13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 4,565 holding rows worth $110,323,860,000.
- Accession
- 0001140361-14-007742
- Filer
- CIK 824468
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 17,906 entries on the cover page, a total value of $110,323,860,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,323,860,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Life & Pension AG028-14487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LENNOX INTL INC COM | 526107107 | Stock | 86,814 | $7,384,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 73,863 | $7,382,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 942,084 | $7,378,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 177,972 | $7,376,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 161,117 | $7,363,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 98,495 | $7,360,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 228,718 | $7,358,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 133,100 | $7,355,000 | thousands by filing date | put |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 241,875 | $7,343,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 334,272 | $7,324,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 137,922 | $7,288,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 121,543 | $7,281,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 182,132 | $7,265,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 726,019 | $7,259,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 276,351 | $7,252,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 446,007 | $7,247,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 848,521 | $7,246,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 289,513 | $7,233,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 84,550 | $7,226,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 3,539,796 | $7,220,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 200,000 | $7,200,000 | thousands by filing date | put |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 536,403 | $7,187,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 173,314 | $7,186,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 78,126 | $7,185,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS IN | 686164AA2 | CONV | 7,355,000 | $7,185,000 | thousands by filing date | principal |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 158,133 | $7,183,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 250,000 | $7,180,000 | thousands by filing date | put |
| GENESEE & WYOMING INC | 371559105 | CL A | 74,716 | $7,177,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 5,080,000 | $7,176,000 | thousands by filing date | principal |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 350,361 | $7,175,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 218,630 | $7,153,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 445,289 | $7,148,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 101,402 | $7,141,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 6,368,000 | $7,140,000 | thousands by filing date | principal |
| Vanguard Small-Cap ETF | 922908751 | SHS | 64,901 | $7,136,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 94,600 | $7,123,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 86,500 | $7,122,000 | thousands by filing date | put |
| RLJ LODGING TR COM | 74965L101 | REIT | 292,543 | $7,114,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 2,307,407 | $7,106,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 299,697 | $7,100,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 168,651 | $7,097,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 228,079 | $7,086,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 992,200 | $7,084,000 | thousands by filing date | call |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 246,679 | $7,068,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 833,617 | $7,066,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 73,202 | $7,065,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 171,468 | $7,064,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 212,902 | $7,060,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 152,046 | $7,046,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 100,000 | $7,042,000 | thousands by filing date | put |
| TRANSALTA CORP | 89346D107 | COM | 555,191 | $7,040,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 163,317 | $7,030,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 383,913 | $7,018,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 250,000 | $7,008,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 129,767 | $7,002,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 225,936 | $6,994,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 72,928 | $6,988,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 976,163 | $6,962,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 265,100 | $6,948,000 | thousands by filing date | call |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 166,471 | $6,947,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 180,000 | $6,943,000 | thousands by filing date | put |
| ACCENDRA HEALTH INC | 690732102 | COM | 189,423 | $6,925,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 210,000 | $6,922,000 | thousands by filing date | call |
| VERIS RESIDENTIAL INC | 554489104 | COM | 321,285 | $6,902,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 100,000 | $6,901,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 163,771 | $6,899,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 112,391 | $6,895,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 90,035 | $6,878,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 90,000 | $6,876,000 | thousands by filing date | put |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 186,875 | $6,870,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 168,326 | $6,844,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 145,306 | $6,837,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 395,848 | $6,837,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 463,926 | $6,833,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 3,000,000 | $6,831,000 | thousands by filing date | principal |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 186,181 | $6,829,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 142,041 | $6,825,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 124,770 | $6,813,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 95,561 | $6,811,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 74,296 | $6,775,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 218,121 | $6,773,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 81,735 | $6,759,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 76,518 | $6,745,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 126,262 | $6,741,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 288,099 | $6,730,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 67,777 | $6,727,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 385,621 | $6,725,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 65,277 | $6,725,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 379,992 | $6,723,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 102,700 | $6,720,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 65,286 | $6,717,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 189,781 | $6,716,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 91,676 | $6,712,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 150,196 | $6,690,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 369,700 | $6,673,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F302 | COM SER C | 79,526 | $6,669,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 183,928 | $6,665,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 83,606 | $6,637,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 83,704 | $6,629,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 160,725 | $6,625,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 380,898 | $6,617,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 230,588 | $6,617,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 384,645 | $6,613,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 727,800 | $6,608,000 | thousands by filing date | put |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 126,520 | $6,603,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 200,000 | $6,586,000 | thousands by filing date | put |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 105,893 | $6,548,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 113,093 | $6,528,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 558,716 | $6,526,000 | thousands by filing date | |
| JINKOSOLAR HLDG CO LTD | 47759TAA8 | NOTE 4.000% 5/1 | 6,024,000 | $6,513,000 | thousands by filing date | principal |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 72,291 | $6,507,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 289,493 | $6,485,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 175,284 | $6,482,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 160,180 | $6,475,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 309,887 | $6,471,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 78,000 | $6,469,000 | thousands by filing date | put |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 182,111 | $6,444,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 90,346 | $6,441,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D571 | EXCHANGE TRADED | 301,200 | $6,440,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 66,827 | $6,404,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 430,526 | $6,402,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 131,823 | $6,397,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 98,356 | $6,394,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 84,739 | $6,388,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 123,245 | $6,385,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 276,466 | $6,379,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 263,055 | $6,376,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 238,122 | $6,375,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 333,195 | $6,374,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 316,666 | $6,371,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 301,499 | $6,348,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 100,000 | $6,328,000 | thousands by filing date | put |
| AQUA AMERICA INC | 03836W103 | COM | 268,092 | $6,323,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 272,682 | $6,320,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 55,994 | $6,317,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 150,000 | $6,312,000 | thousands by filing date | put |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 310,543 | $6,312,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 510,406 | $6,312,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 97,736 | $6,310,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 560,369 | $6,299,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 481,588 | $6,284,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 240,897 | $6,281,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 56,712 | $6,275,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 436,580 | $6,273,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 706,859 | $6,267,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 126,622 | $6,263,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 165,773 | $6,260,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 120,660 | $6,251,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 50,000 | $6,246,000 | thousands by filing date | call |
| MADDEN STEVEN LTD | 556269108 | COM | 170,594 | $6,242,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 687,312 | $6,221,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 280,352 | $6,220,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 353,861 | $6,207,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 182,914 | $6,203,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 315,600 | $6,198,000 | thousands by filing date | put |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 89,907 | $6,197,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 261,609 | $6,172,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 201,886 | $6,152,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 147,155 | $6,151,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 676,300 | $6,148,000 | thousands by filing date | call |
| HEARTLAND EXPRESS INC | 422347104 | COM | 313,153 | $6,144,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 111,040 | $6,132,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 122,530 | $6,128,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 272,383 | $6,112,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 294,000 | $6,106,000 | thousands by filing date | call |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 86,929 | $6,102,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 236,614 | $6,099,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 371,098 | $6,089,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 100,057 | $6,088,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 182,162 | $6,084,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 130,076 | $6,078,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 140,805 | $6,077,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 166,328 | $6,070,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 55,000 | $6,051,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 255,776 | $6,050,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,192,984 | $6,036,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 81,610 | $6,028,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 169,505 | $6,024,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 232,879 | $6,018,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 100,000 | $6,013,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 107,306 | $6,010,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 388,751 | $6,009,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 92,213 | $6,009,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 785,295 | $6,008,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 94,668 | $6,006,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 186,131 | $6,006,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 145,000 | $5,990,000 | thousands by filing date | call |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 387,824 | $5,988,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 182,001 | $5,986,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 87,643 | $5,970,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 95,512 | $5,950,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 179,265 | $5,947,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 588,558 | $5,945,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 456,426 | $5,943,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 105,022 | $5,941,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 648,172 | $5,931,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 33,400 | $5,927,000 | thousands by filing date | call |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 356,580 | $5,922,000 | thousands by filing date | |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 6,511,000 | $5,921,000 | thousands by filing date | principal |
| CON-WAY INC | 205944101 | COM | 149,061 | $5,920,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 700,000 | $5,908,000 | thousands by filing date | put |
| COMPUWARE CORP | 205638109 | COM | 527,076 | $5,908,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 93,019 | $5,896,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 80,300 | $5,893,000 | thousands by filing date | put |
| TIVO INC | 888706108 | COM | 448,554 | $5,885,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 102,500 | $5,882,000 | thousands by filing date | put |
| FIFTH & PAC COS INC | 316645100 | COM | 183,240 | $5,876,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 59,423 | $5,868,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 126,475 | $5,861,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 188,617 | $5,860,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 65,714 | $5,859,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 243,088 | $5,852,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 237,718 | $5,849,000 | thousands by filing date | |
| CAMELOT INFORMATION SYS INC | 13322V105 | ADS RP ORD SHS | 2,922,937 | $5,846,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 205,876 | $5,841,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 506,838 | $5,839,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 488,500 | $5,833,000 | thousands by filing date | call |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 104,432 | $5,832,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 5,665 | $5,811,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 129,275 | $5,805,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 140,055 | $5,802,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 793,409 | $5,799,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 85,379 | $5,790,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 69,934 | $5,784,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 200,000 | $5,730,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 164,600 | $5,721,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 203,692 | $5,710,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 130,706 | $5,702,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 552,673 | $5,692,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 70,000 | $5,683,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742101 | COM | 139,216 | $5,669,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 175,669 | $5,664,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 171,980 | $5,662,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 60,962 | $5,658,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 487,302 | $5,648,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 554,350 | $5,642,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 40,000 | $5,639,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 40,000 | $5,639,000 | thousands by filing date | call |
| PROTECTIVE LIFE CORP | 743674103 | COM | 111,240 | $5,635,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 283,725 | $5,626,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 310,013 | $5,621,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 103,059 | $5,619,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 60,300 | $5,611,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 108,914 | $5,606,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 125,251 | $5,597,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 111,799 | $5,592,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 128,644 | $5,590,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 105,780 | $5,589,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 93,160 | $5,586,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 189,672 | $5,583,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 781,247 | $5,578,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 242,647 | $5,573,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 4,775,000 | $5,566,000 | thousands by filing date | principal |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 394,335 | $5,557,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 861,579 | $5,540,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 74,512 | $5,536,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 105,199 | $5,534,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 160,302 | $5,532,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 462,408 | $5,521,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 204,152 | $5,512,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 188,504 | $5,505,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 104,842 | $5,504,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 117,106 | $5,504,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 195,143 | $5,503,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 99,854 | $5,498,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 317,626 | $5,491,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 605,143 | $5,489,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 104,974 | $5,485,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 585,318 | $5,480,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 151,488 | $5,472,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 154,013 | $5,467,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 189,782 | $5,465,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 148,392 | $5,453,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,030,937 | $5,453,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 331,566 | $5,451,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 5,095,000 | $5,449,000 | thousands by filing date | principal |
| ALON USA ENERGY INC | 020520102 | COM | 329,461 | $5,449,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 76,987 | $5,448,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 194,500 | $5,442,000 | thousands by filing date | put |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 834,536 | $5,441,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 3,646,000 | $5,435,000 | thousands by filing date | principal |
| ATI INC COM | 01741R102 | Stock | 151,704 | $5,407,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 349,500 | $5,393,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 4,545,000 | $5,389,000 | thousands by filing date | principal |
| ICF INTL INC | 44925C103 | COM | 155,068 | $5,382,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 185,300 | $5,381,000 | thousands by filing date | put |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 867,702 | $5,380,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 549,583 | $5,375,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 65,645 | $5,374,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 277,194 | $5,371,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 53,689 | $5,342,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 5,015,000 | $5,335,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343X100 | COM | 124,190 | $5,332,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 56,959 | $5,311,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 205,759 | $5,306,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 510,722 | $5,301,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 465,788 | $5,283,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 660,083 | $5,281,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 132,387 | $5,281,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 294,525 | $5,273,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 151,363 | $5,262,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 556,451 | $5,258,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 5,215,000 | $5,257,000 | thousands by filing date | principal |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 153,581 | $5,251,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 163,021 | $5,246,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 93,474 | $5,245,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 243,379 | $5,244,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 466,988 | $5,241,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 126,840 | $5,239,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 62,005 | $5,231,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 35,498 | $5,225,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 50,000 | $5,223,000 | thousands by filing date | call |
| Vanguard Energy ETF | 92204A306 | SHS | 41,136 | $5,201,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 110,000 | $5,200,000 | thousands by filing date | put |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 105,918 | $5,197,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 174,321 | $5,194,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 120,141 | $5,184,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 345,816 | $5,183,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 175,593 | $5,178,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 60,217 | $5,153,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 275,955 | $5,152,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 104,152 | $5,149,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 140,453 | $5,146,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 1,426,776 | $5,137,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 36,009 | $5,135,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 135,000 | $5,135,000 | thousands by filing date | put |
| FIVE BELOW INC COM | 33829M101 | Stock | 118,841 | $5,134,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 387,206 | $5,134,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 69,492 | $5,127,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 190,689 | $5,116,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 431,448 | $5,113,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 296,845 | $5,109,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 12,800 | $5,105,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 155,000 | $5,101,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 620,200 | $5,086,000 | thousands by filing date | put |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 92,900 | $5,085,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 84,529 | $5,077,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 33,109 | $5,074,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 866,373 | $5,068,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 199,465 | $5,041,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 200,796 | $5,008,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 236,734 | $5,008,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 176,423 | $5,007,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 110,000 | $5,004,000 | thousands by filing date | put |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 70,050 | $5,002,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 70,307 | $4,994,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 169,537 | $4,989,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 83,447 | $4,982,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 83,127 | $4,976,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 168,397 | $4,976,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 4,500,000 | $4,970,000 | thousands by filing date | principal |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 128,120 | $4,958,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 70,000 | $4,946,000 | thousands by filing date | put |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 150,000 | $4,944,000 | thousands by filing date | put |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 341,372 | $4,943,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 100,000 | $4,942,000 | thousands by filing date | put |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 3,970,000 | $4,937,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 90,645 | $4,934,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 98,650 | $4,904,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 63,173 | $4,891,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 62,487 | $4,880,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768300 | UNIT 99/99/9999 | 373,750 | $4,874,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 3,654,000 | $4,872,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRH | 22542D753 | EXCH NT LKD 31 | 234,628 | $4,866,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 116,607 | $4,865,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 51,390 | $4,865,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 130,083 | $4,862,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 145,565 | $4,853,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 121,645 | $4,848,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 117,706 | $4,842,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 6,454,000 | $4,841,000 | thousands by filing date | principal |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 136,358 | $4,841,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 148,038 | $4,839,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 572,974 | $4,836,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 70,400 | $4,833,000 | thousands by filing date | call |
| ATWOOD OCEANICS INC | 050095108 | COM | 90,490 | $4,831,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 920,618 | $4,825,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 135,202 | $4,821,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 51,348 | $4,820,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 39,571 | $4,819,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 126,902 | $4,815,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 351,284 | $4,809,000 | thousands by filing date | put |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 59,004 | $4,805,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 461,681 | $4,801,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 123,813 | $4,800,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 203,219 | $4,796,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 102,293 | $4,769,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 4,402,000 | $4,768,000 | thousands by filing date | principal |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 129,889 | $4,761,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 101,444 | $4,757,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 344,251 | $4,754,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 4,000,000 | $4,750,000 | thousands by filing date | principal |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 53,717 | $4,717,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 39,255 | $4,712,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 104,273 | $4,711,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 246,196 | $4,704,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 4,260,000 | $4,702,000 | thousands by filing date | principal |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 269,169 | $4,700,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 403,045 | $4,696,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 409,240 | $4,694,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 627,237 | $4,685,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 42,493 | $4,678,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 83,600 | $4,677,000 | thousands by filing date | put |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 107,703 | $4,673,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 300,000 | $4,671,000 | thousands by filing date | call |
| ENERSYS COM | 29275Y102 | Stock | 66,607 | $4,669,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 112,495 | $4,668,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 134,789 | $4,662,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 222,784 | $4,653,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 241,003 | $4,652,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 243,508 | $4,641,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 60,751 | $4,621,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 52,001 | $4,607,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 80,296 | $4,607,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 83,342 | $4,595,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 101,586 | $4,594,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 73,795 | $4,591,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 125,333 | $4,582,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 142,665 | $4,568,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 78,784 | $4,564,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 56,412 | $4,562,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 623,195 | $4,556,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 419,532 | $4,552,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 263,876 | $4,550,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,365,719 | $4,548,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 34,881 | $4,542,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 261,679 | $4,542,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 161,146 | $4,540,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 91,121 | $4,528,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 33,650 | $4,526,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 49,758 | $4,526,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 97,255 | $4,521,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 230,405 | $4,520,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 50,514 | $4,517,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 217,640 | $4,511,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 363,486 | $4,503,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 106,075 | $4,503,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 85,135 | $4,497,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 274,268 | $4,480,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 71,091 | $4,465,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 200,000 | $4,464,000 | thousands by filing date | put |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 131,577 | $4,463,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 130,858 | $4,460,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 180,342 | $4,457,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 179,088 | $4,445,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 151,733 | $4,441,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 183,817 | $4,431,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 114,300 | $4,430,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 120,000 | $4,417,000 | thousands by filing date | put |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 4,423,000 | $4,417,000 | thousands by filing date | principal |
| CABELAS INC | 126804301 | COM | 66,231 | $4,416,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 132,327 | $4,410,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 152,842 | $4,409,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 74,323 | $4,405,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 4,004,000 | $4,402,000 | thousands by filing date | principal |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 143,056 | $4,400,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 480,201 | $4,399,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 52,605 | $4,396,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 160,000 | $4,395,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 188,008 | $4,385,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 149,730 | $4,383,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 75,981 | $4,377,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 29,168 | $4,375,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 214,538 | $4,372,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 819,800 | $4,370,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 1,310,137 | $4,354,000 | thousands by filing date | principal |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 4,071,000 | $4,351,000 | thousands by filing date | principal |
| ARRIS GROUP INC | 04270V106 | COM | 178,768 | $4,351,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 158,000 | $4,340,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 57,300 | $4,332,000 | thousands by filing date | put |
| FAIR ISAAC CORP COM | 303250104 | Stock | 68,775 | $4,322,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 94,765 | $4,322,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 71,654 | $4,318,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 155,088 | $4,311,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 4,045,000 | $4,303,000 | thousands by filing date | principal |
| SEMGROUP CORP | 81663A105 | CL A | 65,776 | $4,291,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 31,400 | $4,286,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 103,900 | $4,274,000 | thousands by filing date | call |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 221,797 | $4,270,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 364,215 | $4,269,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 70,035 | $4,238,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 511,789 | $4,237,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 264,528 | $4,235,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 166,465 | $4,216,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 132,466 | $4,215,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 321,365 | $4,210,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 544,247 | $4,207,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 50,000 | $4,204,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 691,488 | $4,197,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 80,398 | $4,186,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 4,862,000 | $4,181,000 | thousands by filing date | principal |
| United Parcel Service,Inc. Class B | 911312106 | COM | 39,700 | $4,172,000 | thousands by filing date | call |
| CVR ENERGY, INC. | 12662P108 | COM | 96,057 | $4,172,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 78,321 | $4,169,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 49,771 | $4,168,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 143,960 | $4,147,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 33,989 | $4,145,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 121,521 | $4,142,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 99,190 | $4,140,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 58,793 | $4,129,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-007742 | this filing | 2014-02-14 | acceptance time not in the bulk data set |