13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 6,801 holding rows worth $133,582,709,000.
- Accession
- 0001140361-15-041632
- Filer
- CIK 1000275
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 21,015 entries on the cover page, a total value of $133,582,709,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $133,582,709,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMCAST CORP NEW | 20030N200 | CL A SPL | 100,285 | $5,740,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 201,288 | $5,737,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 343,401 | $5,735,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 236,961 | $5,734,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 67,553 | $5,727,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 157,424 | $5,718,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 234,619 | $5,715,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 24,320 | $5,714,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 154,368 | $5,714,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 100,000 | $5,702,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 50,613 | $5,693,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 420,906 | $5,690,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 341,902 | $5,659,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 113,192 | $5,657,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 431,908 | $5,645,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 88,460 | $5,643,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 78,300 | $5,630,000 | thousands by filing date | call |
| GSI GROUP INC | 36191C205 | COM | 442,171 | $5,629,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,338,500 | $5,622,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 217,511 | $5,605,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 68,595 | $5,599,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 150,000 | $5,588,000 | thousands by filing date | put |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 784,738 | $5,587,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 297,907 | $5,571,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 85,000 | $5,556,000 | thousands by filing date | put |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 693,617 | $5,536,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 207,054 | $5,534,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 124,591 | $5,525,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 90,463 | $5,522,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 132,407 | $5,510,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 80,743 | $5,507,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 76,066 | $5,504,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 175,000 | $5,497,000 | thousands by filing date | call |
| MILLERKNOLL INC | 600544100 | COM | 190,467 | $5,494,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 224,791 | $5,492,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 433,234 | $5,467,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 113,800 | $5,464,000 | thousands by filing date | call |
| LOEWS CORP COM | 540424108 | Stock | 150,941 | $5,455,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 186,184 | $5,447,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 114,986 | $5,443,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 139,345 | $5,442,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 312,255 | $5,421,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 225,586 | $5,421,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 489,624 | $5,415,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 204,243 | $5,406,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 638,730 | $5,371,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 45,527 | $5,364,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 232,123 | $5,364,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 415,000 | $5,362,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 50,100 | $5,354,000 | thousands by filing date | put |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 1,236,000 | $5,325,000 | thousands by filing date | principal |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 67,093 | $5,323,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 48,400 | $5,310,000 | thousands by filing date | call |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 50,615 | $5,301,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 244,510 | $5,297,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 99,181 | $5,279,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 184,771 | $5,278,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 5,225,000 | $5,278,000 | thousands by filing date | principal |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 77,173 | $5,277,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 71,176 | $5,273,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 244,244 | $5,273,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 134,092 | $5,268,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 198,132 | $5,248,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 55,142 | $5,236,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 48,262 | $5,235,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 62,700 | $5,227,000 | thousands by filing date | put |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 181,591 | $5,227,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 25,000 | $5,183,000 | thousands by filing date | call |
| iShares Global 100 ETF | 464287572 | SHS | 74,635 | $5,164,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 76,748 | $5,158,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 188,452 | $5,156,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 95,694 | $5,148,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,224,605 | $5,143,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 420,731 | $5,132,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 821,454 | $5,117,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 330,000 | $5,108,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 395,000 | $5,103,000 | thousands by filing date | call |
| FOX CORP CLASS B | 90130A200 | COM | 188,470 | $5,102,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 52,421 | $5,099,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 808,124 | $5,099,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 52,804 | $5,092,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,242,998 | $5,092,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 399,380 | $5,092,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 57,788 | $5,088,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 238,464 | $5,053,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 57,639 | $5,049,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 133,734 | $5,045,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 5,160,000 | $5,044,000 | thousands by filing date | principal |
| PINNACLE WEST CAP CORP | 723484101 | COM | 78,605 | $5,042,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 157,523 | $5,041,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 189,347 | $5,025,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 445,196 | $5,012,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 137,040 | $4,996,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 958,018 | $4,991,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 42,200 | $4,966,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 105,617 | $4,961,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 146,195 | $4,956,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 75,900 | $4,922,000 | thousands by filing date | put |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 546,189 | $4,920,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 190,063 | $4,918,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 68,000 | $4,892,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 200,000 | $4,888,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,353,872 | $4,888,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 86,660 | $4,887,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 6,641,000 | $4,881,000 | thousands by filing date | principal |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 150,902 | $4,873,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 45,958 | $4,840,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 567,568 | $4,836,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 353,451 | $4,821,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 80,000 | $4,804,000 | thousands by filing date | put |
| NORTHERN TR CORP COM | 665859104 | Stock | 70,478 | $4,804,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 49,257 | $4,788,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 35,578 | $4,770,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 194,514 | $4,754,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 746,400 | $4,747,000 | thousands by filing date | put |
| PENN WEST PETE LTD NEW | 707887105 | COM | 10,527,181 | $4,738,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 171,563 | $4,735,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 16,200 | $4,728,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 33,300 | $4,721,000 | thousands by filing date | call |
| SL GREEN REALTY CORP | 78440X101 | COM | 43,627 | $4,719,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 233,149 | $4,705,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 96,530 | $4,699,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 199,500 | $4,670,000 | thousands by filing date | call |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 60,466 | $4,666,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 150,000 | $4,662,000 | thousands by filing date | principal |
| TRANSALTA CORP | 89346D107 | COM | 1,000,000 | $4,650,000 | thousands by filing date | call |
| MOELIS & CO | 60786M105 | CL A | 176,961 | $4,647,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 171,827 | $4,629,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 66,371 | $4,617,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 146,539 | $4,615,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 66,964 | $4,611,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 110,000 | $4,594,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 150,000 | $4,584,000 | thousands by filing date | put |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 63,421 | $4,576,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 146,596 | $4,575,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 113,100 | $4,572,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 110,539 | $4,564,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 101,900 | $4,555,000 | thousands by filing date | call |
| LINKEDIN CORP | 53578A108 | COM | 23,900 | $4,544,000 | thousands by filing date | put |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 100,932 | $4,542,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 94,809 | $4,529,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 625,099 | $4,519,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 187,433 | $4,504,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 83,785 | $4,500,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 87,059 | $4,494,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 677,803 | $4,487,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 220,000 | $4,484,000 | thousands by filing date | call |
| TIME WARNER CABLE INC | 88732J207 | COM | 25,000 | $4,484,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 82,100 | $4,467,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 133,431 | $4,467,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 170,269 | $4,463,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 241,179 | $4,451,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 82,529 | $4,444,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 212,722 | $4,442,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 88,253 | $4,434,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 140,000 | $4,434,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 194,600 | $4,427,000 | thousands by filing date | call |
| NETSUITE INC | 64118Q107 | COM | 52,718 | $4,423,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 182,308 | $4,421,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 579,107 | $4,418,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 212,581 | $4,416,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 100,000 | $4,414,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 121,022 | $4,413,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 125,969 | $4,412,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 85,744 | $4,395,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 301,850 | $4,395,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 64,726 | $4,385,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 59,184 | $4,374,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 40,000 | $4,370,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 30,000 | $4,349,000 | thousands by filing date | call |
| CANADIANNATLRYCOF | 136375102 | STOK | 76,600 | $4,348,000 | thousands by filing date | call |
| AES CORP COM | 00130H105 | Stock | 442,028 | $4,326,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 4,622,000 | $4,326,000 | thousands by filing date | principal |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 2,689,000 | $4,318,000 | thousands by filing date | principal |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 192,436 | $4,311,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 300,526 | $4,303,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 153,368 | $4,302,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 118,026 | $4,277,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 100,000 | $4,275,000 | thousands by filing date | put |
| WRIGHT MED GROUP INC | 98235T107 | COM | 203,115 | $4,270,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 946,588 | $4,260,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 191,135 | $4,259,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 52,192 | $4,258,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 99,900 | $4,252,000 | thousands by filing date | put |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 93,005 | $4,230,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 455,343 | $4,230,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 84,350 | $4,223,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 49,081 | $4,222,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 133,300 | $4,210,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 967,500 | $4,209,000 | thousands by filing date | put |
| ONEOK INC NEW | 682680103 | COM | 130,661 | $4,208,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 310,514 | $4,205,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 172,992 | $4,202,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 111,195 | $4,198,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 144,492 | $4,186,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 186,082 | $4,163,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 116,209 | $4,155,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 62,676 | $4,154,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 165,932 | $4,149,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 100,000 | $4,145,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 50,740 | $4,144,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 27,538 | $4,130,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 451,602 | $4,124,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 274,500 | $4,123,000 | thousands by filing date | call |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 442,535 | $4,111,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 101,817 | $4,109,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 275,000 | $4,106,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 664,550 | $4,093,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 101,863 | $4,087,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 115,734 | $4,087,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 226,289 | $4,075,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 52,748 | $4,074,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 52,427 | $4,072,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 122,781 | $4,066,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 136,525 | $4,064,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 163,300 | $4,061,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 86,656 | $4,058,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 351,993 | $4,055,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 139,948 | $4,054,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 178,568 | $4,052,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 329,591 | $4,047,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 181,318 | $4,036,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 135,820 | $4,012,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 159,466 | $4,010,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 93,684 | $4,006,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 61,396 | $4,002,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 695,079 | $3,997,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 169,377 | $3,994,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 81,587 | $3,985,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 39,657 | $3,972,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 123,100 | $3,971,000 | thousands by filing date | call |
| VMWARE, INC. | 928563402 | CL A COM | 50,000 | $3,940,000 | thousands by filing date | put |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 4,250,000 | $3,938,000 | thousands by filing date | principal |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 50,646 | $3,936,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 219,240 | $3,930,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 242,560 | $3,930,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 779,125 | $3,919,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 873,547 | $3,897,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 36,000 | $3,894,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 80,612 | $3,892,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 225,603 | $3,888,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 66,693 | $3,880,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 248,117 | $3,880,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 540,300 | $3,879,000 | thousands by filing date | put |
| POLARIS INC COM | 731068102 | Stock | 32,351 | $3,877,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 74,844 | $3,874,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 145,027 | $3,870,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 468,289 | $3,868,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 881,882 | $3,854,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 96,665 | $3,841,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 91,508 | $3,833,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 95,716 | $3,821,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 76,775 | $3,813,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 42,850 | $3,807,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 100,000 | $3,804,000 | thousands by filing date | call |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 78,100 | $3,796,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 75,000 | $3,795,000 | thousands by filing date | put |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 183,229 | $3,794,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 361,803 | $3,786,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 35,058 | $3,784,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 200,000 | $3,782,000 | thousands by filing date | put |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 420,446 | $3,776,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 160,168 | $3,774,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 38,787 | $3,773,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 207,130 | $3,770,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 36,561 | $3,763,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 324,401 | $3,747,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 112,025 | $3,744,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 101,511 | $3,735,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 969,154 | $3,721,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 50,000 | $3,718,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 6,133,000 | $3,714,000 | thousands by filing date | principal |
| BAKER HUGHES INC | 057224107 | COM | 71,271 | $3,709,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 114,500 | $3,694,000 | thousands by filing date | put |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 186,480 | $3,683,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 527,761 | $3,673,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 83,900 | $3,665,000 | thousands by filing date | call |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 16,922 | $3,659,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 281,207 | $3,658,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 92,310 | $3,654,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 31,665 | $3,651,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 223,696 | $3,647,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 37,500 | $3,647,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 82,643 | $3,645,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 2,492,000 | $3,643,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 159,895 | $3,628,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 319,281 | $3,624,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 1,991,919 | $3,624,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 132,866 | $3,619,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 136,351 | $3,616,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 17,600 | $3,612,000 | thousands by filing date | call |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 142,348 | $3,601,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 393,627 | $3,599,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 171,363 | $3,598,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 260,960 | $3,589,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 226,707 | $3,574,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 109,911 | $3,569,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 3,504,000 | $3,553,000 | thousands by filing date | principal |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 212,217 | $3,551,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 230,100 | $3,544,000 | thousands by filing date | put |
| POPULAR INC | 733174700 | COM NEW | 117,217 | $3,544,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 327,013 | $3,541,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 38,999 | $3,537,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 124,053 | $3,531,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 355,081 | $3,530,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 167,928 | $3,527,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 45,316 | $3,522,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 15,757 | $3,521,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 44,000 | $3,518,000 | thousands by filing date | call |
| CALLON PETE CO DEL | 13123X102 | COM | 481,452 | $3,510,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 61,318 | $3,506,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 117,969 | $3,499,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 550,000 | $3,498,000 | thousands by filing date | call |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 230,067 | $3,485,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 37,615 | $3,484,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 296,706 | $3,481,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 65,426 | $3,476,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 233,980 | $3,475,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 40,958 | $3,471,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 41,685 | $3,470,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 57,615 | $3,463,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 25,000 | $3,458,000 | thousands by filing date | put |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 307,697 | $3,458,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 32,500 | $3,455,000 | thousands by filing date | call |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 35,653 | $3,453,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 32,851 | $3,453,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 477,468 | $3,447,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 163,360 | $3,442,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 127,468 | $3,439,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 196,611 | $3,437,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 285,192 | $3,434,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 196,774 | $3,429,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 94,470 | $3,415,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 135,674 | $3,405,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 409,088 | $3,396,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 41,467 | $3,395,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 103,320 | $3,395,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 58,000 | $3,384,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 106,400 | $3,384,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 130,517 | $3,372,000 | thousands by filing date | principal |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 72,095 | $3,367,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 192,311 | $3,356,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 27,141 | $3,355,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 492,423 | $3,353,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 341,800 | $3,350,000 | thousands by filing date | call |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 69,420 | $3,342,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 48,470 | $3,342,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 112,500 | $3,341,000 | thousands by filing date | call |
| CDW CORP COM | 12514G108 | Stock | 81,760 | $3,341,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 24,537 | $3,339,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 69,173 | $3,327,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 191,961 | $3,326,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 128,854 | $3,313,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 72,538 | $3,313,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 192,824 | $3,309,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 48,221 | $3,302,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 349,288 | $3,294,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 79,621 | $3,291,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 9,211 | $3,288,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 153,404 | $3,288,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 42,250 | $3,286,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 119,149 | $3,281,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 38,655 | $3,274,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 398,000 | $3,272,000 | thousands by filing date | principal |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 45,418 | $3,265,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 198,538 | $3,260,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 368,857 | $3,254,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 34,085 | $3,252,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 65,976 | $3,252,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 167,237 | $3,245,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 245,000 | $3,236,000 | thousands by filing date | put |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 1,944,000 | $3,235,000 | thousands by filing date | principal |
| IMPERVA INC | 45321L100 | COM | 49,310 | $3,229,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 28,191 | $3,224,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 2,598,000 | $3,224,000 | thousands by filing date | principal |
| CORECIVIC INC | 22025Y407 | COM | 107,766 | $3,185,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 602,298 | $3,181,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 190,000 | $3,179,000 | thousands by filing date | put |
| BANCROFT FUND LIMITED | 059695106 | COM | 169,938 | $3,178,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 61,778 | $3,178,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 217,397 | $3,176,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 56,944 | $3,174,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 84,374 | $3,170,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 208,414 | $3,168,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 118,454 | $3,164,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 67,994 | $3,162,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 230,000 | $3,160,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 223,700 | $3,150,000 | thousands by filing date | put |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 250,153 | $3,144,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 248,542 | $3,142,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 259,548 | $3,141,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 440,162 | $3,139,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 149,000 | $3,138,000 | thousands by filing date | put |
| SCHD | 808524797 | COM | 87,244 | $3,137,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 68,531 | $3,137,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 965,004 | $3,136,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 25,000 | $3,125,000 | thousands by filing date | put |
| TECOGEN INC NEW | 87876P201 | COM NEW | 904,106 | $3,119,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 56,073 | $3,117,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 72,780 | $3,116,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 2,000,000 | $3,098,000 | thousands by filing date | principal |
| PEABODY ENERGY CORP | 704549104 | COM | 2,240,900 | $3,092,000 | thousands by filing date | put |
| Delta Apparel Inc | 247368103 | COM | 174,889 | $3,083,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 104,918 | $3,082,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 597,770 | $3,079,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 9,429 | $3,078,000 | thousands by filing date | principal |
| Morgan Stanley | 617446448 | COM | 97,500 | $3,071,000 | thousands by filing date | call |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 94,257 | $3,062,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 251,913 | $3,061,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 24,400 | $3,055,000 | thousands by filing date | call |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 79,494 | $3,055,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 360,279 | $3,055,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 132,800 | $3,049,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 89,730 | $3,046,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 261,544 | $3,042,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 127,533 | $3,039,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 112,800 | $3,039,000 | thousands by filing date | put |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 300,218 | $3,034,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 43,600 | $3,027,000 | thousands by filing date | put |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 292,886 | $3,025,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 89,300 | $3,023,000 | thousands by filing date | call |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 59,058 | $3,021,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 200,425 | $3,020,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 50,000 | $3,020,000 | thousands by filing date | call |
| PEPCO HOLDINGS INC | 713291102 | COM | 124,400 | $3,013,000 | thousands by filing date | call |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 33,088 | $3,001,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 74,727 | $2,997,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 59,905 | $2,995,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 27,844 | $2,985,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 77,835 | $2,983,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 177,471 | $2,983,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 452,000 | $2,983,000 | thousands by filing date | put |
| CRH MEDICAL CORP | 12626F105 | COM | 930,552 | $2,978,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 419,004 | $2,974,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 25,748 | $2,974,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 108,115 | $2,971,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 63,000 | $2,970,000 | thousands by filing date | call |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 199,872 | $2,964,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 26,133 | $2,962,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 159,433 | $2,961,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 246,287 | $2,946,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 20,000 | $2,945,000 | thousands by filing date | put |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 79,562 | $2,942,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 56,565 | $2,930,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 298,900 | $2,929,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 79,230 | $2,926,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 61,213 | $2,924,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 2,820,000 | $2,918,000 | thousands by filing date | principal |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 124,455 | $2,912,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 300,467 | $2,911,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 114,452 | $2,906,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 229,716 | $2,906,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 58,506 | $2,900,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 20,000 | $2,899,000 | thousands by filing date | put |
| MCDERMOTT INTL INC | 580037109 | COM | 672,989 | $2,894,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 86,563 | $2,892,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 39,518 | $2,891,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 94,460 | $2,889,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 31,039 | $2,887,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 2,887,000 | $2,887,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,673,625 | $2,878,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 32,751 | $2,876,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 92,582 | $2,872,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 308,558 | $2,866,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 53,315 | $2,863,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 211,127 | $2,863,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 68,249 | $2,859,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 3,428,282 | $2,852,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 211,314 | $2,848,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 29,424 | $2,843,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 345,719 | $2,842,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 122,888 | $2,839,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 192,651 | $2,838,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 114,859 | $2,836,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 163,022 | $2,835,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 197,733 | $2,816,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 151,961 | $2,812,000 | thousands by filing date | |
| 38259p508 | COM | 4,400 | $2,809,000 | thousands by filing date | call | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 274,421 | $2,801,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 247,077 | $2,792,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 439,415 | $2,789,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 332,872 | $2,787,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 46,136 | $2,783,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 2,000,000 | $2,783,000 | thousands by filing date | principal |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 92,666 | $2,779,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 325,153 | $2,774,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 72,077 | $2,771,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 58,357 | $2,770,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 22,751 | $2,767,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 352,300 | $2,766,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 57,300 | $2,758,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 217,869 | $2,752,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,025,000 | $2,752,000 | thousands by filing date | principal |
| WADDELL & REED FINL INC | 930059100 | CL A | 79,041 | $2,748,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 137,499 | $2,748,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 177,900 | $2,740,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 2,819,000 | $2,735,000 | thousands by filing date | principal |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 2,000,000 | $2,731,000 | thousands by filing date | principal |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 94,463 | $2,730,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 70,000 | $2,728,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041632 | this filing | 2015-11-16 | acceptance time not in the bulk data set |