13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 6,250 holding rows worth $143,254,655,000.
- Accession
- 0001140361-15-020162
- Filer
- CIK 1000275
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 18,247 entries on the cover page, a total value of $143,254,655,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,254,655,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOODRICH PETE CORP | 382410405 | COM NEW | 35,312 | $125,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 4,344 | $125,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 5,089 | $124,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 1,650 | $124,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 23,899 | $124,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 6,627 | $123,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 1,242 | $123,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 8,685 | $123,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 7,946 | $123,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 15,390 | $123,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 10,300 | $122,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 3,598 | $122,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 4,560 | $122,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 7,819 | $122,000 | thousands by filing date | |
| FX ENERGY INC | 302695309 | 9.25% PFD SER B | 7,024 | $122,000 | thousands by filing date | principal |
| BIOTELEMETRY INC | 090672106 | COM | 13,619 | $121,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 15,500 | $121,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 5,363 | $121,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 2,300 | $121,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 7,188 | $121,000 | thousands by filing date | |
| SKYSTAR BIO-PHARMA CO | 830884300 | COM PAR $.001 | 30,934 | $121,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 11,577 | $121,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 4,650 | $121,000 | thousands by filing date | principal |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 5,278 | $120,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 19,600 | $120,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 43,281 | $120,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 6,090 | $120,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 7,250 | $120,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 6,664 | $120,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 7,637 | $120,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 49,662 | $120,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 7,890 | $119,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 3,602 | $118,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 3,959 | $118,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 4,288 | $118,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 11,215 | $118,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 28,824 | $118,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 5,866 | $118,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 7,966 | $118,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 3,862 | $116,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 5,241 | $116,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 36,692 | $115,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 5,735 | $115,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 2,278 | $114,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 8,014 | $114,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 4,991 | $114,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 8,250 | $114,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 58,484 | $114,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 8,483 | $114,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,220 | $113,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 7,205 | $113,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 5,250 | $113,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 7,494 | $112,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 7,298 | $112,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 37,583 | $112,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 1,525 | $112,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 8,684 | $112,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 5,509 | $112,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 4,473 | $112,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 12,637 | $111,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 8,600 | $111,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 14,700 | $111,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 18,442 | $111,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 138,773 | $110,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 2,105 | $110,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 3,531 | $110,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 1,432 | $110,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 2,140 | $110,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 6,300 | $110,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 6,242 | $110,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 6,300 | $110,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 2,570 | $110,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 7,500 | $110,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 3,948 | $109,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 7,769 | $109,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 4,774 | $109,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 4,641 | $109,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 21,824 | $109,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 12,447 | $109,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 7,614 | $108,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 4,110 | $108,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 18,369 | $108,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 29,600 | $108,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 11,788 | $108,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 23,500 | $108,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 5,340 | $107,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 6,679 | $107,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 4,328 | $107,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 14,800 | $107,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 2,906 | $107,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R437 | MSCI IN QLT DI | 2,342 | $107,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R452 | EM QUAL DIVID | 2,231 | $107,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 7,632 | $106,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 12,221 | $106,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 5,488 | $106,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 4,778 | $106,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 4,113 | $106,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 9,050 | $106,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 4,900 | $106,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 7,739 | $106,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 3,877 | $105,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 10,000 | $105,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 930 | $104,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 2,407 | $104,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 2,042 | $104,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 4,122 | $104,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 4,296 | $104,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 37,800 | $104,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 2,900 | $104,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 4,243 | $104,000 | thousands by filing date | principal |
| ARCBEST CORP COM | 03937C105 | Stock | 2,708 | $103,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 3,003 | $103,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 1,073 | $103,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 5,825 | $103,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 12,787 | $103,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 3,872 | $103,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 5,186 | $102,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 16,067 | $102,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 12,300 | $102,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 9,200 | $102,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 5,145 | $102,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 20,814 | $101,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 7,525 | $101,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 3,047 | $100,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 3,441 | $100,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 3,600 | $100,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 1,895 | $100,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 3,108 | $100,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 2,832 | $100,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 18,300 | $100,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 7,201 | $99,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 11,956 | $99,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 6,400 | $99,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 9,000 | $99,000 | thousands by filing date | put |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 5,500 | $99,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 4,058 | $99,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 7,828 | $99,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,724 | $98,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 10,842 | $98,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 192,082 | $98,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 8,000 | $98,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 2,681 | $98,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 11,524 | $97,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 3,600 | $97,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 3,332 | $96,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 5,641 | $96,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 5,989 | $96,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 20,050 | $96,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 6,900 | $96,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 15,400 | $95,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 6,975 | $95,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 134,036 | $95,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 22,670 | $95,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 1,045 | $94,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 8,852 | $94,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 7,265 | $94,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 48,603 | $94,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 9,852 | $94,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 3,483 | $93,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 25,250 | $93,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 4,786 | $93,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 6,598 | $93,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 13,556 | $92,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 2,035 | $92,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 2,419 | $92,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 2,938 | $92,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 4,100 | $91,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 4,350 | $91,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 4,200 | $91,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 4,593 | $91,000 | thousands by filing date | |
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 3,763 | $91,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 4,800 | $91,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 969 | $90,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 7,843 | $90,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 1,631 | $90,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 2,600 | $90,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 5,773 | $89,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 1,329 | $89,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 6,097 | $89,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 2,161 | $89,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 5,866 | $89,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E317 | GLBLX CEN ASIA | 9,304 | $89,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 5,027 | $89,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 4,004 | $88,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 7,613 | $88,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 4,700 | $88,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 2,500 | $88,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 16,646 | $87,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 5,868 | $87,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 9,719 | $87,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 706 | $86,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 11,607 | $86,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,287 | $86,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 7,314 | $86,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 1,922 | $86,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 4,158 | $86,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 13,458 | $86,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 6,333 | $86,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 1,213 | $86,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 2,834 | $85,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 9,135 | $85,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 4,002 | $85,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 6,553 | $85,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 9,810 | $85,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 200 | $84,000 | thousands by filing date | call |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 4,920 | $84,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 8,952 | $84,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 22,531 | $84,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 3,138 | $84,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 1,022 | $84,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,158 | $83,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 5,865 | $83,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 12,738 | $83,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 2,919 | $83,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 7,888 | $83,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 1,591 | $83,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 3,163 | $83,000 | thousands by filing date | principal |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 20,890 | $83,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 41,270 | $82,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 7,298 | $82,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 45,268 | $82,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 1,665 | $82,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 7,173 | $82,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 2,331 | $81,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 8,042 | $81,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 5,198 | $81,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 70,000 | $81,000 | thousands by filing date | principal |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 11,141 | $80,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 4,995 | $80,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 5,170 | $80,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,138 | $80,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 6,780 | $80,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 14,977 | $80,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 6,650 | $80,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,000 | $79,000 | thousands by filing date | call |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 24,761 | $79,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 8,500 | $79,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 3,830 | $79,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 2,401 | $79,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 1,969 | $79,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 10,170 | $79,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 3,266 | $79,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 2,736 | $79,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 3,291 | $78,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 1,600 | $78,000 | thousands by filing date | principal |
| VIRGIN AMER INC | 92765X208 | COM VTG | 2,588 | $78,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 3,008 | $78,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 5,558 | $77,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 535 | $77,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 7,950 | $77,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,554 | $77,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 5,500 | $77,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 17,350 | $77,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 3,334 | $77,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 5,700 | $77,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 2,276 | $77,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 3,752 | $77,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 6,922 | $77,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 18,300 | $76,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 1,265 | $76,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 27,214 | $76,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 4,705 | $76,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 1,687 | $76,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 842 | $75,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 7,437 | $75,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 6,432 | $75,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 11,869 | $75,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 4,670 | $75,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 17,100 | $75,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 7,850 | $75,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 2,865 | $75,000 | thousands by filing date | principal |
| SUFFOLK BANCORP | 864739107 | COM | 3,153 | $75,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 5,300 | $75,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 758 | $74,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 5,342 | $74,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 1,666 | $74,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,673 | $74,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 6,478 | $74,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 3,377 | $73,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 7,838 | $73,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 19,425 | $73,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 1,426 | $73,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 21,732 | $73,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 1,446 | $73,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 2,650 | $72,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 2,200 | $72,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 3,025 | $72,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 5,071 | $72,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 6,500 | $72,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 10,561 | $72,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 505 | $72,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 3,862 | $72,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 2,219 | $72,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 4,000 | $72,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 6,420 | $72,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 2,085 | $71,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 4,614 | $71,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 3,800 | $71,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 8,154 | $71,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 2,929 | $71,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 5,213 | $71,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 3,025 | $71,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 5,388 | $71,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 14,812 | $71,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 4,287 | $71,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 2,625 | $70,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,694 | $70,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 4,475 | $70,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 6,006 | $70,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 12,000 | $70,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 7,564 | $70,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 6,500 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74348A327 | ULTSHT SMLCP600 | 1,968 | $70,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 6,458 | $69,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 4,298 | $69,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 1,570 | $69,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 4,288 | $69,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 4,800 | $69,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 3,086 | $69,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 6,823 | $69,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 5,272 | $68,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 5,081 | $68,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 4,950 | $68,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 3,029 | $68,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 5,163 | $68,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 10,965 | $68,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 11,000 | $67,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 888 | $67,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 4,391 | $67,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 4,274 | $67,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 1,290 | $67,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 16,565 | $66,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 5,452 | $66,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 3,824 | $66,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 2,710 | $66,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 21,202 | $66,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 44,500 | $66,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 7,520 | $66,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 5,000 | $66,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 8,400 | $66,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 959 | $65,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 1,462 | $65,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 3,300 | $65,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 3,150 | $65,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 6,650 | $65,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 5,100 | $65,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 59,000 | $65,000 | thousands by filing date | principal |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 7,140 | $65,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 2,660 | $64,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 2,006 | $64,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 4,376 | $64,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 4,329 | $64,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 5,514 | $64,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 29,840 | $64,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 1,000 | $64,000 | thousands by filing date | call |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 4,749 | $64,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 2,489 | $64,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 1,900 | $64,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 3,052 | $64,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 12,000 | $64,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 1,140 | $63,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 2,385 | $63,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 2,758 | $63,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 2,000 | $63,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 4,525 | $63,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 4,800 | $63,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 9,319 | $63,000 | thousands by filing date | |
| ISHARES INC | 464286384 | MSCI EMRG EMEA | 1,449 | $63,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 5,591 | $63,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 752 | $62,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 908 | $62,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 3,525 | $62,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 1,316 | $62,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 2,000 | $62,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 2,766 | $62,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 3,100 | $62,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 7,000 | $61,000 | thousands by filing date | call |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 1,387 | $61,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 3,975 | $61,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 9,400 | $61,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 31,578 | $61,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 67,716 | $61,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 8,500 | $61,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 3,031 | $61,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 2,475 | $61,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 3,280 | $61,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 3,150 | $60,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 478 | $60,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,000 | $60,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 3,474 | $60,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 3,000 | $60,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 2,308 | $60,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 2,700 | $60,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 1,562 | $59,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 566 | $59,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 1,560 | $59,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 4,200 | $59,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 1,839 | $59,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 2,253 | $59,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 6,497 | $59,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 3,140 | $59,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 4,425 | $58,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 2,941 | $58,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 1,450 | $58,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 15,550 | $58,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 1,524 | $58,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 7,037 | $58,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 16,480 | $58,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 2,869 | $58,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 39,485 | $58,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 1,222 | $58,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 1,403 | $58,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 15,100 | $57,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 3,375 | $57,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 2,975 | $57,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 4,395 | $57,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 5,807 | $57,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 8,077 | $57,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 1,796 | $57,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 2,300 | $57,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 16,137 | $57,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 1,045 | $56,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 3,151 | $56,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,080 | $56,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 900 | $56,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 3,854 | $56,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 5,500 | $56,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 13,429 | $56,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 7,900 | $56,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 3,700 | $56,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 2,339 | $55,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 3,077 | $55,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 3,440 | $55,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 3,025 | $55,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 71,700 | $55,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 1,000 | $55,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 648 | $54,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 10,515 | $54,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 2,396 | $54,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 8,962 | $54,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 4,207 | $54,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 36,945 | $54,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 8,850 | $54,000 | thousands by filing date | |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 465 | $54,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 3,577 | $54,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 1,810 | $54,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 2,290 | $54,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 45,000 | $54,000 | thousands by filing date | principal |
| DEL MONTE CORP ORD | G36738105 | Stock | 1,362 | $53,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 3,235 | $53,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 6,975 | $53,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 6,831 | $53,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 2,000 | $53,000 | thousands by filing date | principal |
| NETGEAR INC | 64111Q104 | COM | 1,577 | $52,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 2,156 | $52,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 2,204 | $52,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 2,900 | $52,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 1,820 | $52,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 5,582 | $52,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 5,500 | $52,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 381 | $51,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 5,000 | $51,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 14,888 | $51,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 2,736 | $51,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 12,400 | $51,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 1,205 | $50,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 1,709 | $50,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 863 | $50,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 3,351 | $50,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 2,698 | $50,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 15,055 | $50,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 3,850 | $50,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 909 | $50,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 2,000 | $50,000 | thousands by filing date | |
| ISHARES TR | 46429B481 | MSCI AUSTRL ETF | 2,902 | $50,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 2,196 | $49,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 2,567 | $49,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 2,760 | $49,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 5,451 | $49,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 8,195 | $49,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 2,025 | $49,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 4,086 | $49,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 3,215 | $49,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 348 | $49,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 3,500 | $49,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,000 | $49,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 2,575 | $49,000 | thousands by filing date | |
| JAN VELOCITY VELOCITY HED | 00162Q791 | Equities | 1,650 | $49,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 10,960 | $48,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 95,750 | $48,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 6,940 | $48,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 8,600 | $48,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 3,250 | $48,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 10,000 | $47,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,706 | $47,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 2,750 | $47,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 3,061 | $47,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 2,032 | $47,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 1,586 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 850 | $47,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-020162 | this filing | 2015-05-15 | acceptance time not in the bulk data set |