13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 6,801 holding rows worth $133,582,709,000.
- Accession
- 0001140361-15-041632
- Filer
- CIK 1000275
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 21,015 entries on the cover page, a total value of $133,582,709,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $133,582,709,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 1,234,769 | $13,076,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 515,000 | $13,039,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 12,827,000 | $12,973,000 | thousands by filing date | principal |
| ZOETIS INC CL A | 98978V103 | Stock | 313,087 | $12,893,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 13,006,000 | $12,860,000 | thousands by filing date | principal |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 182,397 | $12,840,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAF6 | NOTE 1.750% 8/1 | 15,531,000 | $12,824,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 11,948,000 | $12,799,000 | thousands by filing date | principal |
| NIC INC | 62914B100 | COM | 721,109 | $12,770,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 274,885 | $12,729,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 439,241 | $12,713,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 262,217 | $12,687,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 270,000 | $12,658,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 200,100 | $12,642,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 137,449 | $12,630,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 399,000 | $12,628,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 304,190 | $12,605,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 385,700 | $12,566,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 7,301,598 | $12,559,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 220,600 | $12,539,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 456,066 | $12,532,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 314,000 | $12,529,000 | thousands by filing date | put |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 296,306 | $12,517,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 510,600 | $12,479,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 304,084 | $12,474,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 248,675 | $12,456,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 100,600 | $12,428,000 | thousands by filing date | put |
| Boston Scientific Corporation | 101137107 | COM | 756,004 | $12,406,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 10,000 | $12,369,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 179,700 | $12,354,000 | thousands by filing date | call |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 417,978 | $12,285,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 176,379 | $12,277,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 361,440 | $12,275,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 203,856 | $12,264,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 131,431 | $12,264,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 325,691 | $12,263,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 831,952 | $12,213,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,452,744 | $12,173,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 190,830 | $12,170,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 248,251 | $12,060,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 239,537 | $12,042,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 388,533 | $11,982,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 282,824 | $11,955,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 528,100 | $11,935,000 | thousands by filing date | call |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 270,500 | $11,924,000 | thousands by filing date | put |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 193,539 | $11,910,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 414,983 | $11,895,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 332,119 | $11,875,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 230,000 | $11,804,000 | thousands by filing date | call |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 186,768 | $11,797,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 763,257 | $11,778,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 814,248 | $11,765,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 139,689 | $11,724,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 482,394 | $11,718,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 221,750 | $11,712,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 370,039 | $11,711,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 264,789 | $11,687,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 292,100 | $11,629,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 100,000 | $11,601,000 | thousands by filing date | put |
| HEWLETT PACKARD CO | 428236103 | COM | 451,900 | $11,574,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 257,078 | $11,517,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 231,423 | $11,486,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 499,142 | $11,480,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 261,028 | $11,478,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 132,190 | $11,477,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 98,320 | $11,472,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 244,636 | $11,467,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 255,454 | $11,437,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 393,807 | $11,436,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 428,670 | $11,429,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 284,500 | $11,414,000 | thousands by filing date | put |
| Medtronic Plc | G5960L103 | COM | 170,000 | $11,380,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 724,600 | $11,376,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 396,945 | $11,360,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 6,682,930 | $11,360,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 69,525 | $11,358,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 466,945 | $11,352,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 300,560 | $11,349,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 206,017 | $11,348,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,165,562 | $11,340,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 721,100 | $11,321,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 318,903 | $11,312,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 131,191 | $11,250,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 102,353 | $11,213,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 124,408 | $11,213,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 148,981 | $11,191,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 608,531 | $11,190,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 144,962 | $11,186,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 429,839 | $11,146,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 329,536 | $11,145,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 221,918 | $11,113,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 229,046 | $11,094,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 359,743 | $11,077,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 18,200 | $11,073,000 | thousands by filing date | put |
| CELANESE CORP DEL COM | 150870103 | Stock | 186,841 | $11,056,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 70,686 | $11,055,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,319,000 | $11,053,000 | thousands by filing date | put |
| ALCOA INC | 013817101 | COM | 1,140,800 | $11,020,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 212,750 | $10,972,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 806,151 | $10,964,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 487,990 | $10,955,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 419,814 | $10,928,000 | thousands by filing date | |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 5,275,000 | $10,914,000 | thousands by filing date | principal |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 220,033 | $10,891,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 6,562,000 | $10,884,000 | thousands by filing date | principal |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 142,500 | $10,860,000 | thousands by filing date | put |
| ROCKWELL COLLINS INC | 774341101 | COM | 132,589 | $10,851,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 5,173,000 | $10,851,000 | thousands by filing date | principal |
| EXXON MOBIL CORP | 30231G102 | COM | 145,900 | $10,848,000 | thousands by filing date | put |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 176,872 | $10,846,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 234,275 | $10,844,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 323,602 | $10,837,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,179,917 | $10,832,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 164,190 | $10,830,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 189,876 | $10,799,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 171,097 | $10,784,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 475,178 | $10,782,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 484,924 | $10,780,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 219,901 | $10,775,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 1,816,216 | $10,770,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 5,997,000 | $10,768,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 159,947 | $10,765,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,015,083 | $10,739,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 172,063 | $10,735,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 2,905,048 | $10,690,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 830,939 | $10,677,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 114,384 | $10,676,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 192,500 | $10,636,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 158,210 | $10,613,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 283,164 | $10,574,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 138,930 | $10,555,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 115,519 | $10,518,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 309,548 | $10,512,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 156,882 | $10,504,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 120,097 | $10,485,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 393,691 | $10,473,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 114,218 | $10,445,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 164,934 | $10,421,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 214,758 | $10,382,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 244,231 | $10,374,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 720,357 | $10,359,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 783,620 | $10,352,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 8,839 | $10,325,000 | thousands by filing date | principal |
| CYTEC INDS INC | 232820100 | COM | 139,555 | $10,306,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 223,956 | $10,247,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 236,663 | $10,236,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,470,736 | $10,147,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 189,291 | $10,095,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 519,081 | $10,085,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 97,918 | $10,047,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 190,326 | $10,041,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 96,074 | $10,005,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 84,448 | $10,005,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 889,758 | $10,002,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 248,800 | $9,989,000 | thousands by filing date | call |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 197,214 | $9,983,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 213,792 | $9,970,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 250,147 | $9,966,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 97,538 | $9,944,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 100,742 | $9,920,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 271,033 | $9,914,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 104,727 | $9,909,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 135,015 | $9,879,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 167,500 | $9,877,000 | thousands by filing date | put |
| ISHARES TR | 464288752 | US HOME CONS ETF | 378,298 | $9,874,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 245,567 | $9,867,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,345,200 | $9,860,000 | thousands by filing date | put |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 145,400 | $9,855,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 456,193 | $9,781,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 390,400 | $9,760,000 | thousands by filing date | put |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 305,357 | $9,747,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 94,463 | $9,738,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 328,510 | $9,724,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 73,939 | $9,703,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 288,169 | $9,701,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 179,549 | $9,698,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 323,172 | $9,667,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 649,892 | $9,664,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 183,536 | $9,651,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 83,140 | $9,644,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 302,794 | $9,636,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 106,900 | $9,610,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 319,122 | $9,602,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 742,417 | $9,592,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 255,306 | $9,587,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 230,302 | $9,577,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 215,000 | $9,561,000 | thousands by filing date | put |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 362,883 | $9,554,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 501,034 | $9,544,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,572,184 | $9,543,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 250,000 | $9,510,000 | thousands by filing date | put |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 312,628 | $9,501,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 191,832 | $9,499,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 80,163 | $9,491,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 94,981 | $9,479,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 241,244 | $9,440,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 175,600 | $9,435,000 | thousands by filing date | call |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 235,000 | $9,435,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 261,100 | $9,431,000 | thousands by filing date | call |
| MERCADOLIBREINC | 58733R102 | STOK | 103,097 | $9,389,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 674,019 | $9,375,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 105,000 | $9,344,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 454,883 | $9,270,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 446,141 | $9,253,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 251,000 | $9,249,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 192,800 | $9,247,000 | thousands by filing date | put |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 369,200 | $9,230,000 | thousands by filing date | call |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 190,000 | $9,187,000 | thousands by filing date | put |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 190,000 | $9,187,000 | thousands by filing date | call |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 752,223 | $9,184,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 371,988 | $9,144,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 407,506 | $9,124,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 143,910 | $9,068,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,155,400 | $9,053,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 191,138 | $9,034,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 101,695 | $9,011,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 78,995 | $8,997,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 261,933 | $8,993,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 342,139 | $8,984,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 130,000 | $8,966,000 | thousands by filing date | call |
| BANCFIRST CORP | 05945F103 | COM | 142,036 | $8,962,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 495,441 | $8,948,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 119,678 | $8,934,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 124,886 | $8,917,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 388,710 | $8,917,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 606,178 | $8,906,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 215,113 | $8,906,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 12,300 | $8,903,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 240,000 | $8,902,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 188,400 | $8,883,000 | thousands by filing date | put |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 151,752 | $8,875,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 914,011 | $8,857,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 200,000 | $8,854,000 | thousands by filing date | call |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 290,961 | $8,848,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 229,461 | $8,848,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 908,000 | $8,799,000 | thousands by filing date | call |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 50,000 | $8,793,000 | thousands by filing date | put |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 203,472 | $8,792,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 130,680 | $8,784,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 536,412 | $8,770,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 63,557 | $8,747,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 108,000 | $8,744,000 | thousands by filing date | put |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 198,715 | $8,694,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 311,600 | $8,687,000 | thousands by filing date | call |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 89,542 | $8,677,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 200,000 | $8,658,000 | thousands by filing date | put |
| PERRIGO CO PLC SHS | G97822103 | Stock | 55,000 | $8,650,000 | thousands by filing date | put |
| ANALOGIC CORP | 032657207 | COM | 105,354 | $8,643,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 211,253 | $8,640,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 141,384 | $8,628,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 490,843 | $8,620,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 245,240 | $8,584,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 588,478 | $8,568,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 133,531 | $8,521,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 306,608 | $8,502,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 179,546 | $8,500,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 109,065 | $8,441,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 166,600 | $8,438,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 323,803 | $8,438,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 454,354 | $8,429,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 374,397 | $8,428,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 129,700 | $8,410,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 47,752 | $8,396,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 457,810 | $8,364,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 168,104 | $8,340,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 305,276 | $8,335,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 8,200,000 | $8,314,000 | thousands by filing date | principal |
| CIENA CORP COM NEW | 171779309 | Stock | 400,000 | $8,288,000 | thousands by filing date | put |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 323,694 | $8,280,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 1,000,079 | $8,266,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 197,275 | $8,249,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 612,767 | $8,242,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 300,000 | $8,202,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 383,298 | $8,181,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 50,100 | $8,147,000 | thousands by filing date | put |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 65,708 | $8,141,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 240,854 | $8,139,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 323,200 | $8,138,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 97,100 | $8,127,000 | thousands by filing date | call |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 185,493 | $8,127,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,131,924 | $8,127,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 136,900 | $8,121,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 206,728 | $8,120,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 817,826 | $8,088,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 507,796 | $8,079,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 7,900,000 | $8,058,000 | thousands by filing date | principal |
| MYLAN NV | N59465109 | SHS EURO | 200,000 | $8,052,000 | thousands by filing date | call |
| THOMSON REUTERS CORP | 884903105 | COM | 200,000 | $8,052,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 190,000 | $8,047,000 | thousands by filing date | put |
| SEI INVTS CO COM | 784117103 | Stock | 166,735 | $8,041,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 188,066 | $8,032,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 275,722 | $8,008,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 75,427 | $7,990,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 154,761 | $7,981,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 250,000 | $7,960,000 | thousands by filing date | call |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 59,892 | $7,956,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 129,279 | $7,948,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 335,910 | $7,931,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 362,236 | $7,925,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 223,000 | $7,910,000 | thousands by filing date | call |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 155,947 | $7,903,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 117,569 | $7,888,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 455,023 | $7,881,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 100,100 | $7,874,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 1,280,250 | $7,874,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 63,382 | $7,873,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 145,944 | $7,872,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 88,090 | $7,869,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 194,686 | $7,869,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 50,000 | $7,864,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 45,000 | $7,819,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 526,500 | $7,819,000 | thousands by filing date | put |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 112,050 | $7,816,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 68,016 | $7,804,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 230,542 | $7,777,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 198,347 | $7,749,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 268,000 | $7,748,000 | thousands by filing date | put |
| ROBERT HALF INC. COM | 770323103 | Stock | 150,677 | $7,709,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 426,885 | $7,700,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 128,513 | $7,695,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 177,492 | $7,686,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 248,666 | $7,681,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 138,543 | $7,669,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 341,267 | $7,665,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 511,500 | $7,662,000 | thousands by filing date | call |
| HSN INC | 404303109 | COM | 133,558 | $7,645,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 131,382 | $7,643,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 275,500 | $7,626,000 | thousands by filing date | call |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 12,000,000 | $7,599,000 | thousands by filing date | principal |
| Boeing Company | 097023105 | COM | 58,000 | $7,595,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 182,766 | $7,532,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 200,000 | $7,526,000 | thousands by filing date | put |
| THE COOPER COMPANIES | 216648402 | COM NEW | 50,415 | $7,505,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 187,785 | $7,492,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 484,000 | $7,492,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 278,000 | $7,478,000 | thousands by filing date | put |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 613,913 | $7,472,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 181,400 | $7,470,000 | thousands by filing date | put |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 512,231 | $7,468,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 124,200 | $7,465,000 | thousands by filing date | call |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 62,057 | $7,455,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 217,209 | $7,455,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 117,195 | $7,452,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 378,843 | $7,445,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 181,016 | $7,441,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 42,305 | $7,439,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 251,930 | $7,424,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 299,900 | $7,393,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 3,945,363 | $7,378,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 102,184 | $7,346,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 150,347 | $7,342,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 251,623 | $7,335,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 127,072 | $7,329,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 64,463 | $7,304,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 193,618 | $7,289,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 182,600 | $7,286,000 | thousands by filing date | call |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 420,133 | $7,264,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 151,900 | $7,257,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 275,000 | $7,219,000 | thousands by filing date | call |
| VECTREN CORP | 92240G101 | COM | 171,817 | $7,218,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 115,840 | $7,212,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 101,311 | $7,191,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 221,295 | $7,187,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 40,100 | $7,178,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 239,000 | $7,175,000 | thousands by filing date | call |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 148,357 | $7,173,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 40,000 | $7,160,000 | thousands by filing date | call |
| REGAL REXNORD CORPORATION | 758750103 | COM | 126,840 | $7,160,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 375,414 | $7,159,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 131,635 | $7,157,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 315,982 | $7,141,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 170,541 | $7,132,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 115,972 | $7,099,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 203,625 | $7,090,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 522,716 | $7,084,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 130,200 | $7,083,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 92,900 | $7,080,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 293,120 | $7,064,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 125,517 | $7,062,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 786,100 | $7,051,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 961,479 | $7,048,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 215,633 | $7,006,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 105,595 | $7,006,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 444,098 | $6,986,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 64,034 | $6,982,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 6,793,000 | $6,981,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 5,140,000 | $6,971,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 119,831 | $6,967,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 66,241 | $6,956,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 296,191 | $6,950,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 223,400 | $6,950,000 | thousands by filing date | call |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 6,435 | $6,930,000 | thousands by filing date | principal |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 256,692 | $6,920,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 161,810 | $6,915,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 130,000 | $6,906,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 162,418 | $6,899,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 7,489,000 | $6,890,000 | thousands by filing date | principal |
| BALL CORP | 058498106 | COM | 110,186 | $6,853,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 552,328 | $6,849,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 470,563 | $6,813,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 198,600 | $6,800,000 | thousands by filing date | call |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 59,008 | $6,770,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,109,944 | $6,759,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 241,581 | $6,739,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 211,940 | $6,735,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 730,329 | $6,734,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 88,140 | $6,729,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 6,495,000 | $6,729,000 | thousands by filing date | principal |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 694,644 | $6,725,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 173,000 | $6,718,000 | thousands by filing date | call |
| VIACOM INC | 92553P201 | CL B | 155,666 | $6,717,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 61,687 | $6,711,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 272,128 | $6,709,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,104,000 | $6,701,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 4,170,000 | $6,700,000 | thousands by filing date | principal |
| NATIONAL INSTRS CORP | 636518102 | COM | 239,931 | $6,667,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 165,572 | $6,648,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 74,466 | $6,644,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 134,400 | $6,638,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 152,902 | $6,632,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 161,059 | $6,626,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 186,770 | $6,625,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 400,000 | $6,620,000 | thousands by filing date | put |
| QUANTA SVCS INC | 74762E102 | COM | 272,741 | $6,603,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 410,885 | $6,570,000 | thousands by filing date | |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 6,470,000 | $6,559,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,662,000 | $6,550,000 | thousands by filing date | principal |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 266,318 | $6,526,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 439,300 | $6,524,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 353,441 | $6,496,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 544,675 | $6,492,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 117,307 | $6,477,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 97,612 | $6,475,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 168,593 | $6,464,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 89,600 | $6,446,000 | thousands by filing date | call |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 45,835 | $6,439,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 226,709 | $6,422,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 89,720 | $6,415,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 142,973 | $6,414,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 105,955 | $6,405,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 218,000 | $6,394,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 286,977 | $6,353,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 89,062 | $6,351,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 380,665 | $6,341,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 222,000 | $6,340,000 | thousands by filing date | put |
| KKR & CO LP | 48248M102 | COMMON STOCK | 374,921 | $6,293,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 30,653 | $6,291,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 212,016 | $6,284,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 456,300 | $6,279,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 675,000 | $6,271,000 | thousands by filing date | put |
| REGAL ENTMT GROUP | 758766109 | CL A | 334,879 | $6,258,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 181,556 | $6,256,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 79,117 | $6,251,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 215,519 | $6,235,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 173,972 | $6,218,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 300,223 | $6,187,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 271,004 | $6,176,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 149,682 | $6,167,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 407,524 | $6,161,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 230,625 | $6,158,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 90,394 | $6,156,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 2,229,800 | $6,154,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 2,817,689 | $6,142,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 278,400 | $6,132,000 | thousands by filing date | call |
| GARMIN LTD SHS | H2906T109 | Stock | 170,788 | $6,129,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 165,996 | $6,122,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,018,331 | $6,090,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 262,222 | $6,078,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 107,100 | $6,047,000 | thousands by filing date | call |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 176,216 | $6,032,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 110,925 | $6,015,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 250,000 | $6,008,000 | thousands by filing date | put |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 3,085,000 | $6,008,000 | thousands by filing date | principal |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 833,086 | $5,998,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 147,676 | $5,994,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 191,919 | $5,992,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 176,006 | $5,989,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 47,941 | $5,984,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 189,866 | $5,975,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 353,200 | $5,934,000 | thousands by filing date | call |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 140,000 | $5,914,000 | thousands by filing date | call |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 161,289 | $5,913,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 5,806,000 | $5,911,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 238,272 | $5,896,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 97,214 | $5,894,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 318,809 | $5,876,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y817 | US500 ENH VOL | 171,469 | $5,872,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 21,600 | $5,871,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 350,000 | $5,856,000 | thousands by filing date | call |
| SNAP ON INC COM | 833034101 | Stock | 38,775 | $5,853,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 30,100 | $5,822,000 | thousands by filing date | put |
| SPARTON CORP | 847235108 | COM | 271,911 | $5,820,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 171,817 | $5,819,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 221,500 | $5,817,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 23,400 | $5,813,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 6,401,000 | $5,793,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 77,505 | $5,786,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 238,691 | $5,779,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 63,660 | $5,771,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 140,000 | $5,750,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041632 | this filing | 2015-11-16 | acceptance time not in the bulk data set |