13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 4,565 holding rows worth $110,323,860,000.
- Accession
- 0001140361-14-007742
- Filer
- CIK 824468
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 17,906 entries on the cover page, a total value of $110,323,860,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,323,860,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Life & Pension AG028-14487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 17,300 | $76,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 10,534 | $74,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 10,837 | $71,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 54,329 | $71,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 17,263 | $70,000 | thousands by filing date | |
| VELTI PLC ST HELIER | G93285107 | SHS | 1,251,011 | $70,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 42,036 | $69,000 | thousands by filing date | |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 80,000 | $69,000 | thousands by filing date | principal |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 17,831 | $69,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 84,325 | $68,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 153,191 | $67,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 113,355 | $66,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 12,956 | $63,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 18,213 | $62,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 23,393 | $61,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 26,659 | $61,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 12,527 | $60,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 14,994 | $60,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 49,952 | $59,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 25,440 | $59,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 35,144 | $59,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 19,728 | $56,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 47,167 | $55,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 10,776 | $55,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 14,000 | $54,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 22,692 | $53,000 | thousands by filing date | |
| ZALICUS INC | 98887C204 | COM | 47,332 | $52,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 11,802 | $51,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 37,781 | $51,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 36,426 | $50,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 11,340 | $49,000 | thousands by filing date | |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 18,741 | $49,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 11,816 | $48,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 15,140 | $46,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 11,014 | $42,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 15,472 | $42,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 25,729 | $41,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 20,256 | $40,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 12,398 | $40,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 11,414 | $40,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 12,844 | $40,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 16,332 | $40,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 23,599 | $39,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 12,660 | $38,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 71,060 | $37,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 25,216 | $37,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 66,196 | $37,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 20,495 | $36,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 14,471 | $36,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 20,183 | $31,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 13,766 | $29,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 19,007 | $27,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 10,824 | $27,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 20,441 | $25,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 10,132 | $25,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 13,248 | $23,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 33,353 | $22,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 14,170 | $21,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 20,670 | $20,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 14,028 | $18,000 | thousands by filing date | |
| Brigus Gold Corp | 109490102 | COM | 22,076 | $17,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 35,379 | $16,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 10,532 | $15,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 10,111 | $15,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 35,306 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-007742 | this filing | 2014-02-14 | acceptance time not in the bulk data set |