13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 6,250 holding rows worth $143,254,655,000.
- Accession
- 0001140361-15-020162
- Filer
- CIK 1000275
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 18,247 entries on the cover page, a total value of $143,254,655,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,254,655,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GREENHILL & CO INC COM | 395259104 | Stock | 21,998 | $872,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 92,156 | $870,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 88,335 | $870,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 19,102 | $868,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 353,757 | $867,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 15,862 | $865,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 17,983 | $865,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 39,339 | $865,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 13,300 | $864,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 18,093 | $862,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 821 | $861,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 9,240 | $861,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 32,512 | $861,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 62,802 | $860,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 42,738 | $860,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 40,878 | $859,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 30,768 | $857,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 104,879 | $857,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 117,233 | $856,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 34,900 | $855,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 22,382 | $853,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 30,714 | $853,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 11,206 | $853,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 32,607 | $852,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 44,653 | $852,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 13,668 | $851,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 119,494 | $851,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 86,818 | $850,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 53,600 | $850,000 | thousands by filing date | put |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 51,899 | $849,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 12,975 | $848,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 19,374 | $848,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 22,075 | $847,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 12,872 | $845,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 55,230 | $844,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 31,578 | $842,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 15,747 | $841,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 22,799 | $841,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 26,147 | $840,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 5,518 | $839,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 16,330 | $839,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 15,366 | $837,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 31,672 | $837,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 287,100 | $836,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 19,018 | $834,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 4,825 | $834,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 10,000 | $832,000 | thousands by filing date | put |
| THL CR SR LN FD | 87244R103 | COM | 44,643 | $832,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 16,368 | $832,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 16,753 | $831,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 26,863 | $830,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 142,145 | $830,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 63,298 | $830,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 26,709 | $829,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 14,752 | $829,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 40,656 | $829,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 118,726 | $828,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 34,184 | $825,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 20,369 | $824,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 44,114 | $823,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 17,074 | $823,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 7,364 | $822,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 54,358 | $820,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 9,217 | $819,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 105,479 | $819,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 118,218 | $818,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 39,683 | $817,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 180,390 | $817,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 197 | $814,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 114,340 | $814,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 22,380 | $810,000 | thousands by filing date | |
| RECON CAPITAL DAX GERMANY | 26923E207 | UNIT | 28,688 | $810,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 14,102 | $807,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 10,700 | $805,000 | thousands by filing date | call |
| RAVEN INDS INC COM | 754212108 | Stock | 39,334 | $805,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 31,701 | $805,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 15,360 | $804,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 20,000 | $803,000 | thousands by filing date | put |
| STANDEX INTL CORP | 854231107 | COM | 9,756 | $802,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 57,362 | $802,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 33,065 | $802,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 14,749 | $801,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 58,620 | $801,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 10,278 | $800,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 14,556 | $799,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 16,214 | $797,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 30,744 | $795,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 10,817 | $794,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 58,700 | $793,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 47,184 | $791,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 15,158 | $790,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 40,415 | $790,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 29,784 | $788,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 76,769 | $784,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 10,275 | $783,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 36,519 | $783,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 21,983 | $783,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 19,009 | $782,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 14,450 | $782,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 28,897 | $782,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 7,400 | $781,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 27,248 | $780,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 35,384 | $779,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 525,000 | $779,000 | thousands by filing date | principal |
| KELLY SVCS INC | 488152208 | CL A | 44,646 | $778,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 4,554 | $776,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 37,020 | $776,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 8,304 | $773,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 22,860 | $772,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 9,900 | $771,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 55,412 | $769,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 76,371 | $767,000 | thousands by filing date | |
| SUNE 2 10/01/18 | 86732YAC3 | Bond 30/360P2 U | 444,000 | $765,000 | thousands by filing date | principal |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,300 | $764,000 | thousands by filing date | call |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 64,427 | $763,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 22,919 | $763,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 15,983 | $761,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 16,567 | $761,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 35,200 | $760,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 26,095 | $760,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 37,528 | $760,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 19,282 | $759,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 40,383 | $759,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 14,426 | $758,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 5,994 | $757,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 11,448 | $755,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 1,425,739 | $755,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 15,899 | $754,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 116,622 | $754,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 42,917 | $753,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 39,670 | $751,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 53,215 | $751,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 6,278 | $749,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 585,116 | $749,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 22,432 | $748,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 133,936 | $747,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 71,791 | $744,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 42,691 | $743,000 | thousands by filing date | |
| DIREXION DLY MID CAP BEAR 3X | 25459Y421 | COM | 73,042 | $743,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 51,151 | $742,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 28,964 | $742,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 11,197 | $741,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 89,912 | $741,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 37,027 | $740,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 45,026 | $739,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 111,957 | $739,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 80,482 | $737,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 49,688 | $735,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 18,546 | $734,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 669,000 | $733,000 | thousands by filing date | principal |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 31,777 | $732,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 16,332 | $731,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 10,011 | $731,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 15,700 | $731,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 21,188 | $729,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 147,544 | $727,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 56,046 | $726,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 102,400 | $726,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 25,578 | $726,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 34,115 | $725,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 33,384 | $724,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 71,624 | $722,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 19,837 | $720,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 134,784 | $719,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 14,294 | $719,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 55,557 | $719,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 26,714 | $718,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 16,993 | $718,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 49,687 | $716,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 28,844 | $716,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 7,958 | $716,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 7,971 | $713,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 16,800 | $713,000 | thousands by filing date | call |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 12,820 | $712,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 27,980 | $712,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 22,305 | $711,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 36,090 | $711,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 15,375 | $710,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 36,669 | $710,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 13,900 | $710,000 | thousands by filing date | principal |
| AIXTRON SE | 009606104 | SPONSORED ADR | 94,016 | $707,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 20,927 | $706,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 39,815 | $704,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 32,771 | $704,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 15,608 | $703,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 13,744 | $703,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 73,745 | $703,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 11,300 | $702,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 59,103 | $702,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 31,815 | $701,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 22,400 | $701,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 15,750 | $701,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 32,852 | $701,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 16,228 | $700,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 28,152 | $699,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 17,600 | $699,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 24,800 | $699,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 9,896 | $698,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 53,681 | $698,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 44,289 | $698,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 13,349 | $697,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 20,100 | $697,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 22,247 | $697,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 30,831 | $697,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 18,208 | $695,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 42,621 | $695,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 61,602 | $695,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 27,335 | $695,000 | thousands by filing date | |
| SPDR SER TR | 78468R846 | BRCLY HGH YIEL | 31,186 | $695,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 62,982 | $694,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 55,345 | $692,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 14,831 | $691,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 35,661 | $690,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 7,978 | $689,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 29,147 | $689,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 43,765 | $688,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 27,503 | $688,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 38,523 | $685,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 48,742 | $685,000 | thousands by filing date | |
| PROSHARES TR | 74347X344 | ULTRASHT 3-7YR | 23,693 | $685,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 45,504 | $684,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 17,077 | $684,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 22,500 | $683,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 51,923 | $683,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 127,300 | $682,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 55,344 | $681,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 26,262 | $680,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 20,500 | $679,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 20,223 | $677,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,000 | $677,000 | thousands by filing date | call |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 15,191 | $676,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 12,622 | $675,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 24,680 | $675,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 31,648 | $675,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 25,959 | $674,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 11,905 | $673,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 42,902 | $671,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 75,737 | $670,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 21,525 | $670,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 26,366 | $668,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 91,998 | $668,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 13,890 | $668,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 12,880 | $667,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 6,699 | $666,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 47,898 | $666,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 26,250 | $665,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 22,408 | $664,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 70,940 | $664,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 4,580 | $664,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 24,342 | $663,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 12,127 | $662,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 21,742 | $661,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 61,004 | $660,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 55,536 | $659,000 | thousands by filing date | |
| ASM INTERNATIONAL NV | N07045102 | Common Stock | 14,294 | $659,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 67,304 | $658,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 26,326 | $657,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 45,139 | $657,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 39,930 | $655,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 35,200 | $654,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 50,547 | $653,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 50,028 | $653,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 25,216 | $653,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 14,044 | $652,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 45,432 | $651,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 93,082 | $651,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 25,030 | $650,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 23,543 | $649,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 76,676 | $649,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,000 | $645,000 | thousands by filing date | call |
| NEENAH PAPER INC | 640079109 | COM | 10,330 | $645,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 12,974 | $644,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 27,483 | $644,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 16,087 | $644,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 6,752 | $643,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 58,930 | $643,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 7,831 | $643,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 56,424 | $641,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 40,255 | $640,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 33,118 | $639,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 17,780 | $638,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 13,905 | $637,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 44,275 | $636,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 14,227 | $634,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 25,595 | $633,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 8,365 | $633,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 27,289 | $633,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 18,476 | $631,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 24,728 | $631,000 | thousands by filing date | principal |
| Janus Velocity Tail Risk Hdgd Lg Cp ETF | 00162Q817 | com | 22,243 | $631,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 45,314 | $630,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 34,934 | $628,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 17,516 | $628,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 27,645 | $628,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 43,700 | $628,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 8,572 | $627,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 33,000 | $627,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 15,587 | $627,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 5,844 | $624,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 18,962 | $624,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 12,399 | $624,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 35,300 | $624,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 12,461 | $623,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 45,781 | $622,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 27,300 | $621,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 15,608 | $621,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 681,000 | $620,000 | thousands by filing date | principal |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 34,238 | $620,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 30,890 | $619,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 47,646 | $618,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 26,378 | $617,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 26,018 | $617,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 80,982 | $617,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 134,200 | $616,000 | thousands by filing date | call |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 21,576 | $615,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 32,800 | $615,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 8,270 | $614,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 37,601 | $614,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 6,215 | $613,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 15,678 | $613,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 33,802 | $613,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 7,908 | $612,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 27,800 | $612,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 52,958 | $611,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 55,192 | $610,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 27,000 | $609,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 74,102 | $607,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 9,686 | $605,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 45,085 | $605,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 47,929 | $605,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 21,032 | $604,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 32,058 | $604,000 | thousands by filing date | |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 580,000 | $604,000 | thousands by filing date | principal |
| BRF SA | 10552T107 | SPONSORED ADR | 30,387 | $602,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,820 | $602,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 23,473 | $602,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 16,668 | $602,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 16,906 | $602,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 9,852 | $601,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 18,398 | $600,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 12,078 | $600,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 31,860 | $599,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 15,306 | $598,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 33,996 | $598,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 23,952 | $598,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 103,956 | $597,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 33,500 | $596,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 10,819 | $595,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 20,101 | $595,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 82,569 | $595,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 20,229 | $594,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 17,755 | $594,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 88,210 | $593,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 25,862 | $593,000 | thousands by filing date | |
| ISHARES TR | 46429B374 | ALCO ASIA INFO | 16,536 | $593,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 17,469 | $591,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 13,486 | $591,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 46,516 | $589,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 15,401 | $588,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 40,000 | $588,000 | thousands by filing date | call |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 24,100 | $588,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 20,146 | $588,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 10,051 | $588,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 21,540 | $588,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 20,000 | $588,000 | thousands by filing date | call |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 5,567 | $587,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 5,303 | $587,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 9,630 | $585,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 29,155 | $584,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 9,896 | $583,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 5,630 | $583,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 3,351,691 | $581,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 10,532 | $581,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 8,316 | $580,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 41,864 | $580,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 50,400 | $579,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 7,375 | $579,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 21,182 | $577,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 392,000 | $577,000 | thousands by filing date | principal |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 18,078 | $577,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 62,851 | $575,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 32,927 | $575,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 29,533 | $574,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 30,572 | $573,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 62,549 | $573,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 21,420 | $572,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 13,225 | $571,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 14,550 | $571,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 17,496 | $571,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 39,710 | $570,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 29,676 | $570,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 104,921 | $569,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 14,268 | $569,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 28,261 | $569,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 21,061 | $569,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 36,009 | $567,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 20,019 | $566,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 27,394 | $565,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 14,920 | $565,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 11,704 | $565,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 15,123 | $564,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 10,000 | $564,000 | thousands by filing date | call |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 12,400 | $564,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 8,239 | $564,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 20,838 | $563,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 534,000 | $563,000 | thousands by filing date | principal |
| UNICO AMERN CORP | 904607108 | COM | 52,000 | $561,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 43,763 | $560,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 32,600 | $557,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 175,946 | $557,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 8,134 | $556,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 43,165 | $556,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 30,111 | $555,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 54,770 | $555,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 135,457 | $555,000 | thousands by filing date | |
| PROSHARES TR | 74347B870 | CDS SH NA HYCR | 14,475 | $555,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 10,728 | $554,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 7,149 | $554,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 13,483 | $552,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 12,855 | $552,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 33,070 | $551,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 13,177 | $551,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 60,856 | $550,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 73,243 | $548,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 23,168 | $547,000 | thousands by filing date | |
| ISHARES INC | 464286459 | EMKTS VALU IDX | 12,479 | $545,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 26,113 | $544,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 9,552 | $544,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 21,158 | $543,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 14,850 | $542,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 17,287 | $542,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 7,575 | $541,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 17,500 | $541,000 | thousands by filing date | call |
| GIBRALTAR INDS INC | 374689107 | COM | 32,900 | $540,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 38,527 | $540,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 20,227 | $539,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 21,656 | $539,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 23,145 | $537,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 14,866 | $537,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 56,731 | $536,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 28,125 | $536,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 13,972 | $536,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 20,836 | $536,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 6,664 | $536,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 14,671 | $535,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 27,771 | $534,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 18,713 | $533,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 10,112 | $533,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 48,420 | $533,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 22,873 | $533,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 13,929 | $533,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 10,001 | $533,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 33,600 | $532,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 97,332 | $532,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 21,888 | $531,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 40,739 | $531,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 112,500 | $530,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 165,902 | $530,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 16,459 | $529,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 68,439 | $528,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 144,847 | $528,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 52,508 | $527,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 51,239 | $527,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 8,838 | $526,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 19,102 | $525,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 53,200 | $525,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 11,365 | $524,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 28,206 | $522,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 29,635 | $522,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 9,846 | $522,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 31,653 | $522,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 48,076 | $521,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 82,065 | $520,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,393 | $520,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 17,752 | $520,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 73,700 | $520,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 50,465 | $520,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 26,186 | $520,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 26,386 | $519,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 30,321 | $518,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 7,000 | $518,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 4,729 | $518,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 15,950 | $516,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 8,419 | $515,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 18,952 | $514,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 33,620 | $512,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 34,895 | $512,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 60,150 | $511,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 31,900 | $511,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 10,339 | $510,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 9,860 | $510,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 33,727 | $509,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 43,200 | $508,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 29,129 | $507,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 11,851 | $507,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 80,944 | $507,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 16,899 | $506,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 22,012 | $506,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 21,425 | $506,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 15,451 | $506,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-020162 | this filing | 2015-05-15 | acceptance time not in the bulk data set |