13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 7,328 holding rows worth $402,198,383,000.
- Accession
- 0001140361-15-041624
- Filer
- CIK 70858
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 20,359 entries on the cover page, a total value of $402,198,383,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $402,198,383,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUTHWESTAIRLSCO | 844741108 | STOK | 70,000 | $2,663,000 | thousands by filing date | put |
| TRI CONTL CORP | 895436103 | COM | 136,340 | $2,658,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 208,346 | $2,656,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 72,555 | $2,654,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 215,762 | $2,652,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 113,191 | $2,650,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 55,541 | $2,649,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 142,232 | $2,648,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 55,699 | $2,643,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 52,100 | $2,640,000 | thousands by filing date | put |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 108,354 | $2,637,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 54,527 | $2,636,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 114,700 | $2,634,000 | thousands by filing date | call |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 109,330 | $2,632,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 160,147 | $2,631,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 176,279 | $2,630,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 55,903 | $2,630,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,029,976 | $2,626,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 521,359 | $2,622,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 110,033 | $2,612,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 185,400 | $2,612,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 113,800 | $2,611,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 48,739 | $2,610,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 113,985 | $2,609,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 104,226 | $2,607,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 112,008 | $2,594,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 113,845 | $2,594,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 200,000 | $2,585,000 | thousands by filing date | put |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 198,077 | $2,584,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 44,400 | $2,581,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 50,000 | $2,580,000 | thousands by filing date | call |
| BROADCOM CORP | 111320107 | CL A | 50,000 | $2,572,000 | thousands by filing date | call |
| WAGEWORKS INC | 930427109 | COM | 57,060 | $2,572,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 113,888 | $2,572,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 49,900 | $2,566,000 | thousands by filing date | put |
| U S SILICA HLDGS INC | 90346E103 | COM | 182,000 | $2,564,000 | thousands by filing date | put |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 165,840 | $2,561,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 191,149 | $2,561,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 168,098 | $2,557,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 202,851 | $2,554,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 39,200 | $2,552,000 | thousands by filing date | put |
| MARTEN TRANSPORT LTD | 573075108 | COM | 157,844 | $2,552,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 12,300 | $2,550,000 | thousands by filing date | call |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 2,318,000 | $2,543,000 | thousands by filing date | principal |
| INSULET CORP COM | 45784P101 | Stock | 98,136 | $2,542,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 150,000 | $2,535,000 | thousands by filing date | put |
| ALERE INC | 01449J105 | COM | 52,580 | $2,532,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 43,800 | $2,531,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 212,210 | $2,526,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 70,780 | $2,525,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 210,518 | $2,524,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 63,570 | $2,521,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 37,249 | $2,515,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 85,203 | $2,513,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 100,000 | $2,512,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 167,423 | $2,511,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 113,301 | $2,510,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 83,435 | $2,503,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 115,880 | $2,501,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 112,058 | $2,497,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 140,926 | $2,494,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 113,846 | $2,494,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 98,089 | $2,490,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 157,216 | $2,488,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 91,488 | $2,488,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 2,250,000 | $2,486,000 | thousands by filing date | principal |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 81,184 | $2,482,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 147,594 | $2,479,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 204,248 | $2,479,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 81,454 | $2,477,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 185,649 | $2,476,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 117,907 | $2,473,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 94,063 | $2,470,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 3,044,000 | $2,466,000 | thousands by filing date | principal |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 60,000 | $2,464,000 | thousands by filing date | put |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 52,194 | $2,462,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 24,535 | $2,459,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 1,198,922 | $2,458,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 252,500 | $2,457,000 | thousands by filing date | put |
| DIODES INC COM | 254543101 | Stock | 114,850 | $2,455,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 306,367 | $2,445,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 75,262 | $2,444,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 136,119 | $2,441,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 281,468 | $2,438,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 97,737 | $2,431,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 44,423 | $2,426,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 48,611 | $2,412,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 26,300 | $2,411,000 | thousands by filing date | put |
| CHART INDS INC | 16115Q308 | COM | 125,229 | $2,406,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 412,867 | $2,402,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 75,000 | $2,399,000 | thousands by filing date | call |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 172,743 | $2,397,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 190,800 | $2,389,000 | thousands by filing date | put |
| NEWS CORP NEW | 65249B208 | CL B | 186,356 | $2,388,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 17,800 | $2,387,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 17,800 | $2,387,000 | thousands by filing date | call |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 105,990 | $2,384,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 27,100 | $2,376,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 42,516 | $2,371,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 30,958 | $2,370,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 150,937 | $2,368,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 28,400 | $2,367,000 | thousands by filing date | call |
| TRANSUNION COM | 89400J107 | Stock | 94,151 | $2,366,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 162,833 | $2,360,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 72,493 | $2,354,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 260,900 | $2,351,000 | thousands by filing date | put |
| ALKERMES PLC | G01767105 | SHS | 40,000 | $2,347,000 | thousands by filing date | call |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 325,999 | $2,347,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 50,000 | $2,344,000 | thousands by filing date | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 29,113 | $2,340,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 176,725 | $2,338,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 90,000 | $2,337,000 | thousands by filing date | call |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 100,602 | $2,336,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 24,800 | $2,334,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 662,995 | $2,334,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 46,605 | $2,329,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 201,222 | $2,326,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 155,777 | $2,321,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 116,927 | $2,319,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 132,993 | $2,318,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 168,913 | $2,316,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 106,440 | $2,315,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 24,875 | $2,314,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 33,209 | $2,314,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 201,648 | $2,313,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 67,503 | $2,312,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 414,066 | $2,311,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 48,359 | $2,310,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 58,216 | $2,310,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 229,620 | $2,308,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 378,295 | $2,308,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 462,112 | $2,306,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 35,389 | $2,303,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 116,502 | $2,301,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 5,000 | $2,298,000 | thousands by filing date | call |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 172,362 | $2,292,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 12,600 | $2,291,000 | thousands by filing date | call |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 180,510 | $2,284,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 25,500 | $2,282,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 711,420 | $2,276,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 55,844 | $2,276,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 200,367 | $2,274,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 1,945,000 | $2,271,000 | thousands by filing date | principal |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 152,177 | $2,268,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 36,200 | $2,266,000 | thousands by filing date | put |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 354,812 | $2,260,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 300,695 | $2,255,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 274,340 | $2,255,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 38,948 | $2,253,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 62,315 | $2,253,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 988,118 | $2,253,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 89,085 | $2,252,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 21,035 | $2,251,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 157,889 | $2,250,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 212,456 | $2,250,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 54,779 | $2,249,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 692,000 | $2,249,000 | thousands by filing date | put |
| QORVO INC COM | 74736K101 | Stock | 49,900 | $2,248,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 56,649 | $2,247,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 56,805 | $2,243,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 108,973 | $2,242,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 87,509 | $2,240,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 139,858 | $2,238,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 29,960 | $2,233,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 25,000 | $2,233,000 | thousands by filing date | put |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 50,822 | $2,230,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 158,831 | $2,230,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 116,680 | $2,229,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 2,446,638 | $2,226,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 197,543 | $2,220,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 98,025 | $2,215,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 290,867 | $2,210,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 94,387 | $2,209,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 86,542 | $2,208,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 2,356,000 | $2,208,000 | thousands by filing date | principal |
| PPL CORP COM | 69351T106 | Stock | 67,100 | $2,207,000 | thousands by filing date | call |
| WESTERN REFNG INC | 959319104 | COM | 50,000 | $2,206,000 | thousands by filing date | call |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 2,162,000 | $2,205,000 | thousands by filing date | principal |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 126,757 | $2,203,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 429,506 | $2,203,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 60,300 | $2,198,000 | thousands by filing date | call |
| HNI CORP COM | 404251100 | Stock | 51,138 | $2,194,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 75,662 | $2,193,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 81,000 | $2,187,000 | thousands by filing date | put |
| CONSOLIDATED EDISON INC | 209115104 | COM | 32,700 | $2,186,000 | thousands by filing date | call |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 131,840 | $2,186,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 44,495 | $2,185,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 479,835 | $2,183,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 306,049 | $2,182,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 1,668,000 | $2,174,000 | thousands by filing date | principal |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 158,960 | $2,173,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 83,786 | $2,172,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 347,383 | $2,172,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 91,382 | $2,171,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 75,000 | $2,170,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 238,164 | $2,162,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 117,247 | $2,157,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 185,733 | $2,155,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 30,600 | $2,154,000 | thousands by filing date | call |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 126,152 | $2,151,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 223,716 | $2,150,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 115,058 | $2,148,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 110,256 | $2,146,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 53,896 | $2,146,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 704,657 | $2,142,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 145,776 | $2,139,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 101,036 | $2,138,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 1,836,000 | $2,136,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 48,985 | $2,133,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 217,600 | $2,130,000 | thousands by filing date | call |
| CHURCHILL DOWNS INC | 171484108 | COM | 15,914 | $2,129,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 2,218,000 | $2,129,000 | thousands by filing date | principal |
| KLA CORP | 482480100 | COM | 42,500 | $2,125,000 | thousands by filing date | call |
| SAUL CTRS INC COM | 804395101 | REIT | 41,071 | $2,125,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 23,328 | $2,125,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 93,885 | $2,124,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 49,005 | $2,124,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 275,399 | $2,123,000 | thousands by filing date | |
| PROSHARES TR | 74347B649 | ULTSHT HMEBUIL | 100,000 | $2,121,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 2,463,500 | $2,118,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 150,624 | $2,114,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 134,667 | $2,112,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 30,000 | $2,112,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 2,658,000 | $2,112,000 | thousands by filing date | principal |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 110,445 | $2,109,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 23,891 | $2,108,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 468,497 | $2,108,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 42,385 | $2,107,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 40,000 | $2,106,000 | thousands by filing date | put |
| VCA ANTECH INC | 918194101 | COM | 40,000 | $2,106,000 | thousands by filing date | call |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 24,951 | $2,103,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 46,900 | $2,101,000 | thousands by filing date | put |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 302,107 | $2,100,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 47,667 | $2,098,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 56,650 | $2,096,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 166,488 | $2,094,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 377,434 | $2,091,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 51,345 | $2,090,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 154,100 | $2,087,000 | thousands by filing date | put |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 1,395,000 | $2,086,000 | thousands by filing date | principal |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 41,421 | $2,083,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 29,600 | $2,083,000 | thousands by filing date | put |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,892,000 | $2,081,000 | thousands by filing date | principal |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 88,567 | $2,080,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 130,064 | $2,080,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 76,982 | $2,079,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 121,000 | $2,079,000 | thousands by filing date | put |
| CATHAY GEN BANCORP | 149150104 | COM | 69,310 | $2,076,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 91,000 | $2,070,000 | thousands by filing date | put |
| MEDIVATION INC | 58501N101 | COM | 48,600 | $2,066,000 | thousands by filing date | call |
| ATWOOD OCEANICS INC | 050095108 | COM | 139,400 | $2,065,000 | thousands by filing date | call |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 2,339,000 | $2,064,000 | thousands by filing date | principal |
| PARTY CITY HOLDCO INC | 702149105 | COM | 129,025 | $2,061,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 84,302 | $2,056,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 22,700 | $2,046,000 | thousands by filing date | put |
| SANDERSON FARMS | 800013104 | COM | 29,826 | $2,045,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 22,268 | $2,042,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 132,986 | $2,039,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 101,458 | $2,038,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 82,500 | $2,036,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 87,519 | $2,033,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 155,028 | $2,031,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 326,458 | $2,028,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 114,525 | $2,019,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 25,000 | $2,019,000 | thousands by filing date | put |
| STEPAN CO | 858586100 | COM | 48,456 | $2,015,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 193,282 | $2,014,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 300,000 | $2,013,000 | thousands by filing date | call |
| SMART & FINAL STORES INC | 83190B101 | COM | 128,148 | $2,013,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 145,011 | $2,012,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 79,122 | $2,009,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 308,747 | $2,004,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 204,355 | $2,003,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 125,500 | $1,996,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 620,000 | $1,996,000 | thousands by filing date | call |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 143,900 | $1,996,000 | thousands by filing date | put |
| RUCKUS WIRELESS INC | 781220108 | COM | 167,157 | $1,985,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 28,405 | $1,984,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 2,185,000 | $1,982,000 | thousands by filing date | principal |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 252,007 | $1,981,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 223,294 | $1,979,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 56,942 | $1,973,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 22,303 | $1,972,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 169,694 | $1,970,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 128,456 | $1,968,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 101,900 | $1,967,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 49,000 | $1,966,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 1,948,000 | $1,964,000 | thousands by filing date | principal |
| SKYWEST INC COM | 830879102 | Stock | 117,680 | $1,963,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 88,311 | $1,956,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 163,332 | $1,953,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 115,006 | $1,950,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 48,574 | $1,948,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 147,265 | $1,948,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 29,252 | $1,947,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 25,200 | $1,946,000 | thousands by filing date | call |
| SEMGROUP CORP | 81663A105 | CL A | 45,000 | $1,946,000 | thousands by filing date | put |
| VERITIV CORP | 923454102 | COM | 52,126 | $1,941,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 98,896 | $1,939,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 3,110,000 | $1,939,000 | thousands by filing date | principal |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 36,252 | $1,934,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 133,813 | $1,934,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 65,133 | $1,931,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 47,708 | $1,929,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 27,000 | $1,928,000 | thousands by filing date | call |
| MERCADOLIBREINC | 58733R102 | STOK | 21,100 | $1,921,000 | thousands by filing date | call |
| TENNANT CO | 880345103 | COM | 34,185 | $1,920,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 192,126 | $1,920,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 87,326 | $1,920,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 23,300 | $1,918,000 | thousands by filing date | call |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 50,000 | $1,917,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914109 | COM | 300,000 | $1,917,000 | thousands by filing date | put |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 132,452 | $1,917,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 270,599 | $1,916,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 40,975 | $1,914,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 116,123 | $1,914,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 91,743 | $1,912,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 51,394 | $1,911,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 35,933 | $1,909,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 1,782,000 | $1,907,000 | thousands by filing date | principal |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 86,695 | $1,903,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 56,475 | $1,903,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 57,990 | $1,902,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 110,406 | $1,898,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 123,463 | $1,897,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 90,000 | $1,895,000 | thousands by filing date | put |
| SUNEDISON INC | 86732Y109 | COM | 262,400 | $1,884,000 | thousands by filing date | call |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 100,054 | $1,878,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 204,450 | $1,876,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 117,038 | $1,871,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 50,114 | $1,869,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 90,000 | $1,865,000 | thousands by filing date | call |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 24,120 | $1,862,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 12,500 | $1,861,000 | thousands by filing date | put |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 122,139 | $1,860,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 314,723 | $1,860,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 106,583 | $1,856,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 139,926 | $1,855,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 175,755 | $1,854,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 115,847 | $1,853,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 150,000 | $1,853,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 15,200 | $1,849,000 | thousands by filing date | call |
| MERIT MED SYS INC COM | 589889104 | Stock | 77,261 | $1,847,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 25,300 | $1,841,000 | thousands by filing date | call |
| CAVIUM INC | 14964U108 | COM | 30,000 | $1,841,000 | thousands by filing date | call |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 45,872 | $1,840,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 87,628 | $1,840,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 284,200 | $1,839,000 | thousands by filing date | put |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 74,884 | $1,839,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 10,000 | $1,837,000 | thousands by filing date | put |
| STRATASYS LTD | M85548101 | SHS | 69,200 | $1,833,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 72,940 | $1,832,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 78,628 | $1,832,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 46,874 | $1,831,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 189,700 | $1,831,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 140,600 | $1,829,000 | thousands by filing date | put |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 97,432 | $1,829,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 138,343 | $1,829,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 1,956,000 | $1,829,000 | thousands by filing date | principal |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 60,423 | $1,826,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 75,886 | $1,824,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 1,220,000 | $1,819,000 | thousands by filing date | principal |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 92,643 | $1,818,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 130,949 | $1,814,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 461,121 | $1,812,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 71,586 | $1,812,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 111,217 | $1,811,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 67,035 | $1,808,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 77,162 | $1,806,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 60,000 | $1,802,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 47,661 | $1,801,000 | thousands by filing date | |
| AVOLON HLDGS LTD | G52237107 | COM | 59,148 | $1,800,000 | thousands by filing date | |
| PROSHARES TR | 74347B656 | ULT HOMEBUILDS | 100,000 | $1,800,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 306,320 | $1,799,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 1,436,000 | $1,796,000 | thousands by filing date | principal |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 56,778 | $1,795,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 65,845 | $1,794,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 26,400 | $1,789,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 241,060 | $1,789,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 64,624 | $1,784,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 72,200 | $1,780,000 | thousands by filing date | put |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 96,290 | $1,773,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 15,000 | $1,765,000 | thousands by filing date | put |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 132,694 | $1,763,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 134,505 | $1,763,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 67,714 | $1,761,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 31,500 | $1,760,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 1,022,700 | $1,759,000 | thousands by filing date | put |
| WABASH NATL CORP | 929566AH0 | CNV | 1,571,000 | $1,759,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 1,525,000 | $1,754,000 | thousands by filing date | principal |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 72,051 | $1,744,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 41,025 | $1,743,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 36,896 | $1,743,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 157,746 | $1,739,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 720,300 | $1,736,000 | thousands by filing date | call |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 100,201 | $1,735,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 62,160 | $1,733,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 258,695 | $1,733,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 310,394 | $1,732,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 38,628 | $1,731,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 45,100 | $1,725,000 | thousands by filing date | call |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 90,000 | $1,721,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 163,303 | $1,720,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 210,359 | $1,717,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 91,909 | $1,715,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 35,253 | $1,712,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 139,649 | $1,705,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 36,472 | $1,703,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 99,695 | $1,702,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 23,800 | $1,700,000 | thousands by filing date | put |
| KITE PHARMA INC | 49803L109 | COM | 30,541 | $1,700,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 148,290 | $1,700,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 106,289 | $1,691,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 46,074 | $1,683,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 165,076 | $1,682,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 21,961 | $1,680,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 688,292 | $1,679,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 23,469 | $1,678,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 97,788 | $1,677,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 15,381 | $1,677,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 25,000 | $1,671,000 | thousands by filing date | put |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 64,997 | $1,671,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 1,752,000 | $1,671,000 | thousands by filing date | principal |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 24,000 | $1,668,000 | thousands by filing date | call |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 63,423 | $1,663,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,300 | $1,657,000 | thousands by filing date | call |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 40,836 | $1,657,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 27,646 | $1,656,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 15,059 | $1,656,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 40,200 | $1,655,000 | thousands by filing date | put |
| ASSOCIATED BANC-CORP | 045487105 | COM | 92,109 | $1,655,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 308,024 | $1,655,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 279,795 | $1,654,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 1,817,000 | $1,653,000 | thousands by filing date | principal |
| BAXTER INTL INC | 071813109 | COM | 50,300 | $1,652,000 | thousands by filing date | call |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 1,712,000 | $1,652,000 | thousands by filing date | principal |
| OIL STS INTL INC | 678026105 | COM | 63,082 | $1,648,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 63,919 | $1,647,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 56,432 | $1,645,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 114,037 | $1,644,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 212,898 | $1,641,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 32,402 | $1,640,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 2,063,000 | $1,640,000 | thousands by filing date | principal |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 110,305 | $1,636,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 62,672 | $1,635,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 48,915 | $1,634,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 36,800 | $1,632,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672106 | COM | 133,009 | $1,629,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 665,400 | $1,624,000 | thousands by filing date | call |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 56,499 | $1,624,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 136,897 | $1,622,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 100,865 | $1,622,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 27,062 | $1,618,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 80,800 | $1,609,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 14,000 | $1,606,000 | thousands by filing date | call |
| CHEMOURS CO COM | 163851108 | Stock | 248,100 | $1,605,000 | thousands by filing date | call |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 114,778 | $1,603,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 97,324 | $1,603,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 70,090 | $1,602,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 130,990 | $1,599,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 53,586 | $1,597,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 114,667 | $1,593,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 1,867,000 | $1,592,000 | thousands by filing date | principal |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 21,100 | $1,590,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 33,422 | $1,585,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 55,150 | $1,585,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 50,300 | $1,585,000 | thousands by filing date | call |
| CYS INVTS INC | 12673A108 | COM | 218,049 | $1,583,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 588,125 | $1,582,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 52,000 | $1,580,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 15,000 | $1,580,000 | thousands by filing date | call |
| HESKA CORP | 42805E306 | COM | 51,766 | $1,578,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 940,000 | $1,576,000 | thousands by filing date | principal |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 25,075 | $1,575,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 52,982 | $1,575,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 65,807 | $1,575,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 59,340 | $1,574,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 32,055 | $1,570,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 689,899 | $1,566,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 54,942 | $1,563,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 44,753 | $1,557,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 38,239 | $1,556,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 128,202 | $1,555,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 54,474 | $1,551,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 30,131 | $1,545,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 2,284,813 | $1,545,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 251,095 | $1,544,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 482,573 | $1,544,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 218,435 | $1,544,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 38,188 | $1,543,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 464,310 | $1,541,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 67,444 | $1,539,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 112,434 | $1,537,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 82,995 | $1,536,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 92,000 | $1,536,000 | thousands by filing date | call |
| CASELLA WASTE SYS INC | 147448104 | CL A | 264,586 | $1,535,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 77,249 | $1,535,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 37,300 | $1,532,000 | thousands by filing date | call |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 123,824 | $1,526,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 88,943 | $1,525,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041624 | this filing | 2015-11-16 | acceptance time not in the bulk data set |