13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 6,250 holding rows worth $143,254,655,000.
- Accession
- 0001140361-15-020162
- Filer
- CIK 1000275
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 18,247 entries on the cover page, a total value of $143,254,655,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,254,655,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 12,038 | $274,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 18,736 | $273,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 5,109 | $273,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 30,885 | $273,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 19,344 | $272,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 73,035 | $272,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 10,886 | $272,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 566,794 | $272,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 15,732 | $272,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 22,223 | $272,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 23,914 | $271,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 12,568 | $271,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 4,124 | $270,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 8,377 | $270,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 4,673 | $269,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,400 | $269,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 36,169 | $268,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 5,482 | $268,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 8,332 | $268,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 11,503 | $267,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 22,188 | $266,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 17,537 | $266,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 8,693 | $266,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 10,352 | $266,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 15,213 | $265,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 9,514 | $265,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 5,960 | $264,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 6,601 | $264,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 5,264 | $264,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 6,544 | $264,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 121,503 | $264,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 59,514 | $264,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 15,890 | $263,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 4,375 | $263,000 | thousands by filing date | principal |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 143,932 | $263,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 5,886 | $263,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 18,195 | $263,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 91,150 | $263,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 9,145 | $263,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 26,335 | $262,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 49,592 | $262,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,952 | $261,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 18,107 | $261,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 16,822 | $260,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 20,970 | $260,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 18,124 | $259,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 8,664 | $259,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 43,098 | $259,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 22,854 | $259,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 15,184 | $259,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,777 | $259,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 67,571 | $259,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 17,644 | $258,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 5,367 | $258,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 2,900 | $258,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 22,250 | $258,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 14,128 | $257,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 14,000 | $256,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 20,727 | $256,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 111,233 | $256,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 27,216 | $256,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 5,535 | $256,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 107,467 | $255,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 5,978 | $254,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 10,400 | $254,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 15,900 | $254,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 12,698 | $254,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 16,433 | $254,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,678 | $253,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 12,367 | $253,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 5,424 | $252,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 15,300 | $252,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 20,501 | $252,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 4,624 | $252,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 3,370 | $252,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 8,490 | $251,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 5,316 | $251,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 18,758 | $250,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 21,515 | $250,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 20,494 | $250,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 9,598 | $250,000 | thousands by filing date | |
| YODLEE INC | 98600P201 | COM | 18,602 | $250,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,250 | $248,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 21,800 | $248,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 4,707 | $247,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 9,653 | $247,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 19,657 | $247,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 18,866 | $246,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 15,845 | $246,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 132,732 | $246,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 3,360 | $245,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 10,100 | $245,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 5,620 | $245,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 19,406 | $245,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 18,100 | $244,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 59,200 | $244,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 16,483 | $243,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 22,935 | $243,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 6,043 | $243,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 20,468 | $242,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 18,061 | $242,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 15,429 | $242,000 | thousands by filing date | |
| ISHARES MSCI EM ENRGY | 464286376 | CMN | 8,712 | $242,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 9,909 | $241,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 39,150 | $241,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 65,200 | $241,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 9,425 | $241,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 4,404 | $240,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 21,054 | $238,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 21,862 | $238,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 6,565 | $238,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 12,289 | $237,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 6,620 | $237,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 16,121 | $237,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 17,120 | $236,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 9,781 | $236,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 13,739 | $236,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 9,895 | $236,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 12,454 | $236,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 3,833 | $235,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 1,986 | $234,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 6,450 | $234,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 17,400 | $234,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 3,191 | $234,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 21,012 | $234,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 8,132 | $234,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,877 | $233,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 6,206 | $233,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 20,007 | $233,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 13,800 | $233,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 5,404 | $232,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 17,650 | $232,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 8,809 | $232,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 5,910 | $231,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 22,069 | $231,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 22,231 | $231,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 13,628 | $231,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 8,995 | $230,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 2,620 | $230,000 | thousands by filing date | principal |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 10,747 | $229,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 7,300 | $229,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 7,600 | $229,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 57,773 | $229,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 17,625 | $229,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 15,200 | $229,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 9,356 | $229,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 5,950 | $229,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,376 | $228,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 6,000 | $228,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 12,058 | $228,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 15,864 | $228,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 10,167 | $228,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 3,300 | $227,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 500 | $226,000 | thousands by filing date | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,186 | $226,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 9,752 | $226,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 3,075 | $225,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 16,321 | $225,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 14,840 | $224,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 3,437 | $224,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 8,761 | $224,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 13,337 | $223,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 13,697 | $223,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 4,400 | $223,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 42,653 | $222,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 60,968 | $222,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 26,945 | $222,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 17,575 | $222,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R353 | CHINAAMC BD ETF | 9,129 | $222,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 22,876 | $220,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 12,500 | $220,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 7,657 | $220,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 15,342 | $220,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 5,747 | $219,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 21,520 | $219,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 19,150 | $219,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 7,806 | $219,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 15,818 | $218,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 10,301 | $218,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 3,307 | $218,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 10,500 | $218,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 4,936 | $217,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 15,098 | $216,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 18,348 | $216,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,120 | $216,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 315 | $216,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 36,824 | $216,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 13,001 | $216,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 12,100 | $216,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 28,400 | $215,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 22,134 | $214,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 3,680 | $214,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 11,048 | $214,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 7,090 | $214,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 7,598 | $213,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 19,754 | $213,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 2,868 | $213,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 7,666 | $213,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,425 | $212,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 2,483 | $212,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 16,094 | $211,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 10,755 | $211,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 70,792 | $211,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 19,302 | $211,000 | thousands by filing date | |
| SOURCE ETF TR | 83615L106 | EURO STOXX 50 | 4,504 | $211,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 9,293 | $210,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 6,705 | $210,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 12,816 | $210,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 3,745 | $210,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 23,336 | $209,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 23,665 | $208,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 25,177 | $208,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 12,701 | $208,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 2,986 | $207,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 22,126 | $206,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 5,286 | $206,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 14,150 | $205,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 10,302 | $205,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 6,702 | $204,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 4,505 | $204,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 4,167 | $203,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 17,827 | $202,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 11,750 | $202,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 13,075 | $202,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 13,970 | $202,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 95,000 | $202,000 | thousands by filing date | call |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 13,382 | $201,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4,300 | $201,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 13,235 | $201,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 12,601 | $201,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 7,860 | $201,000 | thousands by filing date | principal |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 13,856 | $200,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 8,400 | $200,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 11,400 | $199,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 40,620 | $199,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 10,418 | $198,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 5,649 | $198,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 15,160 | $198,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 7,361 | $197,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 20,732 | $197,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 35,757 | $197,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 8,001 | $197,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 13,427 | $197,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 7,100 | $196,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 11,109 | $195,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 19,323 | $195,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 4,955 | $195,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,700 | $194,000 | thousands by filing date | put |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 14,128 | $194,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 13,400 | $194,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 8,333 | $194,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 25,000 | $194,000 | thousands by filing date | put |
| SKULLCANDY INC | 83083J104 | COM | 17,183 | $194,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 5,828 | $193,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 12,232 | $193,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 4,733 | $193,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,670 | $192,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 7,891 | $192,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 15,594 | $192,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 16,383 | $191,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,643 | $190,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 11,750 | $190,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAB5 | NOTE 2.500% 9/1 | 200,000 | $190,000 | thousands by filing date | principal |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 37,528 | $189,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 7,145 | $189,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 26,273 | $188,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 21,268 | $187,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 9,861 | $187,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 2,418 | $187,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 3,029 | $186,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,000 | $186,000 | thousands by filing date | put |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 7,500 | $186,000 | thousands by filing date | call |
| REX ENERGY CORPORATION | 761565100 | COM | 50,100 | $186,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 11,571 | $186,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 29,392 | $186,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 9,315 | $185,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,300 | $184,000 | thousands by filing date | call |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 7,644 | $184,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 14,140 | $184,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 11,151 | $184,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 13,527 | $183,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 10,000 | $183,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 85,425 | $183,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 14,320 | $183,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 26,907 | $182,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 6,715 | $182,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 9,399 | $181,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,131 | $181,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 8,503 | $181,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 10,400 | $181,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 32,151 | $180,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 7,299 | $180,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 9,743 | $180,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 6,723 | $180,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 21,929 | $179,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 10,072 | $179,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 15,100 | $179,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 17,238 | $179,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 62,000 | $179,000 | thousands by filing date | principal |
| HENNESSY ADVISORS INC | 425885100 | COM | 8,790 | $178,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 5,349 | $177,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 5,899 | $176,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 7,156 | $176,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 3,396 | $176,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 60,159 | $176,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 10,750 | $175,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 19,914 | $175,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 8,130 | $175,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 23,700 | $175,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 12,760 | $175,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 14,622 | $174,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 2,670 | $174,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 7,147 | $174,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 2,821 | $173,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 9,574 | $173,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 6,783 | $173,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 6,697 | $173,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 4,536 | $172,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 7,806 | $172,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 6,385 | $172,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 3,475 | $172,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 20,508 | $172,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 44,565 | $171,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 61,848 | $171,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 4,683 | $171,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 27,495 | $170,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 11,185 | $170,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 2,578 | $170,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 2,639 | $169,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 6,075 | $169,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 12,319 | $169,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 10,586 | $169,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 15,221 | $169,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 7,757 | $169,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 10,700 | $168,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 25,000 | $168,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,953 | $168,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 10,324 | $168,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 24,700 | $168,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 12,775 | $168,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 10,958 | $167,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 10,829 | $167,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 12,528 | $167,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 5,334 | $167,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 9,253 | $167,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,494 | $166,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 4,585 | $166,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 16,240 | $166,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 10,205 | $166,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 25,382 | $165,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 6,698 | $165,000 | thousands by filing date | principal |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 15,455 | $165,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P143 | RBS NASD LKD41 | 4,182 | $165,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 13,248 | $165,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 15,020 | $164,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 5,002 | $164,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 29,529 | $164,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 264,626 | $164,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 5,910 | $164,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 8,456 | $164,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 7,220 | $163,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 3,448 | $162,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 7,307 | $162,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 3,400 | $162,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 4,702 | $162,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 28,869 | $161,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 4,552 | $161,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 3,452 | $161,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L527 | 30 YR TREAS BULL | 2,102 | $161,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 8,446 | $160,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 25,943 | $160,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 40,736 | $160,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 5,082 | $159,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 8,329 | $159,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 12,646 | $159,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 3,509 | $159,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 7,248 | $158,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 11,000 | $158,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 8,200 | $158,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 44,381 | $157,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 5,486 | $156,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 58,498 | $156,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 7,040 | $156,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 7,371 | $156,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 4,560 | $155,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 15,124 | $155,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 8,783 | $155,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 17,114 | $154,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 4,863 | $154,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 3,780 | $153,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 14,970 | $153,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 3,060 | $152,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 2,947 | $152,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 8,960 | $152,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 15,528 | $152,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 5,949 | $152,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,253 | $151,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 2,204 | $151,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 10,138 | $151,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 12,860 | $151,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 5,642 | $150,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 2,574 | $150,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 4,368 | $149,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 6,095 | $148,000 | thousands by filing date | principal |
| KEY TECHNOLOGY INC | 493143101 | COM | 11,700 | $148,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 41,930 | $148,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 6,800 | $147,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 4,393 | $147,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 14,476 | $147,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 21,068 | $147,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 3,700 | $146,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 9,790 | $146,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 10,864 | $146,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 9,826 | $146,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 59,454 | $146,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 13,046 | $146,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 3,736 | $146,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 40,159 | $146,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,539 | $145,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 4,084 | $144,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 5,696 | $144,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 2,870 | $144,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 2,486 | $144,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 8,700 | $144,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 4,306 | $144,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 4,250 | $144,000 | thousands by filing date | |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 500,000 | $144,000 | thousands by filing date | principal |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,595 | $143,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 2,503 | $143,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 4,620 | $143,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 8,916 | $142,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 13,200 | $142,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 16,968 | $142,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 2,076 | $142,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 19,278 | $142,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 11,063 | $141,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 2,558 | $141,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 10,356 | $141,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 33,237 | $141,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 8,800 | $140,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 5,197 | $140,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 119,534 | $140,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 160,069 | $140,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,285 | $139,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 26,301 | $139,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 2,290 | $139,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 11,617 | $139,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 2,453 | $139,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 7,153 | $138,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 11,000 | $138,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 13,988 | $138,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 4,509 | $137,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 25,284 | $137,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 4,006 | $136,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 12,487 | $136,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 16,767 | $136,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 8,785 | $136,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,967 | $135,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 1,753 | $135,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 2,094 | $135,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 6,950 | $135,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 3,995 | $135,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 794 | $134,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 4,031 | $134,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 3,689 | $134,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 9,037 | $133,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 19,103 | $133,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 29,732 | $133,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 5,446 | $133,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 5,380 | $133,000 | thousands by filing date | principal |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 2,747 | $132,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 3,798 | $132,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,743 | $132,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 14,250 | $132,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 16,351 | $132,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 27,277 | $132,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 3,237 | $132,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 3,985 | $131,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 9,355 | $131,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 4,754 | $131,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 8,849 | $131,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 10,317 | $131,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 13,537 | $131,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 8,627 | $130,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 2,272 | $130,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 13,028 | $130,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 2,107 | $129,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 10,614 | $129,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 9,648 | $129,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 2,800 | $129,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 26,957 | $128,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 20,357 | $128,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 8,040 | $128,000 | thousands by filing date | |
| PACIFIC BOOKER MINERALS INC | 69403R108 | COM | 26,280 | $128,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 6,029 | $127,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 7,925 | $126,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 2,974 | $126,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,960 | $125,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 5,238 | $125,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 2,774 | $125,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-020162 | this filing | 2015-05-15 | acceptance time not in the bulk data set |