13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 4,565 holding rows worth $110,323,860,000.
- Accession
- 0001140361-14-007742
- Filer
- CIK 824468
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 17,906 entries on the cover page, a total value of $110,323,860,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,323,860,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Life & Pension AG028-14487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 56,937 | $744,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 27,639 | $743,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 250,000 | $740,000 | thousands by filing date | principal |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 44,250 | $739,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 47,400 | $739,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 58,827 | $738,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 37,870 | $738,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 25,445 | $736,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 18,377 | $735,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 67,235 | $734,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 25,315 | $734,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 26,024 | $734,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 166,420 | $732,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 49,365 | $731,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 34,411 | $731,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 25,854 | $730,000 | thousands by filing date | |
| CONSTELLATION ENERGY PRTNR L | 21038E101 | COM UNIT LLC B | 304,024 | $730,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 12,653 | $729,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 49,334 | $728,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 45,364 | $726,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 26,321 | $725,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 6,511 | $724,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 9,000 | $723,000 | thousands by filing date | put |
| MARTEN TRANSPORT LTD | 573075108 | COM | 35,797 | $723,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 75,881 | $723,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 40,532 | $722,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 15,785 | $722,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 51,818 | $722,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 13,747 | $720,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 35,147 | $719,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 30,000 | $718,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 107,522 | $718,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 508,788 | $718,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 6,745 | $716,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 58,678 | $714,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 24,874 | $713,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 41,699 | $712,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 38,769 | $712,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 25,579 | $710,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 54,830 | $708,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 30,993 | $704,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 28,854 | $704,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 25,452 | $702,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 7,101 | $702,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 90,120 | $701,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 43,542 | $700,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 33,335 | $700,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 38,048 | $699,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 25,847 | $697,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 21,696 | $695,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 5,371 | $694,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 109,388 | $693,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 99,107 | $693,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 21,457 | $691,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 43,590 | $689,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 94,411 | $689,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 57,648 | $689,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 20,487 | $688,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 53,810 | $688,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 25,803 | $687,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 97,686 | $685,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 37,688 | $684,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 90,308 | $681,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 118,527 | $681,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 204,414 | $679,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 12,436 | $678,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 12,047 | $678,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 18,170 | $678,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 193,718 | $675,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 36,474 | $675,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 750,000 | $675,000 | thousands by filing date | principal |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 40,498 | $674,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 29,897 | $673,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 60,581 | $673,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 6,172 | $672,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 18,445 | $670,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 11,028 | $669,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 46,643 | $669,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 48,258 | $669,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 33,193 | $668,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 24,011 | $668,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 118,479 | $667,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 110,772 | $666,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 8,232 | $665,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 13,600 | $665,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 6,453 | $662,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 9,365 | $661,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 19,468 | $661,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 81,155 | $661,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 22,905 | $660,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 67,724 | $660,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 22,683 | $659,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 21,649 | $659,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 45,449 | $659,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 44,658 | $659,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 30,028 | $658,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 15,164 | $658,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 8,017 | $655,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 32,660 | $655,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 101,353 | $654,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 58,010 | $651,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 9,634 | $649,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 86,371 | $649,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 13,130 | $648,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 15,471 | $647,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 27,796 | $647,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 38,583 | $647,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 18,068 | $640,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 11,876 | $640,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 17,633 | $638,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 11,225 | $638,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 64,605 | $638,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 32,905 | $637,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 26,237 | $636,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 94,603 | $636,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 30,795 | $635,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 14,611 | $632,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 34,163 | $632,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 46,400 | $632,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 221,223 | $631,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 9,675 | $630,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 19,768 | $630,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 70,571 | $630,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 39,916 | $629,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 16,059 | $628,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 10,343 | $628,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 32,110 | $626,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 18,464 | $625,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 7,810 | $623,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 20,292 | $623,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 10,010 | $620,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 24,534 | $620,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 10,000 | $619,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 200,000 | $616,000 | thousands by filing date | put |
| ALLETE INC | 018522300 | COM NEW | 12,343 | $616,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 10,221 | $615,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 106,056 | $615,000 | thousands by filing date | |
| WOORI FIN HLDGS CO LTD | 981063100 | ADR | 16,048 | $615,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 9,906 | $613,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 9,181 | $613,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 9,989 | $610,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 10,393 | $610,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 10,707 | $610,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 137,569 | $610,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 164,928 | $608,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 21,088 | $607,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 81,500 | $606,000 | thousands by filing date | call |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 126,177 | $606,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 53,972 | $606,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 18,709 | $605,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 134,766 | $603,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 57,648 | $602,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 40,000 | $598,000 | thousands by filing date | call |
| PIKE ELEC CORP | 721283109 | COM | 56,548 | $598,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 46,000 | $597,000 | thousands by filing date | call |
| POLYCOM | 73172K104 | COMMON STOCK | 53,100 | $596,000 | thousands by filing date | put |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 34,132 | $596,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 135,096 | $595,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 19,291 | $593,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 10,000 | $592,000 | thousands by filing date | put |
| U S CONCRETE INC | 90333L201 | COM | 26,053 | $590,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 491,583 | $590,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 23,812 | $589,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 28,652 | $589,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 5,578 | $588,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 20,180 | $588,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 38,906 | $588,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 26,087 | $588,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 85,095 | $587,000 | thousands by filing date | |
| EUNITS 2 YR US EQTY MKT PTNT | 29841R102 | UNIT | 50,000 | $587,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 30,000 | $586,000 | thousands by filing date | put |
| GDL FD | 361570104 | COM SH BEN IT | 53,176 | $586,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 53,881 | $586,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 100,000 | $585,000 | thousands by filing date | call |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 47,994 | $584,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 62,547 | $584,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 9,579 | $581,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 34,986 | $580,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 11,601 | $576,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 20,089 | $576,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 35,545 | $575,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 14,832 | $573,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 11,704 | $572,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 181,876 | $572,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 8,745 | $572,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 13,779 | $570,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 62,566 | $570,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 19,412 | $570,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 87,029 | $569,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 35,702 | $568,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 74,376 | $567,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 12,964 | $566,000 | thousands by filing date | |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 570,000 | $565,000 | thousands by filing date | principal |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 77,147 | $564,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 18,529 | $562,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 100,000 | $562,000 | thousands by filing date | call |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 40,234 | $560,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 10,000 | $560,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 96,990 | $559,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 10,630 | $558,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 110,700 | $558,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 11,700 | $557,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M449 | GUGG BULL 2013 | 21,814 | $557,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 746,000 | $557,000 | thousands by filing date | principal |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 41,323 | $556,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 141,846 | $555,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 13,709 | $554,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 13,815 | $554,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 440,000 | $554,000 | thousands by filing date | principal |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 55,274 | $553,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 69,526 | $553,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 20,828 | $552,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 63,046 | $551,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 21,440 | $550,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 84,347 | $548,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 24,572 | $548,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 35,009 | $548,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 20,275 | $548,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 40,876 | $547,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 29,599 | $547,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 54,090 | $546,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T100 | EXCH TRAD SPVXSP | 15,861 | $546,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 53,634 | $545,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,241 | $544,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 33,525 | $543,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 44,949 | $543,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 10,534 | $542,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 6,486 | $542,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 19,817 | $539,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 23,318 | $538,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 3,953 | $538,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 28,772 | $538,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 9,800 | $535,000 | thousands by filing date | call |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 5,912 | $534,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 28,888 | $534,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 14,832 | $533,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 13,475 | $533,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 22,419 | $533,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 9,484 | $532,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 20,306 | $531,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 10,000 | $527,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 28,002 | $526,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 29,125 | $525,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 7,834 | $525,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 67,464 | $524,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 16,600 | $524,000 | thousands by filing date | call |
| WEST CORP | 952355204 | COM | 20,343 | $524,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 22,973 | $523,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 36,642 | $523,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 17,970 | $523,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 496,000 | $523,000 | thousands by filing date | principal |
| TASEKO MINES LTD COM | 876511106 | Stock | 245,490 | $521,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 110,609 | $518,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 21,948 | $517,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 17,303 | $516,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 7,491 | $515,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 14,075 | $515,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 24,362 | $515,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 158,075 | $515,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 55,601 | $514,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 28,449 | $514,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 34,656 | $513,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 23,889 | $513,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 18,763 | $511,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 24,877 | $511,000 | thousands by filing date | |
| DIREXION DAILY | 25459Y306 | TL BD MKT BEAR | 14,300 | $511,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 96,000 | $510,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 15,753 | $509,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 12,606 | $509,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 135,863 | $509,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 29,598 | $508,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 42,106 | $507,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 18,527 | $506,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 41,917 | $506,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 40,645 | $504,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 14,015 | $504,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 25,664 | $501,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 21,776 | $500,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 63,558 | $497,000 | thousands by filing date | |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 300,000 | $497,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 4,000 | $497,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 144,424 | $497,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 62,570 | $496,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,300 | $494,000 | thousands by filing date | call |
| EGAIN CORP | 28225C806 | COM NEW | 48,050 | $492,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 91,706 | $490,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 104,092 | $489,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 24,987 | $489,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 6,321 | $488,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 46,346 | $488,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 30,930 | $488,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 24,081 | $486,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 137,239 | $485,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 36,696 | $484,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 64,368 | $484,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 32,841 | $483,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 13,301 | $482,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 11,069 | $482,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 32,649 | $480,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 23,008 | $480,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 91,323 | $480,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 16,090 | $479,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 12,592 | $477,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 82,334 | $476,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 237,177 | $476,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 4,307 | $476,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 15,249 | $473,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 13,224 | $471,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 8,413 | $471,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 35,000 | $471,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 23,136 | $471,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 15,746 | $470,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 103,651 | $469,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 6,391 | $467,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 14,300 | $467,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 8,061 | $465,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 20,762 | $462,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 6,794 | $462,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 59,781 | $461,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 200,000 | $460,000 | thousands by filing date | principal |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 38,291 | $459,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 279,811 | $459,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 100,825 | $459,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 22,400 | $458,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 56,684 | $457,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 27,006 | $457,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 7,395 | $455,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 38,469 | $454,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 25,193 | $454,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 29,702 | $452,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 39,673 | $452,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 22,327 | $452,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 7,500 | $449,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 7,500 | $449,000 | thousands by filing date | call |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 21,214 | $447,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 8,732 | $446,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 18,456 | $444,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 67,200 | $444,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 5,735 | $443,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 20,725 | $442,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 10,400 | $441,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 48,802 | $440,000 | thousands by filing date | |
| UAL CORP | 902549AJ3 | NOTE 6.000%10/1 | 100,000 | $440,000 | thousands by filing date | principal |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 54,064 | $440,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 100,000 | $438,000 | thousands by filing date | put |
| DATALINK CORP | 237934104 | COMMON STOCK | 40,178 | $438,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,477 | $438,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 15,214 | $437,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 13,294 | $437,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 50,000 | $436,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 78,418 | $435,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 9,200 | $434,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 9,200 | $434,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 26,538 | $433,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 451,000 | $432,000 | thousands by filing date | principal |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 7,277 | $432,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 93,644 | $431,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 3,557 | $430,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 19,974 | $430,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 7,659 | $429,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 22,030 | $428,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 24,094 | $427,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 17,263 | $426,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 8,904 | $426,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 123,848 | $426,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 42,321 | $426,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 10,591 | $426,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 4,720 | $423,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 28,908 | $422,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 435,000 | $422,000 | thousands by filing date | principal |
| JAMBA INC | 47023A309 | COM NEW | 33,934 | $422,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 25,100 | $422,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 400,000 | $422,000 | thousands by filing date | principal |
| EOG RES INC COM | 26875P101 | Stock | 2,500 | $420,000 | thousands by filing date | put |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 61,556 | $416,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 11,502 | $415,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 15,463 | $414,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 169,026 | $413,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 11,649 | $411,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 188,899 | $411,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748WAB4 | NOTE 2.375%10/1 | 423,000 | $410,000 | thousands by filing date | principal |
| REACHLOCAL INC | 75525F104 | COM | 32,280 | $410,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 10,454 | $407,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 46,349 | $406,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 35,910 | $406,000 | thousands by filing date | |
| TECUMSEH PRODUCTS CO-CLASS A | 878895200 | CL A | 44,937 | $406,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 10,598 | $405,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 8,439 | $405,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 22,290 | $405,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 31,276 | $405,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 43,697 | $404,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 8,050 | $403,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 17,222 | $401,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 9,532 | $401,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 41,461 | $400,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 17,313 | $400,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 9,000 | $400,000 | thousands by filing date | put |
| DSP GROUP INC | 23332B106 | COM | 41,077 | $398,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 13,954 | $397,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 60,395 | $397,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 104,724 | $397,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 26,569 | $396,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 18,954 | $396,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 56,867 | $396,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 83,492 | $395,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 12,001 | $394,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 83,357 | $393,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 32,495 | $393,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 41,572 | $392,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 243,000 | $392,000 | thousands by filing date | principal |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 39,155 | $390,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 42,368 | $389,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 61,431 | $389,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 26,376 | $388,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 74,011 | $387,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 110,230 | $387,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 12,980 | $387,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 21,354 | $386,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 371,000 | $386,000 | thousands by filing date | principal |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 8,245 | $385,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 31,823 | $381,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 6,115 | $380,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 22,126 | $380,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 22,521 | $379,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 19,508 | $379,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 11,295 | $378,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 192,466 | $377,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 28,052 | $376,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 20,802 | $376,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 75,641 | $375,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 100,423 | $374,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 375,000 | $374,000 | thousands by filing date | principal |
| TRI POINTE HOMES INC | 87265H109 | COM | 18,698 | $373,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 27,856 | $372,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 89,872 | $372,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 34,043 | $372,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 10,102 | $372,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 69,407 | $371,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 19,198 | $370,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 50,000 | $370,000 | thousands by filing date | call |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 23,565 | $369,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 21,568 | $369,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 14,173 | $367,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 14,255 | $367,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 49,618 | $367,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 33,014 | $366,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 28,196 | $366,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 9,000 | $365,000 | thousands by filing date | put |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 150,000 | $365,000 | thousands by filing date | principal |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 20,370 | $364,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 29,375 | $364,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 20,574 | $364,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 61,111 | $363,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 22,337 | $363,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 30,000 | $363,000 | thousands by filing date | put |
| GSV CAPITAL CORP | 36191J101 | COM | 30,000 | $363,000 | thousands by filing date | call |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 16,678 | $362,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 6,642 | $362,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 3,894 | $361,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 63,935 | $361,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 16,000 | $360,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 13,537 | $360,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 18,832 | $359,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 82,365 | $358,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 200,250 | $357,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 11,936 | $357,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 23,669 | $356,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 20,480 | $355,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 8,422 | $355,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 54,370 | $355,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 290,000 | $355,000 | thousands by filing date | principal |
| MARATHON OIL CORP | 565849106 | COM | 10,000 | $353,000 | thousands by filing date | put |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 23,456 | $352,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 19,781 | $352,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 6,881 | $351,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 3,655 | $350,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 15,500 | $350,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 15,500 | $350,000 | thousands by filing date | call |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 40,150 | $350,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 194,159 | $350,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 10,000 | $349,000 | thousands by filing date | call |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 19,378 | $349,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 13,439 | $349,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 191,910 | $349,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 48,323 | $349,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 14,512 | $348,000 | thousands by filing date | |
| ANAREN INC | 032744104 | COM | 12,439 | $348,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 14,112 | $347,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 13,283 | $347,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 45,896 | $346,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 25,000 | $345,000 | thousands by filing date | call |
| HAWKINS INC | 420261109 | COM | 9,229 | $344,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 19,038 | $343,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 12,537 | $343,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 8,858 | $342,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 28,294 | $342,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 18,444 | $342,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 19,197 | $340,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 58,515 | $340,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 74,333 | $339,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-007742 | this filing | 2014-02-14 | acceptance time not in the bulk data set |