13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 6,250 holding rows worth $143,254,655,000.
- Accession
- 0001140361-15-020162
- Filer
- CIK 1000275
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 18,247 entries on the cover page, a total value of $143,254,655,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,254,655,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Lee Enterprises Inc | 523768109 | COM | 383 | $1,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 29 | $1,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 38 | $1,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 39 | $1,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 100 | $1,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 54 | $1,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 1,000 | $1,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 85 | $1,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 100 | $1,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 204 | $1,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 1,111 | $1,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 16 | $1,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 6,308 | $1,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 246 | $1,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 4,393 | $1,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 271 | $1,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 300 | $1,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 57 | $1,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 77 | $1,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 1,000 | $1,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 69 | $1,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 100 | $1,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 478 | $1,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 153 | $1,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 667 | $1,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 150 | $1,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 1,400 | $1,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 585 | $1,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 350 | $1,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 2,850 | $1,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 639 | $1,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 100 | $1,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 1,000 | $1,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 95 | $1,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 66 | $1,000 | thousands by filing date | |
| VISION-SCIENCES INC | 927912105 | COM | 2,500 | $1,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 133 | $1,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 8,111 | $1,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 2,752 | $1,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 74 | $1,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 401 | $1,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P150 | CHINA TRNDP ETF | 25 | $1,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 1,000 | $1,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 1,025 | $1,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 27 | $1,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 300 | $1,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 164 | $1,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 1,441 | $1,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 85 | $1,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 74 | $1,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 110 | $1,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 870 | $1,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592200 | CMN | 1,200 | $1,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 1,060 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 40 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A616 | PSHS ULCONSM NEW | 49 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 100 | $1,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 250 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 43 | $1,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 62 | $1,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 1,000 | $1,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 800 | $1,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 308 | $1,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 500 | $1,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 194 | $1,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 100 | $1,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 160 | $1,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 700 | $1,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 3,007 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E838 | GLB X BRZ FINL | 100 | $1,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 21 | $1,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 58 | $1,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 39 | $1,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 483 | $1,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 508 | $1,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 154 | $1,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 110 | $1,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 400 | $1,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 76 | $1,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 26 | $1,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 57 | $1,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 272 | $1,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Japan ETF | 97717X503 | COM | 17 | $1,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 100 | $1,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO COM PAR NEW | 560690307 | Stock | 1,000 | $1,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 82 | $1,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 161 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W489 | JP TECH MEDIA | 49 | $1,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 42 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X293 | MSCI MEXCO STRGC | 50 | $1,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 200 | $1,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIPTREE INC | 88822Q103 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAMPION HOMES INC | 830830105 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERICEL CORP | 92346J108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOCENTRYX INC | 16383L106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARDELYX INC | 039697107 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AWARE INC MASS | 05453N100 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFCO INDS INC | 826546103 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LOXO ONCOLOGY INC | 548862101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 149 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 185 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LO JACK CORP | 539451104 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGENUS INC | 00847G705 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARINE PRODS CORP | 568427108 | cs | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gevo Inc | 374396109 | COMMON | 206 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEVAC INC | 461148108 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFIRE ENERGY INC | 74316X101 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENDRELL CORP | 70686R104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANRO CORP | 066800103 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLYPORE INTL INC | 73179V103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK & CO INC | 649295102 | COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION GEOPHYSICAL CORP | 462044108 | COM | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSE SYS INC | 36227k106 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROSETTA STONE INC | 777780107 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANSEN MEDICAL INC | 411307101 | COM | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKERVISION INC | 701354102 | COM | 274 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEETME INC | 585141104 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIFC CORP | 12547R105 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUDIENCE INC | 05070J102 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALMETTO BANCSHARES INC | 697062206 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASCADE BANCORP | 147154207 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 1,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| RCS CAP CORP | 74937W102 | COM CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 114 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIRMEDIA GROUP INC | 009411109 | ADR | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CSR PLC | 12640Y205 | SPONSORED ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVETT MINERALS INC | 761505205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIO INC | 451033104 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90268A667 | MTH 2X DJ INTL | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESUD SA COMERCIAL | P3311R192 | *W EXP 05/22/201 | 2,390 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSCAPE INC | 37940G109 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILLION INC | 92407M206 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAVITY CO LTD | 38911N107 | SPONSORED ADR | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENTUO INTL INC | 526353107 | SPONSORED ADS | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECOX LANE LIMITED | 58403M201 | SPON ADR REP 35 | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORN INTL INC | 004854105 | SPON ADR | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZUOAN FASHION LTD | 98982X103 | SPONSORED ADR | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC | 192108116 | *W EXP 04/16/201 | 684 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGTONE WIRELESSINFO SOL HL | 496880204 | SPONSORED ADR NE | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 314 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X467 | MSCI EM50 ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON PHARMA PLC | G4617B105 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 13 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ZAZA ENERGY CORP - NEW | 98919T407 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMBERLINE RES CORP COM NEW | 887133205 | Equities | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGNYTA INC | 451731103 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 145 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 183 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SESEN BIO, INC. | 286221106 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGALET CORP | 28226B104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEFF CORP COM CL A | 640094207 | Stock | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 243 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USCF ETF TR | 90290T106 | STK SPLT IDX FD | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA XINIYA FASHION LTD | 16950W113 | SPONSRD ADR NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BMC Stock Holdings Inc | 86101X104 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 606 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 287 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEMAND MEDIA INC | 24802N208 | Cmn | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G608 | MSCI EMRGN ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOP SHIPS INC | Y8897Y149 | SHS NEW 2014 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 280 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXION PWR INTL INC | 05460X208 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IKANOS COMMUNICATIONS INC | 45173E204 | COM NEW | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSEON CORP | 715270104 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORCEFIELD ENERGY | 34520U103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-020162 | this filing | 2015-05-15 | acceptance time not in the bulk data set |