13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 7,328 holding rows worth $402,198,383,000.
- Accession
- 0001140361-15-041624
- Filer
- CIK 70858
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 20,359 entries on the cover page, a total value of $402,198,383,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $402,198,383,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 34,932 | $1,525,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 40,000 | $1,522,000 | thousands by filing date | call |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 50,056 | $1,522,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 52,700 | $1,520,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 94,894 | $1,520,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 250,000 | $1,518,000 | thousands by filing date | call |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 168,510 | $1,515,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 26,864 | $1,515,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 512,994 | $1,514,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 42,500 | $1,513,000 | thousands by filing date | call |
| OLD NATL BANCORP IND | 680033107 | COM | 108,502 | $1,512,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 36,764 | $1,511,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 36,760 | $1,511,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 128,700 | $1,510,000 | thousands by filing date | call |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 86,450 | $1,509,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 20,800 | $1,507,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 62,634 | $1,507,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 124,334 | $1,506,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 572,715 | $1,506,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 62,715 | $1,505,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 42,536 | $1,505,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 155,431 | $1,505,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 914,965 | $1,500,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 35,300 | $1,497,000 | thousands by filing date | call |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 150,853 | $1,497,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 135,249 | $1,495,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 47,432 | $1,490,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 65,025 | $1,490,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 26,920 | $1,489,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 35,184 | $1,488,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 57,835 | $1,482,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 262,103 | $1,481,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 50,000 | $1,480,000 | thousands by filing date | call |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 156,904 | $1,479,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 50,697 | $1,477,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 44,581 | $1,477,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 41,900 | $1,475,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 22,465 | $1,475,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 396,425 | $1,474,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 21,600 | $1,473,000 | thousands by filing date | call |
| REALPAGE INC | 75606N109 | COM | 88,454 | $1,470,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 38,287 | $1,469,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 53,935 | $1,467,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 110,659 | $1,464,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 14,700 | $1,463,000 | thousands by filing date | call |
| WRIGHT MED GROUP INC | 98235T107 | COM | 69,517 | $1,461,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 45,714 | $1,459,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 99,566 | $1,459,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 53,114 | $1,458,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 34,232 | $1,458,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 80,149 | $1,457,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 1,735,000 | $1,457,000 | thousands by filing date | principal |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 105,271 | $1,452,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 38,200 | $1,450,000 | thousands by filing date | put |
| LAKELAND FINL CORP | 511656100 | COM | 32,061 | $1,448,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 50,000 | $1,447,000 | thousands by filing date | call |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 44,753 | $1,445,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 22,457 | $1,444,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 93,662 | $1,444,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 139,850 | $1,442,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 35,634 | $1,439,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 80,382 | $1,435,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 58,012 | $1,432,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 12,100 | $1,430,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 54,800 | $1,426,000 | thousands by filing date | call |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 31,107 | $1,424,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 80,021 | $1,419,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 91,642 | $1,419,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 240,819 | $1,417,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 15,000 | $1,409,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 210,000 | $1,409,000 | thousands by filing date | put |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 61,703 | $1,408,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 46,033 | $1,407,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 166,230 | $1,406,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 89,000 | $1,404,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,422,000 | $1,404,000 | thousands by filing date | principal |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 115,189 | $1,401,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 111,891 | $1,400,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 37,700 | $1,399,000 | thousands by filing date | call |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 48,069 | $1,396,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 88,871 | $1,396,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 168,574 | $1,395,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 48,900 | $1,394,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 118,030 | $1,392,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 167,339 | $1,390,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 80,300 | $1,389,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 47,415 | $1,389,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 116,472 | $1,388,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 118,788 | $1,387,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 18,594 | $1,387,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 54,912 | $1,387,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 168,600 | $1,384,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 65,631 | $1,384,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 20,600 | $1,382,000 | thousands by filing date | call |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 90,516 | $1,380,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 30,785 | $1,376,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 34,748 | $1,372,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 59,767 | $1,369,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 419,700 | $1,368,000 | thousands by filing date | call |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 13,847 | $1,366,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 141,852 | $1,362,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,559,000 | $1,362,000 | thousands by filing date | principal |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 367,880 | $1,358,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 38,676 | $1,355,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 69,402 | $1,353,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 82,717 | $1,345,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 350,000 | $1,344,000 | thousands by filing date | call |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 13,589 | $1,344,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 99,352 | $1,343,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 76,938 | $1,342,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 151,512 | $1,340,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 311,130 | $1,338,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 32,500 | $1,336,000 | thousands by filing date | put |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 26,175 | $1,336,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 121,693 | $1,332,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 56,590 | $1,332,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 48,824 | $1,331,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 33,417 | $1,330,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 815,647 | $1,329,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 33,052 | $1,329,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 122,416 | $1,329,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 120,792 | $1,328,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 32,962 | $1,326,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 28,300 | $1,321,000 | thousands by filing date | put |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 88,258 | $1,321,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 51,939 | $1,316,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 58,411 | $1,315,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 64,487 | $1,315,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 222,227 | $1,314,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 104,513 | $1,313,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 45,664 | $1,312,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 46,888 | $1,304,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 32,032 | $1,304,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 511,200 | $1,304,000 | thousands by filing date | put |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 11,402 | $1,303,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 86,264 | $1,302,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 40,241 | $1,302,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 40,738 | $1,300,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 398,169 | $1,298,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 50,530 | $1,298,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 54,376 | $1,296,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 13,027 | $1,294,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 30,482 | $1,289,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 38,407 | $1,288,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 87,969 | $1,288,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 739,000 | $1,286,000 | thousands by filing date | principal |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 104,854 | $1,285,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 57,778 | $1,281,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 88,005 | $1,280,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 40,000 | $1,279,000 | thousands by filing date | put |
| PHH CORP | 693320202 | COM NEW | 90,551 | $1,279,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 24,027 | $1,278,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 53,731 | $1,277,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 93,737 | $1,277,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 66,789 | $1,276,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 68,190 | $1,274,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 95,339 | $1,273,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 20,931 | $1,272,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 96,715 | $1,270,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 45,646 | $1,270,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 206,789 | $1,268,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 40,233 | $1,267,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 10,100 | $1,263,000 | thousands by filing date | put |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 84,620 | $1,260,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 44,190 | $1,259,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 30,737 | $1,251,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 102,289 | $1,250,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 192,473 | $1,250,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 88,115 | $1,248,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 139,279 | $1,241,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 98,093 | $1,236,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 23,085 | $1,235,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 73,880 | $1,234,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 34,600 | $1,233,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 20,519 | $1,233,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 18,000 | $1,228,000 | thousands by filing date | put |
| FIVE9 INC | 338307101 | COM | 331,226 | $1,225,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 37,668 | $1,225,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 185,000 | $1,225,000 | thousands by filing date | put |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 124,074 | $1,225,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 64,922 | $1,224,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 56,019 | $1,222,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 140,300 | $1,218,000 | thousands by filing date | put |
| M/I HOMES INC | 55305B101 | COM | 51,531 | $1,215,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 8,800 | $1,214,000 | thousands by filing date | put |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 102,797 | $1,211,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 1,684,000 | $1,209,000 | thousands by filing date | principal |
| AAR CORP | 000361105 | COM | 63,521 | $1,206,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 195,973 | $1,206,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 57,930 | $1,205,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 237,225 | $1,205,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 37,670 | $1,204,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 60,078 | $1,202,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 222,390 | $1,201,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 1,241,965 | $1,200,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 215,907 | $1,198,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 81,294 | $1,194,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 32,343 | $1,193,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 200,754 | $1,192,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 16,600 | $1,190,000 | thousands by filing date | call |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 36,762 | $1,189,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 207,855 | $1,189,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 63,264 | $1,185,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 464,300 | $1,184,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 23,249 | $1,184,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 46,589 | $1,184,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 600,707 | $1,183,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 85,772 | $1,182,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 40,000 | $1,182,000 | thousands by filing date | call |
| BANK HAWAII CORP | 062540109 | COM | 18,558 | $1,178,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 31,300 | $1,175,000 | thousands by filing date | call |
| BEACON FINANCIAL CORP. | 084680107 | COM | 42,620 | $1,174,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 20,045 | $1,173,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 555,492 | $1,172,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 15,400 | $1,172,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 41,590 | $1,170,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 25,102 | $1,168,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 44,483 | $1,166,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 129,900 | $1,165,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 27,000 | $1,164,000 | thousands by filing date | call |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 48,195 | $1,164,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 118,727 | $1,164,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 80,871 | $1,164,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 60,526 | $1,162,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 37,461 | $1,160,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 105,700 | $1,160,000 | thousands by filing date | call |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 67,990 | $1,159,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 74,623 | $1,156,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 66,953 | $1,153,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 57,512 | $1,152,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 312,799 | $1,151,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 35,550 | $1,148,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 63,159 | $1,147,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 30,281 | $1,147,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 326,275 | $1,146,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 42,176 | $1,143,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 48,294 | $1,135,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 45,445 | $1,134,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 23,912 | $1,132,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 45,319 | $1,132,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 88,102 | $1,130,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 73,129 | $1,130,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,173,000 | $1,130,000 | thousands by filing date | principal |
| FIVE BELOW INC COM | 33829M101 | Stock | 33,600 | $1,128,000 | thousands by filing date | call |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 159,671 | $1,128,000 | thousands by filing date | |
| JAN VELOCITY VELOCITY HED | 00162Q791 | Equities | 40,015 | $1,127,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 20,679 | $1,120,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 158,064 | $1,117,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 227,998 | $1,115,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 31,783 | $1,114,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 59,968 | $1,113,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 6,800 | $1,111,000 | thousands by filing date | put |
| INC RESH HLDGS INC | 45329R109 | CL A | 27,789 | $1,111,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 205,297 | $1,111,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 222,143 | $1,110,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 1,032,000 | $1,108,000 | thousands by filing date | principal |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 89,682 | $1,106,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 100,923 | $1,106,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 1,424,000 | $1,105,000 | thousands by filing date | principal |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 115,437 | $1,104,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 37,200 | $1,103,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 68,300 | $1,102,000 | thousands by filing date | put |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 44,076 | $1,101,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 34,587 | $1,100,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 22,918 | $1,099,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 202,669 | $1,099,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 20,000 | $1,099,000 | thousands by filing date | put |
| Taser Intl Inc | 87651B104 | COM | 49,801 | $1,097,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 60,000 | $1,096,000 | thousands by filing date | call |
| TUBEMOGUL INC COM | 898570106 | Stock | 104,071 | $1,096,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 106,575 | $1,092,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 81,462 | $1,092,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 58,504 | $1,086,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 55,920 | $1,086,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 5,523 | $1,085,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 46,368 | $1,084,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 23,892 | $1,083,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 74,128 | $1,083,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 7,191 | $1,078,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 42,191 | $1,071,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 55,470 | $1,071,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 84,123 | $1,071,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 190,106 | $1,069,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 55,239 | $1,068,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 76,908 | $1,066,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 101,500 | $1,061,000 | thousands by filing date | call |
| ACTUA CORPORATION | 005094107 | COM | 90,244 | $1,061,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 36,544 | $1,057,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 77,692 | $1,056,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 172,458 | $1,055,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 47,155 | $1,054,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 15,897 | $1,053,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 57,813 | $1,052,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 26,290 | $1,051,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 55,206 | $1,050,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 26,190 | $1,050,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 83,200 | $1,047,000 | thousands by filing date | put |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 15,423 | $1,045,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 50,000 | $1,041,000 | thousands by filing date | call |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 179,863 | $1,041,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 72,995 | $1,041,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 69,981 | $1,041,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 632,700 | $1,038,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J200 | COM | 38,600 | $1,031,000 | thousands by filing date | put |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 172,225 | $1,026,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 71,121 | $1,025,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 78,742 | $1,024,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 306,507 | $1,023,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 73,971 | $1,021,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 23,987 | $1,021,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 73,941 | $1,017,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 47,488 | $1,017,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 97,257 | $1,017,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 15,600 | $1,015,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P107 | COM | 59,677 | $1,013,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 65,700 | $1,012,000 | thousands by filing date | call |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 453,730 | $1,012,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 48,600 | $1,010,000 | thousands by filing date | put |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 985,000 | $1,006,000 | thousands by filing date | principal |
| D R HORTON INC COM | 23331A109 | Stock | 34,100 | $1,001,000 | thousands by filing date | put |
| ISHARES TR | 464288430 | ASIA 50 ETF | 24,037 | $1,000,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 688,000 | $1,000,000 | thousands by filing date | principal |
| INTERXION HOLDING N.V | N47279109 | SHS | 36,800 | $997,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 21,586 | $996,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 37,500 | $995,000 | thousands by filing date | call |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 44,655 | $994,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 63,801 | $994,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 75,984 | $993,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 43,978 | $990,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 25,840 | $989,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 104,700 | $989,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 60,553 | $989,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 50,000 | $988,000 | thousands by filing date | put |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 50,497 | $988,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 266,064 | $987,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 78,212 | $983,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 44,849 | $982,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 60,502 | $981,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 13,600 | $978,000 | thousands by filing date | call |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 31,452 | $978,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 115,035 | $977,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 14,000 | $976,000 | thousands by filing date | call |
| OTTER TAIL CORP | 689648103 | COM | 37,442 | $976,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 77,643 | $973,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 82,644 | $972,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 77,500 | $971,000 | thousands by filing date | call |
| VERMILION ENERGY INC COM | 923725105 | Stock | 30,139 | $968,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 191,814 | $967,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 123,776 | $964,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 50,384 | $964,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 55,944 | $963,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 88,365 | $963,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 21,702 | $961,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 39,350 | $960,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 38,500 | $959,000 | thousands by filing date | put |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 78,970 | $959,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 30,563 | $958,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 76,265 | $955,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 153,861 | $955,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 68,200 | $954,000 | thousands by filing date | call |
| ALMOST FAMILY INC | 020409108 | COM | 23,822 | $954,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 40,000 | $954,000 | thousands by filing date | put |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 18,747 | $952,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 28,485 | $951,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 63,111 | $950,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 76,923 | $944,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 10,100 | $942,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 36,358 | $941,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 183,693 | $940,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 180,002 | $939,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 150,725 | $939,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 17,632 | $938,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 890,615 | $935,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 64,000 | $934,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 69,000 | $934,000 | thousands by filing date | call |
| Flushing Financial Corp | 343873105 | Common Stock | 46,588 | $933,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 101,222 | $929,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 38,276 | $928,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 19,373 | $928,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 17,034 | $924,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 99,700 | $923,000 | thousands by filing date | put |
| PEOPLES UTAH BANCORP | 712706209 | COM | 56,500 | $922,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 31,400 | $921,000 | thousands by filing date | call |
| TETRA TECH INC NEW | 88162G103 | COM | 37,825 | $920,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 113,152 | $920,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 41,845 | $917,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 43,593 | $916,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 9,327 | $911,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 45,000 | $911,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 19,478 | $911,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 7,837 | $910,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 37,147 | $909,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 113,478 | $909,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 100,400 | $909,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 27,100 | $908,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 195,681 | $908,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 13,531 | $907,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 180,200 | $906,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 660,452 | $904,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 69,909 | $904,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 428,819 | $904,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 121,162 | $903,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 34,437 | $902,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 23,190 | $900,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 10,838 | $899,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 72,909 | $898,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 8,200 | $896,000 | thousands by filing date | put |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 52,631 | $895,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 202,264 | $894,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 24,400 | $893,000 | thousands by filing date | put |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 36,918 | $893,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 20,800 | $890,000 | thousands by filing date | put |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 329,000 | $890,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 43,828 | $886,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 139,243 | $885,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 45,867 | $882,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 33,362 | $881,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 50,301 | $880,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 62,020 | $880,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 21,429 | $879,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 45,507 | $877,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 92,429 | $877,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 96,298 | $876,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 78,478 | $876,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 68,670 | $875,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 47,482 | $875,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 40,000 | $874,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 183,900 | $874,000 | thousands by filing date | call |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 60,084 | $874,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 24,990 | $872,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 247,700 | $872,000 | thousands by filing date | put |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 13,536 | $871,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 51,100 | $871,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W356 | JAPAN CP GOODS | 38,153 | $870,000 | thousands by filing date | |
| PROSHARES TR | 74347B672 | ULT OIL GAS EX | 100,000 | $870,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 192,667 | $867,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 20,887 | $866,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 13,300 | $864,000 | thousands by filing date | put |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 14,083 | $863,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 37,103 | $862,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 30,729 | $861,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 23,550 | $860,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 66,413 | $858,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 20,088 | $857,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 78,157 | $856,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 65,358 | $855,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 21,600 | $853,000 | thousands by filing date | put |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 19,370 | $851,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 69,900 | $850,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 17,706 | $849,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 49,846 | $848,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 8,724 | $847,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 36,061 | $847,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 53,810 | $846,000 | thousands by filing date | |
| ARROW INVTS TR | 042765784 | QVM EQT FACTOR | 37,231 | $844,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 16,589 | $843,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 42,841 | $842,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 297,166 | $841,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 100,000 | $841,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 21,242 | $841,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 66,783 | $839,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 799,000 | $839,000 | thousands by filing date | principal |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 63,800 | $838,000 | thousands by filing date | call |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 62,832 | $836,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 37,587 | $836,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 28,007 | $835,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 80,603 | $833,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 82,522 | $833,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 9,040 | $832,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 743,000 | $832,000 | thousands by filing date | principal |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 19,888 | $832,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 13,894 | $831,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 175,026 | $831,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 33,642 | $831,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 69,917 | $830,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 34,521 | $829,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 12,700 | $828,000 | thousands by filing date | call |
| BANCFIRST CORP | 05945F103 | COM | 13,126 | $828,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 106,951 | $827,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 28,614 | $826,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 21,900 | $825,000 | thousands by filing date | call |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 136,827 | $825,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 69,358 | $824,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 63,953 | $824,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 551,000 | $819,000 | thousands by filing date | principal |
| OREXIGEN THERAPEUTICS INC | 686164AB0 | NOTE 2.750%12/0 | 1,176,000 | $817,000 | thousands by filing date | principal |
| LGI HOMES INC COM | 50187T106 | Stock | 29,900 | $813,000 | thousands by filing date | call |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 59,949 | $813,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 21,867 | $810,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 76,786 | $809,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 33,508 | $808,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 41,539 | $807,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 30,240 | $807,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 163,720 | $805,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 45,207 | $805,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 32,500 | $804,000 | thousands by filing date | put |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 23,971 | $800,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 15,091 | $799,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 327,000 | $798,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 404,177 | $796,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041624 | this filing | 2015-11-16 | acceptance time not in the bulk data set |