13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 4,565 holding rows worth $110,323,860,000.
- Accession
- 0001140361-14-007742
- Filer
- CIK 824468
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 17,906 entries on the cover page, a total value of $110,323,860,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,323,860,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Life & Pension AG028-14487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 84,364 | $2,419,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 56,688 | $2,416,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 315,076 | $2,413,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 274,484 | $2,408,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 49,603 | $2,405,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 105,776 | $2,403,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 50,643 | $2,396,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 63,445 | $2,393,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 2,160,000 | $2,390,000 | thousands by filing date | principal |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 53,053 | $2,388,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 56,601 | $2,385,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 124,114 | $2,378,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 64,688 | $2,377,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 53,628 | $2,373,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 195,911 | $2,371,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 118,725 | $2,370,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 61,764 | $2,368,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 22,122 | $2,368,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 168,892 | $2,366,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 52,936 | $2,366,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 390,808 | $2,365,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 103,476 | $2,365,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 450,000 | $2,363,000 | thousands by filing date | call |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 234,294 | $2,362,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 191,193 | $2,361,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 36,859 | $2,348,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 2,090,000 | $2,346,000 | thousands by filing date | principal |
| STRATEGY INC CL A NEW | 594972408 | Stock | 18,802 | $2,336,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 9,659 | $2,336,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 53,826 | $2,332,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 41,768 | $2,332,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 460,000 | $2,328,000 | thousands by filing date | put |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 336,950 | $2,328,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 99,415 | $2,322,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 207,614 | $2,321,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 40,000 | $2,317,000 | thousands by filing date | put |
| INVENSENSE INC | 46123D205 | COM | 111,413 | $2,314,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 43,643 | $2,307,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 131,819 | $2,307,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 192,500 | $2,302,000 | thousands by filing date | put |
| WERNER ENTERPRISES INC | 950755108 | COM | 92,985 | $2,300,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AH6 | NOTE | 1,508,000 | $2,298,000 | thousands by filing date | principal |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 117,035 | $2,296,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 99,731 | $2,291,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 71,007 | $2,290,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 57,595 | $2,287,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 91,907 | $2,281,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 47,362 | $2,267,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 64,052 | $2,264,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 143,389 | $2,261,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 159,118 | $2,259,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3,744 | $2,258,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 41,184 | $2,256,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 59,332 | $2,253,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 114,293 | $2,252,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 199,859 | $2,249,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 235,254 | $2,247,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 2,335,000 | $2,244,000 | thousands by filing date | principal |
| COHERENT INC | 192479103 | COM | 30,160 | $2,243,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 142,544 | $2,238,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 136,157 | $2,233,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 62,110 | $2,231,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 15,000 | $2,230,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 117,603 | $2,216,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 96,046 | $2,208,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 79,338 | $2,204,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 72,604 | $2,200,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 74,071 | $2,194,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 122,525 | $2,187,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 209,842 | $2,183,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 1,840,000 | $2,177,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 2,070,000 | $2,170,000 | thousands by filing date | principal |
| GOLDCORP INC NEW | 380956409 | COM | 100,000 | $2,167,000 | thousands by filing date | put |
| SELECTIVE INS GROUP INC | 816300107 | COM | 80,014 | $2,165,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 42,295 | $2,165,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 91,725 | $2,160,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 52,425 | $2,159,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 43,397 | $2,158,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 161,747 | $2,158,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 325,977 | $2,158,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 141,218 | $2,156,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 129,600 | $2,155,000 | thousands by filing date | put |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 596,699 | $2,153,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 49,650 | $2,150,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 119,323 | $2,149,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 44,315 | $2,148,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 41,704 | $2,148,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 63,618 | $2,145,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 99,774 | $2,145,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 60,524 | $2,145,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 75,647 | $2,140,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 108,668 | $2,130,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 109,655 | $2,123,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 203,032 | $2,122,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 182,565 | $2,122,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 26,474 | $2,119,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 303,418 | $2,118,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 92,727 | $2,118,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 8,897 | $2,115,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 344,193 | $2,109,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 2,060,000 | $2,096,000 | thousands by filing date | principal |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 121,537 | $2,095,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 30,000 | $2,090,000 | thousands by filing date | call |
| CALLAWAY GOLF CO | 131193104 | COM | 247,305 | $2,085,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 1,854,052 | $2,077,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 238,434 | $2,075,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 73,363 | $2,074,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 161,607 | $2,072,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 139,022 | $2,068,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 163,734 | $2,066,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 365,913 | $2,061,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 45,333 | $2,058,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 73,405 | $2,054,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 208,744 | $2,053,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 17,777 | $2,049,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 115,332 | $2,047,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 33,394 | $2,046,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 153,683 | $2,044,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 93,280 | $2,040,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 45,000 | $2,034,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 89,700 | $2,033,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 38,927 | $2,030,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 11,943 | $2,029,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 50,112 | $2,029,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 78,000 | $2,028,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 210,378 | $2,026,000 | thousands by filing date | |
| KEATING CAPITAL INC | 48722R106 | COM | 329,067 | $2,024,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 38,895 | $2,023,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 22,567 | $2,021,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 21,961 | $2,020,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 40,000 | $2,016,000 | thousands by filing date | call |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 48,201 | $2,015,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 43,318 | $2,014,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 118,311 | $2,013,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 74,900 | $2,011,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 37,871 | $2,011,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 47,730 | $2,010,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 30,209 | $2,009,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 20,000 | $2,007,000 | thousands by filing date | call |
| IBERIABANK CORP | 450828108 | COM | 31,909 | $2,006,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 1,880,000 | $2,006,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 214,025 | $1,999,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 87,022 | $1,989,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 27,489 | $1,989,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 91,400 | $1,988,000 | thousands by filing date | put |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 21,411 | $1,986,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 125,389 | $1,986,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 119,328 | $1,986,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 34,922 | $1,985,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 35,000 | $1,982,000 | thousands by filing date | put |
| SCANSOURCE INC | 806037107 | COM | 46,736 | $1,982,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 35,000 | $1,982,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 86,233 | $1,978,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 85,556 | $1,974,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 240,747 | $1,974,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 46,472 | $1,972,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 79,257 | $1,971,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 132,748 | $1,965,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 71,520 | $1,963,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 200,579 | $1,963,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 110,683 | $1,960,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 45,605 | $1,956,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 27,462 | $1,955,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 18,356 | $1,954,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 290,483 | $1,952,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 58,916 | $1,951,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 239,731 | $1,950,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 144,486 | $1,948,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 111,840 | $1,946,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 478,768 | $1,944,000 | thousands by filing date | call |
| DECKERS OUTDOOR CORP | 243537107 | COM | 23,000 | $1,943,000 | thousands by filing date | call |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 79,336 | $1,942,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 65,643 | $1,938,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 48,117 | $1,936,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 75,761 | $1,932,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 1,700,000 | $1,926,000 | thousands by filing date | principal |
| OFG BANCORP | 67103X102 | COM | 111,004 | $1,925,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 100,240 | $1,925,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 313,842 | $1,923,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 40,100 | $1,921,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 94,918 | $1,921,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 267,326 | $1,919,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 130,221 | $1,914,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 45,293 | $1,912,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 50,000 | $1,910,000 | thousands by filing date | put |
| SELECT COMFORT CORP | 81616X103 | COM | 90,523 | $1,909,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 107,847 | $1,907,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 36,315 | $1,906,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 33,234 | $1,906,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 91,230 | $1,905,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 39,879 | $1,901,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 81,910 | $1,901,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 60,011 | $1,898,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 163,270 | $1,894,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 256,413 | $1,893,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 323,500 | $1,892,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 108,812 | $1,890,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 173,242 | $1,887,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 120,317 | $1,886,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 77,700 | $1,886,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 49,118 | $1,881,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 160,850 | $1,881,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 32,278 | $1,880,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 249,104 | $1,877,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 61,980 | $1,875,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 30,344 | $1,873,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 13,249 | $1,872,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 227,649 | $1,872,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 64,200 | $1,871,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 1,350,000 | $1,868,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 482,200 | $1,866,000 | thousands by filing date | call |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 1,857,000 | $1,866,000 | thousands by filing date | principal |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 224,343 | $1,866,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 164,708 | $1,866,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 1,555,000 | $1,866,000 | thousands by filing date | principal |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 29,746 | $1,864,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 29,270 | $1,864,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 128,433 | $1,864,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 1,820,000 | $1,864,000 | thousands by filing date | principal |
| THL CREDIT INC | 872438106 | COM | 112,987 | $1,863,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 207,721 | $1,863,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 150,564 | $1,862,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 37,891 | $1,861,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 283,066 | $1,860,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 40,582 | $1,855,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 230,841 | $1,850,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 22,858 | $1,850,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 40,649 | $1,846,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 14,811 | $1,846,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 1,600,000 | $1,846,000 | thousands by filing date | principal |
| IXIA | 45071R109 | COM | 138,496 | $1,844,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 90,425 | $1,843,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 52,793 | $1,843,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 123,260 | $1,842,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 309,663 | $1,842,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 72,878 | $1,840,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 232,909 | $1,840,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 69,643 | $1,837,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 41,467 | $1,837,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 223,918 | $1,834,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 43,495 | $1,833,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 100,263 | $1,833,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 31,643 | $1,831,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 39,000 | $1,830,000 | thousands by filing date | put |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 39,000 | $1,830,000 | thousands by filing date | call |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 50,997 | $1,828,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 33,060 | $1,827,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 1,735,000 | $1,822,000 | thousands by filing date | principal |
| GRANITE CONSTR INC COM | 387328107 | Stock | 51,979 | $1,817,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 22,237 | $1,817,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 140,697 | $1,812,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | G73030AA9 | DEBT 2.500% 9/1 | 1,700,000 | $1,812,000 | thousands by filing date | principal |
| FEDERAL MOGUL CORP | 313549404 | COM | 91,857 | $1,808,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 14,808 | $1,807,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324TAB3 | NOTE 3.250% 4/1 | 2,025,000 | $1,807,000 | thousands by filing date | principal |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 52,086 | $1,805,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 57,983 | $1,805,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 151,373 | $1,804,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 76,878 | $1,798,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 128,662 | $1,798,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 44,400 | $1,797,000 | thousands by filing date | call |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 60,182 | $1,793,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 1,600,000 | $1,793,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 1,705,000 | $1,793,000 | thousands by filing date | principal |
| JIVE SOFTWARE INC | 47760A108 | COM | 159,267 | $1,792,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 75,939 | $1,789,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 325,251 | $1,786,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 23,039 | $1,786,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 30,000 | $1,786,000 | thousands by filing date | put |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 142,215 | $1,785,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 200,000 | $1,782,000 | thousands by filing date | put |
| KNOLL INC | 498904200 | COM NEW | 97,289 | $1,782,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 25,807 | $1,779,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 86,907 | $1,778,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 71,626 | $1,778,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 46,298 | $1,773,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 53,759 | $1,771,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 63,977 | $1,768,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 245,015 | $1,763,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 24,994 | $1,762,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 60,597 | $1,760,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 48,307 | $1,759,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 90,851 | $1,755,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 25,228 | $1,752,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 75,738 | $1,750,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 185,815 | $1,749,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 525,000 | $1,748,000 | thousands by filing date | put |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 66,878 | $1,748,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 117,250 | $1,745,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 35,000 | $1,739,000 | thousands by filing date | put |
| ALTERA CORP | 021441100 | COM | 53,500 | $1,739,000 | thousands by filing date | put |
| ALTERA CORP | 021441100 | COM | 53,500 | $1,739,000 | thousands by filing date | call |
| PRIVATEBANCORP INC | 742962103 | COM | 60,107 | $1,738,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 111,408 | $1,737,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 187,265 | $1,737,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 113,420 | $1,736,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 288,782 | $1,735,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AC2 | CONV BND | 1,990,000 | $1,733,000 | thousands by filing date | principal |
| BRIGHTCOVE INC | 10921T101 | COM | 122,244 | $1,729,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 43,297 | $1,727,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 71,900 | $1,726,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 291,130 | $1,726,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 105,971 | $1,722,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 59,858 | $1,720,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 92,205 | $1,718,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 45,977 | $1,714,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 26,723 | $1,713,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 58,964 | $1,712,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 97,845 | $1,707,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 20,178 | $1,703,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 1,515,000 | $1,703,000 | thousands by filing date | principal |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 188,487 | $1,702,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 16,782 | $1,700,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 51,778 | $1,700,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 69,111 | $1,697,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 18,213 | $1,697,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 285,799 | $1,695,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 65,511 | $1,695,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 128,645 | $1,694,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 8,457 | $1,693,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 231,400 | $1,692,000 | thousands by filing date | call |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 74,130 | $1,690,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 58,716 | $1,689,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 25,105 | $1,689,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 36,766 | $1,688,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 26,657 | $1,684,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 184,395 | $1,676,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 26,223 | $1,671,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 93,300 | $1,670,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 57,279 | $1,669,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 173,049 | $1,668,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 19,480 | $1,667,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 44,999 | $1,664,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 48,526 | $1,660,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 28,678 | $1,655,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 537,948 | $1,651,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 83,212 | $1,650,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 92,223 | $1,649,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 128,450 | $1,648,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 50,000 | $1,646,000 | thousands by filing date | call |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 45,387 | $1,645,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 1,190,890 | $1,643,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 37,379 | $1,641,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 84,307 | $1,640,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 41,482 | $1,640,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 59,193 | $1,639,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 20,763 | $1,631,000 | thousands by filing date | |
| MERGEWORTHRX CORP | 58952R106 | COM | 200,000 | $1,626,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 24,865 | $1,625,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 127,390 | $1,623,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 40,591 | $1,622,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 151,464 | $1,619,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 700,000 | $1,619,000 | thousands by filing date | principal |
| Vanguard Utilities ETF | 92204A876 | SHS | 19,337 | $1,610,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 50,310 | $1,610,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 66,094 | $1,609,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 52,468 | $1,607,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 416,011 | $1,606,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 26,104 | $1,605,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 51,627 | $1,604,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 62,815 | $1,603,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 32,495 | $1,598,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 108,919 | $1,598,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 37,364 | $1,597,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 20,000 | $1,596,000 | thousands by filing date | put |
| CHOICE HOTELS INTL INC | 169905106 | COM | 32,502 | $1,596,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 88,617 | $1,595,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 195,803 | $1,594,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 110,113 | $1,594,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 37,525 | $1,592,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 53,659 | $1,591,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 48,061 | $1,590,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 49,029 | $1,589,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 22,420 | $1,586,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 88,216 | $1,586,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 54,002 | $1,584,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 46,690 | $1,584,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 109,200 | $1,583,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 20,925 | $1,581,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 179,033 | $1,579,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 62,016 | $1,579,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 542,604 | $1,579,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 7,083 | $1,577,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 15,000 | $1,576,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 37,960 | $1,576,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 88,384 | $1,576,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 55,271 | $1,575,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 128,750 | $1,575,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 48,994 | $1,571,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 39,401 | $1,569,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 49,837 | $1,568,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 54,783 | $1,567,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 45,451 | $1,567,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 1,510,000 | $1,566,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435105 | COM | 27,143 | $1,560,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 48,408 | $1,558,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 21,200 | $1,557,000 | thousands by filing date | put |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 1,320,000 | $1,554,000 | thousands by filing date | principal |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 28,891 | $1,552,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 30,841 | $1,551,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 34,069 | $1,551,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 39,145 | $1,548,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 147,259 | $1,545,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 465,302 | $1,544,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 95,139 | $1,542,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 60,064 | $1,541,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 52,349 | $1,539,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 211,506 | $1,538,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 535,662 | $1,536,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 551,352 | $1,533,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 37,212 | $1,532,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 35,225 | $1,530,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 135,109 | $1,525,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 35,086 | $1,525,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 117,633 | $1,523,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 63,578 | $1,523,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 93,467 | $1,519,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 111,234 | $1,518,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 90,382 | $1,517,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 29,732 | $1,516,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 113,399 | $1,514,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 40,000 | $1,513,000 | thousands by filing date | put |
| ISHARES TR | 464287754 | US INDUSTRIALS | 14,923 | $1,513,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 340,000 | $1,513,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 122,510 | $1,506,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 4,551 | $1,502,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 68,264 | $1,502,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 210,506 | $1,501,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 93,941 | $1,500,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 11,504 | $1,497,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 76,049 | $1,493,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 45,336 | $1,491,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 98,943 | $1,491,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 134,890 | $1,491,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 52,448 | $1,488,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 32,111 | $1,488,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 128,041 | $1,487,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 80,178 | $1,481,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 108,443 | $1,480,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 86,579 | $1,480,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 18,862 | $1,480,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 212,529 | $1,480,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 529,139 | $1,476,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 591,043 | $1,472,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 16,798 | $1,471,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 100,000 | $1,470,000 | thousands by filing date | call |
| MANNKIND CORP | 56400P201 | COM | 282,443 | $1,469,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 27,068 | $1,468,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 56,970 | $1,466,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 75,880 | $1,464,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 52,960 | $1,463,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 347,044 | $1,462,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 39,134 | $1,461,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 120,351 | $1,459,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 24,523 | $1,458,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 17,752 | $1,455,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 34,412 | $1,453,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 57,606 | $1,453,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 18,249 | $1,453,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 78,937 | $1,453,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 149,379 | $1,449,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 22,760 | $1,449,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 1,434,000 | $1,449,000 | thousands by filing date | principal |
| SAUL CTRS INC COM | 804395101 | REIT | 30,299 | $1,446,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 166,180 | $1,446,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 24,777 | $1,445,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 162,722 | $1,443,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 68,500 | $1,441,000 | thousands by filing date | put |
| IPG PHOTONICS CORP | 44980X109 | COM | 18,554 | $1,441,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 124,147 | $1,439,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 80,231 | $1,435,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 7,757 | $1,433,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 24,857 | $1,433,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 42,141 | $1,432,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 23,752 | $1,426,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 140,918 | $1,426,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 99,297 | $1,425,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 40,405 | $1,425,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 70,542 | $1,424,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 19,405 | $1,419,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 38,245 | $1,417,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 198,504 | $1,415,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 134,821 | $1,414,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 35,304 | $1,413,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 57,689 | $1,409,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 114,602 | $1,409,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 38,970 | $1,408,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 105,371 | $1,408,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 170,483 | $1,408,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 32,325 | $1,404,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 224,300 | $1,404,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 26,209 | $1,402,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 55,000 | $1,401,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 21,036 | $1,398,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 122,315 | $1,395,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 119,206 | $1,394,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 59,771 | $1,394,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 166,953 | $1,392,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 67,835 | $1,387,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 259,897 | $1,386,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-007742 | this filing | 2014-02-14 | acceptance time not in the bulk data set |