 5,113 | $122,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 23,228 | $121,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 17,351 | $121,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 8,112 | $121,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 8,574 | $121,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 5,557 | $121,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 14,582 | $121,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 2,020 | $121,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 9,175 | $121,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 55,634 | $120,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 23,713 | $120,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 18,974 | $120,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 37,800 | $120,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 10,056 | $119,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 12,378 | $119,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 9,110 | $119,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 25,744 | $119,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 12,136 | $119,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 2,604 | $119,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 57,910 | $119,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 4,383 | $119,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,500 | $118,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 7,089 | $118,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 9,587 | $118,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 5,800 | $118,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 11,158 | $118,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 4,941 | $117,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 9,436 | $117,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 122,000 | $117,000 | thousands by filing date | principal |
| DEL MONTE CORP ORD | G36738105 | Stock | 2,931 | $116,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,397 | $116,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 4,916 | $116,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 5,510 | $116,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 10,515 | $116,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 3,027 | $116,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 8,571 | $116,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 6,183 | $116,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 53,100 | $116,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 7,036 | $116,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 2,987 | $115,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 14,222 | $115,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 21,837 | $115,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 3,312 | $114,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 6,060 | $114,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 25,783 | $114,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 8,037 | $114,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 4,596 | $114,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 5,930 | $114,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 3,700 | $113,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 19,947 | $113,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 19,680 | $113,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 6,395 | $113,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 2,360 | $112,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 6,207 | $112,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,147 | $112,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 3,773 | $112,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 8,304 | $112,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 4,530 | $112,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 16,475 | $112,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 4,780 | $112,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 10,000 | $112,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 3,410 | $111,000 | thousands by filing date | |
| ISHARES INC | 46434G608 | MSCI EMRGN ETF | 6,289 | $111,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 5,229 | $110,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 31,320 | $110,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 5,975 | $110,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 9,873 | $110,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 3,099 | $110,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 4,556 | $110,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 8,200 | $110,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 4,483 | $110,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y628 | ATHENA HGH DIV | 7,036 | $110,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 5,721 | $110,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 11,006 | $109,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 103,422 | $109,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 6,658 | $109,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 3,030 | $108,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 3,411 | $108,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 5,594 | $108,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 8,042 | $108,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 2,465 | $108,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 17,987 | $108,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 1,125 | $107,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 2,361 | $107,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 8,436 | $107,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 9,661 | $107,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 26,491 | $107,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 9,000 | $107,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 3,012 | $106,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 9,606 | $106,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,940 | $106,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 7,287 | $106,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 4,377 | $106,000 | thousands by filing date | principal |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 42,463 | $106,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 5,076 | $105,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,830 | $105,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 3,755 | $105,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 9,031 | $105,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 3,986 | $104,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 4,138 | $103,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 13,131 | $103,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 7,250 | $103,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 13,300 | $103,000 | thousands by filing date | call |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 6,699 | $103,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 4,548 | $103,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 45,680 | $103,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 6,300 | $103,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 3,335 | $103,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,053 | $102,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 4,122 | $102,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 5,020 | $102,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 3,700 | $101,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 4,201 | $101,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 2,041 | $101,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 8,074 | $101,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 845 | $100,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,601 | $100,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 57,238 | $100,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 3,254 | $100,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 3,662 | $100,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 14,800 | $100,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 3,240 | $99,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 7,525 | $99,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 6,293 | $99,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 4,979 | $99,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 4,883 | $99,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 12,751 | $99,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 6,209 | $99,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 11,433 | $98,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 3,038 | $98,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 813 | $98,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 2,481 | $98,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 18,293 | $98,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 129,280 | $97,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 42,009 | $97,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 8,020 | $96,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 3,913 | $96,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 4,387 | $96,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 2,194 | $96,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 6,579 | $96,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 5,500 | $96,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 3,503 | $95,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 3,600 | $95,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 6,425 | $95,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 7,169 | $95,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 5,847 | $95,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 21,392 | $95,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 962 | $94,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 2,736 | $94,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 6,565 | $94,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 11,115 | $94,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 5,693 | $94,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 1,765 | $94,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 8,373 | $94,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 2,056 | $93,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 8,219 | $93,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 10,067 | $93,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 7,973 | $93,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 3,784 | $93,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 9,465 | $92,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 2,815 | $92,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 3,025 | $92,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 2,910 | $92,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 15,400 | $92,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 12,477 | $92,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 3,848 | $92,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 6,600 | $92,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 17,213 | $91,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 13,003 | $91,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 2,343 | $91,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 100,000 | $91,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 3,855 | $90,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 1,951 | $90,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 845 | $90,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 203,706 | $90,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 3,919 | $89,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 2,136 | $89,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 6,310 | $89,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 23,350 | $89,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 3,472 | $89,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,947 | $88,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 7,562 | $88,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 9,174 | $88,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 3,465 | $88,000 | thousands by filing date | principal |
| ALLSTATE CORP COM | 020002101 | Stock | 1,500 | $87,000 | thousands by filing date | put |
| ALLSTATE CORP COM | 020002101 | Stock | 1,500 | $87,000 | thousands by filing date | call |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 5,950 | $87,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 5,050 | $87,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 4,199 | $87,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 6,922 | $87,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 2,327 | $87,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 16,285 | $87,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 3,548 | $87,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 2,902 | $87,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 1,766 | $87,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,156 | $86,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 641 | $86,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 3,510 | $86,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 4,860 | $86,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 1,990 | $86,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 4,851 | $86,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 53,600 | $86,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 13,891 | $85,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 7,784 | $85,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 7,686 | $85,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 2,221 | $85,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 23,500 | $85,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 9,913 | $85,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 5,198 | $85,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 5,424 | $85,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 3,640 | $85,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 5,042 | $84,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 4,952 | $84,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 8,875 | $84,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 4,311 | $83,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 8,527 | $83,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 2,200 | $83,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 1,147 | $83,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 1,617 | $83,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 3,902 | $83,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 56,997 | $83,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,078 | $82,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 6,358 | $82,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 6,014 | $82,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 2,050 | $82,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 22,500 | $82,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 4,701 | $82,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 3,837 | $82,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 1,742 | $82,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 2,090 | $82,000 | thousands by filing date | |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 1,880 | $82,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 1,600 | $82,000 | thousands by filing date | principal |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 5,228 | $81,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 6,135 | $81,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 1,810 | $81,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 5,300 | $81,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 9,863 | $80,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 4,363 | $80,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 5,913 | $80,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 6,922 | $80,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 4,500 | $80,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 7,033 | $80,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 9,102 | $80,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 1,771 | $79,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 2,670 | $79,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y825 | US 500 INDEX ETF | 2,228 | $79,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 2,850 | $78,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 6,025 | $78,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 2,900 | $78,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 6,123 | $78,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 1,000 | $78,000 | thousands by filing date | put |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 5,346 | $78,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 7,980 | $78,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B613 | CONTRARIAN OPP | 3,330 | $78,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 10,298 | $77,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 1,761 | $77,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 11,899 | $77,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 6,650 | $77,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 8,543 | $77,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 7,334 | $77,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 5,006 | $77,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 13,950 | $77,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 18,300 | $77,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 4,000 | $76,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 7,263 | $76,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,926 | $76,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 5,802 | $76,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 4,977 | $76,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 1,446 | $76,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 9,747 | $75,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 11,801 | $75,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 5,150 | $75,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 991 | $75,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 12,400 | $75,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 12,155 | $75,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 1,829 | $74,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 553 | $74,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 5,628 | $74,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 2,362 | $74,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 5,700 | $74,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 2,248 | $74,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,000 | $73,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 5,762 | $73,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 4,845 | $73,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 11,336 | $73,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 3,907 | $73,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 5,920 | $73,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 3,327 | $73,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 1,090 | $73,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 7,172 | $72,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 5,814 | $72,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 11,910 | $72,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,311 | $72,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 1,783 | $72,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 3,332 | $72,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 16,888 | $72,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 2,450 | $71,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 7,263 | $71,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 1,990 | $71,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 4,712 | $71,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 5,465 | $71,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 3,388 | $71,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 3,000 | $71,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 4,197 | $71,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,622 | $71,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 500 | $71,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 73,847 | $71,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 22,753 | $71,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 5,900 | $71,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 5,275 | $70,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 6,828 | $70,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 1,311 | $70,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,000 | $69,000 | thousands by filing date | call |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 6,360 | $69,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 4,100 | $69,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 34,403 | $69,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 16,507 | $69,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 3,594 | $69,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,000 | $68,000 | thousands by filing date | put |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 2,490 | $68,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 8,037 | $68,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1,704 | $68,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 11,277 | $68,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 5,258 | $68,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,519 | $68,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 4,200 | $68,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 27,282 | $68,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 2,031 | $68,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 4,800 | $68,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 8,701 | $68,000 | thousands by filing date | |
| PACIFIC BOOKER MINERALS INC | 69403R108 | COM | 36,625 | $68,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 2,695 | $68,000 | thousands by filing date | principal |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 3,165 | $67,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 11,300 | $67,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,580 | $67,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 5,064 | $67,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 2,978 | $67,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 2,643 | $67,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 6,823 | $67,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 5,047 | $67,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041632 | this filing | 2015-11-16 | acceptance time not in the bulk data set |