13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 7,940 holding rows worth $251,020,154,000.
- Accession
- 0001140361-13-042870
- Filer
- CIK 70858
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 18,344 entries on the cover page, a total value of $251,020,154,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $251,020,154,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerMerrill Lynch Portfolio Managers LTD028-14479
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 2,046 | $4,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 3,000 | $4,000 | thousands by filing date | principal |
| GIGOPTIX INC | 37517y103 | COM | 3,297 | $4,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 3,000 | $4,000 | thousands by filing date | principal |
| SAPPI LTD | 803069202 | SPON ADR NEW | 1,500 | $4,000 | thousands by filing date | |
| COMMUNITY BANK SHARES/IN | 203599105 | COMMON | 200 | $4,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 200 | $4,000 | thousands by filing date | put |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 782 | $4,000 | thousands by filing date | |
| ZIPREALTY INC | 98974V107 | COM | 717 | $4,000 | thousands by filing date | |
| CHINA MARINE | 16943R106 | COM | 10,000 | $4,000 | thousands by filing date | |
| COINSTAR INC | 19259PAF9 | NOTE 4.000% | 3,000 | $4,000 | thousands by filing date | principal |
| ISHARES TR | 464289172 | MSCI EM MK FNL | 175 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 312 | $4,000 | thousands by filing date | |
| OBA Financial Services, Inc. | 67424G101 | Common Stock | 200 | $4,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 700 | $4,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 252 | $4,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 1,000 | $4,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 4,000 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289636 | MSCI ACWI EX | 50 | $4,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 812 | $4,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 359 | $3,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 100 | $3,000 | thousands by filing date | put |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 100 | $3,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 500 | $3,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 100 | $3,000 | thousands by filing date | put |
| SIERRA BANCORP | 82620P102 | COM | 191 | $3,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 185 | $3,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 186 | $3,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 100 | $3,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 200 | $3,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 146 | $3,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 193 | $3,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 211 | $3,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 364 | $3,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 170 | $3,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 208 | $3,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 100 | $3,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 206 | $3,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 200 | $3,000 | thousands by filing date | call |
| Radcom Ltd | M81865111 | COM | 625 | $3,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 170 | $3,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 362 | $3,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 100 | $3,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 359 | $3,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | principal |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 1,500 | $3,000 | thousands by filing date | put |
| LO JACK CORP | 539451104 | COMMON STOCK | 895 | $3,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 155 | $3,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 1,300 | $3,000 | thousands by filing date | call |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 100 | $3,000 | thousands by filing date | put |
| SEACOAST BKG CORP FL | 811707306 | COMMON STOCK | 1,564 | $3,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 900 | $3,000 | thousands by filing date | call |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 180 | $3,000 | thousands by filing date | put |
| United Bancshares | 909458101 | COM | 229 | $3,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,500 | $3,000 | thousands by filing date | call |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 153 | $3,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 1,300 | $3,000 | thousands by filing date | put |
| BON-TON STORES INC | 09776J101 | COM | 262 | $3,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 3,000 | $3,000 | thousands by filing date | principal |
| LEVEL 3 COMMUNICATIONS INC | 52729NBR0 | NOTE 6.500%10/0 | 2,000 | $3,000 | thousands by filing date | principal |
| Zagg, Inc. | 98884U108 | COM | 700 | $3,000 | thousands by filing date | put |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 3,000 | $3,000 | thousands by filing date | principal |
| JTH HLDG INC | 46637N103 | CL A | 133 | $3,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 188 | $3,000 | thousands by filing date | |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 2,000 | $3,000 | thousands by filing date | principal |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 3,000 | $3,000 | thousands by filing date | principal |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 157 | $3,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 3,000 | $3,000 | thousands by filing date | principal |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 2,200 | $3,000 | thousands by filing date | call |
| WESTERN REFNG INC | 959319104 | COM | 100 | $3,000 | thousands by filing date | put |
| PMFG INC | 69345P103 | COM | 452 | $3,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 397 | $3,000 | thousands by filing date | |
| AGCO CORP 1.250/15/36 | 001084AM4 | NOTE | 2,000 | $3,000 | thousands by filing date | principal |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 3,000 | $3,000 | thousands by filing date | principal |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 138 | $3,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 196 | $3,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 906 | $3,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 259 | $3,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 446 | $3,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 671 | $3,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 461 | $3,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 2,260 | $3,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 330 | $3,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 2,967 | $3,000 | thousands by filing date | principal |
| AV HOMES INC | 00234P102 | COM | 179 | $3,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 149 | $3,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 108 | $3,000 | thousands by filing date | |
| REGIS CORP | 758932AA5 | NOTE | 3,000 | $3,000 | thousands by filing date | principal |
| EQUAL ENERGY LTD | 29390Q109 | COM | 629 | $3,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 630 | $3,000 | thousands by filing date | |
| METROCORP BANCSHARES INC | 591650106 | COM | 215 | $3,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 3,727 | $3,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 188 | $3,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 459 | $3,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 168 | $3,000 | thousands by filing date | |
| TOWER GROUP INTL LTD | 891777AC8 | NOTE | 3,000 | $3,000 | thousands by filing date | principal |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 375 | $3,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 1,200 | $3,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 900 | $3,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 650 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 50 | $3,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 100 | $3,000 | thousands by filing date | |
| LOUISIANA BANCORP INC | 54619P104 | COMM STK | 194 | $3,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 341 | $3,000 | thousands by filing date | |
| ONVIA INC | 68338T403 | COM | 500 | $3,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 174 | $3,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 568 | $3,000 | thousands by filing date | |
| METHES ENERGIES INTL LTD | 591517107 | COM | 1,081 | $3,000 | thousands by filing date | |
| FACTORSHARES S&P GOLD PREM | 30304T106 | COM UNT BEN IT | 367 | $3,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 1,000 | $3,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 228 | $3,000 | thousands by filing date | |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 833 | $3,000 | thousands by filing date | |
| Janus Velocity Tail Risk Hdgd Lg Cp ETF | 00162Q817 | com | 100 | $3,000 | thousands by filing date | |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 546 | $3,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 100 | $2,000 | thousands by filing date | call |
| NEOGENOMICS INC | 64049M209 | COM NEW | 691 | $2,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 159 | $2,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 100 | $2,000 | thousands by filing date | put |
| GARRISON CAP INC | 366554103 | COM | 143 | $2,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 783 | $2,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 146 | $2,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 200 | $2,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 500 | $2,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 1,955 | $2,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 155 | $2,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 2,000 | $2,000 | thousands by filing date | principal |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 188 | $2,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 360 | $2,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 100 | $2,000 | thousands by filing date | call |
| VITRAN CORP | 92850E107 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 1,000 | $2,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 100 | $2,000 | thousands by filing date | put |
| ORBCOMM INC | 68555P100 | COM | 459 | $2,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 318 | $2,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 2,000 | $2,000 | thousands by filing date | principal |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 718 | $2,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 500 | $2,000 | thousands by filing date | call |
| EDGEN GROUP INC | 28014Q107 | CL A | 222 | $2,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 164 | $2,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 200 | $2,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 1,570 | $2,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 173 | $2,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 159 | $2,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 200 | $2,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 324 | $2,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 300 | $2,000 | thousands by filing date | |
| WATERSTONE FINANCIAL INC | 941888109 | COM | 153 | $2,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 567 | $2,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 100 | $2,000 | thousands by filing date | call |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 885 | $2,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,180 | $2,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 538 | $2,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 900 | $2,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 571 | $2,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 3,890 | $2,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 196 | $2,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 1,780 | $2,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 833 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 90 | $2,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 3,600 | $2,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 470 | $2,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U305 | COM NEW | 6,741 | $2,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1,150 | $2,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 141 | $2,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 1,000 | $2,000 | thousands by filing date | put |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 242 | $2,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 194 | $2,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 483 | $2,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 334 | $2,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 170 | $2,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 322 | $2,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 85 | $2,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 325 | $2,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 300 | $2,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 153 | $2,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 324 | $2,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 200 | $2,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 990 | $2,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 475 | $2,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 1,000 | $2,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 200 | $2,000 | thousands by filing date | |
| CORSICANTO LTD SR CONV NT CONV DTD 7/15/2012 3.5% 1/15/2032 | 220480AC1 | CONVERTIBLE | 2,000 | $2,000 | thousands by filing date | principal |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 100 | $2,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 1,200 | $2,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 200 | $2,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 1,050 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A301 | ULTRASHORT EUROP | 125 | $2,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 200 | $2,000 | thousands by filing date | |
| BAXANO SURGICAL | 071773105 | COM | 1,500 | $2,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 540 | $2,000 | thousands by filing date | |
| AMBIENT CORP | 02318N201 | COM | 752 | $2,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 2,000 | $2,000 | thousands by filing date | principal |
| Athens Bancshares Corporation | 047042106 | Common Stock | 100 | $2,000 | thousands by filing date | |
| FedFirst Financial Corporation | 31429C101 | Common Stock | 100 | $2,000 | thousands by filing date | |
| State Investors Bancorp, Inc. | 857030100 | Common Stock | 97 | $2,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 635 | $2,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 240 | $2,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 2,595 | $2,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 225 | $2,000 | thousands by filing date | |
| NINETOWNS INTERNET TECH GRP | 654407105 | ADR | 863 | $2,000 | thousands by filing date | |
| VALLEY FINL CORP VA | 919629105 | COM | 194 | $2,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 100 | $2,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 2,000 | $2,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 2,000 | $2,000 | thousands by filing date | principal |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 100 | $2,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 100 | $1,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 19 | $1,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 180 | $1,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 128 | $1,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 580 | $1,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 630 | $1,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 30 | $1,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 201 | $1,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 26 | $1,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 16 | $1,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 540 | $1,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 90 | $1,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 900 | $1,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 24 | $1,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 242 | $1,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 15 | $1,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 261 | $1,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 100 | $1,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 300 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 158 | $1,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 97 | $1,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 180 | $1,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 229 | $1,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 15 | $1,000 | thousands by filing date | |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 180 | $1,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 700 | $1,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 400 | $1,000 | thousands by filing date | put |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 1,000 | $1,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 220 | $1,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 133 | $1,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 1,010 | $1,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 179 | $1,000 | thousands by filing date | |
| Alvarion Ltd | M0861T118 | Common / Ordinary Stock | 1,315 | $1,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 330 | $1,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 500 | $1,000 | thousands by filing date | call |
| STARTEK INC | 85569C107 | COM | 100 | $1,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 220 | $1,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 500 | $1,000 | thousands by filing date | put |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 173 | $1,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 265 | $1,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 163 | $1,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 300 | $1,000 | thousands by filing date | call |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 200 | $1,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 41 | $1,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 1,000 | $1,000 | thousands by filing date | principal |
| NEONODE INC | 64051M402 | COM NEW | 180 | $1,000 | thousands by filing date | |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 2,000 | $1,000 | thousands by filing date | call |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 648 | $1,000 | thousands by filing date | |
| CRIMSON EXPLORATION INC | 22662K207 | COM NEW | 459 | $1,000 | thousands by filing date | |
| COLDWATER CREEK INC | 193068202 | COM | 700 | $1,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 720 | $1,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 90 | $1,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 4,090 | $1,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 360 | $1,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 900 | $1,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 430 | $1,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 412 | $1,000 | thousands by filing date | |
| BTU INTERNATIONAL INC | 056032105 | COM | 200 | $1,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 149 | $1,000 | thousands by filing date | |
| DYNAMICS RESEARCH CORP | 268057106 | COM | 100 | $1,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 270 | $1,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 200 | $1,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 787 | $1,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 403 | $1,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 500 | $1,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 300 | $1,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 270 | $1,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 495 | $1,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 480 | $1,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 222 | $1,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 362 | $1,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 291 | $1,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 146 | $1,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 570 | $1,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 177 | $1,000 | thousands by filing date | |
| HAUPPAUGE DIGITAL INC | 419131107 | COM | 2,800 | $1,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 715 | $1,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 100 | $1,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 112 | $1,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 80 | $1,000 | thousands by filing date | call |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 178 | $1,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 100 | $1,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 335 | $1,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 300 | $1,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 200 | $1,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 90 | $1,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 1,000 | $1,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 100 | $1,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 180 | $1,000 | thousands by filing date | |
| FACTORSHARES 2X: OIL-SP500 | 30304P104 | COM | 97 | $1,000 | thousands by filing date | |
| FACTORSHARES 2X: TBD-SP500 | 303047104 | COM | 100 | $1,000 | thousands by filing date | call |
| CAFEPRESS INC | 12769A103 | COM | 191 | $1,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 635 | $1,000 | thousands by filing date | |
| TRI-TECH HOLDING | G9103F106 | SHS | 800 | $1,000 | thousands by filing date | |
| CAMCO FINANCIAL CORP | 132618109 | COM | 213 | $1,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 90 | $1,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 100 | $1,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 1,595 | $1,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 751 | $1,000 | thousands by filing date | |
| SEMILEDS CORP | 816645105 | COM | 1,100 | $1,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 100 | $1,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 100 | $1,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 357 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 400 | $1,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 700 | $1,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 100 | $1,000 | thousands by filing date | |
| CHYRONHEGO CORP | 171607104 | COM | 357 | $1,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 600 | $1,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 87 | $1,000 | thousands by filing date | |
| IGO INC | 449593201 | COM | 270 | $1,000 | thousands by filing date | |
| INNOTRAC CORP | 45767M109 | COM | 200 | $1,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 450 | $1,000 | thousands by filing date | |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 666 | $1,000 | thousands by filing date | |
| ENTREMED INC | 29382F202 | COM | 353 | $1,000 | thousands by filing date | |
| ALTAIR NANOTECHNOLOGIES INC | 021373303 | COM PAR $0.001 | 616 | $1,000 | thousands by filing date | |
| PEERLESS SYS CORP COM | 705536100 | COM | 300 | $1,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 79 | $1,000 | thousands by filing date | |
| GENERAL EMPLOYMENT ENTERPRIS | 369730106 | COM | 2,500 | $1,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 100 | $1,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| MEDICIS PHARMACEUTICAL | 584690AC5 | NOTE 1.375% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| JETPAY CORP | 477177109 | COM | 399 | $1,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 1,000 | $1,000 | thousands by filing date | principal |
| AMERICANRLTYINVSINC | 029174109 | STOK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 36 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNODATA INC | 457642205 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTROMED INC | 285409108 | COMMON STOCK | 291 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDERON IRON ORE CORP | 01434T100 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GLOBAL INVS INC | 902952100 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMREP CORP | 032159105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MECHEL PREF SPON ADR | 583840509 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASH STORE FINL SVCS INC | 14756F103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONE PINE RES INC | 54222A106 | COM | 3,657 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DURECT CORP | 266605104 | COM | 360 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAST THERAPEUTICS INC | 576314108 | COM | 158 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRIS INTERACTIVE INC | 414549105 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOT HILL SYS CORP | 25848T109 | COM | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVERLAND STORAGE INC | 690310206 | COM NEW | 199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMA-FIX ENVIRONMENTAL SVCS | 714157104 | COM | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOVIE MEDICAL CORP | 10211F100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THESTREET INC | 88368Q103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDENTIVE GROUP INC | 45170X106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MELA SCIENCES INC | 55277R100 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CINEDIGM DIGITAL CINEMA - A | 172407108 | COM | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 370 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOTHYREON INC | 682324108 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENGLOBAL CORP | 293306106 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERMOGENESIS CORP | 883623308 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOOM TECHNOLOGIES INC | 98976E301 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNACOR INC | 871561106 | COM | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERTAINMENT GAMING ASIA IN | 29383V206 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOOPER HOLMES INC | 439104100 | COM | 270 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUPATHE INC | 67059M100 | COM | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIDEO DISPLAY CORP | 926555103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HILL INTERNATIONAL INC | 431466101 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OWENS CORNING WARRANT | 690742127 | COMMON | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOTALITY INC | 27922Y202 | COM NEW | 3,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 207 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORBITAL CORP LTD ADS REPSTG 160 ORD SHRS | 685563504 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Misonix Inc | 604871103 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FACTORSHARES 2X: TBD-SP500 | 303047104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULF RESOURCES INC | 40251W309 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIO INC | 451033104 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXCOM TELECOMUNICACIONES SA | 57773A508 | ADR REP PR CTF | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United Community Bancorp | 90984R101 | Common Stock | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD REGISTER CO | 853887206 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NTS INC NEV COM | 62943b105 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNET PATENTS CORP | 46063G101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANAGEMENT NETWORK GROUP INC | 561693201 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITEK GLOBAL SVCS INC | 91324T302 | COM | 270 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETRIUM INC | 00817R103 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VSB BANCORP INC N Y | 917927105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZBB ENERGY CORP | 98876R204 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELIK INC | 87959M208 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALLEY NATL BANCORP | 919794123 | *W EXP 06/30/201 | 1,160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENTUO INTL INC | 526353107 | SPONSORED ADS | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USMD HLDGS INC | 903313104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC | 192108116 | *W EXP 04/16/201 | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNASIL CORP AMER | 268102100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNEGAS CORP | 55939L202 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA METRO-RURAL HLDGS LTD | G3163G104 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXYGEN BIOTHERAPEUTICS INC | 69207P308 | COM PAR $0.0001 | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA PRECISION STEEL INC | 16941J205 | COM NEW | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOP SHIPS INC | Y8897Y123 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST VALUE LINE EQUITY | 336919105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDIUM THERAPEUTICS INC | 141916304 | Common equity shares | 276 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERTEL HOSPITALITY INC MD | 868526401 | COM NEW ADDED | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042870 | this filing | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-009994 | added | 2014-02-27 | acceptance time not in the bulk data set |