13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 6,801 holding rows worth $133,582,709,000.
- Accession
- 0001140361-15-041632
- Filer
- CIK 1000275
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 21,015 entries on the cover page, a total value of $133,582,709,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $133,582,709,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BRINKER INTL INC COM | 109641100 | Stock | 28,700 | $1,512,000 | thousands by filing date | put |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 50,765 | $1,512,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 21,531 | $1,512,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 86,199 | $1,508,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 25,637 | $1,505,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 197,183 | $1,499,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 50,000 | $1,495,000 | thousands by filing date | call |
| CYBEROPTICS CORP COM | 232517102 | Stock | 236,432 | $1,494,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 83,485 | $1,494,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 86,696 | $1,492,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 58,108 | $1,490,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 737,632 | $1,490,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 13,804 | $1,489,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 44,299 | $1,488,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 31,100 | $1,488,000 | thousands by filing date | call |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 242,439 | $1,484,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 55,973 | $1,474,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 71,839 | $1,469,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 61,160 | $1,469,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 336,372 | $1,463,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 67,411 | $1,458,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 76,653 | $1,457,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 112,467 | $1,456,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 274,719 | $1,456,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 99,203 | $1,455,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 682,908 | $1,455,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 59,582 | $1,454,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 14,625 | $1,453,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 36,929 | $1,452,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 153,700 | $1,452,000 | thousands by filing date | call |
| ISHARES TR | 46434V571 | ISHARES TR | 56,688 | $1,449,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 45,840 | $1,448,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 40,000 | $1,448,000 | thousands by filing date | put |
| CACI INTL INC CL A | 127190304 | Stock | 19,544 | $1,445,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 244,900 | $1,445,000 | thousands by filing date | put |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 60,653 | $1,444,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 81,121 | $1,442,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 326,303 | $1,442,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 20,000 | $1,439,000 | thousands by filing date | call |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 34,664 | $1,439,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 9,975 | $1,434,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 23,133 | $1,434,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 30,983 | $1,431,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 78,214 | $1,430,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 28,021 | $1,428,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 28,231 | $1,428,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 44,062 | $1,428,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,621,000 | $1,427,000 | thousands by filing date | principal |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 288,956 | $1,424,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 34,375 | $1,422,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 64,920 | $1,420,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 247,088 | $1,416,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 111,402 | $1,414,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 54,401 | $1,408,000 | thousands by filing date | principal |
| FLUOR CORP | 343412102 | COM | 33,200 | $1,406,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 70,202 | $1,406,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 89,065 | $1,403,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 37,219 | $1,403,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 7,976 | $1,401,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 36,383 | $1,399,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 60,821 | $1,398,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 10,117 | $1,394,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 253,593 | $1,393,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 33,054 | $1,392,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 1,651,000 | $1,392,000 | thousands by filing date | principal |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 96,434 | $1,391,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 38,500 | $1,389,000 | thousands by filing date | put |
| GEO GROUP INC NEW | 36162J106 | COM | 46,704 | $1,389,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 43,546 | $1,389,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 29,032 | $1,388,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 36,311 | $1,388,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 28,887 | $1,384,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 107,960 | $1,382,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 20,000 | $1,381,000 | thousands by filing date | put |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 13,159 | $1,379,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 6,543 | $1,378,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 12,077 | $1,377,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 143,356 | $1,377,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 130,517 | $1,376,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 19,928 | $1,376,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 95,620 | $1,376,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 58,684 | $1,376,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 83,988 | $1,375,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 25,445 | $1,374,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 25,000 | $1,373,000 | thousands by filing date | call |
| INTELIQUENT INC | 45825N107 | COM | 61,474 | $1,373,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 24,100 | $1,369,000 | thousands by filing date | put |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 53,886 | $1,369,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 54,400 | $1,367,000 | thousands by filing date | call |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 30,529 | $1,367,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 41,501 | $1,367,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 50,518 | $1,362,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 248,134 | $1,361,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 67,449 | $1,361,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 65,768 | $1,350,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 122,169 | $1,350,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 166,438 | $1,348,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 88,236 | $1,347,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 30,500 | $1,347,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 50,647 | $1,344,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 91,627 | $1,344,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 190,000 | $1,343,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 220,248 | $1,343,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 5,939 | $1,342,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 2,862 | $1,339,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 47,630 | $1,338,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 39,521 | $1,338,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 40,167 | $1,336,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 79,363 | $1,333,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 112,867 | $1,332,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 30,314 | $1,332,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 185,628 | $1,332,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 48,415 | $1,331,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 96,977 | $1,324,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 15,721 | $1,324,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 1,500,000 | $1,324,000 | thousands by filing date | principal |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 61,839 | $1,323,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 46,932 | $1,317,000 | thousands by filing date | |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 60,242 | $1,317,000 | thousands by filing date | principal |
| NEENAH PAPER INC | 640079109 | COM | 22,560 | $1,314,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 28,723 | $1,313,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 50,016 | $1,311,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 48,095 | $1,310,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 53,023 | $1,310,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 37,063 | $1,306,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 15,199 | $1,306,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 4,776 | $1,305,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 63,065 | $1,305,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 53,338 | $1,301,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 64,790 | $1,301,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 25,000 | $1,300,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 112,000 | $1,294,000 | thousands by filing date | put |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 86,294 | $1,294,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 42,932 | $1,291,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 23,613 | $1,289,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 172,944 | $1,288,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 15,165 | $1,288,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 200,000 | $1,288,000 | thousands by filing date | put |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 30,000 | $1,287,000 | thousands by filing date | put |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 125,992 | $1,281,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 316,838 | $1,281,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 79,220 | $1,280,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 26,749 | $1,279,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 104,531 | $1,279,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 23,668 | $1,279,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 32,823 | $1,278,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 51,206 | $1,277,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 195,311 | $1,276,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 75,214 | $1,276,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 37,865 | $1,274,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 62,727 | $1,274,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 30,627 | $1,273,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 39,697 | $1,272,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 156,989 | $1,272,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 71,956 | $1,271,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 1,000,000 | $1,267,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X336 | ULTRASHRT TIPS | 45,706 | $1,267,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 80,923 | $1,266,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 91,583 | $1,263,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 31,532 | $1,261,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 21,077 | $1,260,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 24,130 | $1,259,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 89,110 | $1,259,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 150,000 | $1,257,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 17,289 | $1,257,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 6,500 | $1,257,000 | thousands by filing date | call |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 99,402 | $1,257,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 95,908 | $1,256,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 22,100 | $1,254,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 67,892 | $1,253,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 35,326 | $1,251,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 13,607 | $1,251,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 97,000 | $1,250,000 | thousands by filing date | call |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 34,318 | $1,249,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 55,383 | $1,248,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 95,668 | $1,246,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 70,457 | $1,242,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 42,590 | $1,242,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 56,333 | $1,242,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 1,000,000 | $1,241,000 | thousands by filing date | principal |
| TECHNIPFMC PLC | 30249U101 | COM | 40,000 | $1,240,000 | thousands by filing date | call |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 57,081 | $1,240,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 22,814 | $1,236,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 94,384 | $1,234,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 53,968 | $1,233,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 156,200 | $1,232,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 74,406 | $1,229,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 19,506 | $1,228,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 48,747 | $1,228,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 93,300 | $1,226,000 | thousands by filing date | put |
| WABCO HLDGS INC | 92927K102 | COM | 11,693 | $1,226,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 124,802 | $1,224,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 159,419 | $1,221,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 39,018 | $1,221,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 27,234 | $1,220,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 61,621 | $1,218,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 100,000 | $1,217,000 | thousands by filing date | call |
| PARKWAY PPTYS INC | 70159Q104 | COM | 78,226 | $1,217,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 34,057 | $1,217,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 12,058 | $1,215,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 49,751 | $1,212,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 88,002 | $1,210,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 50,000 | $1,208,000 | thousands by filing date | call |
| COGNEX CORP | 192422103 | COM | 35,071 | $1,206,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 67,690 | $1,205,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 47,014 | $1,204,000 | thousands by filing date | principal |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 41,304 | $1,203,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 37,614 | $1,203,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 30,452 | $1,202,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 12,666 | $1,199,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 37,612 | $1,196,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 193,600 | $1,195,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 51,881 | $1,194,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 24,730 | $1,191,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 30,200 | $1,191,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 700,000 | $1,190,000 | thousands by filing date | put |
| LYDALL INC | 550819106 | COMMON STOCK | 41,676 | $1,188,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 55,244 | $1,187,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 39,242 | $1,186,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 20,548 | $1,185,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 19,966 | $1,184,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 25,000 | $1,182,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 25,000 | $1,182,000 | thousands by filing date | call |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 29,504 | $1,182,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 13,205 | $1,179,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 85,457 | $1,178,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 27,304 | $1,178,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 25,000 | $1,175,000 | thousands by filing date | call |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 62,729 | $1,175,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 37,134 | $1,174,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 17,105 | $1,169,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 200,101 | $1,167,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 14,764 | $1,167,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 34,344 | $1,166,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 46,834 | $1,166,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 63,526 | $1,163,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y594 | PAC EN FLTG RT | 23,617 | $1,160,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 24,349 | $1,159,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 25,697 | $1,159,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 12,000 | $1,158,000 | thousands by filing date | put |
| VALMONT INDS INC COM | 920253101 | Stock | 12,201 | $1,158,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 70,094 | $1,153,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 58,905 | $1,147,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 110,000 | $1,146,000 | thousands by filing date | put |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 50,544 | $1,146,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 20,933 | $1,145,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 30,100 | $1,143,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 59,711 | $1,142,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 53,762 | $1,140,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 81,484 | $1,139,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 27,821 | $1,137,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 32,595 | $1,136,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 30,000 | $1,134,000 | thousands by filing date | put |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 26,970 | $1,134,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 44,448 | $1,134,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 36,381 | $1,134,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 41,804 | $1,131,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 22,000 | $1,130,000 | thousands by filing date | call |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 64,914 | $1,130,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 57,791 | $1,129,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 68,733 | $1,128,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 11,136 | $1,128,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 32,266 | $1,126,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 34,256 | $1,126,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 104,082 | $1,124,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 40,130 | $1,124,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 39,331 | $1,121,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 267,617 | $1,119,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 74,854 | $1,117,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 215,578 | $1,111,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 21,822 | $1,108,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 65,131 | $1,108,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 753,540 | $1,108,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 11,875 | $1,107,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 25,084 | $1,107,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 30,272 | $1,107,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 72,179 | $1,106,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 24,493 | $1,105,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 9,863 | $1,104,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 75,000 | $1,102,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 75,000 | $1,102,000 | thousands by filing date | call |
| BURLINGTON STORES INC COM | 122017106 | Stock | 21,596 | $1,102,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 37,994 | $1,094,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 10,000 | $1,094,000 | thousands by filing date | call |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 29,868 | $1,093,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 82,899 | $1,089,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 76,701 | $1,082,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 18,166 | $1,080,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 62,768 | $1,080,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 401,000 | $1,079,000 | thousands by filing date | put |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 21,284 | $1,078,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 294,160 | $1,075,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 100,724 | $1,075,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 604,014 | $1,075,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 40,617 | $1,072,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 71,507 | $1,070,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 63,376 | $1,069,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 38,781 | $1,068,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 21,457 | $1,068,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 13,292 | $1,066,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 27,123 | $1,066,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 26,198 | $1,066,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 54,775 | $1,063,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 23,096 | $1,062,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 95,506 | $1,062,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 74,730 | $1,060,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,100,000 | $1,060,000 | thousands by filing date | principal |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 66,979 | $1,059,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 10,514 | $1,058,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 50,000 | $1,058,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 64,038 | $1,057,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 65,000 | $1,056,000 | thousands by filing date | call |
| ENTREE GOLD INC | 29383G100 | COM | 3,531,906 | $1,056,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 43,900 | $1,054,000 | thousands by filing date | call |
| BAZAARVOICE INC | 073271108 | COM | 233,450 | $1,053,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 45,000 | $1,053,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 24,487 | $1,051,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 47,419 | $1,050,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 42,151 | $1,049,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 59,399 | $1,049,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K810 | MD CP BEAR 3X NW | 20,670 | $1,049,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 56,094 | $1,048,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 58,302 | $1,046,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 40,136 | $1,046,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 25,814 | $1,045,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 27,789 | $1,045,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 25,992 | $1,045,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 77,263 | $1,045,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 13,232 | $1,043,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 31,500 | $1,042,000 | thousands by filing date | call |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 74,480 | $1,042,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 75,009 | $1,042,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 31,712 | $1,041,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 225,007 | $1,040,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 7,790 | $1,040,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 75,573 | $1,040,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 15,969 | $1,039,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 18,294 | $1,037,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 41,511 | $1,036,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 98,832 | $1,031,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 23,104 | $1,027,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 66,856 | $1,027,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 75,469 | $1,023,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 17,533 | $1,023,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 75,599 | $1,023,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 50,261 | $1,023,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 1,000,000 | $1,023,000 | thousands by filing date | principal |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 94,112 | $1,022,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 80,961 | $1,019,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 63,403 | $1,012,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 58,863 | $1,012,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 21,763 | $1,011,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 21,677 | $1,010,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 53,345 | $1,007,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 178,300 | $1,007,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 43,413 | $1,006,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 107,138 | $1,006,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 5,600 | $999,000 | thousands by filing date | put |
| Western Midstream Partners | 95825r103 | COM | 25,300 | $998,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 1,000,000 | $996,000 | thousands by filing date | principal |
| GRACO INC COM | 384109104 | Stock | 14,798 | $992,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 33,705 | $992,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 25,000 | $992,000 | thousands by filing date | call |
| CELADON GROUP INC | 150838100 | COM | 61,901 | $992,000 | thousands by filing date | |
| MGC | 921910873 | COM | 15,185 | $991,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 174,779 | $991,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 68,810 | $991,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 48,562 | $991,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 51,850 | $991,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 14,864 | $990,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 4,442 | $989,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 13,447 | $988,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 30,000 | $987,000 | thousands by filing date | put |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 52,781 | $986,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 10,000 | $983,000 | thousands by filing date | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 12,221 | $982,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D399 | NT LKD 32 | 92,496 | $982,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 17,472 | $981,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 20,450 | $981,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 47,719 | $980,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 73,623 | $978,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 83,468 | $977,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 98,456 | $976,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 38,521 | $976,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 16,361 | $973,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 32,622 | $973,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 38,883 | $971,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 13,853 | $970,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 47,025 | $969,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 8,343 | $968,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 150,760 | $964,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 68,553 | $963,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 63,157 | $962,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 33,193 | $962,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 50,244 | $960,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 37,098 | $960,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 16,552 | $957,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 32,185 | $955,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 76,886 | $955,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 75,000 | $952,000 | thousands by filing date | call |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 26,026 | $951,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 128,734 | $950,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 12,302 | $949,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 66,048 | $949,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 69,312 | $948,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 42,727 | $947,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 22,980 | $947,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 48,600 | $945,000 | thousands by filing date | call |
| PC CONNECTION INC | 69318J100 | COM | 45,607 | $945,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 38,187 | $945,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 31,593 | $943,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 10,951 | $943,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 136,537 | $942,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 23,414 | $939,000 | thousands by filing date | |
| PROSHARES TR | 74347B870 | CDS SH NA HYCR | 23,947 | $939,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 19,801 | $938,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 12,027 | $938,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 933,000 | $938,000 | thousands by filing date | principal |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 75,996 | $937,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 323,235 | $937,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 14,448 | $935,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 37,073 | $935,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 21,787 | $933,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 136,554 | $932,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 78,976 | $932,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 49,875 | $931,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 32,397 | $931,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 14,741 | $930,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 18,909 | $928,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 20,000 | $927,000 | thousands by filing date | put |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 50,677 | $925,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 46,027 | $925,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 56,694 | $924,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 18,783 | $922,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 36,573 | $921,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 40,000 | $918,000 | thousands by filing date | put |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 36,679 | $917,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 37,279 | $916,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 12,146 | $915,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 66,499 | $915,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 22,706 | $915,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 14,809 | $913,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 37,320 | $913,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 36,226 | $913,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 39,997 | $912,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 38,726 | $911,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 44,160 | $911,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 142,493 | $910,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 20,169 | $909,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 33,291 | $909,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 40,070 | $908,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 396,565 | $908,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 46,522 | $907,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 33,334 | $906,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 25,000 | $905,000 | thousands by filing date | call |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 35,032 | $905,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 69,023 | $904,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 28,097 | $903,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 34,237 | $902,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 22,783 | $900,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 43,591 | $899,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 49,405 | $898,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 74,174 | $898,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 19,597 | $898,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 46,321 | $896,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 35,389 | $896,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 20,000 | $895,000 | thousands by filing date | call |
| SEABOARD CORP DEL | 811543107 | COM | 291 | $895,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 22,853 | $895,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 65,000 | $894,000 | thousands by filing date | call |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 18,150 | $893,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 20,403 | $891,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 14,131 | $890,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 88,061 | $890,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 58,875 | $889,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 81,764 | $889,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 30,296 | $888,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 27,782 | $887,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 8,325 | $885,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 123,289 | $881,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 45,479 | $880,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 29,512 | $876,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 37,604 | $876,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 32,048 | $875,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 181,999 | $875,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 13,123 | $874,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 36,075 | $872,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 32,058 | $872,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 12,466 | $871,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 35,673 | $870,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,641,927 | $870,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 10,829 | $869,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 189,822 | $869,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 22,509 | $869,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 31,492 | $868,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 38,232 | $868,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 14,892 | $866,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 10,154 | $864,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 50,147 | $863,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 15,392 | $862,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041632 | this filing | 2015-11-16 | acceptance time not in the bulk data set |