13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 4,565 holding rows worth $110,323,860,000.
- Accession
- 0001140361-14-007742
- Filer
- CIK 824468
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 17,906 entries on the cover page, a total value of $110,323,860,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,323,860,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Life & Pension AG028-14487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GREIF INC | 397624107 | CL A | 78,744 | $4,125,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 45,804 | $4,104,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 75,000 | $4,098,000 | thousands by filing date | put |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 83,493 | $4,097,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 2,773,000 | $4,087,000 | thousands by filing date | principal |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 193,048 | $4,086,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 134,877 | $4,082,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 193,532 | $4,074,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 29,947 | $4,058,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 151,736 | $4,058,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 2,318,459 | $4,056,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 61,201 | $4,055,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 91,537 | $4,051,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 206,353 | $4,049,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 412,640 | $4,044,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 77,953 | $4,043,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 34,749 | $4,039,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 161,894 | $4,039,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 314,504 | $4,039,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 50,754 | $4,028,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 38,487 | $4,025,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 53,455 | $4,022,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 121,401 | $4,017,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 425,363 | $4,012,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 140,773 | $3,999,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 59,632 | $3,991,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 152,768 | $3,990,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 201,670 | $3,985,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 218,406 | $3,984,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 244,931 | $3,980,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 543,867 | $3,965,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 127,591 | $3,963,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 127,811 | $3,962,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 126,265 | $3,960,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 118,404 | $3,959,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 3,005,000 | $3,957,000 | thousands by filing date | principal |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 51,766 | $3,956,000 | thousands by filing date | |
| OMNICOM GROUP INC | 681919AV8 | NOTE 7/3 | 3,000,000 | $3,946,000 | thousands by filing date | principal |
| WEBSTER FINL CORP | 947890109 | COM | 126,499 | $3,944,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 143,907 | $3,944,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 221,312 | $3,928,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 216,859 | $3,922,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 332,590 | $3,921,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 655,290 | $3,919,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 526,500 | $3,917,000 | thousands by filing date | put |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 133,072 | $3,914,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 154,500 | $3,901,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 373,452 | $3,896,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 296,664 | $3,883,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 215,000 | $3,881,000 | thousands by filing date | put |
| CLARCOR INC | 179895107 | COM | 60,287 | $3,880,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 54,397 | $3,877,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 319,652 | $3,877,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T563 | BG CP GRTH ETN | 84,807 | $3,877,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 67,143 | $3,868,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 241,167 | $3,863,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 2,875,000 | $3,860,000 | thousands by filing date | principal |
| ARKANSAS BEST CORP | 040790107 | COM | 114,434 | $3,854,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 82,427 | $3,842,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 90,032 | $3,840,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 440,204 | $3,838,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 72,562 | $3,829,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 116,182 | $3,827,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 279,858 | $3,826,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 80,733 | $3,793,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 82,288 | $3,792,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 1,000,380 | $3,792,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 84,192 | $3,789,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 163,811 | $3,789,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 100,000 | $3,788,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 76,169 | $3,787,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 39,439 | $3,772,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 445,759 | $3,762,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 25,000 | $3,761,000 | thousands by filing date | call |
| CALAVO GROWERS INC | 128246105 | COM | 124,288 | $3,761,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 41,859 | $3,760,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 78,158 | $3,757,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694209 | UNIT | 375,000 | $3,750,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 136,273 | $3,743,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 3,050,000 | $3,738,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 50,000 | $3,725,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 64,123 | $3,715,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 46,397 | $3,714,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 26,723 | $3,713,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 38,107 | $3,705,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 16,300 | $3,701,000 | thousands by filing date | put |
| LANDSTAR SYS INC COM | 515098101 | Stock | 64,344 | $3,696,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 111,899 | $3,694,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 153,155 | $3,693,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 780,816 | $3,693,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 144,790 | $3,681,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 80,475 | $3,678,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 307,393 | $3,674,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 53,266 | $3,672,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 210,977 | $3,671,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 230,386 | $3,667,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 40,000 | $3,659,000 | thousands by filing date | put |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 67,556 | $3,653,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 215,644 | $3,653,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 46,300 | $3,652,000 | thousands by filing date | call |
| WAFD INC | 938824109 | COM | 156,735 | $3,651,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 65,000 | $3,650,000 | thousands by filing date | put |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 12,750 | $3,650,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 324,838 | $3,648,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 441,734 | $3,641,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 63,283 | $3,638,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 184,659 | $3,636,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 3,635,000 | $3,633,000 | thousands by filing date | principal |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 240,401 | $3,632,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 89,600 | $3,620,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 89,600 | $3,620,000 | thousands by filing date | call |
| ENERNOC INC | 292764107 | COMMON STOCK | 209,937 | $3,613,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 146,215 | $3,609,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 151,639 | $3,608,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 101,541 | $3,605,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 262,784 | $3,598,000 | thousands by filing date | call |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 3,234,000 | $3,598,000 | thousands by filing date | principal |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 272,832 | $3,591,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 43,900 | $3,588,000 | thousands by filing date | put |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 57,671 | $3,588,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 53,462 | $3,588,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 48,394 | $3,579,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 83,741 | $3,578,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 63,388 | $3,577,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 47,608 | $3,573,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 358,306 | $3,569,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 69,439 | $3,569,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 588,000 | $3,569,000 | thousands by filing date | put |
| HILL ROM HLDGS INC | 431475102 | COM | 86,203 | $3,563,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 170,000 | $3,562,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 35,000 | $3,560,000 | thousands by filing date | put |
| OIL STS INTL INC | 678026105 | COM | 35,000 | $3,560,000 | thousands by filing date | call |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 162,300 | $3,556,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 293,165 | $3,554,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 247,173 | $3,541,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 200,000 | $3,540,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 150,000 | $3,539,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 140,626 | $3,527,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 119,452 | $3,526,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 335,887 | $3,526,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 76,364 | $3,522,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 138,824 | $3,522,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 116,355 | $3,514,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 111,623 | $3,508,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 121,972 | $3,505,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 3,567,000 | $3,505,000 | thousands by filing date | principal |
| CHILDRENS PL INC NEW | 168905107 | COM | 61,449 | $3,501,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 274,127 | $3,492,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 58,405 | $3,491,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 625,577 | $3,484,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 70,985 | $3,480,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 183,392 | $3,477,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,084,078 | $3,469,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 342,610 | $3,468,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 114,394 | $3,467,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 91,991 | $3,462,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 128,936 | $3,460,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 29,377 | $3,452,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 149,544 | $3,451,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 142,453 | $3,449,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 55,515 | $3,442,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 84,190 | $3,441,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 31,894 | $3,438,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 86,973 | $3,436,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 58,404 | $3,436,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 193,233 | $3,435,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 88,630 | $3,433,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 82,534 | $3,431,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 87,988 | $3,423,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 73,688 | $3,422,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 65,404 | $3,420,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 360,467 | $3,414,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 33,763 | $3,413,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 96,404 | $3,412,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 30,849 | $3,402,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 50,000 | $3,400,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 50,000 | $3,400,000 | thousands by filing date | call |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 102,786 | $3,400,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 212,407 | $3,400,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 116,029 | $3,384,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 115,006 | $3,381,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 115,579 | $3,381,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 101,773 | $3,376,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 120,770 | $3,372,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 3,370,000 | $3,368,000 | thousands by filing date | principal |
| BIG LOTS INC | 089302103 | COM | 104,269 | $3,367,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 2,440,000 | $3,367,000 | thousands by filing date | principal |
| NEWMARKET CORP COM | 651587107 | Stock | 10,071 | $3,365,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 138,203 | $3,365,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 160,000 | $3,357,000 | thousands by filing date | put |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 385,000 | $3,355,000 | thousands by filing date | put |
| PINNACLE ENTMT INC | 723456109 | COM | 129,002 | $3,353,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 645,811 | $3,333,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 99,231 | $3,332,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 235,890 | $3,331,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 455,000 | $3,326,000 | thousands by filing date | put |
| MUELLER INDS INC COM | 624756102 | Stock | 52,759 | $3,325,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 82,765 | $3,324,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 485,698 | $3,322,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 27,114 | $3,316,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 92,869 | $3,312,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 966,335 | $3,309,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 93,155 | $3,306,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 68,566 | $3,301,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 192,001 | $3,301,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 92,726 | $3,299,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 27,097 | $3,298,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 132,669 | $3,293,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 98,021 | $3,289,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 897,614 | $3,285,000 | thousands by filing date | |
| DIREXION DAILY SEMICON 3X | 25459Y314 | Cmn | 87,500 | $3,283,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 235,764 | $3,281,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 989,408 | $3,266,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 419,062 | $3,265,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 141,094 | $3,258,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 121,783 | $3,255,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 36,265 | $3,240,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 62,054 | $3,238,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 68,579 | $3,232,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 443,791 | $3,227,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 300,000 | $3,225,000 | thousands by filing date | put |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 83,816 | $3,221,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 50,000 | $3,218,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 47,654 | $3,212,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 413,100 | $3,210,000 | thousands by filing date | put |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 215,284 | $3,208,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 212,593 | $3,202,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 120,699 | $3,201,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 53,030 | $3,198,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 47,472 | $3,194,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 61,394 | $3,191,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 258,421 | $3,189,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 126,050 | $3,188,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 158,064 | $3,187,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 181,465 | $3,187,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 100,000 | $3,185,000 | thousands by filing date | call |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 197,907 | $3,177,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 79,238 | $3,174,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 164,162 | $3,168,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 427,557 | $3,164,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 45,439 | $3,163,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 67,539 | $3,148,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 22,400 | $3,142,000 | thousands by filing date | put |
| PBF ENERGY INC | 69318G106 | CL A | 99,858 | $3,141,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 91,854 | $3,136,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 155,284 | $3,136,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 184,960 | $3,131,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 258,557 | $3,129,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 68,378 | $3,127,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 80,000 | $3,126,000 | thousands by filing date | put |
| SLR INVESTMENT CORP | 83413U100 | COM | 138,376 | $3,121,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 25,434 | $3,118,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 79,418 | $3,115,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 45,017 | $3,114,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 60,343 | $3,114,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 336,314 | $3,111,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 42,261 | $3,108,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 96,058 | $3,106,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 273,635 | $3,105,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 2,955,000 | $3,105,000 | thousands by filing date | principal |
| AAR CORP | 000361105 | COM | 110,773 | $3,103,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 151,685 | $3,101,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 37,623 | $3,101,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y645 | DLY RUSSIA BUL | 100,000 | $3,100,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 2,925,000 | $3,099,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 2,900,000 | $3,094,000 | thousands by filing date | principal |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 43,333 | $3,087,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 321,492 | $3,085,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 24,954 | $3,084,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 211,672 | $3,078,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG | 03938LAK0 | NOTE 5.000% 5/1 | 3,040,000 | $3,076,000 | thousands by filing date | principal |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 231,935 | $3,075,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 79,088 | $3,070,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 54,037 | $3,070,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 31,514 | $3,069,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 100,832 | $3,067,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 100,000 | $3,063,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 150,000 | $3,056,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 150,000 | $3,056,000 | thousands by filing date | call |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 52,023 | $3,052,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 643,607 | $3,051,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 134,504 | $3,049,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 373,261 | $3,046,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 116,447 | $3,041,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 71,615 | $3,038,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 141,000 | $3,037,000 | thousands by filing date | put |
| ADECOAGRO S A | L00849106 | COM | 374,937 | $3,034,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 64,269 | $3,031,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 77,962 | $3,030,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 112,767 | $3,020,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 522,951 | $3,012,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 2,883,000 | $3,009,000 | thousands by filing date | principal |
| ABM INDS INC | 000957100 | COM | 105,189 | $3,007,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 162,268 | $3,007,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 21,282 | $3,003,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 69,705 | $3,000,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 151,713 | $2,999,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 132,679 | $2,999,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 355,100 | $2,997,000 | thousands by filing date | call |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 230,000 | $2,995,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 57,968 | $2,992,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 2,827,000 | $2,991,000 | thousands by filing date | principal |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 69,452 | $2,991,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 130,927 | $2,988,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 250,000 | $2,985,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 100,000 | $2,981,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 32,724 | $2,980,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 347,638 | $2,979,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 114,001 | $2,971,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 39,133 | $2,971,000 | thousands by filing date | |
| CTRIP COM INTERNATIONAL LTD | G25861AB4 | DEBT 1.250%10/1 | 3,000,000 | $2,966,000 | thousands by filing date | principal |
| INTERPARFUMS INC COM | 458334109 | Stock | 82,730 | $2,963,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 37,980 | $2,960,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 89,639 | $2,957,000 | thousands by filing date | |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 576,845 | $2,954,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 158,218 | $2,950,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 99,239 | $2,950,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 257,624 | $2,950,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 22,023 | $2,949,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 128,176 | $2,942,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 76,191 | $2,941,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 18,535 | $2,941,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,770 | $2,939,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 135,163 | $2,939,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 72,873 | $2,936,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 2,205,000 | $2,931,000 | thousands by filing date | principal |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 12,000 | $2,930,000 | thousands by filing date | call |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 75,899 | $2,927,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 43,412 | $2,925,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 82,538 | $2,925,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 657,400 | $2,925,000 | thousands by filing date | put |
| US ECOLOGY INC COM | 91732J102 | COM | 78,745 | $2,922,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 116,215 | $2,921,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 60,622 | $2,914,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 84,752 | $2,912,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 48,468 | $2,912,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 119,417 | $2,910,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 26,599 | $2,910,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 85,671 | $2,905,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 41,232 | $2,896,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 99,139 | $2,890,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 116,959 | $2,884,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 35,076 | $2,879,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 140,702 | $2,878,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 23,232 | $2,867,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 77,292 | $2,867,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 198,900 | $2,864,000 | thousands by filing date | call |
| PRIMERICA INC | 74164M108 | COM | 66,688 | $2,861,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 180,215 | $2,858,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 111,881 | $2,858,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 60,000 | $2,855,000 | thousands by filing date | call |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 106,754 | $2,855,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 30,358 | $2,851,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 2,620,000 | $2,848,000 | thousands by filing date | principal |
| G & K SVCS INC | 361268105 | CL A | 45,755 | $2,847,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 40,958 | $2,846,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 396,276 | $2,837,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 74,075 | $2,837,000 | thousands by filing date | |
| GENTIUM S P A | 37250B104 | SPONSORED ADR | 49,577 | $2,831,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 55,703 | $2,818,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 21,240 | $2,812,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 202,399 | $2,803,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 54,843 | $2,799,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 189,106 | $2,795,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 41,081 | $2,791,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 112,806 | $2,791,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 57,800 | $2,787,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 81,953 | $2,784,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 136,276 | $2,776,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 175,999 | $2,770,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 70,000 | $2,769,000 | thousands by filing date | put |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 157,426 | $2,768,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 119,306 | $2,764,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 52,858 | $2,762,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 60,031 | $2,759,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 57,221 | $2,757,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 43,313 | $2,754,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 2,470,000 | $2,753,000 | thousands by filing date | principal |
| POST HLDGS INC | 737446104 | COM | 55,674 | $2,742,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 2,805,000 | $2,741,000 | thousands by filing date | principal |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 72,154 | $2,740,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 124,889 | $2,739,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 150,782 | $2,734,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 164,289 | $2,733,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 30,000 | $2,732,000 | thousands by filing date | call |
| OCI RES LP | 67081B106 | COM UNIT LTD | 133,273 | $2,731,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 140,476 | $2,727,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 26,656 | $2,723,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 58,187 | $2,719,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 170,770 | $2,712,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 40,000 | $2,711,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 40,000 | $2,711,000 | thousands by filing date | call |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 397,076 | $2,708,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 101,668 | $2,707,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 187,894 | $2,698,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 66,890 | $2,692,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 35,731 | $2,688,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 60,907 | $2,680,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 208,840 | $2,680,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 124,318 | $2,675,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 61,640 | $2,675,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 97,414 | $2,673,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 161,048 | $2,672,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 50,764 | $2,669,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 40,736 | $2,667,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 108,297 | $2,666,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 254,424 | $2,662,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 53,994 | $2,658,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 32,844 | $2,653,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 455,818 | $2,653,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 75,900 | $2,652,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 15,000 | $2,649,000 | thousands by filing date | call |
| ADVENT SOFTWARE INC | 007974108 | COM | 75,785 | $2,649,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 2,211,000 | $2,646,000 | thousands by filing date | principal |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 332,591 | $2,640,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 468,400 | $2,632,000 | thousands by filing date | put |
| THE ADT CORPORATION | 00101J106 | COM | 65,000 | $2,631,000 | thousands by filing date | put |
| SWIFT ENERGY CO | 870738101 | COM | 194,383 | $2,623,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 20,760 | $2,622,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 113,372 | $2,620,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 159,704 | $2,613,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 145,301 | $2,612,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 96,681 | $2,611,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 27,791 | $2,604,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 63,450 | $2,599,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 135,833 | $2,599,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 88,581 | $2,589,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 45,740 | $2,583,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 67,645 | $2,582,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 41,543 | $2,581,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 258,284 | $2,581,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 200,000 | $2,576,000 | thousands by filing date | call |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 199,616 | $2,575,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 95,363 | $2,575,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 88,444 | $2,573,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 85,004 | $2,572,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 91,292 | $2,571,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 36,195 | $2,569,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 299,135 | $2,566,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 97,321 | $2,565,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 85,717 | $2,565,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 51,393 | $2,561,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 216,406 | $2,560,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 32,037 | $2,548,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 71,813 | $2,543,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 2,151,000 | $2,543,000 | thousands by filing date | principal |
| MOLYCORP INC DEL | 608753109 | COM | 452,039 | $2,540,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 73,711 | $2,536,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 317,023 | $2,536,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 70,664 | $2,530,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 752,877 | $2,530,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 80,000 | $2,529,000 | thousands by filing date | put |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 526,766 | $2,528,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 71,971 | $2,527,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 48,836 | $2,525,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 62,402 | $2,523,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 171,411 | $2,523,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 65,346 | $2,515,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 52,304 | $2,511,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 28,531 | $2,510,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 197,143 | $2,507,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 238,407 | $2,507,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 206,461 | $2,500,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 35,000 | $2,499,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 73,255 | $2,497,000 | thousands by filing date | |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 2,450,000 | $2,497,000 | thousands by filing date | principal |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 47,970 | $2,495,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 102,640 | $2,492,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 72,847 | $2,491,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 124,896 | $2,489,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 42,960 | $2,489,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 55,000 | $2,484,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 78,138 | $2,484,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 104,000 | $2,482,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 91,544 | $2,480,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 40,000 | $2,475,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 2,110,000 | $2,473,000 | thousands by filing date | principal |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 178,754 | $2,472,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 215,011 | $2,464,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 3,864,000 | $2,459,000 | thousands by filing date | principal |
| NORDION INC | 65563c105 | COM | 289,606 | $2,458,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 147,300 | $2,450,000 | thousands by filing date | call |
| WRIGHT MED GROUP INC | 98235T107 | COM | 79,767 | $2,450,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 534,805 | $2,449,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 146,309 | $2,444,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 69,167 | $2,444,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 47,721 | $2,444,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 800,877 | $2,443,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 459,040 | $2,437,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 41,898 | $2,436,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 222,590 | $2,433,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 62,688 | $2,430,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 214,262 | $2,429,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 126,968 | $2,427,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 72,311 | $2,427,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 163,662 | $2,426,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 125,019 | $2,423,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 75,574 | $2,422,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 60,409 | $2,421,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 111,959 | $2,421,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-007742 | this filing | 2014-02-14 | acceptance time not in the bulk data set |