13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 6,801 holding rows worth $133,582,709,000.
- Accession
- 0001140361-15-041632
- Filer
- CIK 1000275
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 21,015 entries on the cover page, a total value of $133,582,709,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $133,582,709,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 23,848 | $297,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 28,173 | $297,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 29,736 | $297,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 12,631 | $297,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 23,799 | $296,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 18,232 | $295,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 10,102 | $295,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 4,980 | $294,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 14,322 | $294,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 10,852 | $293,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 23,101 | $292,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 88,770 | $292,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 13,179 | $291,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 86,950 | $290,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 98,067 | $290,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 479,041 | $289,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 49,548 | $289,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 55,700 | $288,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 13,003 | $288,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 7,741 | $288,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 5,648 | $287,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 16,280 | $286,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 14,600 | $286,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 23,037 | $286,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 20,800 | $285,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 69,544 | $285,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 12,439 | $284,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 17,286 | $284,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 21,757 | $284,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 37,051 | $284,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 8,961 | $283,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 14,487 | $283,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 4,865 | $282,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 12,900 | $282,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 32,414 | $281,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 10,854 | $281,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 7,925 | $281,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 19,565 | $281,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 4,320 | $281,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 50,310 | $281,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 39,200 | $281,000 | thousands by filing date | call |
| HEALTHWAYS INC | 422245100 | COM | 25,282 | $281,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 762 | $279,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 113,222 | $279,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 14,039 | $278,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 6,653 | $278,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 23,685 | $277,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 10,274 | $277,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 18,485 | $277,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 8,198 | $276,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 3,501 | $276,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 17,211 | $275,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 10,577 | $275,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 98,101 | $275,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 28,156 | $275,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 4,941 | $274,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 39,066 | $274,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 8,981 | $274,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 21,575 | $274,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 943,110 | $274,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 11,951 | $274,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 8,627 | $274,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 20,743 | $273,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 308,000 | $273,000 | thousands by filing date | principal |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 6,580 | $272,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 37,916 | $272,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 23,515 | $272,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 12,120 | $271,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 35,834 | $271,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 20,976 | $271,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 20,736 | $270,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 6,057 | $270,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 8,198 | $270,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 44,463 | $270,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 44,365 | $270,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 13,161 | $270,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 85,017 | $270,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 15,305 | $269,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 11,471 | $268,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 22,036 | $268,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 15,210 | $268,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 38,826 | $268,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 15,900 | $267,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 6,720 | $267,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 92,307 | $266,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 7,000 | $266,000 | thousands by filing date | put |
| PARTY CITY HOLDCO INC | 702149105 | COM | 16,678 | $266,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 10,352 | $266,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 36,835 | $265,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 16,700 | $264,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 9,311 | $264,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 42,188 | $263,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 14,268 | $262,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 16,141 | $262,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 13,514 | $260,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 4,893 | $260,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 6,477 | $260,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 5,218 | $259,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 18,664 | $259,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 17,060 | $259,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 11,279 | $259,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 48,236 | $259,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 6,127 | $259,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 41,600 | $258,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 17,141 | $257,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 11,415 | $257,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 88,621 | $256,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 11,029 | $256,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 26,716 | $256,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 12,759 | $255,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 18,440 | $255,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 14,300 | $254,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 55,093 | $254,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 21,750 | $254,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 12,355 | $254,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 10,720 | $254,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 5,454 | $253,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 5,947 | $253,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 35,005 | $253,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 15,197 | $252,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 23,101 | $252,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 13,402 | $251,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 15,209 | $251,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 16,052 | $250,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 11,394 | $250,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 119,160 | $250,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 8,953 | $250,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 431,314 | $250,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 5,249 | $249,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 33,373 | $249,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 17,499 | $249,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 5,296 | $249,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 15,378 | $248,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 18,725 | $248,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 49,183 | $248,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 33,700 | $248,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 11,825 | $247,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 7,546 | $247,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 12,888 | $246,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 65,200 | $246,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 14,308 | $246,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 3,142 | $245,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 9,784 | $245,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 26,347 | $245,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 3,750 | $244,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 12,351 | $244,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 85,240 | $244,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 9,084 | $243,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 3,396 | $243,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 15,222 | $243,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 13,931 | $242,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 8,031 | $242,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 8,800 | $242,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 16,518 | $241,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 6,709 | $241,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 19,617 | $241,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 46,469 | $241,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 91,912 | $241,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 3,846 | $240,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 22,814 | $240,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 8,804 | $240,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 8,457 | $240,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 40,662 | $240,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 16,251 | $240,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 12,624 | $240,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 13,549 | $239,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 7,613 | $239,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 18,694 | $239,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 31,910 | $239,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 25,057 | $239,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 17,533 | $238,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 6,171 | $238,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 9,185 | $237,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 48,741 | $237,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 11,263 | $237,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 18,095 | $237,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 7,548 | $237,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 5,649 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 12,373 | $236,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 9,721 | $236,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 5,189 | $236,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 20,200 | $236,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 10,150 | $236,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 12,356 | $236,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 8,913 | $235,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 19,404 | $235,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 40,397 | $235,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 7,976 | $235,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 305,000 | $235,000 | thousands by filing date | principal |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 4,970 | $234,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 7,760 | $234,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 45,732 | $234,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 12,392 | $234,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 7,239 | $234,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 500 | $233,000 | thousands by filing date | call |
| STEPAN CO | 858586100 | COM | 5,586 | $233,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 19,004 | $233,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 20,682 | $233,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 10,200 | $232,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 11,322 | $232,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 23,576 | $232,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 39,297 | $231,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 70,615 | $231,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 29,527 | $230,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 5,860 | $229,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,284 | $229,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 8,660 | $229,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 11,442 | $229,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 44,801 | $229,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 85,000 | $229,000 | thousands by filing date | call |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 31,962 | $228,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 14,491 | $228,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 21,489 | $228,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G509 | TAC MAN US COR | 10,213 | $228,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 6,374 | $227,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 51,773 | $227,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 2,815 | $227,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 6,756 | $226,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 27,502 | $226,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 9,539 | $226,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 16,411 | $226,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 50,000 | $225,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 12,647 | $225,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 46,333 | $225,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 9,893 | $224,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 23,226 | $224,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 18,122 | $224,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,204 | $224,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 10,601 | $224,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 2,500 | $224,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W540 | FUND | 2,813 | $224,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 3,399 | $223,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 24,106 | $223,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 254,394 | $223,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 25,574 | $222,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 15,956 | $222,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 18,056 | $222,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 17,183 | $222,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 15,643 | $222,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 6,274 | $222,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 6,877 | $221,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 8,991 | $221,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 13,854 | $221,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 38,687 | $221,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 16,186 | $220,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 8,352 | $220,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 9,139 | $219,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 7,503 | $218,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 16,546 | $218,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 5,755 | $218,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 47,875 | $218,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 9,000 | $218,000 | thousands by filing date | put |
| DIGITALGLOBE INC | 25389M877 | COM | 11,480 | $218,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 39,255 | $218,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 8,856 | $217,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 3,835 | $217,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 2,472 | $216,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 7,137 | $216,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 14,302 | $216,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,451 | $216,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 21,200 | $216,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 8,400 | $216,000 | thousands by filing date | principal |
| SYSTEMAX INC | 871851101 | COM | 28,803 | $216,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 11,097 | $215,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 65,000 | $215,000 | thousands by filing date | call |
| FAIR ISAAC CORP COM | 303250104 | Stock | 2,524 | $214,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 27,539 | $214,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 15,185 | $214,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 10,221 | $214,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 32,279 | $213,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 77,037 | $213,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 26,081 | $213,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 42,806 | $213,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 22,451 | $212,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 16,649 | $212,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 24,175 | $211,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 62,000 | $211,000 | thousands by filing date | principal |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 34,220 | $210,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 5,646 | $210,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 9,776 | $209,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,255 | $209,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 15,627 | $209,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 443,113 | $209,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 38,858 | $208,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 34,814 | $208,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 8,919 | $208,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 5,061 | $208,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 22,259 | $208,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 80,000 | $208,000 | thousands by filing date | call |
| ASHFORD INC | 044104107 | COM | 3,290 | $208,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,700 | $207,000 | thousands by filing date | put |
| II VI INC | 902104108 | COM | 12,871 | $207,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 4,724 | $207,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 15,800 | $206,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 33,724 | $206,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 9,402 | $206,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 6,789 | $206,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 12,494 | $206,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 15,390 | $206,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 15,031 | $206,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 65,284 | $206,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 20,337 | $205,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 274 | $205,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 2,987 | $205,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 9,924 | $205,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 18,683 | $205,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 503,699 | $204,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 10,704 | $204,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 23,978 | $204,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 5,722 | $204,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 22,252 | $204,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 7,777 | $203,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 4,423 | $203,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 19,431 | $203,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 15,160 | $203,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 44,204 | $203,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 30,143 | $202,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 4,042 | $202,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 6,834 | $202,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 129,997 | $201,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 20,666 | $201,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 14,576 | $201,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 309,915 | $201,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 6,871 | $200,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 2,591 | $200,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 87,763 | $200,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 2,500 | $200,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 4,215 | $200,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 13,454 | $200,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 2,920 | $199,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 62,797 | $199,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R406 | SEL LC GRW ETF | 4,655 | $199,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 10,978 | $198,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 29,497 | $198,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 9,989 | $198,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 115,700 | $198,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 16,163 | $198,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 7,076 | $197,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 10,900 | $197,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 20,596 | $196,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 5,772 | $196,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 726,136 | $196,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 108,163 | $196,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 14,866 | $196,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 14,724 | $195,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 3,975 | $195,000 | thousands by filing date | principal |
| REX ENERGY CORPORATION | 761565100 | COM | 93,745 | $195,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 23,865 | $195,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 7,680 | $195,000 | thousands by filing date | principal |
| BRIDGE BANCORP INC | 108035106 | COM | 7,304 | $195,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 10,897 | $194,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 49,326 | $194,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 7,100 | $194,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 10,723 | $194,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 15,650 | $194,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 13,427 | $194,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 11,277 | $194,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 13,839 | $193,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 4,398 | $193,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 31,418 | $193,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 13,361 | $193,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 19,875 | $193,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 9,825 | $193,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 148,839 | $192,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 16,908 | $192,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 2,600 | $192,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 6,643 | $191,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 3,181 | $191,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 4,000 | $191,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 4,349 | $190,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 2,483 | $190,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 75,008 | $190,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 35,705 | $190,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 3,588 | $189,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 27,500 | $189,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 9,200 | $189,000 | thousands by filing date | call |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 61,050 | $189,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 20,805 | $188,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 30,311 | $188,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 70,796 | $188,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 24,902 | $188,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 22,610 | $188,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 7,413 | $188,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 3,530 | $187,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 15,271 | $187,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 29,256 | $187,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 7,742 | $186,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 22,288 | $186,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 2,504 | $186,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 17,686 | $186,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 11,594 | $186,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 3,767 | $185,000 | thousands by filing date | |
| PROSHARES TR | 74347X344 | ULTRASHT 3-7YR | 6,696 | $185,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 7,617 | $184,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 5,874 | $184,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 13,579 | $184,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 7,971 | $184,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 18,505 | $184,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 10,815 | $184,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 23,587 | $183,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 2,255 | $182,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 3,582 | $182,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 8,124 | $182,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 21,008 | $182,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 7,133 | $181,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 14,119 | $181,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 340,740 | $181,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 10,366 | $181,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 24,700 | $181,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 2,566 | $180,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 5,680 | $180,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 3,624 | $180,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 13,113 | $180,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 15,320 | $180,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 9,343 | $180,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 21,376 | $179,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 10,618 | $179,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 10,288 | $179,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 479 | $179,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 388,023 | $179,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 3,326 | $178,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 73,797 | $178,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 159,925 | $178,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 189,767 | $178,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 4,301 | $177,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 4,136 | $177,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 11,072 | $177,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 112,845 | $177,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 14,471 | $177,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 11,983 | $176,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 8,280 | $176,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 19,512 | $176,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 7,309 | $176,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 23,113 | $175,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 13,800 | $175,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 6,824 | $175,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 7,070 | $175,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 8,816 | $175,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,522 | $174,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 14,140 | $174,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 167,000 | $174,000 | thousands by filing date | principal |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 1,798 | $173,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 12,812 | $173,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 1,466 | $173,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 29,559 | $172,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 12,057 | $172,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 28,256 | $172,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 5,775 | $172,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 7,661 | $172,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 28,622 | $172,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 7,684 | $171,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 13,102 | $171,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 4,226 | $171,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 5,075 | $170,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 16,800 | $170,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 3,275 | $170,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 7,293 | $169,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 2,064 | $168,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 5,041 | $168,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 9,401 | $168,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 18,478 | $168,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 6,695 | $167,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 5,400 | $167,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 47,458 | $167,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 12,928 | $167,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 120,000 | $166,000 | thousands by filing date | call |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 5,332 | $165,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 31,690 | $165,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 50,000 | $165,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 11,768 | $164,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 6,325 | $164,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 77,690 | $164,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 16,557 | $164,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 12,800 | $163,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 12,174 | $163,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 8,040 | $163,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 3,662 | $162,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 8,761 | $162,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 34,722 | $162,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 11,086 | $162,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 10,865 | $162,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 4,427 | $161,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 7,860 | $161,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 7,229 | $161,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 6,906 | $161,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 9,118 | $161,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 85,440 | $161,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 8,565 | $160,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 5,569 | $160,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 9,368 | $159,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 6,197 | $159,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 10,943 | $159,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 1,800 | $159,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 17,229 | $158,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 6,926 | $158,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 15,696 | $158,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 4,908 | $157,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 10,286 | $157,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 8,446 | $157,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 13,060 | $157,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041632 | this filing | 2015-11-16 | acceptance time not in the bulk data set |