13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 6,250 holding rows worth $143,254,655,000.
- Accession
- 0001140361-15-020162
- Filer
- CIK 1000275
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 18,247 entries on the cover page, a total value of $143,254,655,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,254,655,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 65,099 | $1,525,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 51,157 | $1,524,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 139,591 | $1,521,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 30,058 | $1,520,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 53,617 | $1,520,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 298,468 | $1,520,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 36,392 | $1,516,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 72,789 | $1,516,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 53,482 | $1,512,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 41,263 | $1,512,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 24,800 | $1,510,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 55,134 | $1,510,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 54,194 | $1,508,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 20,200 | $1,504,000 | thousands by filing date | call |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 74,248 | $1,504,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 63,197 | $1,502,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 79,167 | $1,502,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 236,567 | $1,502,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 14,700 | $1,501,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 60,009 | $1,500,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 43,089 | $1,500,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 21,742 | $1,499,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 32,101 | $1,497,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 23,280 | $1,495,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 53,567 | $1,494,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 45,848 | $1,491,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 139,189 | $1,490,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 56,457 | $1,489,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 1,120 | $1,488,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 17,193 | $1,486,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 29,782 | $1,484,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 62,973 | $1,482,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 172,783 | $1,481,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 16,702 | $1,480,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 202,130 | $1,477,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 7,830 | $1,477,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 98,577 | $1,473,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 90,257 | $1,473,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 148,577 | $1,471,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 90,011 | $1,469,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 282,338 | $1,468,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 47,618 | $1,467,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 68,341 | $1,466,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 18,485 | $1,465,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 55,429 | $1,464,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 1,270,000 | $1,464,000 | thousands by filing date | principal |
| RAMBUS INC DEL COM | 750917106 | Stock | 116,221 | $1,461,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 77,001 | $1,461,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 171,125 | $1,461,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 50,000 | $1,459,000 | thousands by filing date | put |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 55,511 | $1,458,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 56,019 | $1,456,000 | thousands by filing date | |
| MGC | 921910873 | COM | 20,679 | $1,455,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 80,998 | $1,455,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 1,805,000 | $1,451,000 | thousands by filing date | principal |
| NORDSON CORP | 655663102 | COM | 18,507 | $1,450,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 54,580 | $1,449,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 171,288 | $1,448,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 16,589 | $1,448,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 28,399 | $1,441,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 11,581 | $1,441,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 41,350 | $1,437,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 28,366 | $1,436,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 400,000 | $1,436,000 | thousands by filing date | put |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 47,423 | $1,435,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 21,906 | $1,433,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 17,797 | $1,429,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 40,000 | $1,428,000 | thousands by filing date | call |
| SAFETY INS GROUP INC | 78648T100 | COM | 23,902 | $1,428,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 14,806 | $1,427,000 | thousands by filing date | |
| ISHARES TR | 46429B622 | MSCI A/C ASIA | 24,595 | $1,427,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 65,139 | $1,420,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 59,200 | $1,420,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 43,048 | $1,418,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 200,030 | $1,416,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 83,572 | $1,416,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 43,170 | $1,416,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 109,812 | $1,415,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 99,680 | $1,414,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 250,000 | $1,413,000 | thousands by filing date | call |
| IBERIABANK CORP | 450828108 | COM | 22,418 | $1,413,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 15,000 | $1,412,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 10,166 | $1,411,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 11,933 | $1,410,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 56,837 | $1,405,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 33,702 | $1,405,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 56,492 | $1,403,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 45,141 | $1,402,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 17,565 | $1,399,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 51,212 | $1,399,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 38,977 | $1,399,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 82,000 | $1,395,000 | thousands by filing date | call |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 76,565 | $1,392,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 29,353 | $1,392,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 148,662 | $1,390,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 16,415 | $1,388,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 20,611 | $1,385,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 11,750 | $1,384,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 12,000 | $1,383,000 | thousands by filing date | call |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 32,817 | $1,379,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 96,261 | $1,378,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 43,500 | $1,377,000 | thousands by filing date | call |
| FIRSTMERIT CORP | 337915102 | COM | 72,123 | $1,375,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 41,396 | $1,372,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 53,966 | $1,372,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 62,200 | $1,371,000 | thousands by filing date | put |
| SEASPAN CORP | Y75638109 | SHS | 75,220 | $1,371,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 103,030 | $1,368,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y199 | DAILY 7-10 YR TR | 15,299 | $1,367,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 8,272 | $1,364,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 31,322 | $1,359,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 44,331 | $1,356,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 34,862 | $1,356,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 22,139 | $1,353,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 27,650 | $1,350,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 27,634 | $1,349,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 10,579 | $1,344,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 52,392 | $1,344,000 | thousands by filing date | principal |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 310,000 | $1,339,000 | thousands by filing date | principal |
| WAGEWORKS INC | 930427109 | COM | 25,063 | $1,337,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 9,172 | $1,336,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 22,178 | $1,334,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 75,288 | $1,333,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 18,993 | $1,327,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 46,904 | $1,324,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 93,248 | $1,322,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 30,485 | $1,317,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 27,012 | $1,317,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 15,000 | $1,315,000 | thousands by filing date | put |
| INGLES MKTS INC CL A | 457030104 | Stock | 26,569 | $1,315,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 1,260,000 | $1,315,000 | thousands by filing date | principal |
| APOLLO INVT CORP | 03761U106 | COM | 171,056 | $1,313,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 35,507 | $1,312,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 41,279 | $1,312,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 35,122 | $1,312,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 1,364,983 | $1,312,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 24,820 | $1,310,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 1,450,000 | $1,310,000 | thousands by filing date | principal |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 48,515 | $1,310,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 252,380 | $1,307,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 33,920 | $1,307,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 43,439 | $1,305,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 41,075 | $1,303,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 39,621 | $1,301,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 38,800 | $1,300,000 | thousands by filing date | call |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 24,337 | $1,299,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 9,627 | $1,298,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 40,827 | $1,298,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 93,687 | $1,298,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 274,363 | $1,298,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 108,840 | $1,296,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 59,376 | $1,290,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 76,300 | $1,288,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 29,905 | $1,286,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 25,231 | $1,284,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 17,392 | $1,284,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 1,000,000 | $1,274,000 | thousands by filing date | principal |
| F N B CORP | 302520101 | COM | 96,895 | $1,273,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 272,419 | $1,272,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 57,893 | $1,269,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 29,013 | $1,268,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 42,257 | $1,268,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 24,988 | $1,267,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 146,060 | $1,265,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 94,780 | $1,264,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 526,219 | $1,263,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 15,536 | $1,262,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 45,547 | $1,261,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 47,313 | $1,260,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 40,158 | $1,258,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 37,314 | $1,258,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 39,873 | $1,256,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 14,564 | $1,254,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 14,154 | $1,254,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 67,159 | $1,250,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 21,174 | $1,249,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 12,364 | $1,248,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 40,108 | $1,247,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 14,772 | $1,246,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 53,367 | $1,245,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 37,637 | $1,241,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 20,375 | $1,239,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 146,957 | $1,235,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 77,481 | $1,235,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 45,375 | $1,234,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 45,000 | $1,234,000 | thousands by filing date | put |
| STOCK YDS BANCORP INC | 861025104 | COM | 35,724 | $1,230,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 51,573 | $1,227,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 34,037 | $1,227,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X350 | SOLACTIVE GERMNY | 21,444 | $1,227,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 26,291 | $1,224,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 24,494 | $1,223,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 68,577 | $1,223,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 49,209 | $1,222,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 114,793 | $1,220,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 187,916 | $1,217,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 11,811 | $1,216,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 28,135 | $1,216,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 20,000 | $1,215,000 | thousands by filing date | put |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 82,028 | $1,215,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 23,786 | $1,213,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 85,324 | $1,211,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 128,548 | $1,210,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 36,228 | $1,209,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 28,875 | $1,207,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 18,218 | $1,204,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 28,734 | $1,204,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 23,973 | $1,199,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 94,982 | $1,198,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 24,700 | $1,195,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 14,133 | $1,191,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 14,800 | $1,189,000 | thousands by filing date | call |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 16,726 | $1,188,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 30,430 | $1,187,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 23,336 | $1,181,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 21,905 | $1,180,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 15,900 | $1,180,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 45,200 | $1,179,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 21,377 | $1,179,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 67,418 | $1,178,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 17,587 | $1,177,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 73,394 | $1,176,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 80,000 | $1,174,000 | thousands by filing date | call |
| DEXCOM INC COM | 252131107 | Stock | 18,813 | $1,173,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 83,517 | $1,173,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 26,634 | $1,172,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 62,697 | $1,172,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 14,135 | $1,172,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 15,118 | $1,172,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 128,018 | $1,170,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 28,881 | $1,169,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 56,285 | $1,168,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 31,757 | $1,167,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 12,959 | $1,165,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 20,037 | $1,165,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 24,765 | $1,163,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 74,305 | $1,161,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 31,119 | $1,160,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 53,666 | $1,160,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 221,357 | $1,160,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 10,000 | $1,159,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 25,000 | $1,158,000 | thousands by filing date | put |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 16,525 | $1,158,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 32,100 | $1,158,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 75,819 | $1,158,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 159,953 | $1,155,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 44,048 | $1,154,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 44,171 | $1,152,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 298,674 | $1,147,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 418,872 | $1,143,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 50,000 | $1,141,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 21,149 | $1,140,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 48,380 | $1,139,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 47,667 | $1,138,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 22,940 | $1,134,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 4,803 | $1,134,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 35,958 | $1,134,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 62,500 | $1,133,000 | thousands by filing date | put |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 34,404 | $1,131,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 10,223 | $1,131,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 27,763 | $1,131,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 39,662 | $1,131,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 65,741 | $1,130,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 17,904 | $1,130,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 12,350 | $1,130,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 10,446 | $1,128,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 49,514 | $1,127,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 33,224 | $1,124,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 445,000 | $1,124,000 | thousands by filing date | principal |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 11,098 | $1,124,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 79,008 | $1,120,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 51,674 | $1,120,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 12,222 | $1,120,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 27,131 | $1,117,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 50,000 | $1,117,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 183,065 | $1,115,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 16,471 | $1,115,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 92,501 | $1,114,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 175,425 | $1,113,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 9,732 | $1,111,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 58,084 | $1,110,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 57,841 | $1,109,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 18,192 | $1,107,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 67,901 | $1,107,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 92,170 | $1,103,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 79,480 | $1,100,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 20,122 | $1,097,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 19,085 | $1,096,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 113,871 | $1,096,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 79,336 | $1,095,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 114,402 | $1,095,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 70,000 | $1,094,000 | thousands by filing date | put |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 19,423 | $1,093,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 68,229 | $1,090,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 25,105 | $1,088,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 12,500 | $1,087,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 15,050 | $1,086,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 68,818 | $1,085,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 20,740 | $1,084,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 39,875 | $1,084,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 23,340 | $1,084,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 443,706 | $1,083,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 29,445 | $1,083,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 16,870 | $1,080,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 23,374 | $1,078,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 41,304 | $1,077,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 21,237 | $1,076,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 22,605 | $1,076,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 106,605 | $1,076,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 116,593 | $1,075,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 139,235 | $1,074,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 50,051 | $1,073,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 78,309 | $1,072,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 13,594 | $1,071,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 32,200 | $1,070,000 | thousands by filing date | call |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 20,818 | $1,067,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 74,105 | $1,066,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 135,125 | $1,065,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 85,159 | $1,064,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 25,913 | $1,064,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 81,243 | $1,059,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 30,931 | $1,058,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 49,730 | $1,058,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 24,935 | $1,054,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 30,000 | $1,053,000 | thousands by filing date | put |
| OPUS BK IRVINE CALIF | 684000102 | COM | 34,109 | $1,053,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 189,075 | $1,051,000 | thousands by filing date | |
| SUNE 2.75 1/21 | 86732YAD1 | Bond 30/360P2 U | 600,000 | $1,050,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 34,579 | $1,049,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 37,875 | $1,049,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 2,149 | $1,047,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 32,725 | $1,047,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 141,382 | $1,045,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 4,102 | $1,043,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 24,863 | $1,042,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 16,970 | $1,041,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 31,645 | $1,039,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 65,243 | $1,039,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 24,009 | $1,038,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 20,632 | $1,038,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 45,000 | $1,037,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 41,003 | $1,035,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 14,086 | $1,033,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 65,510 | $1,033,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 21,930 | $1,031,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 8,622 | $1,030,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 16,790 | $1,029,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 28,822 | $1,028,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 59,489 | $1,027,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 34,050 | $1,027,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 14,215 | $1,026,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 10,232 | $1,026,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 149,042 | $1,025,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 70,586 | $1,024,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 102,317 | $1,023,000 | thousands by filing date | |
| DBX ETF TR | 233051606 | REG UTILITY ID | 35,630 | $1,023,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 46,957 | $1,022,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 18,785 | $1,020,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 88,333 | $1,019,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 113,741 | $1,018,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 23,500 | $1,018,000 | thousands by filing date | put |
| REIS INC | 75936P105 | COM | 39,674 | $1,017,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 123,300 | $1,017,000 | thousands by filing date | put |
| ISHARES TR | 464287713 | US TELECOM ETF | 33,616 | $1,016,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 33,143 | $1,016,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 26,386 | $1,015,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 10,165 | $1,014,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 43,332 | $1,013,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 37,193 | $1,012,000 | thousands by filing date | |
| PROSHARES TR | 74347B888 | CDS NA HY CRDT | 25,228 | $1,011,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 46,513 | $1,009,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 19,400 | $1,009,000 | thousands by filing date | call |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 10,725 | $1,003,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 75,370 | $1,002,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 44,886 | $1,002,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 195,931 | $1,001,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 170,882 | $1,001,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 12,346 | $1,001,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 21,971 | $1,000,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 28,079 | $1,000,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 16,767 | $1,000,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 46,906 | $999,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 112,601 | $998,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 44,140 | $996,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 30,128 | $996,000 | thousands by filing date | |
| ISHARES INC | 464286418 | EMKT CNSM DISC | 18,153 | $996,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 24,311 | $995,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 39,960 | $995,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 41,668 | $992,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 19,009 | $991,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 243,596 | $989,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 86,940 | $987,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 18,116 | $987,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 36,546 | $986,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 39,236 | $986,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 44,561 | $985,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 38,735 | $985,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 92,700 | $985,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 10,800 | $983,000 | thousands by filing date | call |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 68,816 | $983,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 13,551 | $983,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 44,059 | $979,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 54,675 | $978,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 45,900 | $977,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 8,400 | $974,000 | thousands by filing date | call |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 7,299 | $974,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 7,387 | $972,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 37,743 | $971,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 200,965 | $967,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 31,318 | $966,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 1,325,000 | $966,000 | thousands by filing date | principal |
| NEWPORT CORP | 651824104 | COM | 50,605 | $966,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 36,772 | $964,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 82,884 | $964,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 31,205 | $964,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 39,824 | $964,000 | thousands by filing date | principal |
| MYRIAD GENETICS INC | 62855J104 | COM | 27,220 | $963,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 8,978 | $962,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 66,773 | $962,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 65,000 | $962,000 | thousands by filing date | call |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 23,869 | $962,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 79,520 | $961,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 15,756 | $958,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 12,391 | $957,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 15,000 | $954,000 | thousands by filing date | call |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 80,240 | $954,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 13,584 | $954,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 33,413 | $953,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 30,589 | $953,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 13,337 | $952,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 58,883 | $952,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 29,569 | $952,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 25,776 | $950,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 35,448 | $949,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 18,800 | $949,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 69,180 | $947,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 25,000 | $945,000 | thousands by filing date | put |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 47,035 | $941,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 12,558 | $940,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 35,447 | $940,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 68,431 | $938,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 37,483 | $938,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 35,762 | $937,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 41,687 | $936,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 9,691 | $935,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,077,000 | $935,000 | thousands by filing date | principal |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 64,194 | $934,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 9,306 | $934,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 24,483 | $934,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 35,520 | $932,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 11,597 | $932,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y181 | SML CP BULL 2X | 6,740 | $932,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 16,493 | $930,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 13,292 | $927,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 66,697 | $927,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 40,724 | $926,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 27,308 | $924,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 34,496 | $923,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 10,243 | $920,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 75,009 | $919,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 31,847 | $918,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 78,839 | $917,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 34,721 | $916,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 22,684 | $915,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 13,607 | $914,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,700 | $913,000 | thousands by filing date | call |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 12,743 | $912,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 53,786 | $912,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 36,446 | $910,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 42,594 | $909,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 6,168 | $907,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 98,525 | $907,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 139,838 | $905,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 116,039 | $905,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 49,667 | $904,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 589,000 | $904,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 42,590 | $904,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 11,293 | $902,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 12,793 | $900,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 836,000 | $900,000 | thousands by filing date | principal |
| BIO-TECHNE CORP | 09073M104 | COM | 8,931 | $896,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 27,905 | $894,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 12,401 | $893,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 28,900 | $893,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 16,996 | $893,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 36,805 | $892,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 1,088,523 | $890,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 49,884 | $888,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 18,400 | $887,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 13,279 | $886,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 360,263 | $886,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 53,258 | $886,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 9,439 | $883,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 56,808 | $882,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 34,172 | $882,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 20,004 | $878,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 120,000 | $877,000 | thousands by filing date | put |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 125,405 | $876,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 192,373 | $873,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 21,681 | $873,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-020162 | this filing | 2015-05-15 | acceptance time not in the bulk data set |