13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 6,801 holding rows worth $133,582,709,000.
- Accession
- 0001140361-15-041632
- Filer
- CIK 1000275
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 21,015 entries on the cover page, a total value of $133,582,709,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $133,582,709,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TANGOE INC/CT | 87582Y108 | COM | 119,657 | $862,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 5,000 | $860,000 | thousands by filing date | put |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 81,377 | $860,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 34,202 | $859,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 30,545 | $859,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 10,800 | $858,000 | thousands by filing date | call |
| Cynosure, Inc. | 232577205 | COM | 28,553 | $858,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 18,326 | $857,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 83,270 | $856,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 71,797 | $856,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 20,100 | $855,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 20,000 | $850,000 | thousands by filing date | put |
| SCHULMAN (A.) INC | 808194104 | COM | 26,193 | $850,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 50,882 | $848,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 34,874 | $848,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 20,000 | $848,000 | thousands by filing date | call |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 21,357 | $847,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 30,809 | $847,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 50,412 | $847,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 1,000,000 | $846,000 | thousands by filing date | principal |
| SLM CORP COM | 78442P106 | Stock | 114,170 | $845,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 53,826 | $845,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 22,070 | $845,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 10,470 | $845,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 40,549 | $845,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 428,478 | $844,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 39,256 | $844,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 1,003,000 | $843,000 | thousands by filing date | principal |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 23,401 | $841,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 79,000 | $839,000 | thousands by filing date | call |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 32,358 | $839,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 50,000 | $839,000 | thousands by filing date | put |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 37,824 | $838,000 | thousands by filing date | principal |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 49,281 | $837,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 782,114 | $837,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 32,955 | $837,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 9,178 | $836,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 28,000 | $830,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 10,700 | $828,000 | thousands by filing date | call |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 64,804 | $828,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 53,136 | $828,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 34,308 | $827,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 20,288 | $827,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 19,518 | $826,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 65,175 | $825,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 20,000 | $824,000 | thousands by filing date | call |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 12,674 | $824,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 73,993 | $824,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 53,212 | $823,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 20,600 | $822,000 | thousands by filing date | put |
| BRISTOW GROUP INC | 110394103 | COM | 31,388 | $821,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 32,936 | $821,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 56,815 | $819,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 18,358 | $818,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 15,676 | $818,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 6,400 | $817,000 | thousands by filing date | call |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 22,210 | $817,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 6,450 | $816,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 145,148 | $816,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 23,354 | $814,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 68,298 | $812,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 63,702 | $808,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 16,488 | $806,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 69,122 | $806,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 15,345 | $804,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 7,060 | $802,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 49,576 | $802,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 54,128 | $802,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 52,092 | $801,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 33,956 | $799,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 34,389 | $798,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 247,933 | $797,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 21,571 | $797,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 18,164 | $796,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 25,855 | $794,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 10,676 | $793,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 19,337 | $792,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 27,628 | $791,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 16,915 | $790,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 45,920 | $789,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 43,994 | $787,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 30,064 | $784,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 81,200 | $784,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 39,994 | $784,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 7,372 | $783,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,990 | $783,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 39,379 | $783,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 66,601 | $783,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 7,874 | $782,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 22,076 | $781,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 16,605 | $780,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 22,757 | $779,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 14,408 | $779,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 36,438 | $778,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 14,403 | $777,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 65,577 | $777,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 60,000 | $776,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 80,000 | $775,000 | thousands by filing date | call |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 21,182 | $774,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 130,863 | $773,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 32,849 | $773,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 41,915 | $772,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 42,662 | $772,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 9,714 | $771,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 32,439 | $769,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 38,924 | $768,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 20,705 | $766,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 20,681 | $765,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 24,882 | $765,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 3,884 | $763,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 28,919 | $763,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 22,149 | $763,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 65,295 | $763,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 55,215 | $762,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 124,018 | $761,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 30,553 | $761,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 31,847 | $759,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 10,200 | $756,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 45,126 | $754,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 22,575 | $754,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 30,285 | $754,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 9,000 | $753,000 | thousands by filing date | put |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 13,057 | $753,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 47,414 | $751,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 61,157 | $750,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 120,911 | $750,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 77,303 | $748,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 145,861 | $747,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 77,000 | $746,000 | thousands by filing date | put |
| INFRAREIT INC | 45685L100 | COM | 31,510 | $746,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 15,801 | $745,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 52,206 | $745,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 109,243 | $744,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 38,054 | $744,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 11,609 | $743,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 93,236 | $742,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 18,000 | $741,000 | thousands by filing date | put |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 43,254 | $741,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 169,398 | $741,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 122,107 | $739,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 21,191 | $735,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 112,340 | $733,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 27,116 | $732,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 10,935 | $730,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 52,970 | $730,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 83,650 | $730,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 54,674 | $729,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 217,204 | $729,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 28,827 | $729,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 76,025 | $729,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 18,988 | $726,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 93,973 | $725,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 26,679 | $723,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 46,677 | $723,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 99,454 | $723,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 22,594 | $722,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 12,536 | $719,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 43,435 | $718,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 6,872 | $718,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 41,922 | $717,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 57,263 | $716,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 51,731 | $714,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 52,571 | $713,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 18,253 | $711,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 10,000 | $710,000 | thousands by filing date | put |
| CUBIC CORP | 229669106 | COM | 16,927 | $710,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 40,790 | $710,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 52,828 | $709,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 54,057 | $709,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 39,388 | $708,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 42,517 | $708,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 63,350 | $708,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 30,657 | $707,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 22,629 | $707,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 14,004 | $705,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 72,325 | $703,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 31,088 | $703,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 18,179 | $703,000 | thousands by filing date | |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 47,038 | $702,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 10,380 | $701,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 12,130 | $701,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 19,867 | $699,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 100,000 | $699,000 | thousands by filing date | call |
| HNI CORP COM | 404251100 | Stock | 16,273 | $698,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 53,034 | $697,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 32,640 | $696,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 136,866 | $695,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 45,295 | $695,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 42,306 | $695,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 89,643 | $694,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 46,891 | $694,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 77,281 | $694,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 21,376 | $692,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 37,694 | $692,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 14,480 | $691,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 21,706 | $691,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 24,136 | $691,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 22,100 | $690,000 | thousands by filing date | call |
| CABLE ONE INC | 12685J105 | COM | 1,640 | $688,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 14,669 | $688,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 27,140 | $688,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 103,953 | $688,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 107,107 | $688,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 32,275 | $688,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 14,794 | $687,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 43,375 | $687,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 30,176 | $687,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 84,720 | $686,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 19,092 | $685,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 71,157 | $684,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 16,000 | $684,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 14,855 | $683,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 20,000 | $682,000 | thousands by filing date | put |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 699,000 | $682,000 | thousands by filing date | principal |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 21,453 | $679,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 40,118 | $678,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 77,396 | $677,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 445,000 | $677,000 | thousands by filing date | principal |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 378,007 | $674,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 45,105 | $674,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 20,800 | $673,000 | thousands by filing date | put |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 4,562 | $673,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 487,831 | $673,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 36,275 | $671,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 47,803 | $671,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 100,000 | $671,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 23,500 | $670,000 | thousands by filing date | put |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 21,265 | $670,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 37,599 | $670,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 83,441 | $669,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 245,570 | $668,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,830 | $668,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 4,765 | $668,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 45,090 | $667,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 48,452 | $667,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 52,384 | $667,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,000 | $665,000 | thousands by filing date | put |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 8,254 | $664,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 57,203 | $663,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 7,411 | $661,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 52,649 | $661,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 17,823 | $659,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 7,650 | $659,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 13,723 | $658,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 12,296 | $657,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 41,372 | $655,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 8,522 | $655,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 10,230 | $654,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 46,649 | $654,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 11,258 | $650,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 11,315 | $650,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 16,900 | $650,000 | thousands by filing date | put |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 37,256 | $650,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 250,000 | $650,000 | thousands by filing date | put |
| OPHTHOTECH CORP | 683745103 | COM | 16,039 | $650,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 38,793 | $649,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 10,665 | $649,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 14,139 | $649,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 15,546 | $647,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 64,211 | $647,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 17,365 | $646,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 17,864 | $646,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 8,176 | $645,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 28,822 | $645,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 13,000 | $645,000 | thousands by filing date | principal |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 46,919 | $645,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 45,717 | $644,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 35,772 | $643,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 51,065 | $643,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 34,211 | $642,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 6,983 | $642,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 13,907 | $641,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 10,461 | $640,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 23,511 | $639,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 46,306 | $638,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 29,041 | $638,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 11,954 | $637,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 41,400 | $635,000 | thousands by filing date | call |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 24,000 | $634,000 | thousands by filing date | put |
| SOTHEBYS | 835898107 | COM | 19,816 | $633,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,686 | $630,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 34,198 | $628,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 17,005 | $628,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 17,350 | $627,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 27,060 | $627,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 17,405 | $626,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 56,104 | $626,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 19,432 | $626,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 20,927 | $626,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 25,850 | $625,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 98,300 | $625,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 22,890 | $625,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 50,647 | $625,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 26,790 | $624,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 69,285 | $624,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 130,181 | $623,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 11,771 | $623,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 5,274 | $623,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 111,714 | $623,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 36,700 | $623,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 43,996 | $622,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 124,437 | $620,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 12,215 | $620,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 108,471 | $620,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 19,700 | $619,000 | thousands by filing date | call |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 56,424 | $619,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 18,026 | $618,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 23,246 | $617,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 12,091 | $616,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 36,306 | $615,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 11,342 | $614,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 46,625 | $613,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 11,662 | $611,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 22,613 | $611,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 5,355 | $611,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 14,470 | $610,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 52,347 | $610,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 50,000 | $609,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 14,240 | $609,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 147,696 | $608,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 38,452 | $607,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 75,059 | $607,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 26,527 | $605,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 24,012 | $605,000 | thousands by filing date | principal |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 27,500 | $604,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 40,225 | $603,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 35,274 | $603,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 5,498 | $602,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 27,596 | $602,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 231,685 | $602,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 26,251 | $601,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 52,131 | $601,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 11,908 | $600,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 55,451 | $600,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 14,826 | $599,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 24,906 | $599,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 42,475 | $598,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 10,242 | $598,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 45,995 | $596,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 9,784 | $595,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 24,101 | $595,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 10,708 | $593,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 76,145 | $593,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,000 | $592,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 55,376 | $592,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 36,420 | $592,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 53,460 | $592,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 17,196 | $592,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 10,692 | $591,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 15,150 | $590,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 8,323 | $590,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 16,351 | $590,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 14,171 | $588,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 17,278 | $588,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 23,625 | $586,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 64,481 | $586,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 186,082 | $586,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 7,592 | $585,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 13,185 | $584,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 23,730 | $584,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 43,648 | $584,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 14,040 | $583,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 30,366 | $583,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 32,393 | $582,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 11,205 | $580,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 18,058 | $580,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 5,630 | $579,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 45,837 | $578,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 24,083 | $578,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 7,000 | $576,000 | thousands by filing date | put |
| HARTE-HANKS INC | 416196103 | COM | 163,265 | $576,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 1,621,664 | $576,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 22,553 | $576,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 17,248 | $576,000 | thousands by filing date | principal |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 57,826 | $575,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 27,983 | $573,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 15,193 | $573,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 50,000 | $572,000 | thousands by filing date | call |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 35,200 | $572,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 37,085 | $572,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 42,185 | $572,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 21,300 | $572,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 39,204 | $570,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 61,049 | $570,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6,300 | $568,000 | thousands by filing date | put |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 30,241 | $568,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 15,144 | $567,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 28,571 | $567,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 30,000 | $566,000 | thousands by filing date | put |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 43,439 | $566,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 34,293 | $563,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 13,558 | $562,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 10,302 | $562,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 393,933 | $559,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 14,576 | $559,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 21,935 | $558,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 10,907 | $557,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 18,723 | $557,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 5,699 | $554,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 120,000 | $554,000 | thousands by filing date | put |
| HEARTLAND EXPRESS INC | 422347104 | COM | 27,798 | $554,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 69,571 | $554,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 20,100 | $552,000 | thousands by filing date | call |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 22,020 | $551,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 7,161 | $551,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 93,053 | $550,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 12,922 | $550,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 145,630 | $550,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 52,000 | $550,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 40,893 | $549,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 157,957 | $548,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 8,238 | $547,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 10,878 | $547,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 12,364 | $547,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 19,809 | $545,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 18,932 | $544,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 14,990 | $544,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 55,075 | $544,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 16,364 | $543,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 30,572 | $543,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 500,000 | $542,000 | thousands by filing date | principal |
| WINTHROP REALTY TRUST | 976391300 | SH B | 37,566 | $540,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 33,300 | $540,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 10,366 | $539,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 27,442 | $539,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 13,582 | $539,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 42,711 | $539,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 10,509 | $538,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 16,298 | $538,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 27,638 | $537,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 220,048 | $537,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 9,231 | $537,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 100,000 | $536,000 | thousands by filing date | put |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 15,930 | $536,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 10,779 | $535,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 25,602 | $532,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 27,743 | $532,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 10,000 | $531,000 | thousands by filing date | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 48,420 | $531,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 11,353 | $530,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 18,997 | $530,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 40,579 | $530,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 50,000 | $529,000 | thousands by filing date | call |
| CLARCOR INC | 179895107 | COM | 11,062 | $527,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 2,107,400 | $527,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 27,320 | $526,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 14,212 | $524,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 16,368 | $524,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 51,037 | $523,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 140,333 | $521,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 20,135 | $520,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 39,000 | $520,000 | thousands by filing date | put |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 5,316 | $520,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 27,441 | $519,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 16,549 | $519,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 7,589 | $519,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 38,367 | $518,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 44,547 | $518,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 10,843 | $517,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 161,491 | $517,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 7,643 | $517,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 38,510 | $516,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 46,734 | $515,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 3,993 | $515,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 36,446 | $515,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 2,836 | $514,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 32,835 | $514,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 58,015 | $514,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 182,146 | $513,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 27,136 | $513,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 19,335 | $513,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 38,388 | $513,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 31,923 | $513,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 16,797 | $512,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 14,191 | $512,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 31,788 | $512,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 34,444 | $512,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 40,390 | $511,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 77,847 | $510,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 42,883 | $510,000 | thousands by filing date | |
| Janus Velocity Tail Risk Hdgd Lg Cp ETF | 00162Q817 | com | 18,969 | $510,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 32,569 | $509,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 11,500 | $508,000 | thousands by filing date | put |
| GLOBUS MED INC CL A | 379577208 | Stock | 24,556 | $508,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 51,685 | $508,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 101,571 | $508,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 47,090 | $507,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 14,698 | $507,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 27,129 | $506,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 13,437 | $506,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 27,527 | $506,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 272,355 | $506,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 20,019 | $506,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 47,100 | $505,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 38,334 | $505,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 4,729 | $505,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 15,780 | $504,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 58,977 | $504,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 15,872 | $503,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 7,000 | $503,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041632 | this filing | 2015-11-16 | acceptance time not in the bulk data set |