13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 4,565 holding rows worth $110,323,860,000.
- Accession
- 0001140361-14-007742
- Filer
- CIK 824468
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 17,906 entries on the cover page, a total value of $110,323,860,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,323,860,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Life & Pension AG028-14487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 250,000 | $338,000 | thousands by filing date | principal |
| BURLINGTON STORES INC COM | 122017106 | Stock | 10,495 | $336,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 118,970 | $336,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 4,893 | $334,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 19,589 | $334,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 40,000 | $334,000 | thousands by filing date | call |
| WEST MARINE INC | 954235107 | COM | 23,352 | $333,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 18,141 | $332,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 50,000 | $331,000 | thousands by filing date | put |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 6,934 | $331,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 57,301 | $331,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 2,140 | $331,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 16,439 | $330,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 20,453 | $330,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 6,825 | $328,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 13,257 | $328,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 7,571 | $328,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 11,317 | $328,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 12,218 | $327,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 83,789 | $327,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 26,540 | $325,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 23,095 | $324,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 6,839 | $324,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 36,477 | $324,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 27,580 | $323,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 16,213 | $323,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 21,181 | $323,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 330,000 | $323,000 | thousands by filing date | principal |
| CATAMARAN CORP | 148887102 | COM | 6,800 | $323,000 | thousands by filing date | put |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 58,512 | $321,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 142,222 | $321,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 63,585 | $320,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 7,480 | $320,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 16,946 | $319,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 17,682 | $318,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 8,731 | $318,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,675 | $317,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 20,952 | $317,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 56,528 | $317,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 15,961 | $316,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 13,032 | $316,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 17,932 | $316,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 29,789 | $316,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 200,000 | $316,000 | thousands by filing date | principal |
| MCEWEN MNG INC | 58039P107 | COM | 161,461 | $316,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 78,192 | $316,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 3,370 | $315,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 11,985 | $314,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 2,425 | $314,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 11,771 | $313,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 35,994 | $313,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 363,431 | $313,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,813 | $310,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 7,472 | $310,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 46,775 | $310,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 35,602 | $308,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 9,902 | $307,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 10,397 | $307,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 13,270 | $307,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 15,000 | $307,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,000 | $306,000 | thousands by filing date | put |
| DIGI INTL INC | 253798102 | COM | 25,218 | $306,000 | thousands by filing date | |
| SUPERTEX INC | 868532102 | COM | 12,176 | $306,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 14,097 | $306,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,759 | $305,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 16,041 | $305,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 151,584 | $305,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 31,148 | $305,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 20,642 | $304,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 39,957 | $304,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 8,691 | $303,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 35,734 | $302,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,618 | $301,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 97,719 | $300,000 | thousands by filing date | |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 12,610 | $300,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 32,500 | $299,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 68,600 | $299,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 15,098 | $299,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 27,343 | $298,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 29,128 | $297,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 57,004 | $297,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 12,370 | $297,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 47,593 | $296,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 8,033 | $296,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 67,806 | $296,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 13,453 | $296,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 10,315 | $294,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 18,582 | $293,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 25,628 | $293,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 3,331 | $293,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 54,040 | $292,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 12,118 | $291,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,468 | $291,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 5,500 | $291,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 24,645 | $291,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 12,275 | $291,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 12,012 | $291,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 67,213 | $291,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 32,684 | $291,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 23,492 | $290,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 104,509 | $290,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 290,000 | $290,000 | thousands by filing date | principal |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 139,518 | $289,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 20,597 | $289,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 11,997 | $288,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 22,937 | $288,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 339,000 | $288,000 | thousands by filing date | principal |
| OCEANFIRST FINL CORP | 675234108 | COM | 16,722 | $287,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 6,000 | $286,000 | thousands by filing date | put |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 4,658 | $286,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 18,922 | $286,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 11,360 | $286,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 16,682 | $286,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 13,755 | $286,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 12,022 | $286,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 16,138 | $285,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 10,123 | $284,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 9,196 | $282,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 5,598 | $282,000 | thousands by filing date | |
| METROCORP BANCSHARES INC | 591650106 | COM | 18,726 | $282,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 150,000 | $282,000 | thousands by filing date | principal |
| FARMER BROS CO | 307675108 | COM | 12,080 | $281,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 14,133 | $281,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 6,445 | $280,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 6,010 | $280,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 18,100 | $279,000 | thousands by filing date | call |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 20,846 | $279,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 43,315 | $279,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 23,603 | $278,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 20,698 | $277,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 24,243 | $277,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 600,004 | $276,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 54,377 | $275,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 69,947 | $275,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 10,106 | $274,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 75,980 | $274,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 18,420 | $274,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 16,708 | $274,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 4,769 | $273,000 | thousands by filing date | |
| MAC-GRAY CORP | 554153106 | COMMON STOCK | 12,855 | $273,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 17,177 | $273,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 67,744 | $273,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 11,575 | $273,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 81,827 | $273,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 27,316 | $273,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 5,587 | $272,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 59,692 | $272,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 15,948 | $272,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 14,700 | $272,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 33,751 | $271,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 20,319 | $271,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,708 | $270,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 15,799 | $270,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 13,887 | $270,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 12,890 | $270,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 44,539 | $270,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 5,710 | $269,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 25,770 | $269,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 25,504 | $268,000 | thousands by filing date | |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 200,000 | $268,000 | thousands by filing date | principal |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,492 | $267,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 11,157 | $267,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 17,271 | $267,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 12,381 | $265,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 9,003 | $264,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 9,661 | $264,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 25,815 | $264,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 204,720 | $264,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 10,634 | $264,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 56,423 | $264,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 18,060 | $263,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 6,922 | $262,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 4,299 | $262,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 100,713 | $262,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 33,683 | $261,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 16,167 | $260,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 9,919 | $260,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 24,798 | $259,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 10,244 | $259,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 67,375 | $259,000 | thousands by filing date | |
| SUNGY MOBILE LTD | 86737M100 | ADR | 12,600 | $259,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 4,410 | $258,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 27,499 | $258,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 36,023 | $258,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 25,217 | $257,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 54,716 | $257,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 59,132 | $257,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 10,088 | $256,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 16,408 | $256,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 3,540 | $254,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 13,890 | $254,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 13,500 | $254,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 7,600 | $254,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 9,433 | $254,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 22,505 | $253,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 3,352 | $252,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 4,667 | $252,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 14,175 | $251,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 15,067 | $251,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 7,523 | $251,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 7,252 | $250,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 13,429 | $250,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 10,700 | $248,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 10,700 | $248,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 18,637 | $248,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 29,769 | $248,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,000 | $247,000 | thousands by filing date | put |
| ISHARES TR | 464288620 | SHS | 2,309 | $247,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 13,071 | $247,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 29,096 | $246,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 9,886 | $246,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,936 | $245,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 57,708 | $244,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 96,041 | $243,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 31,351 | $242,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 11,742 | $242,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 9,992 | $242,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 13,759 | $242,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 3,000 | $241,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 3,000 | $241,000 | thousands by filing date | call |
| ATRICURE INC | 04963C209 | COM | 12,932 | $241,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 18,062 | $241,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 144,250 | $241,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 14,918 | $241,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 29,660 | $240,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 130,955 | $240,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 15,092 | $239,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 13,284 | $239,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 14,397 | $239,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 60,000 | $238,000 | thousands by filing date | call |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 3,462 | $237,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 72,070 | $237,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 22,043 | $237,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 6,968 | $237,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 41,442 | $236,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 5,393 | $236,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 18,903 | $236,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 4,039 | $235,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 27,093 | $235,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 23,769 | $235,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 5,662 | $235,000 | thousands by filing date | |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 8,209 | $235,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,275 | $234,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 4,643 | $234,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 5,561 | $234,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 22,975 | $234,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 8,070 | $234,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 227,000 | $234,000 | thousands by filing date | principal |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 23,398 | $233,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 5,462 | $233,000 | thousands by filing date | |
| MARKET VECTORS BANK AND BROK | 57060U175 | CMN | 4,204 | $233,000 | thousands by filing date | |
| END 5 1/2 07/15/16 | 29257MAE0 | NOTE 5.500% 7/1 | 290,000 | $233,000 | thousands by filing date | principal |
| MERCURY SYS INC COM | 589378108 | Stock | 21,140 | $231,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 30,919 | $231,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 11,261 | $231,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 13,426 | $230,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 11,438 | $230,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 11,272 | $230,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 10,059 | $230,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 9,894 | $229,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 8,731 | $229,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 8,411 | $227,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 28,564 | $227,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 12,953 | $227,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 78,492 | $227,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 18,600 | $227,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 9,553 | $227,000 | thousands by filing date | |
| TOWER GROUP INTL LTD | 891777AC8 | NOTE | 266,000 | $225,000 | thousands by filing date | principal |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 18,645 | $224,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 16,575 | $224,000 | thousands by filing date | |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 9,899 | $224,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 71,007 | $223,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 9,376 | $221,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 9,875 | $221,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 8,681 | $221,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 29,656 | $221,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 4,117 | $219,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 12,900 | $219,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 23,275 | $219,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,000 | $219,000 | thousands by filing date | put |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 6,770 | $219,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 10,231 | $218,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 5,375 | $217,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 2,974 | $217,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 15,305 | $216,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 30,310 | $216,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 78,933 | $216,000 | thousands by filing date | |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 22,665 | $216,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 2,300 | $215,000 | thousands by filing date | |
| NORTHGATE MINERALS CORP | 666416AB8 | NOTE 3.500%10/0 | 225,000 | $215,000 | thousands by filing date | principal |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 16,674 | $214,000 | thousands by filing date | |
| SOLTA MED INC | 83438K103 | COM | 72,458 | $214,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 54,720 | $213,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 32,397 | $213,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 12,181 | $212,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 34,243 | $212,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 2,702 | $211,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 11,014 | $211,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 9,695 | $211,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 21,957 | $210,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 24,693 | $210,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 8,086 | $210,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355AK4 | NOTE 10.000% 6/0 DELETED | 660,000 | $210,000 | thousands by filing date | principal |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 42,067 | $209,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 9,400 | $209,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 6,771 | $208,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 3,759 | $207,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 5,229 | $207,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 11,060 | $207,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 4,561 | $206,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 6,147 | $206,000 | thousands by filing date | |
| ZYGO CORP | 989855101 | COM | 13,939 | $206,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 3,866 | $206,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 2,608 | $205,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 7,699 | $205,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 11,761 | $205,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 7,526 | $205,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 49,501 | $205,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 35,867 | $205,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 9,866 | $205,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 32,504 | $204,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 28,947 | $204,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 4,075 | $203,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 12,652 | $203,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 42,215 | $203,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 3,959 | $202,000 | thousands by filing date | |
| ARDEN GROUP INC-A | 039762109 | CL A | 1,591 | $202,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 5,788 | $202,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 3,959 | $201,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 11,029 | $201,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 4,397 | $201,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 12,776 | $201,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 8,728 | $200,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 25,649 | $200,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 19,370 | $200,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 59,679 | $195,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 25,245 | $195,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 175,130 | $194,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 12,050 | $194,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 11,500 | $193,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 23,427 | $193,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 23,417 | $193,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 139,517 | $193,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 65,194 | $193,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 10,639 | $193,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 19,015 | $192,000 | thousands by filing date | |
| HICKORYTECH CORP | 429060106 | COM | 14,964 | $192,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 11,057 | $191,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 35,673 | $190,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 11,939 | $189,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 35,980 | $189,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 13,529 | $188,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 72,270 | $187,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 28,281 | $187,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 160,751 | $187,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 29,389 | $186,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 12,389 | $185,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 20,466 | $185,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 10,696 | $185,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 12,005 | $184,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 77,524 | $183,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 26,904 | $181,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 11,817 | $180,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 90,971 | $179,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 26,418 | $177,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 10,006 | $177,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 14,343 | $176,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $175,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 12,238 | $174,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 18,680 | $172,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 19,342 | $172,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 11,851 | $172,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 14,934 | $172,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 16,427 | $171,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 25,449 | $170,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 12,184 | $170,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 22,861 | $170,000 | thousands by filing date | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 14,300 | $170,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 22,695 | $168,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 12,155 | $167,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 37,363 | $167,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 31,658 | $166,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 12,000 | $166,000 | thousands by filing date | put |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 11,570 | $165,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 22,007 | $165,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 44,859 | $162,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 13,396 | $161,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 24,869 | $159,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 30,000 | $158,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 33,625 | $158,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 10,551 | $158,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $157,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 44,200 | $157,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 13,137 | $155,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 77,001 | $155,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 50,000 | $154,000 | thousands by filing date | call |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 17,763 | $154,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 11,017 | $153,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 11,656 | $152,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 17,916 | $152,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 34,761 | $148,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 15,708 | $148,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 23,932 | $148,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $147,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 80,217 | $147,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 122,973 | $146,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 11,545 | $145,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 10,000 | $144,000 | thousands by filing date | put |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 21,507 | $143,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 72,500 | $143,000 | thousands by filing date | call |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 19,084 | $143,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 18,659 | $143,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 23,898 | $141,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 25,451 | $141,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 26,220 | $139,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 14,574 | $139,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 133,000 | $139,000 | thousands by filing date | principal |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 69,416 | $139,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 112,712 | $138,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 84,182 | $138,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 25,000 | $136,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 13,630 | $136,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 32,255 | $136,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 15,254 | $135,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 38,775 | $135,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 17,873 | $134,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 44,934 | $133,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 10,044 | $133,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 10,322 | $132,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 16,508 | $132,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 14,644 | $131,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 24,660 | $129,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 14,332 | $129,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 138,820 | $128,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 17,767 | $127,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 59,486 | $127,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 22,876 | $127,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 10,289 | $125,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 12,960 | $125,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 28,263 | $125,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 38,667 | $124,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 33,875 | $124,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 10,811 | $123,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 16,702 | $123,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 15,161 | $121,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 17,055 | $121,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 10,305 | $120,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 20,387 | $119,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 50,457 | $117,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 145,000 | $117,000 | thousands by filing date | principal |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 16,926 | $116,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 10,901 | $115,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 65,124 | $115,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 28,241 | $114,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 24,118 | $112,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 17,372 | $110,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 76,217 | $109,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 26,571 | $108,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 11,802 | $106,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 29,232 | $105,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 13,905 | $105,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 12,854 | $104,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 52,404 | $104,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 41,270 | $104,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 14,200 | $104,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 11,161 | $103,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 50,867 | $102,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 39,198 | $101,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 13,095 | $101,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 10,855 | $101,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 43,634 | $100,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 56,805 | $100,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 16,823 | $95,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 10,844 | $93,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 13,005 | $93,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 11,348 | $93,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 10,019 | $92,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 24,466 | $92,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 12,257 | $92,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119TAE4 | DEBT 5.000% 6/0 | 140,000 | $90,000 | thousands by filing date | principal |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 25,019 | $89,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 23,640 | $88,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 62,842 | $87,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 93,632 | $87,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 74,375 | $87,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 20,227 | $86,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 19,405 | $86,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 28,314 | $86,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 10,503 | $86,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 11,427 | $84,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 20,770 | $83,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 61,091 | $82,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 13,665 | $82,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 14,180 | $81,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 35,125 | $80,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 11,092 | $80,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 19,979 | $79,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 15,586 | $78,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 16,881 | $77,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 24,083 | $76,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-007742 | this filing | 2014-02-14 | acceptance time not in the bulk data set |