13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 6,250 holding rows worth $143,254,655,000.
- Accession
- 0001140361-15-020162
- Filer
- CIK 1000275
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 18,247 entries on the cover page, a total value of $143,254,655,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,254,655,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 191,000 | $5,866,000 | thousands by filing date | call |
| KLA CORP | 482480100 | COM | 100,510 | $5,861,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 1,000,181 | $5,861,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 87,074 | $5,859,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 272,563 | $5,849,000 | thousands by filing date | |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 3,526,000 | $5,840,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 30,900 | $5,833,000 | thousands by filing date | put |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 95,578 | $5,805,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 95,903 | $5,786,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 604,774 | $5,782,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 165,852 | $5,780,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 300,000 | $5,775,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 228,468 | $5,773,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 138,800 | $5,767,000 | thousands by filing date | call |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 208,354 | $5,759,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 58,800 | $5,758,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 100,000 | $5,748,000 | thousands by filing date | call |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 233,780 | $5,737,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 33,430 | $5,733,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 172,085 | $5,727,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 409,538 | $5,717,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 120,000 | $5,698,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 392,534 | $5,685,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 98,003 | $5,682,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 45,000 | $5,674,000 | thousands by filing date | call |
| NEW SR INVT GROUP INC | 648691103 | COM | 341,052 | $5,672,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 184,215 | $5,665,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 83,900 | $5,661,000 | thousands by filing date | put |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 92,226 | $5,639,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 104,640 | $5,637,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 344,317 | $5,608,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 90,000 | $5,607,000 | thousands by filing date | call |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 52,953 | $5,603,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 115,000 | $5,592,000 | thousands by filing date | put |
| DBX ETF TR | 233051838 | INVT GRD SB FD | 215,496 | $5,584,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 178,500 | $5,582,000 | thousands by filing date | call |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 330,202 | $5,569,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 80,390 | $5,557,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 100,000 | $5,557,000 | thousands by filing date | put |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 285,304 | $5,549,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 140,972 | $5,549,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,029,762 | $5,541,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 55,000 | $5,533,000 | thousands by filing date | call |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 229,512 | $5,529,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 737,913 | $5,498,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 856,065 | $5,496,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 262,439 | $5,493,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 446,061 | $5,487,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 180,000 | $5,479,000 | thousands by filing date | put |
| STILLWATER MINING CO | 86074Q102 | COM | 422,946 | $5,465,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 156,536 | $5,444,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 50,269 | $5,419,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 31,400 | $5,414,000 | thousands by filing date | call |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 135,064 | $5,408,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 56,840 | $5,385,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 85,334 | $5,385,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 160,000 | $5,378,000 | thousands by filing date | call |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 71,444 | $5,370,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 5,225,000 | $5,369,000 | thousands by filing date | principal |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 236,748 | $5,367,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 5,191,000 | $5,350,000 | thousands by filing date | principal |
| AES CORP COM | 00130H105 | Stock | 414,522 | $5,327,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 190,473 | $5,327,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 101,585 | $5,311,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 76,179 | $5,306,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 176,170 | $5,306,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 128,000 | $5,297,000 | thousands by filing date | call |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 158,320 | $5,296,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 243,587 | $5,281,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 116,036 | $5,277,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 595,208 | $5,273,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 55,305 | $5,265,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 87,700 | $5,259,000 | thousands by filing date | put |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 141,514 | $5,249,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 110,326 | $5,242,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 54,800 | $5,240,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 249,064 | $5,238,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 160,165 | $5,233,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 717,622 | $5,232,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 354,414 | $5,224,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 81,070 | $5,216,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 63,720 | $5,216,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 109,431 | $5,213,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 543,415 | $5,201,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 75,000 | $5,195,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 125,000 | $5,194,000 | thousands by filing date | put |
| YAHOO INC | 984332106 | COM | 116,600 | $5,181,000 | thousands by filing date | put |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 156,447 | $5,161,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 190,000 | $5,145,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 103,754 | $5,141,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 335,997 | $5,138,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 181,885 | $5,135,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 76,933 | $5,132,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 118,031 | $5,127,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 149,083 | $5,111,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 96,700 | $5,108,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 139,131 | $5,100,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y173 | DLY MID CP BULL | 36,047 | $5,097,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 75,000 | $5,090,000 | thousands by filing date | put |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 79,996 | $5,089,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 108,716 | $5,088,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 113,925 | $5,078,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 25,000 | $5,074,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 100,000 | $5,074,000 | thousands by filing date | call |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 117,657 | $5,044,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 53,501 | $5,030,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,069,851 | $5,018,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 290,451 | $4,987,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 55,477 | $4,976,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 78,003 | $4,974,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 3,342,000 | $4,973,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 4,883,000 | $4,970,000 | thousands by filing date | principal |
| POLARIS INC COM | 731068102 | Stock | 35,114 | $4,955,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 191,673 | $4,945,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 154,291 | $4,943,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 422,825 | $4,943,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 81,000 | $4,941,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 74,731 | $4,938,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 321,842 | $4,931,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 132,638 | $4,927,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 111,102 | $4,911,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 77,246 | $4,910,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 82,028 | $4,905,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 164,594 | $4,894,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 621,465 | $4,885,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 130,660 | $4,880,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 103,353 | $4,851,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 189,977 | $4,843,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 276,797 | $4,828,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 57,010 | $4,827,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 64,013 | $4,818,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 4,812,000 | $4,818,000 | thousands by filing date | principal |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 212,435 | $4,813,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 51,837 | $4,808,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 36,706 | $4,806,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 53,104 | $4,798,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 75,776 | $4,790,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 424,945 | $4,783,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 254,173 | $4,765,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 208,474 | $4,761,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 30,527 | $4,738,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 53,762 | $4,730,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 36,317 | $4,726,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 179,198 | $4,722,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 41,300 | $4,722,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 95,635 | $4,706,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 50,822 | $4,700,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 86,936 | $4,694,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 90,000 | $4,687,000 | thousands by filing date | put |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 2,379,000 | $4,687,000 | thousands by filing date | principal |
| Accenture Plc Class A | G1151C101 | COM | 50,000 | $4,685,000 | thousands by filing date | put |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 132,359 | $4,676,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 44,892 | $4,676,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 128,138 | $4,674,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 210,000 | $4,656,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57061R445 | MSCI EM QUALITY | 88,267 | $4,652,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 64,132 | $4,651,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 130,045 | $4,640,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 107,114 | $4,635,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 4,510,000 | $4,629,000 | thousands by filing date | principal |
| AMC NETWORKS INC | 00164V103 | CL A | 60,260 | $4,618,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 102,338 | $4,618,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 101,300 | $4,615,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 80,000 | $4,614,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 94,974 | $4,614,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 108,888 | $4,609,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 95,000 | $4,608,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 129,508 | $4,596,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 288,473 | $4,594,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 110,316 | $4,594,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 904,106 | $4,584,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 110,200 | $4,576,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 49,339 | $4,565,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 96,079 | $4,546,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 110,490 | $4,511,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 185,627 | $4,510,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 8,200 | $4,494,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 263,667 | $4,490,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 133,189 | $4,490,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 44,294 | $4,480,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 44,097 | $4,477,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 65,600 | $4,457,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 90,344 | $4,448,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 212,618 | $4,447,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 15,761 | $4,444,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 243,500 | $4,441,000 | thousands by filing date | call |
| COLUMBIA BKG SYS INC | 197236102 | COM | 152,584 | $4,420,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 124,582 | $4,415,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 312,571 | $4,414,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 267,090 | $4,410,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 79,275 | $4,405,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 300,000 | $4,401,000 | thousands by filing date | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 113,117 | $4,398,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 129,285 | $4,384,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 922,195 | $4,371,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 308,300 | $4,366,000 | thousands by filing date | put |
| OGE ENERGY CORP | 670837103 | COM | 138,074 | $4,365,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 121,303 | $4,365,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 52,746 | $4,354,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 40,642 | $4,331,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 412,003 | $4,326,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 133,800 | $4,315,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 162,636 | $4,302,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 29,208 | $4,295,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 42,734 | $4,288,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 209,510 | $4,287,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 90,171 | $4,281,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 101,780 | $4,277,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 46,082 | $4,261,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 40,700 | $4,244,000 | thousands by filing date | put |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 42,698 | $4,243,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 295,475 | $4,240,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 436,459 | $4,234,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 432,292 | $4,228,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 77,266 | $4,223,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 60,856 | $4,216,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 37,667 | $4,209,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 90,280 | $4,207,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 383,300 | $4,201,000 | thousands by filing date | put |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 40,046 | $4,198,000 | thousands by filing date | principal |
| GSI GROUP INC | 36191C205 | COM | 314,399 | $4,188,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 226,914 | $4,184,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 1,500,000 | $4,167,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 177,508 | $4,164,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 80,524 | $4,159,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 829,006 | $4,154,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 192,206 | $4,151,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 173,400 | $4,144,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 771,768 | $4,137,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 362,773 | $4,135,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 79,916 | $4,129,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 120,242 | $4,124,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 141,187 | $4,121,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 212,539 | $4,121,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 190,000 | $4,119,000 | thousands by filing date | put |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 45,472 | $4,114,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 170,779 | $4,109,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 176,453 | $4,108,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 80,015 | $4,092,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 75,000 | $4,080,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 75,823 | $4,080,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 48,277 | $4,075,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 55,779 | $4,037,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 72,942 | $4,026,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 82,300 | $4,024,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 50,000 | $4,016,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 182,013 | $4,012,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 243,002 | $4,011,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 230,000 | $4,004,000 | thousands by filing date | call |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 133,846 | $4,003,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 74,222 | $3,995,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 69,318 | $3,990,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 177,824 | $3,988,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 74,400 | $3,986,000 | thousands by filing date | call |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 439,866 | $3,981,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 369,004 | $3,974,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 73,816 | $3,971,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 117,800 | $3,966,000 | thousands by filing date | call |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 94,127 | $3,956,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 1,598,363 | $3,947,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 84,311 | $3,943,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 39,531 | $3,939,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 164,072 | $3,933,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 66,837 | $3,927,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 76,373 | $3,910,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 119,319 | $3,907,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 184,001 | $3,901,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 162,500 | $3,900,000 | thousands by filing date | put |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 27,446 | $3,893,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 179,703 | $3,874,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 226,310 | $3,863,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 345,511 | $3,861,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 68,367 | $3,856,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 101,480 | $3,850,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 6,133,000 | $3,848,000 | thousands by filing date | principal |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 30,537 | $3,841,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 119,350 | $3,828,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 107,910 | $3,826,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 241,048 | $3,823,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 59,700 | $3,822,000 | thousands by filing date | put |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 81,967 | $3,810,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 254,905 | $3,808,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,120,166 | $3,798,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 158,918 | $3,792,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N522 | DB 3X LONG UST | 63,769 | $3,790,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 412,871 | $3,790,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 40,060 | $3,789,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 74,900 | $3,784,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 30,634 | $3,784,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 355,650 | $3,773,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 164,878 | $3,770,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 144,272 | $3,767,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 33,859 | $3,766,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 196,251 | $3,766,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 259,462 | $3,765,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 47,600 | $3,763,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 88,722 | $3,758,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 40,857 | $3,756,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 9,000 | $3,750,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 100,000 | $3,750,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 62,229 | $3,747,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 294,375 | $3,744,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 133,475 | $3,738,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 52,854 | $3,735,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 316,816 | $3,729,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 86,882 | $3,729,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 85,548 | $3,726,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 231,421 | $3,725,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 42,742 | $3,718,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 52,508 | $3,710,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 135,000 | $3,702,000 | thousands by filing date | call |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 115,686 | $3,700,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 42,195 | $3,699,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 296,119 | $3,695,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 129,357 | $3,692,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 291,095 | $3,690,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 40,175 | $3,683,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 64,081 | $3,683,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 78,916 | $3,675,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 34,909 | $3,661,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 109,350 | $3,651,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 50,000 | $3,650,000 | thousands by filing date | call |
| PIPER SANDLER COMPANIES | 724078100 | COM | 69,555 | $3,649,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 239,932 | $3,647,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 196,996 | $3,640,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 72,219 | $3,636,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 114,316 | $3,635,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 135,936 | $3,630,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 65,599 | $3,627,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 70,559 | $3,624,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 28,500 | $3,619,000 | thousands by filing date | call |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 194,278 | $3,614,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 70,000 | $3,606,000 | thousands by filing date | call |
| Duke Energy Corporation | 26441C204 | COM | 46,900 | $3,601,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 524,717 | $3,599,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 37,210 | $3,576,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 62,848 | $3,576,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 303,966 | $3,562,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 75,000 | $3,551,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 168,407 | $3,547,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 35,051 | $3,542,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 294,581 | $3,541,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 63,850 | $3,538,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 85,673 | $3,517,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 80,931 | $3,513,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 148,238 | $3,504,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 55,000 | $3,499,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 89,749 | $3,475,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 354,285 | $3,472,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 80,449 | $3,459,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 20,000 | $3,456,000 | thousands by filing date | put |
| OSHKOSH CORP COM | 688239201 | Stock | 70,710 | $3,450,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 37,056 | $3,447,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 79,960 | $3,446,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 202,700 | $3,442,000 | thousands by filing date | call |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 130,694 | $3,439,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 27,076 | $3,439,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 551,941 | $3,433,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 116,093 | $3,431,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 50,000 | $3,428,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 431,999 | $3,425,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 37,500 | $3,423,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 40,380 | $3,417,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 178,397 | $3,414,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 14,844 | $3,413,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 360,066 | $3,410,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 92,440 | $3,410,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 114,693 | $3,409,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 149,000 | $3,405,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 73,900 | $3,404,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 39,530 | $3,403,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 160,720 | $3,386,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 92,659 | $3,383,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 165,715 | $3,376,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 30,000 | $3,376,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,135,863 | $3,362,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 160,514 | $3,360,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 33,491 | $3,359,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 48,645 | $3,358,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 130,889 | $3,350,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 150,410 | $3,344,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 100,000 | $3,339,000 | thousands by filing date | call |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 67,096 | $3,328,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 72,256 | $3,324,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 146,233 | $3,322,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 75,000 | $3,321,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 102,150 | $3,314,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 188,983 | $3,307,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 30,219 | $3,303,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 296,513 | $3,303,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 427,385 | $3,300,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 9,690 | $3,297,000 | thousands by filing date | principal |
| SMITH A O CORP COM | 831865209 | Stock | 50,091 | $3,289,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 53,705 | $3,288,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 300,000 | $3,288,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 193,851 | $3,284,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 43,452 | $3,282,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 83,740 | $3,282,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 377,000 | $3,276,000 | thousands by filing date | put |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 215,690 | $3,272,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 93,605 | $3,271,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 143,176 | $3,270,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 338,363 | $3,265,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 29,214 | $3,263,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 99,800 | $3,261,000 | thousands by filing date | call |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 258,719 | $3,250,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 231,305 | $3,241,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 87,289 | $3,237,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 372,400 | $3,236,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 362,200 | $3,234,000 | thousands by filing date | call |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 60,646 | $3,231,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 103,095 | $3,231,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 56,950 | $3,223,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 72,116 | $3,214,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 115,000 | $3,213,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 20,000 | $3,210,000 | thousands by filing date | put |
| RPM INTL INC COM | 749685103 | Stock | 66,887 | $3,210,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 50,000 | $3,209,000 | thousands by filing date | put |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 157,471 | $3,203,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 22,921 | $3,201,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 40,838 | $3,190,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 55,412 | $3,189,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 138,518 | $3,182,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,186,574 | $3,180,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 160,957 | $3,179,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 52,243 | $3,171,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 112,417 | $3,160,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 16,359 | $3,160,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 95,146 | $3,158,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 75,000 | $3,155,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 375,000 | $3,154,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 125,074 | $3,152,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 62,600 | $3,144,000 | thousands by filing date | call |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 126,688 | $3,134,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 193,381 | $3,134,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 104,515 | $3,134,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 157,936 | $3,127,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 34,516 | $3,124,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 160,138 | $3,123,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 254,679 | $3,122,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 274,888 | $3,117,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 52,806 | $3,116,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 70,315 | $3,110,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 128,233 | $3,104,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 812,427 | $3,103,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 122,908 | $3,096,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 125,248 | $3,094,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 114,692 | $3,092,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 155,400 | $3,088,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 27,566 | $3,087,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 108,291 | $3,077,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 28,325 | $3,074,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 83,984 | $3,074,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 131,556 | $3,068,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 72,810 | $3,068,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 404,296 | $3,065,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 117,636 | $3,063,000 | thousands by filing date | principal |
| MANULIFE FINL CORP | 56501R106 | COM | 180,000 | $3,062,000 | thousands by filing date | put |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 168,603 | $3,059,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 508,603 | $3,056,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 257,714 | $3,054,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 177,445 | $3,049,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 327,707 | $3,048,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 130,755 | $3,045,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 53,294 | $3,037,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 50,000 | $3,032,000 | thousands by filing date | call |
| CASEYS GEN STORES INC | 147528103 | COM | 33,589 | $3,027,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 284,965 | $3,027,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 47,575 | $3,027,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 148,640 | $3,020,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 148,092 | $3,019,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 325,406 | $3,017,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 68,300 | $3,011,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 132,200 | $3,001,000 | thousands by filing date | call |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 153,887 | $3,001,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 71,300 | $3,000,000 | thousands by filing date | call |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 19,339 | $2,998,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 63,670 | $2,995,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 39,802 | $2,994,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 120,687 | $2,993,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 242,748 | $2,991,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 50,000 | $2,990,000 | thousands by filing date | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 58,258 | $2,989,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 210,318 | $2,984,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 103,116 | $2,979,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 94,644 | $2,973,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 59,605 | $2,972,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 54,084 | $2,971,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 139,867 | $2,964,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 60,860 | $2,962,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 21,150 | $2,957,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 92,088 | $2,955,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 50,000 | $2,951,000 | thousands by filing date | put |
| Vanguard Utilities ETF | 92204A876 | SHS | 30,458 | $2,950,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 236,525 | $2,940,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 137,605 | $2,936,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 351,804 | $2,934,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 44,546 | $2,933,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 204,652 | $2,931,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 25,000 | $2,930,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-020162 | this filing | 2015-05-15 | acceptance time not in the bulk data set |