13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 4,565 holding rows worth $110,323,860,000.
- Accession
- 0001140361-14-007742
- Filer
- CIK 824468
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 17,906 entries on the cover page, a total value of $110,323,860,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,323,860,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Life & Pension AG028-14487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PHOTRONICS INC | 719405102 | COM | 153,400 | $1,385,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 388,731 | $1,384,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 13,352 | $1,382,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 226,444 | $1,379,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 92,815 | $1,379,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 418,232 | $1,379,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 29,929 | $1,375,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 22,209 | $1,373,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 75,000 | $1,371,000 | thousands by filing date | call |
| SCIQUEST INC NEW | 80908T101 | COM | 48,030 | $1,369,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 77,588 | $1,364,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 20,538 | $1,362,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 74,938 | $1,362,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 221,625 | $1,362,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 131,179 | $1,361,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 1,461 | $1,359,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 77,497 | $1,359,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 29,216 | $1,358,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 56,474 | $1,355,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 44,878 | $1,352,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 51,290 | $1,350,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 39,401 | $1,347,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 29,117 | $1,346,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 40,000 | $1,343,000 | thousands by filing date | put |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 65,070 | $1,338,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 42,021 | $1,337,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 16,937 | $1,334,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 193,453 | $1,333,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 86,753 | $1,331,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 134,907 | $1,330,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 834,743 | $1,328,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 125,347 | $1,327,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 38,791 | $1,326,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 143,532 | $1,325,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 19,891 | $1,324,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 116,075 | $1,322,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 95,214 | $1,321,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 14,725 | $1,320,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 20,203 | $1,320,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 370,961 | $1,317,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 113,398 | $1,316,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 22,809 | $1,315,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 42,615 | $1,314,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 95,540 | $1,314,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 32,588 | $1,311,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 46,328 | $1,309,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 23,246 | $1,307,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 46,366 | $1,307,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 28,223 | $1,305,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 151,933 | $1,304,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 57,389 | $1,302,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 10,000 | $1,300,000 | thousands by filing date | put |
| STELLARONE CORP | 85856G100 | COMMON STOCK | 53,985 | $1,300,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 28,986 | $1,298,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 84,377 | $1,297,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 94,509 | $1,297,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 125,742 | $1,296,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 146,219 | $1,293,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 16,715 | $1,292,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 65,318 | $1,292,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 92,967 | $1,292,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 63,462 | $1,290,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 1,095,000 | $1,290,000 | thousands by filing date | principal |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 40,864 | $1,289,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 386,430 | $1,287,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 61,201 | $1,285,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 55,520 | $1,284,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 1,200,000 | $1,283,000 | thousands by filing date | principal |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 254,947 | $1,278,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 55,318 | $1,278,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 162,775 | $1,278,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 62,854 | $1,275,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 136,695 | $1,275,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 202,330 | $1,273,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 151,967 | $1,273,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 136,010 | $1,273,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 599,829 | $1,272,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 38,765 | $1,267,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 10,940 | $1,265,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 70,617 | $1,265,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 920,000 | $1,265,000 | thousands by filing date | principal |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 30,000 | $1,262,000 | thousands by filing date | call |
| NW Biotherapeutics | 66737P600 | USD | 334,665 | $1,261,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 39,333 | $1,259,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 139,849 | $1,258,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 28,517 | $1,254,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 14,742 | $1,250,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 989,900 | $1,248,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 92,982 | $1,247,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 34,500 | $1,245,000 | thousands by filing date | put |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 52,470 | $1,242,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 232,949 | $1,239,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 39,559 | $1,238,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 104,400 | $1,237,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 13,307 | $1,236,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 46,976 | $1,236,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 37,384 | $1,234,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 38,182 | $1,233,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 67,659 | $1,233,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 32,302 | $1,231,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 126,290 | $1,229,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 17,802 | $1,224,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 260,000 | $1,222,000 | thousands by filing date | put |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 53,678 | $1,220,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 18,451 | $1,220,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 15,918 | $1,220,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 13,760 | $1,219,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 40,722 | $1,218,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 90,064 | $1,218,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 77,694 | $1,215,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 69,255 | $1,213,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 23,735 | $1,212,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 40,531 | $1,211,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 80,427 | $1,208,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 383,040 | $1,207,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 90,087 | $1,205,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 26,946 | $1,203,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 12,308 | $1,199,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 84,733 | $1,199,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 59,359 | $1,199,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 66,943 | $1,195,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 1,320,000 | $1,195,000 | thousands by filing date | principal |
| SHILOH INDUSTRIES INC | 824543102 | COM | 61,266 | $1,195,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 69,597 | $1,194,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 46,607 | $1,193,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 27,487 | $1,190,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 48,354 | $1,186,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 2,341 | $1,186,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 43,433 | $1,184,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 41,525 | $1,182,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 61,918 | $1,179,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 53,572 | $1,177,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 9,904 | $1,175,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 71,516 | $1,172,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 163,230 | $1,172,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 32,597 | $1,171,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 176,635 | $1,170,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 25,044 | $1,169,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 122,517 | $1,169,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 870,000 | $1,166,000 | thousands by filing date | principal |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 46,376 | $1,165,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 96,112 | $1,164,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 56,306 | $1,158,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 58,013 | $1,156,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 33,025 | $1,153,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 44,878 | $1,153,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 34,753 | $1,152,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 192,301 | $1,150,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 21,795 | $1,149,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 38,072 | $1,149,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 76,198 | $1,148,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 54,584 | $1,146,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 113,582 | $1,146,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 33,408 | $1,145,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 219,800 | $1,143,000 | thousands by filing date | call |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 35,075 | $1,142,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 58,744 | $1,141,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 69,465 | $1,138,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 50,552 | $1,137,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 15,213 | $1,136,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 134,249 | $1,134,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 32,774 | $1,131,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 57,592 | $1,131,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 40,185 | $1,131,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 23,894 | $1,129,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 35,795 | $1,128,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 14,087 | $1,126,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 50,461 | $1,122,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 252,418 | $1,122,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W284 | DL RUSSIA BEAR | 100,104 | $1,122,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 85,900 | $1,121,000 | thousands by filing date | call |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 156,825 | $1,120,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 43,282 | $1,119,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 19,876 | $1,117,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 13,990 | $1,116,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 17,808 | $1,116,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 31,607 | $1,115,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 27,902 | $1,113,000 | thousands by filing date | |
| AMERICAN PACIFIC CORP | 028740108 | COM | 29,794 | $1,111,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 52,210 | $1,109,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 195,560 | $1,107,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 129,603 | $1,107,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 35,133 | $1,105,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 19,610 | $1,104,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 65,319 | $1,104,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 121,187 | $1,102,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 9,062 | $1,100,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 315,100 | $1,100,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 214,530 | $1,099,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 73,892 | $1,099,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 35,491 | $1,097,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 50,098 | $1,097,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 48,625 | $1,097,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 17,423 | $1,096,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 183,917 | $1,096,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 120,007 | $1,095,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 119,531 | $1,095,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 16,483 | $1,095,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D787 | VIX MID TERM | 50,050 | $1,094,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 61,735 | $1,093,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 20,139 | $1,091,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 211,198 | $1,090,000 | thousands by filing date | |
| EDWARDS GROUP LTD | 281736108 | SPONSORED ADR | 106,915 | $1,088,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 51,849 | $1,087,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 39,820 | $1,087,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 61,124 | $1,082,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 38,085 | $1,080,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 31,486 | $1,079,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 77,315 | $1,079,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 34,065 | $1,078,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 16,673 | $1,078,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 41,214 | $1,078,000 | thousands by filing date | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 56,994 | $1,077,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 532,587 | $1,076,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 28,000 | $1,075,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 25,000 | $1,075,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 25,000 | $1,075,000 | thousands by filing date | call |
| 8X8 INC | 282914100 | COMMON STOCK | 105,881 | $1,074,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 66,731 | $1,073,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 16,394 | $1,073,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 51,976 | $1,071,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 96,606 | $1,070,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 36,267 | $1,069,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 34,076 | $1,069,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 51,314 | $1,066,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 12,493 | $1,063,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 9,284 | $1,063,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 10,700 | $1,062,000 | thousands by filing date | call |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 23,510 | $1,062,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 40,876 | $1,059,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 48,597 | $1,056,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 50,990 | $1,056,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 57,845 | $1,056,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 18,853 | $1,055,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 57,522 | $1,055,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 82,351 | $1,050,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 44,803 | $1,049,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 132,284 | $1,048,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 447,154 | $1,047,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 93,713 | $1,046,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 66,074 | $1,045,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 137,283 | $1,044,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 73,411 | $1,043,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 23,427 | $1,037,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 222,109 | $1,037,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 21,058 | $1,037,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 21,674 | $1,036,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 134,683 | $1,036,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 46,097 | $1,035,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 50,569 | $1,035,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 38,243 | $1,034,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 96,774 | $1,033,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 199,996 | $1,032,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 375,000 | $1,031,000 | thousands by filing date | call |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 147,537 | $1,027,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 1,655,861 | $1,027,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 8,806 | $1,026,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 77,592 | $1,025,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 51,890 | $1,025,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 36,286 | $1,022,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 181,500 | $1,022,000 | thousands by filing date | call |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 67,733 | $1,022,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 15,819 | $1,020,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 1,696,774 | $1,018,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 107,889 | $1,017,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 37,445 | $1,015,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 38,917 | $1,013,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G200 | COM | 100,357 | $1,013,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 63,158 | $1,011,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 21,528 | $1,011,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 150,305 | $1,011,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 10,675 | $1,010,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 56,800 | $1,008,000 | thousands by filing date | call |
| LINDSAY CORPORATION | 535555106 | COM | 12,170 | $1,007,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 30,000 | $1,007,000 | thousands by filing date | call |
| ACETO CORP | 004446100 | COM | 40,259 | $1,007,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 23,518 | $1,007,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 27,062 | $1,004,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 27,456 | $1,003,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 253,250 | $1,003,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 725,000 | $1,002,000 | thousands by filing date | principal |
| FBL FINL GROUP INC | 30239F106 | CL A | 22,346 | $1,001,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 19,027 | $1,000,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 54,610 | $1,000,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 33,109 | $999,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 49,528 | $995,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 24,647 | $993,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 57,756 | $992,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 19,575 | $990,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 36,550 | $988,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 134,814 | $988,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 81,689 | $986,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 30,839 | $985,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 13,423 | $981,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 77,647 | $979,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 23,951 | $979,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 426,605 | $978,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 326,893 | $978,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 21,797 | $977,000 | thousands by filing date | |
| COLEMAN CABLE INC | 193459302 | COM | 37,276 | $977,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 32,616 | $974,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 14,848 | $974,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 24,514 | $973,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 35,634 | $973,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 44,394 | $973,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 38,957 | $969,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 57,820 | $966,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 78,031 | $964,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 183,997 | $964,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 23,125 | $964,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 57,827 | $962,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 13,521 | $961,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 68,909 | $960,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 57,488 | $958,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 20,035 | $957,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 114,479 | $957,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 4,269 | $954,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 16,855 | $954,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 720,000 | $953,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 81,083 | $952,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 47,579 | $952,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 23,951 | $951,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 55,937 | $951,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 52,774 | $950,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 43,543 | $950,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 37,135 | $948,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 35,253 | $945,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 343,845 | $945,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 33,740 | $944,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 34,368 | $944,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 62,727 | $944,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 47,863 | $943,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 110,395 | $943,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 45,671 | $940,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 45,014 | $936,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 31,492 | $935,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 65,892 | $935,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 80,000 | $932,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 98,159 | $931,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 28,364 | $927,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 13,792 | $925,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 52,514 | $924,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 43,439 | $923,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 14,017 | $921,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 113,698 | $920,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 22,600 | $916,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 97,634 | $909,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 30,963 | $908,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 8,406 | $908,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 27,908 | $908,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 269,666 | $908,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 127,879 | $907,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 127,024 | $906,000 | thousands by filing date | |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 36,496 | $906,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 15,278 | $906,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 357,295 | $904,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 156,930 | $902,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 53,621 | $901,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 117,083 | $900,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 470,847 | $899,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 64,730 | $899,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 12,496 | $899,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 14,829 | $897,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 56,676 | $896,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 320 | $895,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 96,582 | $895,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 265,157 | $895,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 27,853 | $894,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 23,113 | $892,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 23,992 | $892,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 21,466 | $884,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 55,781 | $884,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 16,485 | $882,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 30,380 | $881,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 24,843 | $880,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 30,186 | $880,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 87,675 | $879,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 33,339 | $879,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 45,536 | $876,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 30,480 | $874,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 31,682 | $874,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 10,049 | $874,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 21,392 | $874,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 60,812 | $873,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 28,557 | $871,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 34,970 | $870,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 12,110 | $869,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 107,606 | $868,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 36,411 | $867,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 49,800 | $867,000 | thousands by filing date | put |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 69,929 | $867,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 72,898 | $864,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 39,440 | $864,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 137,744 | $861,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 41,455 | $857,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 39,992 | $856,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 32,143 | $854,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 70,320 | $854,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 106,903 | $854,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 43,472 | $852,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 33,999 | $851,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 82,304 | $850,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 20,000 | $849,000 | thousands by filing date | put |
| S & T BANCORP INC COM | 783859101 | Stock | 33,415 | $846,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 50,138 | $845,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 106,175 | $843,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 70,400 | $842,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 12,398 | $841,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 19,748 | $839,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 25,712 | $839,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 34,551 | $839,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 52,214 | $839,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 74,400 | $838,000 | thousands by filing date | call |
| ENDOLOGIX INC | 29266S106 | COM | 48,050 | $838,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 24,793 | $838,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 30,456 | $837,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 33,107 | $836,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 13,438 | $836,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 34,537 | $834,000 | thousands by filing date | |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 92,086 | $833,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 31,955 | $831,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 11,900 | $830,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y355 | DLY DEV MKT BEAR | 25,058 | $829,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 38,114 | $828,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 30,794 | $828,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 22,493 | $827,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 30,236 | $826,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 133,026 | $824,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 21,631 | $824,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 24,072 | $824,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 16,955 | $824,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 20,034 | $822,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 36,939 | $822,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 30,286 | $822,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 226,046 | $821,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 29,766 | $821,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 56,086 | $820,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 57,810 | $820,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 23,019 | $816,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 73,116 | $816,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 22,178 | $815,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 47,919 | $814,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 74,438 | $814,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 29,837 | $813,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 40,529 | $813,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 11,093 | $812,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 17,181 | $812,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 350,000 | $811,000 | thousands by filing date | principal |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 30,660 | $809,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 114,868 | $809,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 25,338 | $808,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 40,000 | $808,000 | thousands by filing date | call |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 31,043 | $807,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 19,027 | $805,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 115,013 | $804,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 80,505 | $803,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 15,671 | $803,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 16,800 | $802,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 9,567 | $801,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 43,379 | $800,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 25,810 | $799,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 20,315 | $799,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 59,037 | $797,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 3,100 | $792,000 | thousands by filing date | put |
| WW GRAINGER INC COM | 384802104 | Stock | 3,100 | $792,000 | thousands by filing date | call |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 51,475 | $792,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 9,900 | $790,000 | thousands by filing date | call |
| EQUINIX INC | 29444UAG1 | CNV | 500,000 | $789,000 | thousands by filing date | principal |
| FONAR CORP | 344437405 | COM NEW | 37,155 | $788,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 35,917 | $787,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 12,175 | $782,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 9,703 | $782,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 43,610 | $782,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 69,766 | $782,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 107,557 | $780,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 73,294 | $778,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 43,199 | $778,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 57,773 | $777,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 46,261 | $776,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 111,811 | $775,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 197,871 | $774,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 28,083 | $768,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 31,940 | $767,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 38,018 | $766,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 16,726 | $766,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 13,533 | $766,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 13,673 | $765,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 25,815 | $764,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 15,909 | $762,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 19,442 | $759,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 57,718 | $758,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 30,778 | $757,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 23,635 | $754,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 19,760 | $754,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 60,915 | $754,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 23,495 | $752,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 15,800 | $751,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 39,746 | $751,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 40,330 | $749,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 19,280 | $747,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-007742 | this filing | 2014-02-14 | acceptance time not in the bulk data set |