13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 6,250 holding rows worth $143,254,655,000.
- Accession
- 0001140361-15-020162
- Filer
- CIK 1000275
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 18,247 entries on the cover page, a total value of $143,254,655,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,254,655,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SIGMA ALDRICH CORP | 826552101 | COM | 21,142 | $2,924,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 113,124 | $2,922,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 122,047 | $2,911,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 70,000 | $2,906,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 97,850 | $2,899,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 62,441 | $2,898,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 98,349 | $2,894,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 358,175 | $2,891,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 80,967 | $2,888,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 35,000 | $2,886,000 | thousands by filing date | put |
| MEDICINES CO | 584688105 | COM | 102,949 | $2,884,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 46,766 | $2,865,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 107,775 | $2,865,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 283,468 | $2,862,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 230,339 | $2,861,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 50,000 | $2,858,000 | thousands by filing date | call |
| ADAM NAT RES FD INC | 00548F105 | COM | 123,339 | $2,855,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 62,133 | $2,844,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 24,554 | $2,844,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 150,000 | $2,843,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 65,570 | $2,840,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 41,553 | $2,839,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 46,422 | $2,837,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 102,147 | $2,835,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 34,417 | $2,832,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 282,216 | $2,831,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 164,374 | $2,831,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 230,407 | $2,829,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,506,100 | $2,816,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 148,569 | $2,810,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 223,481 | $2,809,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 116,440 | $2,809,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 44,965 | $2,807,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 55,258 | $2,804,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 2,000,000 | $2,804,000 | thousands by filing date | principal |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 19,446 | $2,802,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 104,585 | $2,802,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 248,581 | $2,799,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 27,842 | $2,798,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 130,619 | $2,798,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 95,224 | $2,795,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 94,390 | $2,788,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 42,854 | $2,786,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 31,630 | $2,785,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 140,570 | $2,785,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 108,499 | $2,784,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 167,781 | $2,763,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 201,024 | $2,756,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 104,591 | $2,755,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 59,377 | $2,750,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 142,801 | $2,749,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 60,300 | $2,746,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 46,309 | $2,745,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 81,703 | $2,745,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 46,366 | $2,744,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 73,527 | $2,743,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 30,000 | $2,735,000 | thousands by filing date | put |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 226,100 | $2,734,000 | thousands by filing date | put |
| HOME PROPERTIES INC | 437306103 | COM | 39,443 | $2,733,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 65,602 | $2,730,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 162,700 | $2,726,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 20,630 | $2,718,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 60,194 | $2,717,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 64,883 | $2,715,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 452,000 | $2,712,000 | thousands by filing date | put |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 173,301 | $2,712,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 49,720 | $2,703,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 46,982 | $2,691,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 152,100 | $2,688,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 44,369 | $2,687,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 79,078 | $2,682,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 90,878 | $2,681,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 305,603 | $2,680,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 115,899 | $2,679,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 58,564 | $2,674,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 160,000 | $2,672,000 | thousands by filing date | put |
| RACKSPACE HOSTING INC | 750086100 | COM | 51,138 | $2,638,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 63,688 | $2,635,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 210,855 | $2,632,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 2,469,000 | $2,630,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 84,026 | $2,630,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 51,916 | $2,624,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 102,260 | $2,624,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 628,989 | $2,623,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 56,095 | $2,622,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 38,430 | $2,614,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 33,784 | $2,611,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 91,014 | $2,610,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 60,847 | $2,606,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 67,222 | $2,606,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 83,134 | $2,604,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 16,672 | $2,597,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 360,532 | $2,597,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 515,104 | $2,597,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 110,884 | $2,595,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 111,692 | $2,590,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 124,172 | $2,589,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 234,101 | $2,589,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 99,382 | $2,587,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 169,475 | $2,586,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 111,314 | $2,583,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 49,025 | $2,582,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 74,209 | $2,582,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 49,933 | $2,581,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,449,918 | $2,581,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 209,599 | $2,578,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 84,688 | $2,571,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 81,044 | $2,564,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 268,967 | $2,563,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 100,000 | $2,563,000 | thousands by filing date | call |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 563,655 | $2,559,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 52,844 | $2,558,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 459,290 | $2,558,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,654,249 | $2,548,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 72,698 | $2,546,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 58,057 | $2,546,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 155,363 | $2,545,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 40,000 | $2,543,000 | thousands by filing date | call |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 113,188 | $2,537,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 170,058 | $2,517,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 53,066 | $2,511,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 50,000 | $2,500,000 | thousands by filing date | put |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 20,466 | $2,484,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 430,381 | $2,479,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 160,368 | $2,479,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 176,903 | $2,474,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 21,346 | $2,471,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 47,436 | $2,455,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 75,000 | $2,451,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 75,000 | $2,449,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 96,465 | $2,432,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 189,871 | $2,430,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 83,076 | $2,425,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 121,633 | $2,419,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 32,700 | $2,418,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 143,200 | $2,417,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 326,501 | $2,416,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 25,650 | $2,410,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 107,800 | $2,408,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 96,607 | $2,403,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 78,457 | $2,401,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 30,085 | $2,385,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 61,895 | $2,382,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 120,795 | $2,376,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 46,244 | $2,375,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 21,115 | $2,371,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 31,056 | $2,369,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 59,472 | $2,369,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 13,674 | $2,363,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 26,892 | $2,362,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 171,500 | $2,355,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 47,548 | $2,354,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 174,316 | $2,352,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 69,388 | $2,351,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 30,610 | $2,345,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 56,508 | $2,342,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 57,693 | $2,330,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 87,849 | $2,329,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 30,000 | $2,325,000 | thousands by filing date | put |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 17,862 | $2,314,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 96,642 | $2,313,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 760,580 | $2,305,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 18,322 | $2,303,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 36,091 | $2,302,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 23,160 | $2,299,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 77,625 | $2,291,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 241,633 | $2,283,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 70,430 | $2,282,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 38,500 | $2,280,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 270,597 | $2,276,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 57,441 | $2,275,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 31,627 | $2,274,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 38,564 | $2,272,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 205,255 | $2,271,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 25,975 | $2,269,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 236,730 | $2,268,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 107,362 | $2,265,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 32,219 | $2,264,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 86,265 | $2,263,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 30,000 | $2,261,000 | thousands by filing date | call |
| ISHARES TR | 46434V886 | CMN | 74,751 | $2,261,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 61,192 | $2,260,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 182,937 | $2,257,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 147,300 | $2,256,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 8,422 | $2,252,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 20,000 | $2,251,000 | thousands by filing date | call |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 47,814 | $2,248,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 154,220 | $2,246,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 36,209 | $2,241,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 27,000 | $2,236,000 | thousands by filing date | put |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 28,095 | $2,230,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 298,480 | $2,229,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 8,697 | $2,226,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 121,576 | $2,225,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 158,892 | $2,224,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 44,014 | $2,220,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 251,091 | $2,220,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 71,699 | $2,219,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 87,774 | $2,219,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 39,100 | $2,208,000 | thousands by filing date | put |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 43,060 | $2,207,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 64,823 | $2,206,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 100,000 | $2,204,000 | thousands by filing date | call |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 64,097 | $2,203,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 158,919 | $2,201,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 86,242 | $2,201,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 88,293 | $2,199,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 26,790 | $2,194,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 21,374 | $2,191,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 19,102 | $2,186,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 46,608 | $2,184,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 35,317 | $2,182,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 213,927 | $2,165,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 2,195,000 | $2,165,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 76,271 | $2,164,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 76,671 | $2,161,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 19,000 | $2,159,000 | thousands by filing date | put |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 68,889 | $2,159,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 138,212 | $2,157,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 136,761 | $2,155,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 22,500 | $2,151,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 110,658 | $2,147,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 91,376 | $2,141,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 39,587 | $2,140,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 88,288 | $2,138,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 60,000 | $2,134,000 | thousands by filing date | call |
| Schwab US TIPS ETF | 808524870 | SHS | 38,840 | $2,133,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 52,238 | $2,133,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 875,176 | $2,126,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 2,000,000 | $2,124,000 | thousands by filing date | principal |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 84,307 | $2,121,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 61,169 | $2,119,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 102,102 | $2,118,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 21,046 | $2,116,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 20,324 | $2,114,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 66,794 | $2,112,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 10,971 | $2,110,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 92,157 | $2,108,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 130,924 | $2,108,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 21,311 | $2,107,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 350,000 | $2,104,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 67,204 | $2,103,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 256,369 | $2,102,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 62,601 | $2,096,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 969,719 | $2,095,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 109,545 | $2,087,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 51,702 | $2,081,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 128,925 | $2,080,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 73,392 | $2,080,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 23,297 | $2,077,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 61,976 | $2,077,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 30,219 | $2,077,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 38,585 | $2,074,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 26,900 | $2,063,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W323 | CMN | 85,856 | $2,062,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 58,748 | $2,061,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 133,754 | $2,057,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 19,013 | $2,053,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 50,958 | $2,040,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 140,482 | $2,038,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 40,331 | $2,035,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 30,791 | $2,032,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 50,000 | $2,028,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 114,443 | $2,028,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 68,990 | $2,027,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 375,102 | $2,026,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 145,235 | $2,025,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 10,000 | $2,021,000 | thousands by filing date | put |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 261,970 | $2,019,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 36,941 | $2,018,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 83,040 | $2,017,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 44,355 | $2,014,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 290,228 | $2,011,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 75,000 | $2,009,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 75,000 | $2,009,000 | thousands by filing date | call |
| HERCULES CAPITAL INC | 427096508 | COM | 149,001 | $2,009,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 66,176 | $2,007,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 72,534 | $2,004,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 25,000 | $2,001,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 50,270 | $1,999,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 6,738 | $1,996,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 12,200 | $1,995,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 29,876 | $1,993,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 32,812 | $1,988,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 40,399 | $1,982,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 35,000 | $1,981,000 | thousands by filing date | call |
| LAKE SHORE GOLD CORP | 510728108 | COM | 2,449,287 | $1,981,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 35,460 | $1,978,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 50,492 | $1,977,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 45,727 | $1,976,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 320,290 | $1,970,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 36,436 | $1,970,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 25,000 | $1,968,000 | thousands by filing date | put |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 30,210 | $1,968,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 79,320 | $1,965,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 138,365 | $1,961,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 92,302 | $1,961,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 31,619 | $1,960,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 27,859 | $1,959,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 93,627 | $1,958,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 40,000 | $1,956,000 | thousands by filing date | put |
| Lowes Companies Inc | 42222G108 | LOW | 32,305 | $1,955,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 11,209 | $1,954,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 40,989 | $1,948,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 192,900 | $1,948,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 50,000 | $1,945,000 | thousands by filing date | call |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 87,896 | $1,945,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 590,027 | $1,936,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 50,173 | $1,930,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 82,392 | $1,928,000 | thousands by filing date | |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 51,909 | $1,924,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 256,398 | $1,923,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 46,411 | $1,923,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 91,488 | $1,919,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 51,786 | $1,919,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 540,600 | $1,919,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 74,716 | $1,915,000 | thousands by filing date | principal |
| ISHARES INC | 464286301 | CMN | 113,358 | $1,914,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 38,165 | $1,914,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 44,482 | $1,911,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 15,869 | $1,908,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 156,416 | $1,900,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 55,790 | $1,899,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 180,725 | $1,896,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 1,500,000 | $1,896,000 | thousands by filing date | principal |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 315,500 | $1,893,000 | thousands by filing date | call |
| MERCURY GENL CORP NEW | 589400100 | COM | 32,734 | $1,891,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 50,000 | $1,890,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 68,071 | $1,887,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 119,288 | $1,887,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 41,893 | $1,884,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 70,777 | $1,883,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 56,488 | $1,880,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 60,000 | $1,879,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 62,036 | $1,879,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 144,689 | $1,878,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 81,424 | $1,878,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 28,006 | $1,877,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 190,543 | $1,873,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 226,000 | $1,865,000 | thousands by filing date | call |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 142,098 | $1,857,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 88,380 | $1,854,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 82,384 | $1,853,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 41,764 | $1,853,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 59,632 | $1,852,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 84,879 | $1,847,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 95,044 | $1,847,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 517,279 | $1,841,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 129,000 | $1,833,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 205,396 | $1,830,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 47,750 | $1,830,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 57,939 | $1,829,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 10,000 | $1,827,000 | thousands by filing date | call |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 132,672 | $1,826,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 116,748 | $1,825,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 30,776 | $1,824,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 17,453 | $1,821,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 71,162 | $1,815,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 41,827 | $1,813,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 18,471 | $1,811,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 97,262 | $1,811,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 37,930 | $1,811,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 215,941 | $1,806,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 30,112 | $1,805,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 86,443 | $1,805,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 23,500 | $1,804,000 | thousands by filing date | put |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 111,193 | $1,801,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 122,150 | $1,800,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,240,807 | $1,799,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 113,800 | $1,798,000 | thousands by filing date | call |
| CATO CORP NEW | 149205106 | CL A | 45,389 | $1,798,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 68,504 | $1,797,000 | thousands by filing date | principal |
| PHARMACYCLICS INC | 716933106 | COM | 7,000 | $1,792,000 | thousands by filing date | call |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 19,892 | $1,787,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 36,000 | $1,787,000 | thousands by filing date | call |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 28,921 | $1,782,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 17,874 | $1,782,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 22,219 | $1,774,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 62,901 | $1,773,000 | thousands by filing date | |
| DIREXION DAILY SEMICON 3X | 25459Y314 | Cmn | 150,000 | $1,772,000 | thousands by filing date | put |
| BCE INC COM NEW | 05534B760 | Stock | 41,800 | $1,771,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 145,932 | $1,767,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 67,920 | $1,761,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 850,000 | $1,760,000 | thousands by filing date | principal |
| EBIX INC | 278715206 | COM NEW | 57,905 | $1,759,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 34,957 | $1,757,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 42,325 | $1,757,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 63,938 | $1,755,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 23,384 | $1,755,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 356,843 | $1,755,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 149,584 | $1,753,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 134,976 | $1,749,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 124,515 | $1,749,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 65,005 | $1,748,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 49,692 | $1,746,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 49,164 | $1,743,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 1,750,000 | $1,737,000 | thousands by filing date | principal |
| NEW GERMANY FD INC | 644465106 | COM | 111,736 | $1,732,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 31,598 | $1,729,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 84,437 | $1,728,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 22,084 | $1,724,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 34,740 | $1,722,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 123,833 | $1,721,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 134,238 | $1,721,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 201,800 | $1,721,000 | thousands by filing date | call |
| WABCO HLDGS INC | 92927K102 | COM | 13,992 | $1,720,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 52,151 | $1,720,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 34,518 | $1,719,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 20,002 | $1,717,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 74,407 | $1,716,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 75,035 | $1,711,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 33,300 | $1,708,000 | thousands by filing date | put |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 45,435 | $1,707,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 28,400 | $1,704,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 32,014 | $1,700,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 16,905 | $1,696,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 11,797 | $1,695,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 45,970 | $1,694,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 30,000 | $1,691,000 | thousands by filing date | put |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 23,292 | $1,690,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 348,447 | $1,690,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 79,808 | $1,689,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 39,807 | $1,689,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 67,731 | $1,688,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 20,500 | $1,685,000 | thousands by filing date | put |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 1,686,122 | $1,684,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 87,300 | $1,681,000 | thousands by filing date | call |
| ACUITY INC COM | 00508Y102 | Stock | 9,989 | $1,680,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 61,370 | $1,678,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 1,644,000 | $1,675,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 125,078 | $1,674,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 15,716 | $1,671,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 20,000 | $1,669,000 | thousands by filing date | put |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 125,499 | $1,661,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 31,297 | $1,656,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 81,609 | $1,652,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 45,441 | $1,652,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 6,900 | $1,651,000 | thousands by filing date | put |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 77,268 | $1,650,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 23,537 | $1,650,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 120,000 | $1,648,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 33,446 | $1,648,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 67,616 | $1,648,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 88,345 | $1,644,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 8,280 | $1,638,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 204,578 | $1,635,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 14,797 | $1,632,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 96,638 | $1,627,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 23,613 | $1,627,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 60,581 | $1,625,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 45,974 | $1,619,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 90,250 | $1,617,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 45,275 | $1,615,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 79,298 | $1,613,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 53,807 | $1,612,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 90,123 | $1,611,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 96,628 | $1,611,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 14,813 | $1,610,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 1,000,000 | $1,609,000 | thousands by filing date | principal |
| BLOCK H & R INC COM | 093671105 | Stock | 50,100 | $1,607,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 107,159 | $1,606,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 45,653 | $1,606,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 20,856 | $1,606,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 81,068 | $1,598,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 1,477,000 | $1,596,000 | thousands by filing date | principal |
| BAZAARVOICE INC | 073271108 | COM | 282,195 | $1,594,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 100,800 | $1,593,000 | thousands by filing date | put |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 31,100 | $1,592,000 | thousands by filing date | call |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 29,572 | $1,590,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 681,832 | $1,589,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 44,493 | $1,588,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 87,266 | $1,585,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 45,864 | $1,584,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 51,697 | $1,580,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 160,292 | $1,578,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 48,515 | $1,578,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 92,480 | $1,572,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 48,063 | $1,564,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 175,000 | $1,563,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 381,255 | $1,559,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 36,349 | $1,558,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 86,000 | $1,558,000 | thousands by filing date | call |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 143,746 | $1,556,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 150,000 | $1,554,000 | thousands by filing date | call |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 41,188 | $1,554,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 32,049 | $1,553,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 1,030,000 | $1,543,000 | thousands by filing date | principal |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 50,000 | $1,541,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 73,374 | $1,541,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 25,000 | $1,539,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 15,420 | $1,538,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 49,386 | $1,537,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 59,370 | $1,534,000 | thousands by filing date | principal |
| ENCANA CORP | 292505104 | COM | 137,500 | $1,533,000 | thousands by filing date | call |
| TCF FINL CORP | 872275102 | COM | 97,542 | $1,533,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 343,000 | $1,533,000 | thousands by filing date | call |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 39,780 | $1,532,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 56,780 | $1,529,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 43,479 | $1,525,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 278,271 | $1,525,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-020162 | this filing | 2015-05-15 | acceptance time not in the bulk data set |