13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 7,940 holding rows worth $251,020,154,000.
- Accession
- 0001140361-13-042870
- Filer
- CIK 70858
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 18,344 entries on the cover page, a total value of $251,020,154,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $251,020,154,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerMerrill Lynch Portfolio Managers LTD028-14479
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| THAI FUND INC | 882904105 | CMN | 9,531 | $189,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 3,474 | $188,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 12,929 | $188,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 46,859 | $188,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 4,502 | $188,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 5,506 | $188,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 5,800 | $188,000 | thousands by filing date | call |
| MIDDLESEX WTR CO | 596680108 | COM | 8,761 | $187,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 7,784 | $187,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 22,386 | $187,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 6,691 | $187,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,100 | $186,000 | thousands by filing date | put |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 19,800 | $186,000 | thousands by filing date | call |
| XOMA CORP DEL | 98419J107 | COM | 41,476 | $186,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 2,556 | $186,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 19,507 | $186,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 10,281 | $186,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 14,175 | $185,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 2,600 | $185,000 | thousands by filing date | call |
| PROCERA NETWORKS INC | 74269U203 | COM | 11,969 | $185,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 8,056 | $185,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 4,205 | $184,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 19,472 | $184,000 | thousands by filing date | |
| CELSION CORPORATION | 15117N305 | COM NEW | 160,000 | $184,000 | thousands by filing date | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,100 | $183,000 | thousands by filing date | put |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 16,556 | $183,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 5,357 | $183,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 11,058 | $183,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 6,603 | $183,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 8,820 | $183,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 10,090 | $183,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 9,315 | $183,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 14,810 | $181,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 13,171 | $181,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 3,100 | $181,000 | thousands by filing date | call |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 4,822 | $181,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 2,259,098 | $181,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 7,546 | $181,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 6,600 | $180,000 | thousands by filing date | put |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 16,131 | $180,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 12,704 | $180,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 23,059 | $180,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 6,247 | $179,000 | thousands by filing date | |
| STERLING BANCORP N Y | 859158107 | COM | 13,023 | $179,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 6,775 | $178,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 2,961 | $178,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 10,264 | $178,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 15,100 | $177,000 | thousands by filing date | put |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 10,600 | $177,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 2,100 | $177,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 6,084 | $177,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 38,190 | $177,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 9,000 | $176,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 9,000 | $176,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,700 | $175,000 | thousands by filing date | call |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 7,812 | $175,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 19,697 | $175,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 24,850 | $174,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 14,038 | $174,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 7,700 | $174,000 | thousands by filing date | put |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 41,500 | $174,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 36,400 | $173,000 | thousands by filing date | call |
| ARGAN INC | 04010E109 | COM | 7,876 | $173,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 5,960 | $173,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 9,100 | $173,000 | thousands by filing date | call |
| NETSUITE INC | 64118Q107 | COM | 1,600 | $173,000 | thousands by filing date | call |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 9,769 | $173,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 5,314 | $173,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 7,300 | $172,000 | thousands by filing date | put |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 25,058 | $172,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 97,887 | $172,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 25,804 | $172,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 6,200 | $172,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 5,500 | $172,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 21,838 | $172,000 | thousands by filing date | |
| CELSION CORPORATION | 15117N305 | COM NEW | 149,746 | $172,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 9,700 | $171,000 | thousands by filing date | put |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 13,773 | $171,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 16,400 | $171,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 5,100 | $171,000 | thousands by filing date | call |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 10,891 | $171,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 11,340 | $171,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 9,822 | $171,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 24,040 | $171,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 12,104 | $171,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 12,510 | $171,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 7,379 | $171,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 23,247 | $170,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 12,200 | $170,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 7,000 | $170,000 | thousands by filing date | put |
| STONE ENERGY CORP | 861642AN6 | NOTE | 156,000 | $170,000 | thousands by filing date | principal |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 8,800 | $169,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 14,200 | $169,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 28,124 | $169,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 8,982 | $169,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 6,704 | $168,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 9,363 | $168,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 18,200 | $168,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 11,007 | $168,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 12,483 | $168,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 14,012 | $168,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 6,100 | $167,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 2,200 | $167,000 | thousands by filing date | put |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 35,798 | $167,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 20,700 | $167,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 4,000 | $167,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 1,600 | $166,000 | thousands by filing date | call |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 9,000 | $166,000 | thousands by filing date | put |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,105 | $165,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 28,400 | $165,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 3,400 | $165,000 | thousands by filing date | put |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 8,934 | $165,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 16,829 | $165,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 9,315 | $165,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 2,100 | $164,000 | thousands by filing date | put |
| TWIN DISC INC | 901476101 | COMMON STOCK | 6,266 | $164,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 13,375 | $164,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 7,041 | $164,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 24,749 | $164,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 5,900 | $163,000 | thousands by filing date | call |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 9,612 | $163,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 2,481 | $163,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 15,102 | $163,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 900 | $163,000 | thousands by filing date | call |
| Seadrill Partners, LLC | Y7545W109 | LTD | 4,973 | $163,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 18,537 | $163,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 2,369 | $163,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 2,818 | $163,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 12,647 | $163,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 5,648 | $162,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 10,990 | $162,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 2,389 | $162,000 | thousands by filing date | |
| TRAVELZOO INC | 89421Q106 | COM | 6,122 | $162,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,100 | $161,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 9,078 | $161,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 11,097 | $161,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 4,582 | $160,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 17,469 | $160,000 | thousands by filing date | |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 25,331 | $160,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 12,454 | $159,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 5,800 | $159,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 15,800 | $159,000 | thousands by filing date | call |
| AIRGAS INC | 009363102 | COM | 1,500 | $159,000 | thousands by filing date | call |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 5,600 | $159,000 | thousands by filing date | call |
| TAMINCO CORP | 87509U106 | COM | 7,827 | $159,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 4,454 | $158,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 4,356 | $158,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 6,348 | $158,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 15,988 | $158,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 5,300 | $158,000 | thousands by filing date | call |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 13,054 | $158,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 14,045 | $158,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 8,233 | $157,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 4,200 | $157,000 | thousands by filing date | call |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 17,225 | $157,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 1,554 | $157,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 4,650 | $157,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 3,593 | $156,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,300 | $156,000 | thousands by filing date | call |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 5,674 | $156,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 38,836 | $156,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 49,467 | $156,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 7,585 | $156,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 8,751 | $155,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 3,200 | $155,000 | thousands by filing date | put |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 3,882 | $155,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 16,400 | $154,000 | thousands by filing date | call |
| SUNOPTA INC | 8676EP108 | COM | 15,800 | $154,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 3,195 | $154,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 2,400 | $154,000 | thousands by filing date | call |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 120,000 | $154,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459W227 | COM | 5,000 | $154,000 | thousands by filing date | call |
| PROTO LABS INC | 743713109 | COM | 2,000 | $153,000 | thousands by filing date | call |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 332,067 | $153,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 17,202 | $153,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 12,115 | $153,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 4,600 | $153,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 4,100 | $153,000 | thousands by filing date | call |
| LIFEVANTAGE CORP | 53222K106 | COM | 64,311 | $153,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 9,173 | $153,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 13,900 | $152,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 8,553 | $152,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 5,200 | $152,000 | thousands by filing date | call |
| DWS STRATEGIC MUN INCOME TR | 23338T101 | COM | 12,200 | $152,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 3,733 | $152,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 10,371 | $152,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 4,952 | $151,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 12,600 | $151,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 6,579 | $151,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 4,737 | $151,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 7,000 | $151,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 3,000 | $150,000 | thousands by filing date | call |
| PRIMERO MNG CORP | 74164W106 | COM | 27,694 | $150,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 202,478 | $150,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 13,690 | $149,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 6,199 | $149,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 4,151 | $149,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 8,440 | $149,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 6,743 | $149,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 4,984 | $149,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 18,056 | $148,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 19,000 | $148,000 | thousands by filing date | put |
| RENTECH INC COM | 760112102 | COM | 74,571 | $148,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 4,900 | $147,000 | thousands by filing date | call |
| CHATHAM LODGING TR | 16208T102 | COM | 8,253 | $147,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 17,695 | $147,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 13,102 | $147,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 7,620 | $147,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,600 | $146,000 | thousands by filing date | call |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 9,963 | $146,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 24,500 | $146,000 | thousands by filing date | call |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 20,634 | $146,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,200 | $145,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 3,025 | $145,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 17,616 | $145,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 34,200 | $145,000 | thousands by filing date | put |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 9,848 | $145,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 20,361 | $144,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 17,665 | $144,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 5,400 | $144,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 5,400 | $144,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,000 | $143,000 | thousands by filing date | put |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 42,000 | $143,000 | thousands by filing date | put |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 9,346 | $143,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 4,477 | $143,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 9,334 | $143,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 12,218 | $143,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 5,869 | $142,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 9,246 | $142,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 60,423 | $142,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 25,532 | $142,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 168,770 | $142,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 45,000 | $141,000 | thousands by filing date | put |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 11,643 | $141,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 17,700 | $141,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 8,100 | $141,000 | thousands by filing date | put |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 148,402 | $141,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 22,868 | $141,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 2,374 | $140,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 4,400 | $140,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 7,900 | $140,000 | thousands by filing date | call |
| ROCHESTER MED CORP | 771497104 | COM | 6,977 | $140,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 20,000 | $140,000 | thousands by filing date | call |
| SPS COMM INC COM | 78463M107 | Stock | 2,074 | $139,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 4,616 | $139,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 2,100 | $139,000 | thousands by filing date | call |
| ALLIANZGI GLOBAL EQUITY & CO | 01882W100 | COM | 9,223 | $139,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 1,700 | $138,000 | thousands by filing date | put |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 11,500 | $138,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 22,400 | $138,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 4,900 | $138,000 | thousands by filing date | call |
| GORMAN RUPP CO COM | 383082104 | Stock | 3,421 | $137,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 8,300 | $137,000 | thousands by filing date | put |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 3,463 | $137,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 2,750 | $136,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 5,000 | $136,000 | thousands by filing date | put |
| GSE HOLDING INC | 36191X100 | COM | 65,632 | $136,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 3,700 | $135,000 | thousands by filing date | put |
| SEABOARD CORP DEL | 811543107 | COM | 49 | $135,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 4,701 | $135,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 7,000 | $135,000 | thousands by filing date | put |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 4,663 | $135,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 31,000 | $134,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 21,449 | $134,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 8,963 | $134,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 8,375 | $134,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 2,300 | $133,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 22,200 | $133,000 | thousands by filing date | put |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 50,000 | $133,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 3,900 | $133,000 | thousands by filing date | put |
| NASDAQ INC COM | 631103108 | Stock | 4,100 | $132,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 2,200 | $132,000 | thousands by filing date | call |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 6,517 | $132,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 5,024 | $132,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 3,000 | $131,000 | thousands by filing date | put |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 14,294 | $131,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 4,907 | $131,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 4,250 | $131,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 4,600 | $131,000 | thousands by filing date | put |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 65,989 | $131,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 20,833 | $131,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 7,200 | $130,000 | thousands by filing date | put |
| BALL CORP | 058498106 | COM | 2,900 | $130,000 | thousands by filing date | call |
| ARTIVION INC | 228903100 | COM | 18,635 | $130,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 8,980 | $130,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 7,674 | $130,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 9,742 | $130,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 3,500 | $129,000 | thousands by filing date | put |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 1,490 | $129,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 26,497 | $129,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 7,405 | $128,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 42,886 | $128,000 | thousands by filing date | |
| ELEMENTS LKD TO S&P CMDTY TR | 4042EP602 | CMN | 21,270 | $128,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 5,354 | $127,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 38,659 | $127,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 10,125 | $127,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,900 | $126,000 | thousands by filing date | call |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 7,500 | $126,000 | thousands by filing date | put |
| CERNER CORP | 156782104 | COM | 2,400 | $126,000 | thousands by filing date | put |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 8,102 | $126,000 | thousands by filing date | |
| ENCORE ENERGY CORP F | 97717W174 | COM | 5,822 | $126,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 6,900 | $126,000 | thousands by filing date | put |
| CONTROL4 CORP | 21240D107 | COM | 7,257 | $126,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 21,288 | $125,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 11,345 | $125,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 3,000 | $124,000 | thousands by filing date | put |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 8,900 | $124,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 12,800 | $124,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 1,350 | $124,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,800 | $123,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 6,800 | $123,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 4,308 | $123,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 4,726 | $123,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 4,300 | $123,000 | thousands by filing date | call |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 30,000 | $123,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 7,081 | $122,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 15,164 | $122,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 61,400 | $122,000 | thousands by filing date | put |
| ZYGO CORP | 989855101 | COM | 7,659 | $122,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 9,411 | $122,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 3,600 | $121,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 10,700 | $121,000 | thousands by filing date | |
| FIRSTBANK CORPORATION | 33761G104 | COMMON STOCK | 6,232 | $121,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 15,500 | $121,000 | thousands by filing date | put |
| CURIS INC | 231269101 | COM | 27,100 | $121,000 | thousands by filing date | put |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 32,353 | $121,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 7,222 | $120,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 2,766 | $120,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 12,091 | $120,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 19,793 | $120,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 7,600 | $120,000 | thousands by filing date | call |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 11,961 | $120,000 | thousands by filing date | |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 9,915 | $120,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 7,080 | $119,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 100,000 | $119,000 | thousands by filing date | principal |
| DOLAN CO/THE | 25659P402 | COM | 52,619 | $119,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 3,021 | $119,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 11,432 | $118,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 2,100 | $118,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 3,925 | $118,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 6,000 | $118,000 | thousands by filing date | call |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 2,211 | $118,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 9,296 | $118,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 4,100 | $118,000 | thousands by filing date | put |
| AMREIT INC | 03216B208 | CL B | 6,806 | $118,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 1,162 | $118,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 5,292 | $117,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 2,700 | $117,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 6,714 | $117,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 10,182 | $117,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 20,700 | $117,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 8,500 | $116,000 | thousands by filing date | put |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 2,715 | $116,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 14,052 | $116,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 4,600 | $116,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 2,608 | $115,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 11,111 | $115,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 19,099 | $115,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 7,730 | $115,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 54,539 | $115,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 3,216 | $115,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 6,269 | $115,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 49,910 | $115,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 16,251 | $115,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,000 | $114,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 900 | $114,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 3,065 | $114,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 1,400 | $114,000 | thousands by filing date | call |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 17,884 | $114,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 5,662 | $114,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 12,736 | $114,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 6,600 | $114,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W395 | FUND | 1,300 | $114,000 | thousands by filing date | call |
| ALMOST FAMILY INC | 020409108 | COM | 5,867 | $114,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 3,800 | $114,000 | thousands by filing date | put |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 11,034 | $114,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 26,712 | $114,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 2,732 | $114,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 24,525 | $113,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 16,250 | $113,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 14,134 | $113,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 4,900 | $113,000 | thousands by filing date | put |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 24,302 | $113,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 27,340 | $113,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 28,553 | $113,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 3,717 | $112,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 22,325 | $112,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 20,281 | $112,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 3,000 | $112,000 | thousands by filing date | put |
| CRAWFORD & CO | 224633107 | COM | 11,513 | $112,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 21,020 | $112,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 3,000 | $112,000 | thousands by filing date | put |
| Nuveen Cal Performance | 67062Q106 | COM | 8,336 | $112,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 5,498 | $112,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 2,898 | $112,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 79,758 | $112,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 2,600 | $111,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 3,700 | $111,000 | thousands by filing date | put |
| iShares Gold Trust | 464285105 | ISHARES | 8,600 | $111,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914109 | COM | 5,400 | $111,000 | thousands by filing date | put |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 32,056 | $111,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 41,500 | $111,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 13,000 | $111,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,800 | $110,000 | thousands by filing date | call |
| ALAMO GROUP INC | 011311107 | COM | 2,252 | $110,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 2,500 | $110,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,600 | $110,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 5,617 | $110,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 7,908 | $110,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 8,317 | $110,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 22,352 | $110,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 4,100 | $110,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 10,851 | $110,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 68,969 | $110,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,600 | $109,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 16,249 | $109,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,100 | $109,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 5,314 | $109,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 3,152 | $109,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 16,300 | $109,000 | thousands by filing date | put |
| FIRST BUSEY CORP | 319383105 | COM | 20,920 | $109,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 1,900 | $109,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 2,400 | $108,000 | thousands by filing date | put |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 10,324 | $108,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 1,700 | $108,000 | thousands by filing date | put |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 7,600 | $108,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q759 | CMN | 4,954 | $108,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,000 | $107,000 | thousands by filing date | call |
| CBIZ INC | 124805102 | COM | 14,395 | $107,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 21,763 | $107,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 1,700 | $107,000 | thousands by filing date | call |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 9,518 | $107,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 7,800 | $107,000 | thousands by filing date | call |
| PIKE ELEC CORP | 721283109 | COM | 9,438 | $107,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 5,671 | $107,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 8,351 | $107,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 9,700 | $106,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 38,397 | $106,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 7,864 | $106,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 2,731 | $106,000 | thousands by filing date | |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 7,629 | $106,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 1,431 | $106,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 5,800 | $105,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 45,498 | $105,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 6,065 | $105,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 12,252 | $105,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 1,753 | $105,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 8,739 | $105,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 17,100 | $105,000 | thousands by filing date | put |
| WHITING USA TRUST I | 966389108 | TR U | 23,200 | $105,000 | thousands by filing date | |
| ING INTERNATIONAL | 45684Q100 | COM | 11,560 | $105,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 3,176 | $105,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 21,428 | $105,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 21,058 | $104,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 7,239 | $104,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 19,800 | $104,000 | thousands by filing date | call |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 80,000 | $104,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 2,057 | $103,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 10,900 | $103,000 | thousands by filing date | call |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 5,400 | $103,000 | thousands by filing date | put |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 6,400 | $103,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 2,290 | $102,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 3,400 | $102,000 | thousands by filing date | call |
| SMITHFIELD FOODS INC | 832248108 | COM | 3,000 | $102,000 | thousands by filing date | put |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 17,556 | $102,000 | thousands by filing date | |
| PROSHARES TR | 74348A640 | COM | 7,200 | $102,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 12,373 | $101,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 5,100 | $101,000 | thousands by filing date | call |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 3,590 | $101,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 18,559 | $101,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 8,035 | $100,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 7,591 | $100,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 9,608 | $100,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 52,135 | $100,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,100 | $99,000 | thousands by filing date | put |
| BRINKS CO | 109696104 | COM | 3,500 | $99,000 | thousands by filing date | call |
| BEL FUSE INC | 077347300 | CL B | 5,663 | $99,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 4,429 | $99,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 19,500 | $99,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,300 | $99,000 | thousands by filing date | call |
| REACHLOCAL INC | 75525F104 | COM | 8,277 | $99,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 5,000 | $99,000 | thousands by filing date | put |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 28,725 | $99,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,900 | $98,000 | thousands by filing date | put |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,600 | $98,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 3,900 | $98,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 4,477 | $98,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 94,000 | $98,000 | thousands by filing date | principal |
| PROSHARES | 74347R503 | COMMON STOCK | 3,500 | $98,000 | thousands by filing date | call |
| CIT GROUP INC COM NEW | 125581801 | Stock | 2,000 | $98,000 | thousands by filing date | put |
| ALERE INC | 01449J105 | COM | 3,200 | $98,000 | thousands by filing date | call |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 12,895 | $98,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 21,843 | $97,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 7,038 | $97,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 4,582 | $97,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 11,162 | $97,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 4,185 | $97,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 7,158 | $97,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 48,201 | $97,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 17,391 | $96,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042870 | this filing | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-009994 | added | 2014-02-27 | acceptance time not in the bulk data set |