13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 6,250 holding rows worth $143,254,655,000.
- Accession
- 0001140361-15-020162
- Filer
- CIK 1000275
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 18,247 entries on the cover page, a total value of $143,254,655,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,254,655,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIVE BELOW INC COM | 33829M101 | Stock | 14,200 | $505,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 15,181 | $505,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 22,810 | $505,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 13,100 | $504,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 19,995 | $504,000 | thousands by filing date | principal |
| HHGREGG INC | 42833L108 | COM | 82,018 | $503,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 104,300 | $503,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 29,734 | $502,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 13,602 | $501,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 3,258 | $501,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 20,420 | $501,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 3,670 | $500,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 5,556 | $498,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 20,670 | $498,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 368,849 | $498,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 24,256 | $497,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 16,901 | $495,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 482,000 | $495,000 | thousands by filing date | principal |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 19,870 | $495,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 36,233 | $494,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 7,335 | $492,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 11,506 | $492,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 18,438 | $492,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 33,300 | $492,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 17,624 | $492,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 12,117 | $491,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 16,042 | $490,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 16,949 | $490,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 35,540 | $490,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 14,446 | $490,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 141,303 | $490,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 16,254 | $489,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 17,388 | $488,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 64,125 | $488,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 8,382 | $487,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 26,681 | $487,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 38,994 | $487,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 18,073 | $487,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 16,187 | $486,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 33,000 | $486,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 38,992 | $486,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 8,462 | $485,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 51,962 | $485,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 2,081 | $484,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 16,020 | $484,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 57,645 | $484,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 40,675 | $484,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 11,300 | $484,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L469 | 2 YR TREAS BULL | 7,883 | $484,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 14,580 | $483,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 52,138 | $483,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 4,719 | $482,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 22,536 | $482,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 22,901 | $482,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 37,618 | $482,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 30,061 | $479,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 23,737 | $477,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 53,016 | $477,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 59,614 | $477,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 21,688 | $476,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 42,818 | $476,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 107,826 | $475,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 59,554 | $475,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 4,927 | $475,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 4,527 | $475,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 26,883 | $475,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 42,500 | $474,000 | thousands by filing date | put |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 16,400 | $472,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 57,300 | $472,000 | thousands by filing date | call |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 57,290 | $471,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 9,670 | $470,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 15,730 | $470,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 9,169 | $468,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 4,386 | $468,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 50,100 | $468,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 12,202 | $467,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 163,470 | $466,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 27,922 | $466,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 20,840 | $465,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 33,600 | $463,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 34,530 | $462,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 37,046 | $462,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 24,864 | $462,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 29,437 | $461,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 5,381 | $461,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 6,217 | $461,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 13,886 | $461,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 36,235 | $461,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 376,502 | $460,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 46,000 | $460,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,108 | $459,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 7,519 | $459,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 8,493 | $459,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 22,091 | $458,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 32,298 | $458,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 47,834 | $458,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 7,452 | $456,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 21,563 | $456,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 16,418 | $456,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 8,807 | $456,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 30,958 | $456,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 32,482 | $456,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 21,233 | $456,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 21,699 | $454,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 15,283 | $453,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 30,603 | $453,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 32,288 | $453,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 9,214 | $452,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 14,520 | $452,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 42,675 | $452,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 42,741 | $452,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 75,460 | $452,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 11,717 | $452,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 18,879 | $452,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 18,461 | $451,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 25,981 | $451,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 6,578 | $451,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 76,719 | $450,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 48,394 | $450,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 74,886 | $450,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 10,782 | $449,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 28,327 | $448,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 12,541 | $448,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 34,099 | $448,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 28,318 | $447,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 11,052 | $447,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 89,122 | $447,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 54,992 | $445,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 15,830 | $445,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 8,851 | $444,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 10,000 | $444,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 25,494 | $444,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q736 | FDMTL EMKLODBT | 23,862 | $444,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 133,035 | $443,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 14,505 | $441,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 17,163 | $440,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 18,291 | $440,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 18,616 | $440,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 9,405 | $439,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 34,694 | $439,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 38,200 | $439,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 26,904 | $438,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 14,600 | $438,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 7,047 | $437,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 12,446 | $437,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 18,721 | $437,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 6,081 | $435,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 60,100 | $433,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 33,350 | $433,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,587 | $432,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 28,300 | $432,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 36,386 | $432,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 16,818 | $432,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 10,600 | $431,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 14,532 | $431,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 430,659 | $431,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 22,422 | $431,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 23,803 | $431,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 50,608 | $430,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 10,835 | $430,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 27,071 | $430,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 47,910 | $429,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 17,600 | $428,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 17,496 | $428,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 13,333 | $428,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 30,300 | $428,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 3,038 | $427,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 12,846 | $427,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 48,147 | $427,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 18,390 | $426,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 15,302 | $426,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 8,778 | $426,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 22,354 | $426,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 5,598 | $426,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 30,801 | $425,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 18,478 | $423,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 8,348 | $422,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 7,369 | $421,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 31,751 | $421,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 16,900 | $420,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 3,568 | $420,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 10,909 | $420,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 11,800 | $419,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 32,502 | $418,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 53,820 | $418,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 111,562 | $417,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 8,775 | $416,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 23,336 | $414,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 246,208 | $414,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 318,244 | $414,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 5,640 | $414,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 12,200 | $411,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 13,406 | $410,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 11,400 | $409,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 12,127 | $409,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 16,321 | $409,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 15,300 | $409,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 8,057 | $408,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 7,059 | $408,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 25,965 | $408,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 17,403 | $408,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 33,500 | $407,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 6,470 | $406,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 64,611 | $406,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 14,869 | $405,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 16,710 | $404,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 29,439 | $404,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 128,546 | $404,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 28,370 | $403,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 57,971 | $403,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 27,463 | $403,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 23,090 | $403,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 28,595 | $403,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 39,913 | $402,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 37,813 | $402,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 9,704 | $401,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 11,100 | $401,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 28,416 | $401,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 13,185 | $400,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 34,062 | $399,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 125,812 | $397,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 357,259 | $397,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 7,657 | $397,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 22,550 | $396,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 13,695 | $396,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 9,520 | $396,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 5,573 | $395,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 12,250 | $395,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 12,567 | $393,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 43,008 | $393,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 63,759 | $393,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,000 | $391,000 | thousands by filing date | call |
| AMERESCO INC | 02361E108 | CL A | 52,800 | $391,000 | thousands by filing date | |
| FMSA HLDGS INC | 30255X106 | COM | 53,921 | $390,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 300,000 | $389,000 | thousands by filing date | principal |
| ENTEGRIS INC COM | 29362U104 | Stock | 28,351 | $388,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 84,208 | $388,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 7,609 | $387,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 24,869 | $387,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 13,929 | $386,000 | thousands by filing date | |
| PROSHARES TR | 74347X336 | ULTRASHRT TIPS | 14,569 | $386,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 48,201 | $386,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 6,871 | $382,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 24,235 | $382,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 18,100 | $381,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 14,242 | $381,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 15,142 | $381,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 6,596 | $380,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 13,345 | $380,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 14,768 | $380,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 15,817 | $379,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 7,841 | $379,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 20,661 | $379,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 48,750 | $379,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 15,540 | $378,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,800 | $377,000 | thousands by filing date | put |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 3,530 | $377,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 29,337 | $377,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 11,587 | $376,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 37,000 | $376,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 45,206 | $375,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 7,684 | $373,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 37,152 | $373,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 32,200 | $372,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 15,600 | $372,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 55,905 | $372,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 21,785 | $371,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 14,052 | $371,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 17,097 | $371,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 11,869 | $370,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 67,975 | $369,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 26,100 | $369,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 8,984 | $369,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 11,101 | $369,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 15,300 | $369,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 28,187 | $368,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 6,988 | $368,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 11,405 | $367,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 26,263 | $367,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 6,039 | $367,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 20,698 | $367,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 22,687 | $367,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 12,171 | $367,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 9,282 | $366,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 7,069 | $366,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 4,741 | $366,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 52,620 | $365,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 40,600 | $365,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 34,800 | $365,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 9,017 | $364,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 12,800 | $364,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 15,800 | $363,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 13,955 | $363,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 36,064 | $362,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 44,250 | $361,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 17,797 | $361,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 10,980 | $360,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 58,189 | $359,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 3,740 | $359,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 166,106 | $359,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,835 | $358,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 8,512 | $358,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 4,031 | $357,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 18,307 | $355,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 22,020 | $355,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 68,148 | $354,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 11,024 | $353,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W200 | ENH US SCP ETF | 10,821 | $353,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 21,749 | $352,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 48,651 | $350,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 25,221 | $349,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 41,600 | $349,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 7,400 | $349,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 3,130 | $348,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 21,512 | $348,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 30,600 | $347,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 51,402 | $346,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 4,497 | $346,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 51,900 | $346,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 85,240 | $346,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 5,437 | $345,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 15,929 | $345,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 28,200 | $345,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 361,000 | $345,000 | thousands by filing date | principal |
| MICROSEMI CORP | 595137100 | COM | 9,695 | $344,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 9,386 | $344,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 18,455 | $343,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 21,357 | $342,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 5,800 | $341,000 | thousands by filing date | put |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 5,047 | $341,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 37,349 | $341,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 4,096 | $340,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 18,874 | $340,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 11,616 | $339,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 30,858 | $338,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 10,348 | $337,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 42,683 | $337,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 5,825 | $336,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 30,031 | $335,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 11,317 | $335,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 35,238 | $335,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 26,800 | $335,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 16,298 | $334,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 252,410 | $334,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 15,980 | $333,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 12,980 | $333,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 22,069 | $332,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 13,579 | $332,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 22,500 | $332,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 7,398 | $332,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 7,193 | $331,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 17,822 | $331,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 6,631 | $331,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 14,102 | $331,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 28,713 | $331,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 6,487 | $331,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 7,100 | $330,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 5,913 | $330,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 6,047 | $330,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 10,568 | $330,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 11,000 | $329,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 8,528 | $329,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 23,589 | $329,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 4,930 | $329,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 17,686 | $328,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 10,971 | $328,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 9,034 | $327,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 3,585 | $327,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 11,550 | $327,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 25,000 | $326,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 3,786 | $324,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 359,800 | $324,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 13,371 | $324,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 13,966 | $324,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 5,450 | $323,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 5,675 | $323,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 9,910 | $323,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 18,846 | $323,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 49,234 | $322,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 9,563 | $322,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 34,703 | $322,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 19,794 | $322,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 12,027 | $321,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 16,504 | $321,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 14,285 | $321,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 12,880 | $321,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 325,000 | $321,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 9,084 | $320,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 3,763 | $320,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 18,883 | $320,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 13,395 | $320,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 23,785 | $320,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 5,906 | $319,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 6,495 | $319,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 14,676 | $317,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 18,512 | $317,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 39,374 | $317,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 45,535 | $317,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 15,578 | $315,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 59,221 | $315,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 6,460 | $315,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 57,023 | $315,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,994 | $314,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 266,287 | $314,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 7,113 | $314,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 31,466 | $313,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 23,200 | $313,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 12,725 | $313,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 486,664 | $312,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 19,055 | $312,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 19,935 | $311,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 5,562 | $311,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 3,151 | $310,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 10,830 | $309,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 21,701 | $309,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 76,500 | $309,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 23,774 | $308,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 10,000 | $307,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 22,339 | $307,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 14,706 | $307,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,979 | $306,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 19,324 | $306,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 12,845 | $306,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 16,379 | $305,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 77,232 | $304,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 12,465 | $304,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 28,970 | $304,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 3,053 | $303,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 16,661 | $303,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 125,020 | $303,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 166,390 | $303,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 15,568 | $301,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 50,000 | $301,000 | thousands by filing date | call |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 35,580 | $301,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 12,956 | $301,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 10,652 | $300,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 38,424 | $300,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 28,157 | $300,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 8,800 | $299,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 31,100 | $299,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 22,482 | $299,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 2,446 | $299,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 73,546 | $299,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 15,277 | $298,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 20,200 | $298,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 27,049 | $298,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 22,500 | $297,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 8,817 | $296,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 29,027 | $294,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 64,400 | $294,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 7,992 | $293,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 6,191 | $292,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 19,735 | $292,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 15,009 | $291,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 15,196 | $291,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 15,383 | $290,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 19,295 | $290,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 10,166 | $290,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 7,067 | $290,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 5,496 | $289,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 4,959 | $289,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 25,360 | $289,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 32,121 | $288,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 5,754 | $286,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 5,762 | $286,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 11,951 | $286,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 9,818 | $286,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 10,163 | $286,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 270,000 | $285,000 | thousands by filing date | principal |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 79,099 | $284,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 21,570 | $284,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 17,064 | $283,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 17,695 | $283,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 5,889 | $283,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 382,477 | $283,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 23,350 | $283,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 73,315 | $283,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 59,553 | $282,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 9,804 | $282,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 12,567 | $282,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 55,112 | $282,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 17,076 | $282,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 46,628 | $280,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 7,586 | $279,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 21,654 | $279,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 3,300 | $279,000 | thousands by filing date | put |
| Matrix Service Company | 576853105 | COM | 15,811 | $278,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 9,023 | $278,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 10,400 | $277,000 | thousands by filing date | principal |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 22,793 | $277,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 65,284 | $277,000 | thousands by filing date | |
| RevShares Ultra Dividend Fund | 761396886 | COM | 9,320 | $277,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 40,312 | $276,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 4,974 | $276,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 9,432 | $275,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 8,013 | $275,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 70,615 | $275,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 19,358 | $275,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 19,700 | $274,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 149,147 | $274,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-020162 | this filing | 2015-05-15 | acceptance time not in the bulk data set |