13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 7,328 holding rows worth $402,198,383,000.
- Accession
- 0001140361-15-041624
- Filer
- CIK 70858
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 20,359 entries on the cover page, a total value of $402,198,383,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $402,198,383,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FERRO CORP | 315405100 | COM | 13,480 | $147,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 10,558 | $147,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 11,045 | $147,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 79,758 | $147,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 9,353 | $146,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 9,923 | $146,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 9,213 | $146,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 9,545 | $146,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 4,905 | $145,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 1,510 | $145,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 19,970 | $144,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 6,754 | $144,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 5,669 | $144,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 11,079 | $144,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,300 | $143,000 | thousands by filing date | put |
| UNION BANKSHARES CORP | 90539J109 | COM | 5,861 | $141,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 5,030 | $141,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 20,912 | $141,000 | thousands by filing date | |
| ISHARES B-CA | 46432F404 | COM | 3,127 | $141,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 6,825 | $141,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 161,314 | $140,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 8,348 | $139,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 24,070 | $139,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 126,600 | $139,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 5,864 | $139,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 5,333 | $138,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 12,562 | $138,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 10,610 | $138,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 5,327 | $136,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 15,929 | $136,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 698 | $135,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 9,432 | $135,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 28,918 | $134,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 29,323 | $134,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 5,271 | $133,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 4,600 | $133,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 6,774 | $132,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 15,443 | $132,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 26,862 | $132,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 62,950 | $132,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 143,863 | $132,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 8,199 | $132,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 7,708 | $132,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 5,252 | $132,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 7,335 | $131,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 10,812 | $131,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 115,182 | $131,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 10,892 | $131,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 3,125 | $131,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,437 | $130,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 10,228 | $130,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 9,140 | $130,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 28,323 | $130,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 3,438 | $130,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 48,593 | $130,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 18,570 | $130,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 27,824 | $129,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 10,400 | $129,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 14,687 | $128,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 8,393 | $128,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 20,000 | $128,000 | thousands by filing date | put |
| RETROPHIN INC | 761299106 | COM | 6,286 | $128,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 19,989 | $128,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 9,919 | $127,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 21,496 | $127,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 372,920 | $127,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 54,630 | $127,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 2,739 | $127,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 20,247 | $127,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 37,087 | $127,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 5,597 | $127,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 4,726 | $126,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 8,995 | $126,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 6,528 | $126,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 70,000 | $126,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 5,372 | $126,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 8,803 | $125,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 25,780 | $125,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 50,000 | $125,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 10,000 | $125,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 5,990 | $124,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 17,252 | $124,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 11,552 | $124,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 3,900 | $124,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 4,971 | $123,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 10,830 | $123,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 7,895 | $123,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 8,472 | $123,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 12,428 | $122,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 22,696 | $122,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 3,404 | $122,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 19,871 | $122,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 6,461 | $122,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 130,000 | $122,000 | thousands by filing date | principal |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 13,994 | $122,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 35,513 | $120,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 273,906 | $120,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 6,024 | $119,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 11,905 | $119,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 27,179 | $119,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 14,819 | $119,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 5,991 | $119,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 19,112 | $119,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 19,082 | $118,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 10,077 | $118,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 20,203 | $118,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 6,626 | $117,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 5,226 | $117,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 8,500 | $116,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 1,943 | $116,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 2,116 | $116,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 5,672 | $116,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 3,200 | $115,000 | thousands by filing date | put |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 6,681 | $115,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 11,516 | $114,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 42,500 | $114,000 | thousands by filing date | put |
| SIENTRA INC | 82621J105 | COM | 11,212 | $114,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 8,277 | $114,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 8,801 | $113,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 6,959 | $113,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 4,975 | $113,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 9,273 | $112,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 11,557 | $112,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 4,000 | $112,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 4,573 | $111,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,375 | $111,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 104,187 | $111,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 14,388 | $111,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 121,000 | $111,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551100 | COM | 8,092 | $110,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 11,236 | $110,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 74,970 | $110,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 4,305 | $110,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 9,124 | $109,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 17,605 | $109,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 6,006 | $109,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 9,410 | $109,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 4,011 | $108,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 6,987 | $108,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 60,741 | $108,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 7,485 | $107,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 3,010 | $107,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 482 | $107,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 8,050 | $107,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 13,476 | $106,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 17,000 | $106,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 20,538 | $106,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 17,722 | $106,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 9,242 | $106,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 288 | $106,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 58,058 | $106,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 5,957 | $105,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 16,219 | $105,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 20,650 | $105,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 3,554 | $105,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 16,057 | $105,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 39,997 | $104,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 3,163 | $103,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 12,904 | $103,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,900 | $102,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 4,678 | $102,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 8,366 | $102,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 9,780 | $101,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 1,908 | $101,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 18,145 | $100,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 19,229 | $100,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 6,144 | $100,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 2,700 | $100,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 116,000 | $100,000 | thousands by filing date | principal |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 99,000 | $100,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,783 | $99,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 50,000 | $99,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,000 | $99,000 | thousands by filing date | put |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 15,596 | $99,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 10,571 | $99,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 10,889 | $99,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 9,106 | $98,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 14,055 | $98,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 6,525 | $98,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 21,391 | $98,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 2,690 | $98,000 | thousands by filing date | |
| Janus Velocity Tail Risk Hdgd Lg Cp ETF | 00162Q817 | com | 3,644 | $98,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 8,182 | $97,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 3,000 | $96,000 | thousands by filing date | call |
| MERGE HEALTHCARE INC | 589499102 | COM | 13,446 | $96,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 37,724 | $96,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 16,479 | $96,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 10,071 | $95,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 6,867 | $95,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 4,385 | $95,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X186 | EURO STOXX 50 | 2,800 | $95,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 4,206 | $94,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 8,150 | $94,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 9,112 | $94,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,400 | $93,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 4,138 | $93,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 12,829 | $93,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 15,000 | $92,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 486,619 | $92,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 30,827 | $92,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 1,720 | $92,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 1,199 | $91,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 4,175 | $91,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 7,495 | $91,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 13,949 | $91,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 6,750 | $91,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 15,510 | $91,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 6,145 | $91,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 9,206 | $91,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 7,250 | $90,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 11,940 | $90,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 7,260 | $90,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 5,146 | $90,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 7,813 | $90,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 2,800 | $89,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 9,550 | $89,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 2,700 | $89,000 | thousands by filing date | put |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 11,387 | $89,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 12,695 | $89,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 25,918 | $89,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 2,433 | $89,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 4,938 | $89,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 11,281 | $89,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 48,082 | $88,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 197,476 | $88,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 7,680 | $88,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 57,000 | $88,000 | thousands by filing date | principal |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 5,014 | $87,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 6,965 | $87,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 10,151 | $87,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 19,236 | $87,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 1,908 | $87,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,430 | $87,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 4,285 | $86,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 5,206 | $86,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 3,855 | $86,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,878 | $85,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 920 | $85,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 8,372 | $85,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 11,044 | $85,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 33,500 | $85,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 787 | $85,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 5,886 | $84,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 3,944 | $84,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 15,078 | $84,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 3,608 | $84,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 47,873 | $84,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 5,250 | $84,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 68,175 | $84,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 3,000 | $83,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 4,000 | $82,000 | thousands by filing date | put |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 6,985 | $82,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 5,500 | $82,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 8,962 | $82,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 3,215 | $82,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 3,224 | $82,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 5,626 | $81,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 9,048 | $81,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 3,210 | $81,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 63,679 | $81,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 3,619 | $81,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 150,000 | $80,000 | thousands by filing date | call |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 9,416 | $80,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 4,600 | $80,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 12,287 | $80,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 2,100 | $79,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 21,000 | $79,000 | thousands by filing date | call |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 6,370 | $79,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2,464 | $79,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 4,831 | $78,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,500 | $78,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 1,395 | $78,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 7,354 | $78,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 41,678 | $78,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 3,926 | $78,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 4,520 | $78,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 3,027 | $78,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 3,413 | $78,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 9,024 | $78,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,767 | $77,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 3,350 | $77,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 5,334 | $77,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 4,207 | $77,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 8,900 | $76,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 6,363 | $76,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 27,220 | $76,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 12,692 | $76,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 13,800 | $76,000 | thousands by filing date | call |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 6,666 | $76,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 3,664 | $75,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 3,000 | $75,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 3,000 | $75,000 | thousands by filing date | call |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 14,990 | $75,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 5,416 | $75,000 | thousands by filing date | |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 75,000 | $75,000 | thousands by filing date | principal |
| Wilshire US REIT ETF | 18383M472 | ETF | 1,742 | $75,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 4,000 | $74,000 | thousands by filing date | put |
| KEY TRONIC CORP | 493144109 | COM | 7,350 | $74,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 5,412 | $74,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 2,984 | $73,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 10,196 | $73,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 15,770 | $73,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 3,232 | $73,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 4,000 | $73,000 | thousands by filing date | put |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 16,729 | $73,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,000 | $72,000 | thousands by filing date | call |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 10,388 | $72,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 12,400 | $72,000 | thousands by filing date | call |
| HORIZON BANCORP IND | 440407104 | COM | 3,017 | $72,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 42,361 | $72,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 9,184 | $72,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 4,949 | $72,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 70,110 | $72,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 12,602 | $71,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 188 | $71,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 20,000 | $71,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 9,388 | $71,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 2,671 | $71,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 5,441 | $71,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 3,100 | $70,000 | thousands by filing date | put |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 4,946 | $70,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 5,092 | $70,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 21,500 | $70,000 | thousands by filing date | put |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 3,858 | $70,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,514 | $69,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 16,888 | $69,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 5,046 | $69,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 10,005 | $69,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 10,000 | $69,000 | thousands by filing date | put |
| PARK STERLING CORP | 70086Y105 | COM | 10,100 | $69,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 6,068 | $68,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 9,587 | $68,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 25,200 | $68,000 | thousands by filing date | put |
| Wellesley Bancorp. | 949485106 | COM | 3,550 | $68,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 5,812 | $68,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 12,938 | $67,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 11,233 | $67,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 9,837 | $67,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 22,940 | $67,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 15,520 | $67,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,051 | $66,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 3,961 | $66,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 6,672 | $66,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 11,278 | $66,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 58,000 | $66,000 | thousands by filing date | principal |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 700 | $65,000 | thousands by filing date | put |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 1,560 | $65,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 18,467 | $65,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 19,694 | $65,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 5,000 | $65,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X467 | MSCI EM50 ETF | 1,725 | $65,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 3,581 | $65,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 2,673 | $64,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 2,703 | $64,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 10,000 | $64,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 3,808 | $64,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 5,361 | $64,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 10,231 | $64,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 20,365 | $64,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,792 | $64,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 4,762 | $64,000 | thousands by filing date | |
| REMY INTL INC NEW | 75971M108 | COM | 2,190 | $64,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 12,515 | $64,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 2,400 | $64,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 5,700 | $64,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 4,775 | $63,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1,200 | $63,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 6,357 | $63,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 3,180 | $63,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 3,802 | $63,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAE9 | NOTE 0.500% 8/1 | 72,000 | $63,000 | thousands by filing date | principal |
| HCA Healthcare Inc | 40412C101 | COM | 800 | $62,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 10,701 | $62,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 3,008 | $62,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 6,100 | $62,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 3,287 | $62,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 11,550 | $62,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,500 | $61,000 | thousands by filing date | put |
| SENECA FOODS CORP NEW | 817070501 | CL A | 2,339 | $61,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 2,227 | $61,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 3,646 | $61,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 8,491 | $61,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 113,939 | $61,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 1,000 | $61,000 | thousands by filing date | call |
| COTT CORP QUE | 22163N106 | COM | 5,603 | $61,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 2,515 | $61,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 19,700 | $61,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 7,709 | $60,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 2,725 | $60,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 1,400 | $60,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 3,851 | $60,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 10,406 | $60,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 13,500 | $60,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 7,528 | $60,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 4,050 | $60,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 20,377 | $59,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 6,982 | $59,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 3,276 | $59,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 6,228 | $59,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 10,100 | $59,000 | thousands by filing date | put |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 20,486 | $59,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 3,943 | $59,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 9,828 | $59,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 19 | $58,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 18,000 | $58,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 5,655 | $58,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 2,829 | $58,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640104 | Cmn | 62,334 | $58,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 3,993 | $57,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 1,200 | $57,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 9,400 | $57,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 7,355 | $57,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 9,454 | $57,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 3,365 | $57,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 1,315 | $56,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,000 | $56,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 7,300 | $56,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 12,347 | $56,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 1,356 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 1,742 | $55,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 2,498 | $55,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 47,132 | $55,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 8,108 | $55,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 942 | $55,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 5,181 | $55,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 20,000 | $55,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 3,958 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347B797 | ULSHRT SEMIC NEW | 1,000 | $55,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,000 | $54,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,000 | $54,000 | thousands by filing date | put |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 2,750 | $54,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 1,695 | $54,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 17,600 | $54,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 5,884 | $54,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 2,949 | $53,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 16,425 | $53,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 9,900 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 794 | $53,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 9,468 | $53,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 9,000 | $53,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 3,941 | $53,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 8,203 | $53,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 2,428 | $53,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 18,275 | $53,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 2,000 | $53,000 | thousands by filing date | call |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 23,052 | $52,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 132,911 | $52,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 6,675 | $52,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 3,122 | $52,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,000 | $51,000 | thousands by filing date | put |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 3,700 | $51,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 2,101 | $51,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 2,500 | $51,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 2,127 | $51,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 3,749 | $50,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 2,122 | $50,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 6,331 | $50,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 8,010 | $50,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 716 | $49,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 7,887 | $49,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 18,653 | $49,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 6,402 | $49,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 1,550 | $48,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 2,658 | $48,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 1,129 | $48,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 1,486 | $48,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 72,000 | $48,000 | thousands by filing date | principal |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,088 | $48,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 8,524 | $48,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 14,054 | $48,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 640 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 1,220 | $47,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 25,555 | $47,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 112,264 | $47,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 3,518 | $47,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 3,780 | $47,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,155 | $46,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 600 | $46,000 | thousands by filing date | put |
| RUBICON MINERALS CORP | 780911103 | COM | 63,551 | $46,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 3,699 | $46,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 18,150 | $46,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 6,400 | $46,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 37,348 | $45,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 1,145 | $45,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 2,900 | $45,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,100 | $45,000 | thousands by filing date | put |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,600 | $45,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 14,008 | $45,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 1,900 | $45,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 16,400 | $45,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 21,043 | $45,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 3,677 | $45,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 2,560 | $45,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 28,639 | $45,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 2,091 | $45,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 11,236 | $45,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 1,900 | $44,000 | thousands by filing date | call |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,458 | $44,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 9,061 | $44,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 5,505 | $44,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041624 | this filing | 2015-11-16 | acceptance time not in the bulk data set |