13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 6,801 holding rows worth $133,582,709,000.
- Accession
- 0001140361-15-041632
- Filer
- CIK 1000275
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 21,015 entries on the cover page, a total value of $133,582,709,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $133,582,709,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DSW INC-CLASS A | 23334L102 | CL A | 107,685 | $2,726,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 50,000 | $2,717,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 200,000 | $2,714,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 60,806 | $2,714,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 35,789 | $2,711,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 130,971 | $2,709,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 50,319 | $2,709,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 172,205 | $2,702,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 58,901 | $2,697,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 48,468 | $2,695,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 153,883 | $2,693,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 51,081 | $2,690,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 30,334 | $2,682,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 257,481 | $2,681,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 103,655 | $2,678,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 137,542 | $2,678,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 58,732 | $2,676,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 92,294 | $2,676,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 102,010 | $2,676,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 202,536 | $2,674,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 130,086 | $2,670,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 51,830 | $2,669,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 78,764 | $2,669,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 24,674 | $2,668,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 64,545 | $2,667,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 53,469 | $2,665,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 52,547 | $2,643,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 89,832 | $2,636,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 107,488 | $2,636,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 105,735 | $2,631,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 77,654 | $2,629,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 113,153 | $2,626,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 46,003 | $2,619,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 40,234 | $2,615,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 123,868 | $2,614,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 68,392 | $2,611,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 114,773 | $2,610,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 189,205 | $2,610,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 107,470 | $2,605,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 90,000 | $2,604,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 47,161 | $2,602,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 95,009 | $2,590,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 1,900,000 | $2,590,000 | thousands by filing date | principal |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 34,110 | $2,589,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 134,217 | $2,586,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 137,780 | $2,583,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 90,000 | $2,576,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 160,101 | $2,576,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 94,993 | $2,575,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 19,388 | $2,574,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 156,164 | $2,574,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 78,200 | $2,572,000 | thousands by filing date | call |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 21,177 | $2,568,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 331,400 | $2,565,000 | thousands by filing date | call |
| HEWLETT PACKARD CO | 428236103 | COM | 100,000 | $2,561,000 | thousands by filing date | call |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 204,270 | $2,559,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 109,041 | $2,557,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 118,166 | $2,557,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 245,238 | $2,550,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 149,128 | $2,547,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 54,440 | $2,545,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 123,734 | $2,540,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 32,649 | $2,536,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 80,000 | $2,530,000 | thousands by filing date | call |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 22,347 | $2,530,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 59,113 | $2,522,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 133,963 | $2,521,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 52,108 | $2,517,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,031,114 | $2,515,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 69,408 | $2,514,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 136,905 | $2,508,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 127,604 | $2,508,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 22,636 | $2,507,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 54,577 | $2,503,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 1,500,000 | $2,501,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 87,337 | $2,499,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 277,402 | $2,494,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 46,439 | $2,493,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 376,000 | $2,489,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 82,300 | $2,484,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 124,766 | $2,477,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 136,011 | $2,477,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 143,920 | $2,474,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 35,653 | $2,469,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 22,517 | $2,468,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 31,459 | $2,465,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 111,464 | $2,460,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 94,679 | $2,459,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 403,770 | $2,455,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 49,782 | $2,453,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 34,738 | $2,451,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 34,032 | $2,448,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 89,216 | $2,446,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 398,800 | $2,445,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 310,921 | $2,444,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 349,393 | $2,442,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 127,772 | $2,442,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 122,187 | $2,436,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 66,691 | $2,431,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 65,180 | $2,429,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 86,007 | $2,428,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 56,874 | $2,427,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 53,546 | $2,419,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 990,000 | $2,416,000 | thousands by filing date | call |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 366,018 | $2,415,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 355,485 | $2,410,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 76,400 | $2,410,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 158,800 | $2,407,000 | thousands by filing date | put |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 71,622 | $2,403,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 134,009 | $2,402,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 18,016 | $2,402,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 69,441 | $2,400,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 208,559 | $2,399,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 50,000 | $2,398,000 | thousands by filing date | call |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 115,408 | $2,398,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 59,430 | $2,398,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 52,856 | $2,396,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 61,774 | $2,394,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 276,090 | $2,391,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 24,889 | $2,389,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 24,200 | $2,384,000 | thousands by filing date | put |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 68,017 | $2,383,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 155,428 | $2,382,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 46,181 | $2,380,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 60,475 | $2,380,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 147,165 | $2,380,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 40,067 | $2,375,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 99,442 | $2,372,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 133,329 | $2,372,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 63,500 | $2,371,000 | thousands by filing date | call |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 179,825 | $2,366,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 213,614 | $2,365,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 59,558 | $2,364,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 55,968 | $2,358,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 62,148 | $2,356,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 27,601 | $2,355,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 44,701 | $2,354,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 160,281 | $2,353,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 155,270 | $2,352,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 60,000 | $2,350,000 | thousands by filing date | put |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 58,239 | $2,334,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 44,761 | $2,331,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 953,900 | $2,328,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 77,097 | $2,326,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 47,924 | $2,326,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 40,205 | $2,324,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 88,097 | $2,322,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 49,000 | $2,322,000 | thousands by filing date | put |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 84,525 | $2,320,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 445,175 | $2,315,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 303,738 | $2,314,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 81,813 | $2,313,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 90,271 | $2,312,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 30,053 | $2,307,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 17,212 | $2,307,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 144,884 | $2,304,000 | thousands by filing date | |
| ROYAL BANK OF CANADA EXCHANGE TRADED NOTES DUE JULY 19, 2034 LINKED TO THE | 78011D104 | ETF | 206,000 | $2,301,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 21,092 | $2,300,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 156,024 | $2,300,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 54,229 | $2,299,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 19,517 | $2,298,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 101,603 | $2,298,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 132,645 | $2,296,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 84,359 | $2,294,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 152,507 | $2,289,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 42,398 | $2,284,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 25,943 | $2,283,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 34,794 | $2,280,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 35,882 | $2,279,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 42,651 | $2,278,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 234,564 | $2,273,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 41,900 | $2,272,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 146,558 | $2,268,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 100,000 | $2,267,000 | thousands by filing date | put |
| NVR INC COM | 62944T105 | Stock | 1,484 | $2,264,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 49,846 | $2,261,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 59,506 | $2,259,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 94,969 | $2,256,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 144,226 | $2,254,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 89,168 | $2,254,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 35,433 | $2,251,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 87,300 | $2,250,000 | thousands by filing date | call |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 231,526 | $2,242,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 35,500 | $2,240,000 | thousands by filing date | call |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 175,738 | $2,233,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 24,354 | $2,231,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 30,000 | $2,228,000 | thousands by filing date | call |
| VARONIS SYS INC | 922280102 | COM | 142,965 | $2,227,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 116,370 | $2,223,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 62,104 | $2,212,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 37,500 | $2,211,000 | thousands by filing date | call |
| SELECTIVE INS GROUP INC | 816300107 | COM | 71,146 | $2,210,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 23,875 | $2,207,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K778 | SEMICONDUCT BEAR | 37,500 | $2,206,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 75,000 | $2,202,000 | thousands by filing date | put |
| COLONY CAP INC | 19624R106 | CL A | 112,530 | $2,201,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 115,012 | $2,200,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 21,100 | $2,197,000 | thousands by filing date | put |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 44,410 | $2,196,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 15,669 | $2,191,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 119,717 | $2,186,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 49,764 | $2,185,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 127,049 | $2,182,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 2,086,000 | $2,179,000 | thousands by filing date | principal |
| Lockheed Martin Corporation | 539830109 | COM | 10,500 | $2,177,000 | thousands by filing date | put |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 85,741 | $2,177,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 164,128 | $2,176,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 44,604 | $2,175,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 49,010 | $2,172,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 163,213 | $2,172,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 47,958 | $2,166,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 29,450 | $2,164,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 440,268 | $2,158,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 74,323 | $2,158,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 50,000 | $2,155,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 64,766 | $2,153,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 23,759 | $2,152,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 25,273 | $2,152,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 39,109 | $2,149,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 107,729 | $2,148,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 72,380 | $2,146,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 79,804 | $2,144,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 58,300 | $2,144,000 | thousands by filing date | call |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 153,852 | $2,143,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 133,779 | $2,141,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 54,500 | $2,134,000 | thousands by filing date | call |
| ENVIRI CORP | 415864107 | COM | 235,285 | $2,134,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 570,006 | $2,132,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 91,221 | $2,132,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 224,978 | $2,126,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 128,955 | $2,124,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 69,339 | $2,121,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 140,713 | $2,111,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 53,247 | $2,111,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 79,550 | $2,106,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 29,276 | $2,105,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 12,676 | $2,103,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 12,000 | $2,098,000 | thousands by filing date | call |
| UDR INC COM | 902653104 | REIT | 60,739 | $2,094,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 138,039 | $2,090,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 165,774 | $2,087,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 129,339 | $2,086,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 75,300 | $2,084,000 | thousands by filing date | put |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 315,500 | $2,082,000 | thousands by filing date | call |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 156,238 | $2,078,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 2,002,000 | $2,076,000 | thousands by filing date | principal |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 373,800 | $2,075,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 73,574 | $2,073,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 25,932 | $2,068,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 113,703 | $2,066,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 93,248 | $2,066,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 57,056 | $2,063,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 39,523 | $2,057,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 166,606 | $2,057,000 | thousands by filing date | |
| WISDOMTREE WESTERN ASSET UNCONSTRAINED BOND FUND | 97717X479 | ETF | 42,958 | $2,054,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 92,539 | $2,053,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 2,000,000 | $2,049,000 | thousands by filing date | principal |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 77,563 | $2,047,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 502,760 | $2,046,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 76,862 | $2,046,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 55,000 | $2,042,000 | thousands by filing date | put |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 20,000 | $2,037,000 | thousands by filing date | principal |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 101,889 | $2,035,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 210,000 | $2,035,000 | thousands by filing date | put |
| ISHARES TR | 46429B408 | CMN | 59,199 | $2,035,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 500,000 | $2,035,000 | thousands by filing date | put |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 81,048 | $2,028,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 50,000 | $2,026,000 | thousands by filing date | call |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 49,007 | $2,024,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 35,000 | $2,023,000 | thousands by filing date | put |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 99,418 | $2,021,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 2,825,000 | $2,020,000 | thousands by filing date | principal |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 680,052 | $2,019,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 97,422 | $2,019,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 30,922 | $2,013,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 437,339 | $2,012,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 35,959 | $2,009,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 68,965 | $2,007,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 56,042 | $2,006,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,229,292 | $2,003,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 66,128 | $2,001,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 142,088 | $2,001,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 21,214 | $2,000,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 39,893 | $1,991,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 138,756 | $1,991,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 140,018 | $1,973,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 19,644 | $1,972,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 70,577 | $1,963,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 89,514 | $1,961,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 82,010 | $1,960,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 65,000 | $1,959,000 | thousands by filing date | call |
| COSTAR GROUP INC COM | 22160N109 | Stock | 11,321 | $1,959,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 37,209 | $1,958,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 73,100 | $1,953,000 | thousands by filing date | call |
| MERCURY GENL CORP NEW | 589400100 | COM | 38,577 | $1,948,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 27,437 | $1,947,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 100,000 | $1,940,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 34,789 | $1,940,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 82,220 | $1,940,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 82,495 | $1,933,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 49,630 | $1,931,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 147,239 | $1,926,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 592,000 | $1,924,000 | thousands by filing date | put |
| SILVER STD RES INC | 82823L106 | COM | 294,725 | $1,921,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 139,221 | $1,918,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 25,719 | $1,917,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 20,583 | $1,915,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 162,575 | $1,913,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 82,322 | $1,907,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 45,401 | $1,903,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 75,214 | $1,903,000 | thousands by filing date | principal |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 383,300 | $1,901,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 49,493 | $1,899,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 163,303 | $1,892,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 232,763 | $1,892,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 43,863 | $1,887,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 99,868 | $1,884,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 39,436 | $1,884,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 21,859 | $1,883,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 150,000 | $1,880,000 | thousands by filing date | put |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 18,910 | $1,877,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 40,620 | $1,876,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 184,413 | $1,870,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 69,223 | $1,869,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 67,897 | $1,866,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 58,620 | $1,865,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 44,436 | $1,863,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 41,690 | $1,863,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 376,375 | $1,859,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 254,926 | $1,857,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 71,687 | $1,855,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 17,007 | $1,854,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 100,206 | $1,853,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 22,728 | $1,852,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 101,853 | $1,852,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 209,810 | $1,851,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 43,300 | $1,849,000 | thousands by filing date | put |
| SUNE 2.75 1/21 | 86732YAD1 | Bond 30/360P2 U | 2,600,000 | $1,844,000 | thousands by filing date | principal |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 75,000 | $1,838,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 75,000 | $1,838,000 | thousands by filing date | call |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 221,067 | $1,837,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 71,042 | $1,836,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 53,015 | $1,836,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 51,094 | $1,832,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 35,573 | $1,830,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 19,667 | $1,828,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 34,455 | $1,826,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 31,425 | $1,825,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 13,128 | $1,825,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 64,078 | $1,823,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 136,489 | $1,819,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 146,623 | $1,818,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 132,929 | $1,817,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 26,146 | $1,812,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 38,846 | $1,806,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 9,170 | $1,806,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 31,231 | $1,805,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 82,611 | $1,804,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 135,167 | $1,801,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 88,252 | $1,799,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 441,385 | $1,797,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 35,207 | $1,797,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 23,388 | $1,795,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 304,100 | $1,793,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 18,374 | $1,791,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 18,354 | $1,791,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 76,918 | $1,791,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 46,400 | $1,789,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 21,793 | $1,785,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 112,282 | $1,783,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 64,771 | $1,781,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 72,780 | $1,779,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 323,577 | $1,772,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 156,054 | $1,771,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 49,825 | $1,771,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 129,991 | $1,770,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 62,130 | $1,768,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 35,710 | $1,767,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 39,802 | $1,767,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 111,576 | $1,765,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 27,200 | $1,760,000 | thousands by filing date | call |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 27,185 | $1,760,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 12,901 | $1,760,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 28,264 | $1,759,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 84,735 | $1,755,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 39,100 | $1,753,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 30,076 | $1,751,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 1,400,000 | $1,751,000 | thousands by filing date | principal |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 73,555 | $1,749,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 72,088 | $1,748,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 192,809 | $1,745,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 71,995 | $1,744,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 25,119 | $1,742,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 29,632 | $1,740,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 40,000 | $1,732,000 | thousands by filing date | put |
| MEDIVATION INC | 58501N101 | COM | 40,720 | $1,732,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 1,137,372 | $1,730,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 48,522 | $1,727,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 109,864 | $1,726,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 25,370 | $1,723,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 15,389 | $1,722,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 54,155 | $1,722,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 173,830 | $1,721,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,000,000 | $1,720,000 | thousands by filing date | put |
| TIDEWATER INC | 886423102 | COM | 130,680 | $1,718,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 54,605 | $1,711,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 68,507 | $1,708,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 87,973 | $1,708,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 23,227 | $1,705,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 174,000 | $1,703,000 | thousands by filing date | call |
| SANDERSON FARMS | 800013104 | COM | 24,844 | $1,703,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 15,267 | $1,698,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 135,519 | $1,698,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 47,299 | $1,691,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 60,325 | $1,689,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 128,756 | $1,688,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 88,259 | $1,687,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 35,000 | $1,687,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 76,900 | $1,681,000 | thousands by filing date | put |
| GATX CORP COM | 361448103 | Stock | 38,007 | $1,677,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 35,030 | $1,673,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 257,966 | $1,668,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 2,890 | $1,667,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 109,470 | $1,667,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 100,000 | $1,662,000 | thousands by filing date | call |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 2,369,000 | $1,660,000 | thousands by filing date | principal |
| COMPASS EMP FDS TR | 20452Y783 | 100 ENH VOLA ETF | 48,295 | $1,659,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 30,000 | $1,658,000 | thousands by filing date | put |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 131,473 | $1,651,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 63,542 | $1,650,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 43,078 | $1,649,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 65,000 | $1,646,000 | thousands by filing date | call |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 34,206 | $1,643,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 17,028 | $1,643,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 65,180 | $1,643,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 42,960 | $1,640,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 99,473 | $1,639,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 60,479 | $1,637,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 25,000 | $1,634,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 441,021 | $1,628,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 129,550 | $1,627,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 25,039 | $1,625,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 66,293 | $1,616,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 97,682 | $1,611,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 111,725 | $1,610,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 41,560 | $1,609,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 48,892 | $1,609,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 50,000 | $1,606,000 | thousands by filing date | put |
| RLJ LODGING TR COM | 74965L101 | REIT | 63,542 | $1,606,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 71,291 | $1,604,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 58,904 | $1,603,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 105,565 | $1,601,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 127,323 | $1,596,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 15,000 | $1,595,000 | thousands by filing date | put |
| STORE CAP CORP | 862121100 | COM | 77,183 | $1,594,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 45,730 | $1,591,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 54,891 | $1,591,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 50,000 | $1,590,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,988,000 | $1,589,000 | thousands by filing date | principal |
| NETAPP INC COM | 64110D104 | Stock | 53,646 | $1,588,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 204,926 | $1,586,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 77,204 | $1,586,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 56,787 | $1,583,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 89,112 | $1,581,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 161,136 | $1,580,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 73,878 | $1,579,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 119,714 | $1,566,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 41,075 | $1,566,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 125,000 | $1,565,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 10,000 | $1,564,000 | thousands by filing date | call |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 208,384 | $1,563,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 67,687 | $1,563,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 152,003 | $1,562,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 26,749 | $1,560,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 17,236 | $1,559,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 87,133 | $1,558,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 47,039 | $1,555,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 24,316 | $1,554,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 135,500 | $1,549,000 | thousands by filing date | put |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 22,386 | $1,546,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 64,224 | $1,545,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 62,714 | $1,544,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 71,372 | $1,541,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 95,035 | $1,540,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 11,600 | $1,539,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 81,720 | $1,533,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 33,722 | $1,532,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 143,743 | $1,528,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 17,431 | $1,527,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 77,940 | $1,527,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 50,792 | $1,526,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 15,558 | $1,524,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 346,930 | $1,523,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 52,999 | $1,521,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 18,300 | $1,519,000 | thousands by filing date | call |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 93,046 | $1,517,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 106,802 | $1,517,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 150,015 | $1,516,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 28,558 | $1,516,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 226,000 | $1,516,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041632 | this filing | 2015-11-16 | acceptance time not in the bulk data set |