13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 7,328 holding rows worth $402,198,383,000.
- Accession
- 0001140361-15-041624
- Filer
- CIK 70858
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 20,359 entries on the cover page, a total value of $402,198,383,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $402,198,383,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 61,831 | $795,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 18,450 | $794,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 58,635 | $793,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 12,224 | $793,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 4,500 | $791,000 | thousands by filing date | put |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 38,289 | $789,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 22,844 | $789,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 34,440 | $785,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 52,800 | $784,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 12,629 | $784,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 20,121 | $783,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 20,000 | $783,000 | thousands by filing date | put |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 68,552 | $783,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 167,487 | $782,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 52,452 | $782,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 33,547 | $780,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 74,552 | $779,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 67,568 | $779,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 56,292 | $777,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 47,485 | $774,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 100,300 | $774,000 | thousands by filing date | call |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 41,212 | $774,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 81,177 | $774,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 100,000 | $772,000 | thousands by filing date | put |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 40,197 | $772,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 65,700 | $771,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 14,054 | $767,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 438,313 | $767,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 25,000 | $766,000 | thousands by filing date | call |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 39,166 | $761,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 101,926 | $760,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 88,637 | $757,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 100,000 | $755,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 166,901 | $750,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 6,000 | $750,000 | thousands by filing date | call |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 64,154 | $750,000 | thousands by filing date | |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 50,000 | $747,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 63,589 | $744,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 90,511 | $742,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 87,500 | $742,000 | thousands by filing date | put |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 9,965 | $742,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 22,202 | $741,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 37,821 | $741,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 164,129 | $740,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 19,154 | $737,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 21,435 | $737,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 15,100 | $729,000 | thousands by filing date | put |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 38,640 | $728,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 7,903 | $727,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 53,594 | $727,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 15,212 | $726,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 15,113 | $726,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 9,000 | $723,000 | thousands by filing date | put |
| CALPINE CORP | 131347304 | COM | 49,500 | $723,000 | thousands by filing date | call |
| INOGEN INC | 45780L104 | COM | 14,874 | $722,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 687,466 | $722,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 25,240 | $720,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 74,248 | $719,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 209,600 | $719,000 | thousands by filing date | put |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 209,495 | $718,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 65,748 | $716,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 116,815 | $715,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 20,000 | $715,000 | thousands by filing date | call |
| Check Point Software Technologies Ltd | 162825103 | COM | 98,556 | $714,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 44,265 | $714,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 34,680 | $712,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 550,683 | $711,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 14,900 | $711,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 54,007 | $710,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 86,404 | $709,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 1,383,000 | $709,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 991,000 | $709,000 | thousands by filing date | principal |
| YELP INC CL A | 985817105 | Stock | 32,600 | $707,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 104,722 | $707,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 76,048 | $706,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 30,733 | $706,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 66,305 | $704,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 7,400 | $703,000 | thousands by filing date | put |
| MAXLINEAR INC | 57776J100 | COM | 56,275 | $701,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 40,957 | $701,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 42,955 | $698,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 26,450 | $697,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 11,442 | $693,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 38,477 | $693,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 69,778 | $693,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 68,084 | $690,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 138,753 | $686,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 102,277 | $686,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 22,012 | $685,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 46,485 | $685,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 25,200 | $681,000 | thousands by filing date | put |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,700 | $680,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 11,586 | $680,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 22,217 | $680,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 14,767 | $680,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 36,732 | $680,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 53,342 | $679,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 45,292 | $678,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 70,071 | $677,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 9,474 | $677,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 81,133 | $676,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 13,501 | $671,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 16,051 | $670,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 49,130 | $670,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 30,584 | $669,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 81,810 | $669,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 70,290 | $668,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 30,618 | $668,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 7,650 | $667,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 10,300 | $667,000 | thousands by filing date | put |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 55,377 | $663,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 9,100 | $662,000 | thousands by filing date | call |
| BARNES & NOBLE ED INC | 06777U101 | COM | 51,978 | $660,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 451,000 | $659,000 | thousands by filing date | principal |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 42,116 | $658,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 44,311 | $658,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 57,592 | $657,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 77,500 | $657,000 | thousands by filing date | call |
| JAMBA INC | 47023A309 | COM NEW | 46,075 | $657,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 85,444 | $656,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 117,135 | $655,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 9,629 | $654,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 10,633 | $654,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 27,579 | $654,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 34,771 | $653,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 28,199 | $653,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 36,089 | $652,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 61,012 | $651,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 54,556 | $650,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 14,372 | $647,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 26,318 | $647,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 17,091 | $647,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 74,058 | $647,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 41,232 | $644,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 1,368,793 | $644,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 36,860 | $643,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 25,926 | $643,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 47,502 | $642,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 100,506 | $641,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 13,500 | $641,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 40,249 | $641,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 5,925 | $640,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 59,505 | $639,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 23,327 | $639,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 21,279 | $638,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 11,719 | $638,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 39,305 | $633,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 46,243 | $631,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 425,992 | $631,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 14,032 | $630,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 223,748 | $627,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 26,786 | $627,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 44,681 | $626,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 15,700 | $625,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 44,548 | $625,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,000,000 | $624,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 43,179 | $624,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 567,000 | $624,000 | thousands by filing date | principal |
| MICHAELS COS INC | 59408Q106 | COM | 27,000 | $624,000 | thousands by filing date | call |
| STEIN MART INC | 858375108 | COM | 64,064 | $620,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 133,900 | $619,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 35,399 | $619,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 172,000 | $619,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 53,403 | $618,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 237,500 | $618,000 | thousands by filing date | put |
| Mexico Fund Inc/The | 592835102 | COM | 35,370 | $617,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 605,000 | $617,000 | thousands by filing date | principal |
| SOUTHERN COPPER CORP | 84265V105 | COM | 23,000 | $615,000 | thousands by filing date | put |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 57,011 | $615,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 50,116 | $615,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 125,884 | $615,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 41,558 | $614,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 44,518 | $613,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 24,945 | $613,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 21,448 | $609,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 54,810 | $609,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 15,306 | $607,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 31,101 | $606,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 47,073 | $605,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 59,286 | $604,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 43,991 | $604,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 49,305 | $603,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 57,429 | $602,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 100,000 | $602,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 12,078 | $601,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 45,150 | $600,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 28,272 | $598,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 211,845 | $597,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 20,199 | $597,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 80,000 | $597,000 | thousands by filing date | call |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 45,412 | $597,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 41,079 | $596,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 8,492 | $596,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 22,240 | $594,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 51,669 | $593,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 131,382 | $593,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 24,150 | $592,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 45,000 | $591,000 | thousands by filing date | call |
| WORLD ACCEP CORPORATION | 981419104 | COM | 22,000 | $590,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 441 | $589,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 25,539 | $588,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 18,146 | $588,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 465,000 | $587,000 | thousands by filing date | principal |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 210,733 | $584,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 6,632 | $583,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 113,664 | $581,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 51,077 | $580,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 17,098 | $580,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 39,039 | $579,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 31,886 | $579,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 17,651 | $579,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 25,757 | $578,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 50,000 | $578,000 | thousands by filing date | call |
| NBT BANCORP INC COM | 628778102 | Stock | 21,423 | $577,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 39,791 | $577,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 296,023 | $577,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 19,755 | $576,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 20,200 | $576,000 | thousands by filing date | put |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 46,906 | $575,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 162,787 | $573,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 55,584 | $572,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 12,720 | $572,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 449,000 | $567,000 | thousands by filing date | principal |
| Newbridge Bancorp | 65080T102 | Com | 66,450 | $567,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 7,500 | $565,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 88,200 | $563,000 | thousands by filing date | put |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 21,260 | $562,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 57,161 | $561,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 10,329 | $561,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 24,296 | $561,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 4,000 | $560,000 | thousands by filing date | call |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 19,200 | $559,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 33,565 | $559,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 18,550 | $558,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 25,000 | $558,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 34,542 | $557,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 3,975 | $557,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 54,937 | $556,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 42,900 | $554,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 28,065 | $554,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 36,552 | $553,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 16,430 | $553,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 93,394 | $551,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 20,000 | $549,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 7,500 | $549,000 | thousands by filing date | call |
| 1ST FINL BANCORP | 320209109 | COM | 28,714 | $548,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 30,965 | $548,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 90,465 | $548,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 58,583 | $548,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 22,788 | $547,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 201,858 | $547,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 96,685 | $546,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 8,762 | $546,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 70,302 | $544,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 28,541 | $543,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 50,000 | $539,000 | thousands by filing date | call |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 354,378 | $539,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 16,774 | $538,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 109,085 | $538,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 199,603 | $537,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 772,000 | $537,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 537,000 | $537,000 | thousands by filing date | principal |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 26,541 | $532,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 19,156 | $531,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W299 | JAPAN INTRT FD | 11,089 | $531,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 51,016 | $530,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 18,943 | $530,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 50,586 | $530,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 11,779 | $528,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 11,032 | $527,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 46,863 | $527,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 35,222 | $525,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 39,913 | $525,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 70,773 | $525,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 67,355 | $525,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 27,600 | $521,000 | thousands by filing date | put |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 41,912 | $521,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 85,000 | $521,000 | thousands by filing date | call |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 19,056 | $520,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 21,350 | $520,000 | thousands by filing date | |
| GENERAL EMPLOYMENT ENTERPRIS | 369730106 | COM | 1,300,295 | $520,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 13,666 | $519,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 37,300 | $519,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 226,800 | $517,000 | thousands by filing date | call |
| DOVER CORP COM | 260003108 | Stock | 9,000 | $515,000 | thousands by filing date | put |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 16,940 | $512,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 20,312 | $512,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 31,970 | $512,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 41,181 | $511,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 78,470 | $511,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 26,358 | $511,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 43,152 | $510,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 584,978 | $509,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 195,800 | $509,000 | thousands by filing date | call |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 37,683 | $508,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 14,490 | $508,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 37,392 | $507,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 13,369 | $506,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 20,942 | $505,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 22,765 | $504,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 49,438 | $503,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 21,594 | $503,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 27,641 | $502,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 32,308 | $502,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 16,967 | $501,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 18,369 | $501,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 5,700 | $501,000 | thousands by filing date | put |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 40,202 | $501,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 11,700 | $500,000 | thousands by filing date | call |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 10,000 | $500,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 16,753 | $499,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 26,398 | $498,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 23,020 | $498,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 8,578 | $497,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 32,681 | $497,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,462 | $496,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 33,187 | $496,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 20,721 | $494,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 50,711 | $494,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 4,500 | $493,000 | thousands by filing date | put |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 34,500 | $491,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 24,066 | $490,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 30,261 | $489,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 19,170 | $489,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 79,400 | $488,000 | thousands by filing date | put |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 77,042 | $486,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 25,411 | $486,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 22,185 | $484,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 13,635 | $484,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 14,805 | $483,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 11,039 | $483,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 10,000 | $482,000 | thousands by filing date | put |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 145,640 | $481,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 13,200 | $481,000 | thousands by filing date | put |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 101,518 | $481,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 8,600 | $481,000 | thousands by filing date | put |
| PBF ENERGY INC | 69318G106 | CL A | 17,000 | $480,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 59,144 | $479,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 26,504 | $478,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 285,604 | $477,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 453,000 | $477,000 | thousands by filing date | principal |
| AVX CORP NEW | 002444107 | COM | 36,355 | $476,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 8,579 | $474,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 19,161 | $474,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 62,585 | $473,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 30,290 | $473,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 36,059 | $472,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 35,760 | $472,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 3,179 | $471,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 14,135 | $468,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 104,738 | $468,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 25,139 | $466,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 90,000 | $464,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 49,970 | $463,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 5,274 | $463,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 17,906 | $463,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 31,872 | $462,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 30,334 | $461,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 85,556 | $459,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 6,234 | $458,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 40,000 | $457,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 112,176 | $457,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 35,031 | $456,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 6,047 | $456,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 35,894 | $456,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 62,541 | $456,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 23,864 | $456,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 39,122 | $455,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 10,000 | $455,000 | thousands by filing date | call |
| MGE ENERGY INC | 55277P104 | COM | 11,026 | $454,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 442,000 | $453,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 7,732 | $452,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 13,100 | $450,000 | thousands by filing date | call |
| STELLUS CAP INVT CORP | 858568108 | COM | 44,720 | $450,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 15,467 | $450,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 66,374 | $449,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 18,502 | $449,000 | thousands by filing date | |
| NORANDA ALUMINUM HOLDING CORP | 65542W206 | COM | 273,110 | $448,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 12,017 | $447,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 24,359 | $447,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 4,800 | $447,000 | thousands by filing date | call |
| ENVESTNET INC | 29404K106 | COM | 14,828 | $444,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 33,185 | $444,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 22,287 | $440,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 78,963 | $440,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 235,357 | $440,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 17,845 | $440,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 46,099 | $439,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 5,435 | $438,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 13,551 | $436,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 145,140 | $436,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 3,324 | $436,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 32,989 | $435,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 19,142 | $435,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y509 | Cmn | 18,264 | $435,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 555,000 | $433,000 | thousands by filing date | principal |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 39,397 | $432,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 31,467 | $431,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 8,744 | $431,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 15,589 | $430,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 9,000 | $429,000 | thousands by filing date | put |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 8,520 | $429,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 34,883 | $429,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 31,915 | $429,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 54,884 | $429,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 29,090 | $429,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 26,722 | $428,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 10,592 | $428,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 15,598 | $426,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 38,987 | $426,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 25,837 | $426,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 9,024 | $425,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 320,000 | $425,000 | thousands by filing date | principal |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 30,430 | $425,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 20,220 | $424,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 52,847 | $424,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 30,514 | $424,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 15,204 | $423,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 15,831 | $423,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 14,069 | $423,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 32,080 | $422,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 72,965 | $422,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 132,695 | $422,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 4,101 | $421,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 18,886 | $420,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 24,887 | $420,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 480,277 | $420,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 25,631 | $420,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 32,090 | $419,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 70,006 | $418,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 25,664 | $418,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 66,379 | $417,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 28,415 | $416,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 32,340 | $416,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 64,699 | $415,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 19,970 | $414,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 30,435 | $413,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 39,109 | $413,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 29,902 | $412,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 8,200 | $411,000 | thousands by filing date | put |
| INSPERITY INC | 45778Q107 | COM | 9,332 | $410,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 56,775 | $410,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 25,393 | $408,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 19,707 | $408,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,500 | $407,000 | thousands by filing date | call |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 8,600 | $407,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 31,870 | $407,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 51,793 | $405,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 21,398 | $404,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 8,998 | $402,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 572,000 | $401,000 | thousands by filing date | principal |
| DOLLAR TREE INC COM | 256746108 | Stock | 6,000 | $400,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 17,590 | $400,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 557,000 | $399,000 | thousands by filing date | principal |
| TRUSTCO BK CORP N Y | 898349105 | COM | 68,097 | $398,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 26,646 | $397,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 40,156 | $397,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 14,478 | $397,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 94,143 | $397,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 76,015 | $396,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 26,498 | $395,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 14,493 | $394,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 16,086 | $393,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 44,425 | $393,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 16,128 | $393,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 23,025 | $391,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 13,077 | $390,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 14,848 | $390,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 687,000 | $390,000 | thousands by filing date | principal |
| GRIFFON CORP | 398433102 | COM | 24,637 | $389,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 34,507 | $389,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 27,895 | $389,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 40,502 | $389,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 5,811 | $388,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 47,254 | $388,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 29,380 | $388,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 37,000 | $388,000 | thousands by filing date | put |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 15,752 | $387,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 18,107 | $387,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 46,960 | $387,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 4,400 | $386,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5,000 | $384,000 | thousands by filing date | put |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 8,100 | $384,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 11,665 | $384,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 5,880 | $380,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 28,452 | $378,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 35,766 | $377,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 12,246 | $377,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 14,609 | $376,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 38,060 | $376,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 11,985 | $374,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 33,486 | $373,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 246,000 | $373,000 | thousands by filing date | principal |
| LHC GROUP | 50187A107 | COM | 8,292 | $372,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 12,383 | $372,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 23,000 | $371,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 8,183 | $371,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 17,291 | $369,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 60,000 | $369,000 | thousands by filing date | put |
| INTEROIL CORP | 460951106 | COM | 10,952 | $369,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041624 | this filing | 2015-11-16 | acceptance time not in the bulk data set |