13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 7,328 holding rows worth $402,198,383,000.
- Accession
- 0001140361-15-041624
- Filer
- CIK 70858
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 20,359 entries on the cover page, a total value of $402,198,383,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $402,198,383,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 14,157 | $368,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 27,133 | $368,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 43,368 | $367,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 55,130 | $366,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 28,276 | $366,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 12,000 | $365,000 | thousands by filing date | put |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 16,737 | $365,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 28,355 | $364,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 9,267 | $364,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 20,338 | $363,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 28,699 | $363,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 262,757 | $363,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 21,996 | $361,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 50,916 | $360,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 78,948 | $360,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 1,124 | $360,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 56,241 | $359,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 32,004 | $359,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 9,668 | $359,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 6,150 | $358,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 20,408 | $357,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 12,698 | $357,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 17,300 | $356,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 4,908 | $356,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 14,325 | $355,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 19,318 | $355,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 30,000 | $355,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 337,000 | $355,000 | thousands by filing date | principal |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 31,416 | $354,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 25,027 | $354,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 27,279 | $353,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 11,425 | $351,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 18,388 | $351,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 16,132 | $350,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 34,961 | $350,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 34,708 | $348,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 5,500 | $347,000 | thousands by filing date | put |
| FBR & CO | 30247C400 | COM NEW | 17,006 | $347,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 12,963 | $346,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 11,000 | $344,000 | thousands by filing date | put |
| LIMONEIRA CO | 532746104 | COM | 20,541 | $344,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 48,758 | $344,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 3,471 | $344,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 78,810 | $344,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,100 | $343,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 22,579 | $343,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 41,764 | $343,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 37,713 | $343,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 25,738 | $340,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 14,401 | $339,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 46,518 | $339,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 31,942 | $338,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 19,055 | $337,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 7,718 | $337,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 32,674 | $337,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 43,732 | $335,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 20,000 | $335,000 | thousands by filing date | put |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 93,856 | $334,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 17,282 | $334,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 25,382 | $334,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 5,547 | $333,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 20,699 | $333,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 45,127 | $333,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 9,941 | $331,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 44,979 | $331,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 9,369 | $331,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 55,456 | $330,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 21,448 | $328,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 11,000 | $327,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 10,314 | $327,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 20,597 | $326,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 33,600 | $326,000 | thousands by filing date | call |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 57,265 | $325,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 32,044 | $325,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 8,206 | $325,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 14,028 | $325,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 9,000 | $324,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 7,032 | $324,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 11,795 | $324,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 3,515 | $324,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 235,000 | $324,000 | thousands by filing date | put |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 22,559 | $323,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 325,000 | $323,000 | thousands by filing date | principal |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 49,238 | $319,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 23,559 | $317,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 12,937 | $317,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 25,746 | $316,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 8,900 | $315,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 4,200 | $314,000 | thousands by filing date | call |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 16,815 | $314,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 17,037 | $314,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 10,000 | $313,000 | thousands by filing date | call |
| MERCURY SYS INC COM | 589378108 | Stock | 19,716 | $313,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 834 | $313,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 37,391 | $313,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 23,384 | $312,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 15,020 | $310,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 40,996 | $310,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R361 | Cmn | 9,118 | $310,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 582,656 | $309,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 23,876 | $308,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 26,954 | $308,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 14,447 | $308,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 17,500 | $308,000 | thousands by filing date | put |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 9,572 | $308,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 22,356 | $306,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 11,488 | $306,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 37,746 | $306,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 7,954 | $305,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 12,345 | $305,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 4,516 | $304,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 83,900 | $303,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 22,100 | $303,000 | thousands by filing date | put |
| LIQUIDITY SVCS INC | 53635B107 | COM | 40,992 | $303,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 18,039 | $303,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 7,500 | $302,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 96,581 | $301,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 12,666 | $301,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 4,100 | $300,000 | thousands by filing date | put |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 22,740 | $300,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 272,828 | $300,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 42,882 | $299,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 20,517 | $299,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,107,709 | $299,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 18,807 | $298,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 39,175 | $297,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 8,708 | $296,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 9,324 | $296,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 7,552 | $295,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 13,222 | $295,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 23,548 | $295,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 28,604 | $294,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 13,881 | $294,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 31,123 | $294,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 12,504 | $294,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 16,727 | $292,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 29,671 | $292,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 17,214 | $291,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 18,000 | $291,000 | thousands by filing date | put |
| STANTEC INC COM | 85472N109 | Stock | 13,216 | $290,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 21,334 | $290,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 70,786 | $290,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 15,087 | $289,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 9,626 | $289,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 6,125 | $288,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 9,533 | $287,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 116,530 | $287,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 10,000 | $285,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 21,700 | $285,000 | thousands by filing date | put |
| NAVIGATORS GROUP INC | 638904102 | COM | 3,651 | $285,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 17,714 | $284,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 21,869 | $284,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 21,610 | $284,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 54,579 | $284,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,989 | $283,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 2,618 | $283,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 17,545 | $282,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 121,295 | $282,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 58,769 | $280,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 15,621 | $279,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 21,353 | $279,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 8,631 | $278,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 3,462 | $278,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 6,778 | $277,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 20,485 | $277,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 13,450 | $276,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 42,426 | $276,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 5,200 | $275,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 10,220 | $275,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 106,252 | $275,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 371,000 | $275,000 | thousands by filing date | principal |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 19,545 | $274,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 37,246 | $273,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 42,679 | $272,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 5,896 | $271,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 26,000 | $270,000 | thousands by filing date | call |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 118,490 | $269,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 3,066 | $268,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 11,000 | $268,000 | thousands by filing date | put |
| SENOMYX INC | 81724Q107 | COM | 60,254 | $268,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 9,000 | $267,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,900 | $267,000 | thousands by filing date | put |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 19,132 | $267,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 13,438 | $267,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 15,839 | $267,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 254,300 | $267,000 | thousands by filing date | put |
| TEXTURA CORP | 883211104 | COM | 10,353 | $267,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 14,325 | $266,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 44,138 | $265,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 13,767 | $264,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 7,248 | $264,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 11,000 | $262,000 | thousands by filing date | put |
| V2X INC | 92242T101 | COM | 11,892 | $262,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 26,781 | $262,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 4,137 | $261,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 229,000 | $261,000 | thousands by filing date | principal |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,500 | $260,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,500 | $260,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 9,541 | $260,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 18,080 | $260,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 17,993 | $259,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 15,950 | $259,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 268,000 | $259,000 | thousands by filing date | principal |
| CLUBCORP HLDGS INC | 18948M108 | COM | 12,017 | $258,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 23,225 | $258,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 24,983 | $258,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 10,874 | $258,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 18,350 | $257,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 17,518 | $257,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 60,697 | $256,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 5,989 | $256,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 14,208 | $256,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 19,171 | $255,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 39,010 | $255,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 70,079 | $255,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 29,793 | $254,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 13,818 | $251,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 48,963 | $251,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 25,692 | $249,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 15,833 | $248,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 6,321 | $248,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 3,989 | $246,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 18,039 | $246,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 9,723 | $246,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 2,433 | $245,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 14,882 | $245,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 11,058 | $244,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 44,200 | $244,000 | thousands by filing date | put |
| WHITING PETE CORP NEW | 966387102 | COM | 16,000 | $244,000 | thousands by filing date | call |
| VITAL THERAPIES INC | 92847R104 | COM | 60,100 | $243,000 | thousands by filing date | put |
| CIRCOR INTL INC | 17273K109 | COM | 6,023 | $242,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 46,309 | $241,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 6,527 | $241,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 12,490 | $241,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 7,500 | $240,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 31,816 | $240,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 24,522 | $239,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 78,244 | $239,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 14,919 | $239,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 9,950 | $239,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 6,103 | $238,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,800 | $237,000 | thousands by filing date | call |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 16,302 | $237,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 14,500 | $237,000 | thousands by filing date | call |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 21,427 | $236,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 17,502 | $236,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 15,400 | $236,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 7,300 | $235,000 | thousands by filing date | call |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 9,363 | $235,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 6,509 | $235,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 25,087 | $234,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 28,513 | $234,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 15,914 | $233,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 6,842 | $232,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 12,531 | $231,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 4,000 | $230,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 11,434 | $229,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 28,702 | $229,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 11,378 | $229,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 13,873 | $229,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 110,419 | $229,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 31,947 | $228,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 7,743 | $228,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 13,462 | $228,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 17,532 | $228,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 6,860 | $227,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 3,600 | $227,000 | thousands by filing date | call |
| PMC-SIERRA INC | 69344F106 | COM | 33,581 | $227,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 19,333 | $227,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 16,070 | $226,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 252,000 | $226,000 | thousands by filing date | principal |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 4,250 | $225,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 3,000 | $225,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 8,874 | $225,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 15,978 | $224,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 16,285 | $224,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 32,258 | $224,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 21,529 | $223,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 10,000 | $223,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 5,970 | $223,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 6,965 | $222,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 258,508 | $222,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 9,865 | $221,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 11,196 | $221,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 50,460 | $221,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 4,595 | $220,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 18,416 | $220,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,000 | $219,000 | thousands by filing date | put |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 28,200 | $219,000 | thousands by filing date | call |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 19,308 | $219,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 24,153 | $218,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 2,952 | $218,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 8,619 | $218,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 9,317 | $217,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 3,178 | $216,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 26,313 | $216,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 99,277 | $216,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 37,485 | $216,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 10,568 | $215,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 21,410 | $215,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 22,862 | $215,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 8,739 | $214,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 14,908 | $214,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 17,000 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 7,909 | $213,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 248,000 | $213,000 | thousands by filing date | principal |
| COSAN LTD | G25343107 | SHS A | 73,356 | $212,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D399 | NT LKD 32 | 20,000 | $212,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 14,358 | $211,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 6,304 | $211,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 21,977 | $211,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 4,182 | $210,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 26,267 | $210,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 8,743 | $210,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 12,135 | $209,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 108,000 | $209,000 | thousands by filing date | principal |
| KEURIG GREEN MTN INC | 49271M100 | COM | 4,000 | $209,000 | thousands by filing date | put |
| GOLUB CAP BDC INC | 38173M102 | COM | 12,995 | $208,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 67,700 | $208,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 10,935 | $208,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 2,616 | $207,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 15,710 | $207,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 100,422 | $207,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 13,007 | $207,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 6,491 | $206,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 15,027 | $206,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 14,697 | $205,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 5,355 | $205,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 17,449 | $205,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 9,307 | $204,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 7,143 | $204,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 20,020 | $203,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 12,500 | $203,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 6,099 | $202,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 25,510 | $202,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 50,000 | $202,000 | thousands by filing date | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 33,069 | $201,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 74,206 | $201,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 19,479 | $201,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 128,293 | $201,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 225,000 | $201,000 | thousands by filing date | principal |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 15,020 | $200,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 70,900 | $200,000 | thousands by filing date | put |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 29,205 | $200,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q635 | STOXX EURO 600 | 8,630 | $200,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 800 | $199,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 12,009 | $199,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 12,668 | $199,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 20,000 | $198,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 6,000 | $197,000 | thousands by filing date | put |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 2,174 | $196,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 6,748 | $196,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 164,730 | $196,000 | thousands by filing date | principal |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 7,720 | $195,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 58,912 | $195,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 12,852 | $194,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 19,881 | $194,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 15,278 | $193,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 3,200 | $193,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 8,921 | $193,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 14,312 | $192,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 9,230 | $192,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 134,791 | $191,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 33,327 | $191,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 24,768 | $191,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 4,743 | $190,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 11,722 | $190,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 11,312 | $190,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 117,000 | $190,000 | thousands by filing date | principal |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 11,708 | $189,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 11,997 | $189,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 12,061 | $189,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 82,290 | $189,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 10,100 | $188,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 14,483 | $188,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 55,938 | $185,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 3,400 | $184,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 9,951 | $184,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 14,700 | $184,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 13,618 | $184,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 19,354 | $184,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 10,000 | $183,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 23,904 | $182,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 3,100 | $181,000 | thousands by filing date | call |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 23,874 | $181,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,900 | $179,000 | thousands by filing date | put |
| CAE INC COM | 124765108 | Stock | 16,755 | $179,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 19,725 | $179,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 4,950 | $179,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 59,489 | $178,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 13,354 | $178,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 18,471 | $177,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 10,075 | $177,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 14,971 | $177,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,094 | $176,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 7,692 | $176,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 4,076 | $176,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 24,734 | $176,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 5,563 | $175,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 13,904 | $175,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 13,390 | $175,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 11,688 | $175,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 12,033 | $175,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 287,072 | $174,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 2,855 | $174,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 95,279 | $174,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 5,398 | $174,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 16,200 | $174,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 20,462 | $174,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 26,750 | $173,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 6,408 | $172,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 11,794 | $172,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 17,003 | $172,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 12,544 | $171,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 25,130 | $171,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 9,789 | $171,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,000 | $170,000 | thousands by filing date | put |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 13,420 | $170,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 50,663 | $170,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 8,814 | $170,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 10,914 | $169,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 27,015 | $169,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 5,834 | $169,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 19,003 | $169,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 7,692 | $169,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 5,301 | $168,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 121,702 | $168,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 14,270 | $167,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 1,800 | $167,000 | thousands by filing date | put |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 15,724 | $167,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 7,817 | $167,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 13,008 | $166,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 268,334 | $166,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 51,900 | $166,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,400 | $165,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 10,318 | $165,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 29,900 | $165,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 10,667 | $165,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 16,375 | $165,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 4,771 | $164,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 3,505 | $164,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 12,116 | $164,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 40,000 | $164,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 2,755 | $164,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 6,351 | $164,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 4,243 | $163,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 4,400 | $162,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 2,800 | $162,000 | thousands by filing date | call |
| DHI GROUP INC | 23331S100 | COM | 22,130 | $162,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 40,200 | $162,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 22,648 | $162,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 6,000 | $162,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 2,790 | $160,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 6,332 | $159,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 9,012 | $159,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 42,963 | $158,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 9,297 | $158,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 4,411 | $158,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 5,000 | $158,000 | thousands by filing date | put |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 341,601 | $158,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 16,467 | $157,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 11,821 | $157,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 24,001 | $156,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 5,999 | $156,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 158,000 | $156,000 | thousands by filing date | principal |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 14,262 | $156,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 3,900 | $155,000 | thousands by filing date | put |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 7,284 | $155,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 25,867 | $155,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 6,208 | $155,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 201,028 | $155,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 3,900 | $154,000 | thousands by filing date | put |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 5,489 | $154,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K786 | DL RUSS BEAR 3X | 3,775 | $154,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 1,958 | $153,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 823 | $153,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 13,511 | $153,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 14,486 | $153,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 17,521 | $153,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 93,899 | $152,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 3,000 | $152,000 | thousands by filing date | call |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 27,225 | $152,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 28,720 | $152,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 26,662 | $152,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 5,401 | $151,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 13,633 | $151,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 4,908 | $150,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 16,832 | $150,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 53,834 | $149,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1,845 | $149,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 9,243 | $149,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 28,026 | $149,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 6,100 | $149,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 11,253 | $148,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 6,854 | $148,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 152,335 | $148,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 36,634 | $148,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 3,804 | $147,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 2,898 | $147,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 21,025 | $147,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041624 | this filing | 2015-11-16 | acceptance time not in the bulk data set |