13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 7,328 holding rows worth $402,198,383,000.
- Accession
- 0001140361-15-041624
- Filer
- CIK 70858
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 20,359 entries on the cover page, a total value of $402,198,383,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $402,198,383,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERPHASE CORP | 460593106 | COM | 10,000 | $2,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 54 | $2,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 200 | $2,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 2,000 | $2,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 400 | $2,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 500 | $2,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 78 | $2,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 1,500 | $2,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 200 | $2,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 9,429 | $2,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 2,000 | $2,000 | thousands by filing date | principal |
| Alcobra Ltd | M2239P109 | SHS | 400 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 97 | $2,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 500 | $2,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 141 | $2,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 100 | $2,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 441 | $2,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F203 | COM NEW | 905 | $2,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 400 | $2,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 200 | $2,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 679 | $2,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 679 | $2,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 405 | $2,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 118 | $2,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 2,000 | $2,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y608 | GURU ACTS ETF | 200 | $2,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 6,000 | $2,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 89 | $1,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 57 | $1,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 60 | $1,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 3,800 | $1,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 67 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 288 | $1,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 50 | $1,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 132 | $1,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 55 | $1,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 111 | $1,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 70 | $1,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 159 | $1,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 12 | $1,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 306 | $1,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 138 | $1,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 3,000 | $1,000 | thousands by filing date | call |
| CAI INTERNATIONAL INC | 12477X106 | COM | 142 | $1,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 32 | $1,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 840 | $1,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 425 | $1,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 300 | $1,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 497 | $1,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 166 | $1,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 500 | $1,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 240 | $1,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 207 | $1,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 20 | $1,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 29 | $1,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 41 | $1,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 38 | $1,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 186 | $1,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 2,000 | $1,000 | thousands by filing date | call |
| POZEN INC | 73941U102 | COMMON STOCK | 103 | $1,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 48 | $1,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 75 | $1,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 40 | $1,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 6,461 | $1,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 730 | $1,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 133 | $1,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 5,200 | $1,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 55 | $1,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 1,800 | $1,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 102 | $1,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 1,000 | $1,000 | thousands by filing date | principal |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 106 | $1,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 4,000 | $1,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 733 | $1,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 500 | $1,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 1,023 | $1,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 287 | $1,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 69 | $1,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 74 | $1,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 789 | $1,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 200 | $1,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 1,023 | $1,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 767 | $1,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 127 | $1,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 4,599 | $1,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 175 | $1,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 269 | $1,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 48 | $1,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 576 | $1,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 210 | $1,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 805 | $1,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 5,000 | $1,000 | thousands by filing date | put |
| PARKERVISION INC | 701354102 | COM | 5,000 | $1,000 | thousands by filing date | call |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 17 | $1,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 40 | $1,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1,050 | $1,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 231 | $1,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 314 | $1,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 13 | $1,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 66 | $1,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 2,400 | $1,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 538 | $1,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 471 | $1,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 1,000 | $1,000 | thousands by filing date | principal |
| SKULLCANDY INC | 83083J104 | COM | 152 | $1,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 200 | $1,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 1,900 | $1,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 1,000 | $1,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 7,000 | $1,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 1,000 | $1,000 | thousands by filing date | principal |
| BANK OF AMERICA CORP | 060505153 | CMN | 5,000 | $1,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 497 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 126 | $1,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 500 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 70 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 50 | $1,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 100 | $1,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 49 | $1,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 13 | $1,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 95 | $1,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 97 | $1,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q114 | *W EXP 05/09/201 | 556 | $1,000 | thousands by filing date | |
| Birner Dental Management | 091283200 | COM NEW | 42 | $1,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 500 | $1,000 | thousands by filing date | |
| MEDICIS PHARMACEUTICAL | 584690AC5 | NOTE 1.375% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 103 | $1,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 110 | $1,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 294 | $1,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,038 | $1,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 441 | $1,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 1,361 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 147,949 | $1,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 594 | $1,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 67 | $1,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 250 | $1,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 150 | $1,000 | thousands by filing date | |
| ZAZA ENERGY CORP - NEW | 98919T407 | COM | 4,100 | $1,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 130 | $1,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 48 | $1,000 | thousands by filing date | |
| TIMBERLINE RES CORP COM NEW | 887133205 | Equities | 2,782 | $1,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 116 | $1,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 80 | $1,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 24 | $1,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 300 | $1,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 1,000 | $1,000 | thousands by filing date | principal |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 80 | $1,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 60 | $1,000 | thousands by filing date | |
| CERES INC | 156773400 | COM NEW | 625 | $1,000 | thousands by filing date | |
| HOMEAWAY INC | 43739QAB6 | NOTE 0.125 4/0 | 1,000 | $1,000 | thousands by filing date | principal |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 100 | $1,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 122 | $1,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| PRESS GANEY HOL | 74113L102 | Common Stock | 35 | $1,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 350 | $1,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 402 | $1,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 53 | $1,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 430 | $1,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 200 | $1,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 1,778 | $1,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 33 | $1,000 | thousands by filing date | |
| VIRTUALSCOPICS INC | 928269208 | COM NEW | 500 | $1,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 500 | $1,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMTEK LTD ORD | M20791105 | Stock | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORKIVA INC COM CL A | 98139A105 | Stock | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERACYTE INC COM | 92337F107 | Stock | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 434 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEMAITRE VASCULAR INC | 525558201 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VERICEL CORP | 92346J108 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NV5 HOLDINGS, INC | 62945V109 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 208 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIANT LOGISTICS INC | 75025X100 | COM | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUTERA INC | 232109108 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIENT INC | 019330109 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXT INC | 00246W103 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCALADE INC | 296056104 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDERON IRON ORE CORP | 01434T100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESTINATION XL GROUP INC | 25065K104 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| READING INTL INC | 755408101 | CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 290 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XBIOTECH INC | 98400H102 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DATALINK CORP | 237934104 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 820 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFIMED N V | N01045108 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFIRE ENERGY INC | 74316X101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Transition Therapeutics, Inc. | 893716209 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMULUS MEDIA INC | 231082108 | CL A | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 203 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 121 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARIN SOFTWARE INC | 56804T106 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 1,068 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADISYS CORP | 750459109 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Castle Brands Inc | 148435100 | COM | 241 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,220 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDICA INC | 14141R101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOVIE MEDICAL CORP | 10211F100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORPBANCA | 21987A209 | SPONSORED ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDFIELD CORP | 381370105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FX ENERGY INC | 302695101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIFC CORP | 12547R105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358301 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENGLOBAL CORP | 293306106 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCLARO INC | 67555N206 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WARREN RESOURCES INC | 93564A100 | COM | 938 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALIMERA SCIENCES INC | 016259103 | COM | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYSTEMAX INC | 871851101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIODEL INC | 09064M204 | COM | 742 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHELON CORP | 27874N105 | COM | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 1,009 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CGG SPONS ADR | 12531Q105 | ADR | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 263 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXIGENE INC | 691828404 | COM PAR$.001 | 452 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 1,595 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A309 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSCAPE INC | 37940G109 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILLION INC | 92407M206 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NET ELEMENT INTL INC | 64111R102 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBIC INC | 90346V105 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCK CREEK PHARMA XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/23 | 772081204 | COMMON STOCK | 580 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TAX INC | 53128T102 | CL A | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amedica Corporation | 023435100 | COM | 1,086 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MELA SCIENCES INC | 55277R308 | COM NEW | 680 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATYR PHARMA INC | 002120103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGNYTA INC | 451731103 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 227 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW HOME CO INC COM | 645370107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BENITEC BIOPHARMA LTD | 082053117 | *W EXP 08/14/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 2,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Emerald Oil Inc | 29101U407 | Common Stock | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 560 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APIGEE CORP COM | 03765N108 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 845 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FENIX PTS INC | 31446L100 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDSTATES PETROLEUM CO INC | 59804T308 | COMMON | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKYLINE MED INC | 83084T309 | COM NEW | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 416 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Carbylan Therapeutics Inc. | 141384107 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYS INC | 24661P401 | Cmn | 614 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLADON CORP | 15117E107 | Cmn | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAPOR CORP DEL | 922099304 | Cmn | 1,209 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARNERO GROUP ACQUISITION CO | G5866L132 | RIGHT 06/25/2016 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODE REBEL CORP | 19200J106 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRAGONWAVE INC | 26144M129 | *W EXP 08/01/201 | 799 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOP SHIPS INC | Y8897Y149 | SHS NEW 2014 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT SOLAR TECHNOLOGIES IN | 043635309 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXION PWR INTL INC | 05460X307 | COM PAR $0.001 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CESCA THERAPEUTICS INC | 157131103 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNGY MOBILE LTD | 86737M100 | ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEREOTAXIS INC | 85916J128 | *W EXP 09/30/201 | 2,520 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATRM HLDGS INC | 04964A103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGA EMERGING GLOBAL SHS TR | 268461365 | BLUE CHIP ETF | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041624 | this filing | 2015-11-16 | acceptance time not in the bulk data set |