13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 6,801 holding rows worth $133,582,709,000.
- Accession
- 0001140361-15-041632
- Filer
- CIK 1000275
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 21,015 entries on the cover page, a total value of $133,582,709,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $133,582,709,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APPLOVIN CORP CLASS A | 023850100 | COM | 12,800 | $1,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 58 | $1,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 84 | $1,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 100 | $1,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 490 | $1,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 837 | $1,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 38 | $1,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 106 | $1,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 100 | $1,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 107 | $1,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 640 | $1,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 1,140 | $1,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 4,014 | $1,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 3,366 | $1,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 300 | $1,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 150 | $1,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 894 | $1,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 276 | $1,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 1,301 | $1,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 4,800 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 28 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 1,250 | $1,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 300 | $1,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 326 | $1,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 4,084 | $1,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 2,460 | $1,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 73 | $1,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 286 | $1,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 276 | $1,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 4,224 | $1,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 3,152 | $1,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 1,400 | $1,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 1,600 | $1,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 400 | $1,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 84 | $1,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 100 | $1,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 64 | $1,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 2,316 | $1,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 2,850 | $1,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 80 | $1,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 5,000 | $1,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 738 | $1,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 8,111 | $1,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 200 | $1,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 1,401 | $1,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 820 | $1,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 300 | $1,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 1,200 | $1,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 14,000 | $1,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 163 | $1,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 155 | $1,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 870 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 60 | $1,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 86 | $1,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 129 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 100 | $1,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 20 | $1,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 19 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E317 | GLBLX CEN ASIA | 109 | $1,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 49 | $1,000 | thousands by filing date | |
| Alliance Bancorp, Inc. of Pennsylvania | 01890A108 | Common Stock | 22 | $1,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 1,000 | $1,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 800 | $1,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 353 | $1,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 642 | $1,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 59 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 38 | $1,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 223 | $1,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 5,000 | $1,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 1,249 | $1,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H102 | COM | 802 | $1,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 1,000 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L527 | 30 YR TREAS BULL | 11 | $1,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 37 | $1,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 500 | $1,000 | thousands by filing date | |
| ISHARES B-CA | 46432F404 | COM | 20 | $1,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 59 | $1,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 73 | $1,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 287 | $1,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 1,042 | $1,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 42 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 69 | $1,000 | thousands by filing date | principal |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 200 | $1,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 200 | $1,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 19 | $1,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 2,808 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT CONSUMER SERVICES | 74348A236 | ETF | 12 | $1,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 990 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X335 | SOLACTIVE UK ETF | 25 | $1,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 45 | $1,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 1,000 | $1,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 440 | $1,000 | thousands by filing date | |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 650 | $1,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 700 | $1,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 493 | $1,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H104 | COM | 200 | $1,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 190 | $1,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y106 | COM | 562 | $1,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 295 | $1,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 2,563 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 1,196 | $1,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 1,845 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X293 | MSCI MEXCO STRGC | 50 | $1,000 | thousands by filing date | |
| CODE REBEL CORP | 19200J106 | COM | 120 | $1,000 | thousands by filing date | |
| SOLAR3D INC | 83417A209 | COM NEW | 300 | $1,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505608 | JANUS EQL RSK W | 20 | $1,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 2,341 | $1,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,366 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERICEL CORP | 92346J108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGAIN CORP | 28225C806 | COM NEW | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 422 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE LAND CORP | 376549101 | REIT | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURY CASINOS INC | 156492100 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEY TRONIC CORP | 493144109 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIVERVIEW BANCORP INC | 769397100 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT INDUSTRIES CO | 871565107 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 249 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AWARE INC MASS | 05453N100 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNATECH INC | 563771203 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Enzo Biochem Inc | 294100102 | Common Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LO JACK CORP | 539451104 | COMMON STOCK | 249 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911108 | COMMON STOCK | 161 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,914 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 384 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JERNIGAN CAP INC | 476405105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS HLDG CO MISS | 174715102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RARE ELEMENT RES LTD | 75381M102 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEVAC INC | 461148108 | COM | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODORUS VY BANCORP INC | 192025104 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C103 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 371 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 168 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 241 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,825 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLYTH INC | 09643P207 | COM NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEI PHARMA INC | 55279B202 | COM NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBASSADORS GROUP INC | 023177108 | COM | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMTC CORP | 832682207 | COM NEW | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARTAN MTRS INC | 846819100 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERMOLECULAR INC | 45882D109 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIXTRON SE | 009606104 | SPONSORED ADR | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTC MEDIA INC | 12642X106 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSYS INC COM | 619718109 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tremor Video | 89484Q100 | Common Stock | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| S&W SEED COMPANY COM | 785135104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKERVISION INC | 701354102 | COM | 1,852 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 585 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 224 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEETME INC | 585141104 | COM | 213 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITING USA TR II | 966388100 | TR UNIT | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATHERSYS INC | 04744L106 | COM | 324 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 3,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LMI AEROSPACE INC | 502079106 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GTX INC | 40052B108 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOOPER HOLMES INC | 439104100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARK NETWORKS INC | 84651P100 | COM | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLANTYNE STRONG INC | 058516105 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 1,025 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 169 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNSHINE HEART INC | 86782u106 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 299 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOPFED BANCORP INC | 439734104 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIO INC | 451033104 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90268A667 | MTH 2X DJ INTL | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DATAWATCH CORP | 237917208 | COM NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONVIA INC | 68338T403 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSCAPE INC | 37940G109 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILLION INC | 92407M206 | COM NEW | 163 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC | 192108116 | *W EXP 04/16/201 | 584 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTELCO INC | 688823301 | CL A NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EURASIAN MINERALS INC | 29843R100 | COM | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E838 | GLB X BRZ FINL | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTIMUMBANK HOLDINGS INC | 68401P304 | COM PAR $0.01 | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X467 | MSCI EM50 ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAYLAKE CORP | 072788102 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANCER GENETICS INC. | 13739u104 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCK CREEK PHARMA XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/23 | 772081204 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUMU CORP | 749063103 | COM | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSYNC INC. | 29359T102 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 262 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 422 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUME INC | 98872B104 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAZA ENERGY CORP - NEW | 98919T407 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMBERLINE RES CORP COM NEW | 887133205 | Equities | 418 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amedica Corporation | 023435100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W309 | ENH INTL SMCAP | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 145 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHAOGEN INC | 004449104 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTEGRA FINL CORP | 29363J108 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SESEN BIO, INC. | 286221106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 289 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 855 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILL CAP LTD COM RST VTG SHS | G8875E107 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEVO INC COM PAR | 374396208 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051796 | XTRACK MSCI MEX | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UCP INC - CL A | 90265Y106 | Common Stock | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QESP | 78463X343 | ETP | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X384 | MSCI AUS STRTGIC | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROKA BIOSCIENCE INC | 775431109 | COM | 394 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W489 | JP TECH MEDIA | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLORI ENERGY INC | 379606106 | Cmn | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSEON CORP | 715270203 | Cmn | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X442 | SPDR MSCI BEYOND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUALSCOPICS INC | 928269208 | COM NEW | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 272 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOP SHIPS INC | Y8897Y149 | SHS NEW 2014 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZONS ETF TR | 44052C108 | KOREA KOSP 200 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXION PWR INTL INC | 05460X307 | COM PAR $0.001 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNGY MOBILE LTD | 86737M100 | ADR | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEREOTAXIS INC | 85916J128 | *W EXP 09/30/201 | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGA EMERGING GLOBAL SHS TR | 268461365 | BLUE CHIP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041632 | this filing | 2015-11-16 | acceptance time not in the bulk data set |