13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 7,940 holding rows worth $251,020,154,000.
- Accession
- 0001140361-13-042870
- Filer
- CIK 70858
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 18,344 entries on the cover page, a total value of $251,020,154,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $251,020,154,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerMerrill Lynch Portfolio Managers LTD028-14479
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORDSTROM INC | 655664100 | COM | 1,700 | $96,000 | thousands by filing date | call |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,820 | $96,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 49,241 | $96,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 12,900 | $96,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 1,857 | $96,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 2,920 | $96,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 18,022 | $96,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 3,386 | $96,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 334 | $95,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,200 | $95,000 | thousands by filing date | call |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,400 | $95,000 | thousands by filing date | put |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 5,434 | $95,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 9,543 | $95,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 7,000 | $95,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,200 | $94,000 | thousands by filing date | call |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 3,047 | $94,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 16,771 | $94,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 23,058 | $94,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 3,603 | $94,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 11,226 | $94,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 4,220 | $94,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 9,716 | $94,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U530 | LAT AM SML CAP | 4,649 | $94,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 22,223 | $94,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 11,944 | $93,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 6,200 | $93,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 2,500 | $93,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 24,350 | $93,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 6,998 | $93,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 10,478 | $93,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 4,601 | $93,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 8,330 | $93,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U415 | COLUMBIA ETF | 4,931 | $93,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 9,800 | $92,000 | thousands by filing date | put |
| SHOE STA GROUP INC | 824889109 | COM | 3,414 | $92,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 1,200 | $92,000 | thousands by filing date | call |
| COMPUGEN LTD | M25722105 | ORD | 8,970 | $92,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 5,200 | $92,000 | thousands by filing date | put |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 23,166 | $92,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 53,049 | $92,000 | thousands by filing date | |
| NUVEEN NEW JERSEY DIVID | 67071T109 | COM | 7,398 | $92,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 23,274 | $92,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 10,621 | $92,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 980 | $91,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 5,277 | $91,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 6,991 | $91,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 5,586 | $91,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 11,075 | $91,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 12,600 | $91,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 3,847 | $91,000 | thousands by filing date | |
| ASTEA INTL INC | 04622E208 | COM | 31,530 | $91,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,700 | $90,000 | thousands by filing date | put |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 5,596 | $90,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,100 | $90,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 24,700 | $90,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 29,800 | $90,000 | thousands by filing date | put |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 30,000 | $90,000 | thousands by filing date | |
| ALLIANZGI INTL & PREM STRATE | 01882X108 | COM | 8,557 | $90,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 2,400 | $89,000 | thousands by filing date | put |
| GRAHAM CORP | 384556106 | COM | 2,473 | $89,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,675 | $89,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 1,937 | $89,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 8,000 | $89,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 15,442 | $89,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 21,800 | $89,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 3,931 | $89,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 3,078 | $88,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 5,568 | $88,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 11,913 | $88,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 3,000 | $88,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 5,399 | $88,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,980 | $87,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 6,000 | $87,000 | thousands by filing date | call |
| AVON PRODS INC | 054303102 | COM | 4,200 | $87,000 | thousands by filing date | call |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 7,550 | $87,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 73,566 | $87,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 3,000 | $87,000 | thousands by filing date | call |
| STILLWATER MINING CO | 86074Q102 | COM | 7,900 | $87,000 | thousands by filing date | call |
| HHGREGG INC | 42833L108 | COM | 4,832 | $87,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 3,000 | $87,000 | thousands by filing date | |
| Lihua International Inc. | 532352101 | COM | 17,400 | $87,000 | thousands by filing date | |
| ISHARES INC | 464286384 | MSCI EMRG EMEA | 1,642 | $87,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 25,536 | $86,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,830 | $86,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 5,296 | $86,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1,786 | $86,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 6,395 | $86,000 | thousands by filing date | |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 659 | $86,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 7,500 | $85,000 | thousands by filing date | put |
| RPX CORP | 74972G103 | COM | 4,840 | $85,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 8,685 | $85,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 12,100 | $85,000 | thousands by filing date | call |
| AMERICAN PACIFIC CORP | 028740108 | COM | 1,549 | $85,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 3,250 | $85,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 14,500 | $84,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 26,900 | $84,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,100 | $84,000 | thousands by filing date | call |
| 8X8 INC | 282914100 | COMMON STOCK | 8,369 | $84,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 127,435 | $84,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 4,200 | $84,000 | thousands by filing date | put |
| TICC CAPITAL CORP | 87244T109 | COM | 8,643 | $84,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,686 | $83,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 800 | $83,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 5,400 | $83,000 | thousands by filing date | call |
| HARRIS CORP INC | 413875105 | COM | 1,400 | $83,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 5,300 | $83,000 | thousands by filing date | call |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 3,100 | $83,000 | thousands by filing date | call |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 5,651 | $83,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 6,698 | $83,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 3,400 | $83,000 | thousands by filing date | put |
| MCG CAPITAL CORP | 58047P107 | COM | 16,409 | $83,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 3,600 | $83,000 | thousands by filing date | call |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 79,000 | $83,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 3,100 | $83,000 | thousands by filing date | call |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 1,608 | $82,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 10,200 | $82,000 | thousands by filing date | put |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 12,436 | $82,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 5,854 | $82,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 1,300 | $82,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 3,093 | $82,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 18,251 | $81,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 883 | $81,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 2,936 | $81,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 6,891 | $81,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 8,593 | $81,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 5,076 | $81,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 1,500 | $81,000 | thousands by filing date | |
| ISHARES TR | 464289628 | MSCI ACWI X US | 1,072 | $81,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 10,069 | $80,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 2,772 | $80,000 | thousands by filing date | |
| MAC-GRAY CORP | 554153106 | COMMON STOCK | 5,523 | $80,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 6,423 | $80,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 10,300 | $80,000 | thousands by filing date | call |
| SCIQUEST INC NEW | 80908T101 | COM | 3,607 | $80,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 1,288 | $80,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 4,200 | $79,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,635 | $79,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 12,704 | $79,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 8,152 | $79,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 5,223 | $79,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 4,956 | $79,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 6,000 | $79,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W395 | FUND | 900 | $79,000 | thousands by filing date | put |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 1,787 | $79,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 3,600 | $79,000 | thousands by filing date | put |
| SCHD | 808524797 | COM | 2,304 | $78,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 1,000 | $78,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 2,500 | $78,000 | thousands by filing date | call |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 3,084 | $78,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 3,100 | $78,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 7,160 | $78,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 9,970 | $78,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 16,991 | $78,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 3,775 | $78,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 9,996 | $78,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 9,310 | $78,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 4,300 | $78,000 | thousands by filing date | put |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 4,300 | $78,000 | thousands by filing date | call |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 1,288 | $78,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 1,300 | $77,000 | thousands by filing date | put |
| DSW INC-CLASS A | 23334L102 | CL A | 900 | $77,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 3,335 | $77,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 3,212 | $77,000 | thousands by filing date | |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 8,800 | $77,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 14,096 | $77,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 1,500 | $76,000 | thousands by filing date | call |
| DYNAMIC MATLS CORP | 267888105 | COM | 3,299 | $76,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 38,499 | $76,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 19,254 | $76,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 5,554 | $76,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 3,030 | $76,000 | thousands by filing date | |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 4,624 | $76,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 2,025 | $75,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 5,100 | $75,000 | thousands by filing date | call |
| TEAM INC | 878155100 | COM | 1,870 | $75,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 8,106 | $75,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 18,000 | $75,000 | thousands by filing date | call |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 78,893 | $75,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,100 | $75,000 | thousands by filing date | put |
| ISHARES TR | 46429B259 | FINANCIALS SEC | 1,478 | $75,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 900 | $74,000 | thousands by filing date | put |
| OLIN CORP | 680665205 | COM PAR $1 | 3,200 | $74,000 | thousands by filing date | call |
| KEY TRONIC CORP | 493144109 | COM | 7,200 | $74,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 4,345 | $74,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 2,841 | $74,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 9,100 | $74,000 | thousands by filing date | put |
| Proshs Ultrapro New Etf | 74348A665 | PSHS ULTSHT INDL | 3,600 | $74,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W227 | COM | 2,400 | $74,000 | thousands by filing date | put |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 1,354 | $73,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,700 | $73,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,800 | $73,000 | thousands by filing date | put |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,000 | $73,000 | thousands by filing date | call |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 1,578 | $73,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 2,992 | $73,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 3,700 | $73,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 3,407 | $73,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 3,062 | $73,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 2,600 | $73,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 5,571 | $73,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,273 | $72,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,500 | $72,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 975 | $72,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 2,080 | $72,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 500 | $72,000 | thousands by filing date | put |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 9,055 | $72,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 3,570 | $72,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 5,550 | $72,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 677 | $72,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,800 | $71,000 | thousands by filing date | put |
| ATRICURE INC | 04963C209 | COM | 6,443 | $71,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 3,656 | $71,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 23,680 | $71,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 8,248 | $71,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 2,100 | $71,000 | thousands by filing date | put |
| AMERICAN INCOME FD INC | 02672T109 | COM | 9,588 | $71,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 20,400 | $70,000 | thousands by filing date | call |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 3,575 | $70,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 1,500 | $70,000 | thousands by filing date | call |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 4,000 | $70,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 2,470 | $69,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 4,632 | $69,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 3,559 | $69,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 29,400 | $69,000 | thousands by filing date | put |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 5,150 | $69,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 2,825 | $69,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 11,119 | $69,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461837 | EGS CHIN INF ETF | 3,884 | $69,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,250 | $68,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 800 | $68,000 | thousands by filing date | call |
| OCEANFIRST FINL CORP | 675234108 | COM | 4,005 | $68,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 6,652 | $68,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 300 | $68,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 3,400 | $68,000 | thousands by filing date | call |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 5,600 | $68,000 | thousands by filing date | put |
| SELECT COMFORT CORP | 81616X103 | COM | 2,800 | $68,000 | thousands by filing date | call |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 16,200 | $68,000 | thousands by filing date | put |
| STILLWATER MINING CO | 86074Q102 | COM | 6,200 | $68,000 | thousands by filing date | put |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 3,727 | $68,000 | thousands by filing date | |
| Exceed Company Ltd Shs ISIN | G32335104 | COM | 45,553 | $68,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 10,300 | $68,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 22,100 | $67,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 7,371 | $67,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 2,120 | $67,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 8,607 | $67,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 11,800 | $67,000 | thousands by filing date | put |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 9,400 | $67,000 | thousands by filing date | put |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 25,000 | $67,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 2,051 | $67,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 34,753 | $67,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,600 | $66,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 9,000 | $66,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 2,800 | $66,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 21,800 | $66,000 | thousands by filing date | call |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 12,764 | $66,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 5,815 | $66,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 1,402 | $66,000 | thousands by filing date | |
| GLOBECOMM SYSTEMS INC | 37956X103 | COM | 4,652 | $65,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 26,540 | $65,000 | thousands by filing date | |
| GIVEN IMAGING LTD | M52020100 | ORD | 3,378 | $65,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 4,161 | $65,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 1,765 | $64,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 5,600 | $64,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 4,700 | $64,000 | thousands by filing date | call |
| CRH PLC ADS | 12626K203 | ADR | 2,648 | $64,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 2,000 | $64,000 | thousands by filing date | call |
| MONSTER WORLDWIDE INC | 611742107 | COM | 14,500 | $64,000 | thousands by filing date | put |
| Empire District Electric Co/Th | 291641108 | COM | 2,948 | $64,000 | thousands by filing date | |
| NATIONAL TECHNICAL SYSTEM IN | 638104109 | COM | 2,796 | $64,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 11,970 | $64,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 5,005 | $64,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 1,400 | $64,000 | thousands by filing date | call |
| EGAIN CORP | 28225C806 | COM NEW | 4,175 | $63,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 3,300 | $63,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 4,500 | $63,000 | thousands by filing date | call |
| NB & T FINL GROUP INC | 62874M104 | COM | 2,850 | $63,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 3,076 | $62,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 2,200 | $62,000 | thousands by filing date | put |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 900 | $62,000 | thousands by filing date | put |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,890 | $62,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,100 | $62,000 | thousands by filing date | put |
| IRON MTN INC NEW REIT | 462846106 | COM | 2,300 | $62,000 | thousands by filing date | put |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 2,223 | $62,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 3,000 | $62,000 | thousands by filing date | put |
| PLY GEM HLDGS INC | 72941W100 | COM | 4,413 | $62,000 | thousands by filing date | |
| Proshs Ultrapro New Etf | 74348A665 | PSHS ULTSHT INDL | 3,000 | $62,000 | thousands by filing date | put |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 5,190 | $62,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 65,000 | $62,000 | thousands by filing date | principal |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 9,960 | $62,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 4,650 | $62,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 2,315 | $62,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 92,686 | $62,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 5,536 | $61,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 3,911 | $61,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 1,320 | $61,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 13,561 | $61,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 15,500 | $61,000 | thousands by filing date | call |
| RENTRAK CORP | 760174102 | COM | 1,865 | $61,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 1,560 | $61,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 2,800 | $61,000 | thousands by filing date | call |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 1,000 | $61,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,000 | $60,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 900 | $60,000 | thousands by filing date | put |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,000 | $60,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 3,200 | $60,000 | thousands by filing date | put |
| INNOSPEC INC | 45768S105 | COM | 1,278 | $60,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 1,468 | $60,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 8,549 | $60,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 2,000 | $60,000 | thousands by filing date | put |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 1,686 | $60,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 2,495 | $60,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 438 | $60,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 8,164 | $60,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 2,285 | $60,000 | thousands by filing date | |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 2,014 | $60,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 2,200 | $60,000 | thousands by filing date | |
| PRINCIPLED EQUITY MARKET FD | 742959109 | SH BEN INT | 2,944 | $60,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 600 | $59,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 3,600 | $59,000 | thousands by filing date | call |
| TANGER INC | 875465106 | COM | 1,800 | $59,000 | thousands by filing date | call |
| MCGRATH RENTCORP | 580589109 | COM | 1,656 | $59,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 2,194 | $59,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 4,907 | $59,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 3,984 | $59,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 8,000 | $59,000 | thousands by filing date | call |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 2,261 | $59,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 3,000 | $59,000 | thousands by filing date | put |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,102 | $59,000 | thousands by filing date | |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 4,100 | $59,000 | thousands by filing date | call |
| SKULLCANDY INC | 83083J104 | COM | 9,500 | $59,000 | thousands by filing date | call |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 612 | $59,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 170,000 | $59,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,825 | $59,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 6,671 | $58,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 15,866 | $58,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 5,055 | $58,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 6,966 | $58,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 4,000 | $58,000 | thousands by filing date | put |
| XENOPORT INC | 98411C100 | COM | 10,202 | $58,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 2,748 | $58,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786U101 | COM | 1,661 | $58,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 11,588 | $58,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 634 | $58,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 4,800 | $57,000 | thousands by filing date | call |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 2,046 | $57,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 3,526 | $57,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 2,900 | $57,000 | thousands by filing date | put |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 4,500 | $57,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 70,754 | $57,000 | thousands by filing date | principal |
| LEUCADIA NATL CORP | 527288104 | COM | 2,100 | $57,000 | thousands by filing date | call |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 3,700 | $57,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 1,587 | $57,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 21,400 | $57,000 | thousands by filing date | call |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 29,900 | $57,000 | thousands by filing date | put |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 14,400 | $57,000 | thousands by filing date | put |
| PRIMUS TELECOMMUNICATIONS GR | 741929301 | COM | 16,838 | $57,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 3,688 | $57,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 4,555 | $57,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 1,800 | $56,000 | thousands by filing date | call |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 684 | $56,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 934 | $56,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 3,973 | $56,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 2,400 | $56,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 30,331 | $56,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 3,560 | $56,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 6,000 | $56,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 7,545 | $56,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 4,350 | $56,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 800 | $55,000 | thousands by filing date | call |
| MITEK SYS INC | 606710200 | COM NEW | 10,578 | $55,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 2,039 | $55,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 16,814 | $55,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 4,986 | $55,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 3,939 | $55,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 4,426 | $55,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 2,103 | $55,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 3,585 | $55,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 9,712 | $55,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 1,200 | $54,000 | thousands by filing date | put |
| ULTRALIFE CORP | 903899102 | COM | 13,580 | $54,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 12,900 | $54,000 | thousands by filing date | call |
| ST JUDE MED INC | 790849103 | COM | 1,000 | $54,000 | thousands by filing date | put |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 6,195 | $54,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 1,600 | $54,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 13,600 | $54,000 | thousands by filing date | put |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 2,800 | $54,000 | thousands by filing date | call |
| PARKERVISION INC | 701354102 | COM | 16,232 | $54,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 5,160 | $54,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 2,064 | $54,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 2,000 | $54,000 | thousands by filing date | call |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 2,600 | $54,000 | thousands by filing date | put |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 9,161 | $53,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 3,681 | $53,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 2,192 | $53,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 700 | $53,000 | thousands by filing date | put |
| BANKRATE INC DEL | 06647F102 | COM | 2,600 | $53,000 | thousands by filing date | call |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 48,608 | $53,000 | thousands by filing date | principal |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 875 | $53,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 2,943 | $53,000 | thousands by filing date | |
| EGShares Health Care Gems ETF | 268461605 | COM | 2,250 | $53,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 3,000 | $53,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 1,900 | $52,000 | thousands by filing date | put |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 500 | $52,000 | thousands by filing date | put |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 1,125 | $52,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 4,059 | $52,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 3,273 | $52,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 3,670 | $52,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,900 | $52,000 | thousands by filing date | put |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 1,300 | $52,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 11,518 | $52,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 27,200 | $52,000 | thousands by filing date | call |
| Meru Networks, Inc. | 59047Q103 | COM | 15,703 | $52,000 | thousands by filing date | |
| ACORN INTL INC | 004854105 | SPON ADR | 24,255 | $52,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 2,406 | $51,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 7,145 | $51,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 2,249 | $51,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 21,191 | $51,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 4,009 | $51,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 2,600 | $51,000 | thousands by filing date | put |
| TARGACEPT INC | 87611R306 | COM | 9,537 | $51,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 3,377 | $51,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 3,020 | $51,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,300 | $51,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 1,486 | $50,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 6,200 | $50,000 | thousands by filing date | call |
| MULTI-COLOR | 625383104 | COM | 1,474 | $50,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 19,387 | $50,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 3,000 | $50,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 9,143 | $50,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 9,724 | $50,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 14,000 | $50,000 | thousands by filing date | principal |
| KNIGHT CAPITAL GROUP INC | 499005AE6 | CONV BD US | 50,000 | $50,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X476 | SHT KBW REGBNK | 1,500 | $50,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 1,300 | $49,000 | thousands by filing date | put |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 2,634 | $49,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 7,200 | $49,000 | thousands by filing date | put |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 3,700 | $49,000 | thousands by filing date | call |
| CALPINE CORP | 131347304 | COM | 2,500 | $49,000 | thousands by filing date | call |
| SOLTA MED INC | 83438K103 | COM | 23,656 | $49,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 2,288 | $49,000 | thousands by filing date | |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 2,330 | $49,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 2,470 | $49,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 7,200 | $48,000 | thousands by filing date | put |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 7,500 | $48,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 4,692 | $48,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 500 | $48,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 9,083 | $48,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 759 | $48,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 2,600 | $48,000 | thousands by filing date | put |
| GFI GROUP INC | 361652209 | COM | 12,098 | $48,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 2,400 | $48,000 | thousands by filing date | put |
| DENDREON CORP | 24823Q107 | COM | 16,300 | $48,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P107 | COM | 4,750 | $48,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 3,690 | $48,000 | thousands by filing date | |
| MPG OFFICE TR INC | 553274101 | COM | 15,297 | $48,000 | thousands by filing date | |
| ASIA ENTN & RESOURCES LTD | G0539K108 | COMMON STOCK | 12,330 | $48,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 6,000 | $48,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 900 | $47,000 | thousands by filing date | call |
| COCA COLA CONS INC | 191098102 | COM | 752 | $47,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 6,622 | $47,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 7,916 | $47,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 3,602 | $47,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 42,000 | $47,000 | thousands by filing date | principal |
| PIER 1 IMPORTS INC | 720279108 | COM | 2,400 | $47,000 | thousands by filing date | call |
| DIAMOND FOODS INC | 252603105 | COM | 2,000 | $47,000 | thousands by filing date | call |
| FBR & CO | 30247C400 | COM NEW | 1,769 | $47,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 4,416 | $47,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 6,350 | $47,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 4,879 | $47,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 1,729 | $47,000 | thousands by filing date | |
| HELIOS HIGH YIELD FD | 42328Q109 | COM | 4,800 | $47,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 4,689 | $46,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 852 | $46,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 8,746 | $46,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 3,188 | $46,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 2,371 | $46,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 3,970 | $46,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 600 | $46,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 700 | $46,000 | thousands by filing date | put |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 2,572 | $46,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 3,375 | $46,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 4,500 | $46,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 7,732 | $46,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 1,565 | $46,000 | thousands by filing date | |
| PROSHARES VIX | 74347W684 | VIX MDTRM FUTR | 2,000 | $46,000 | thousands by filing date | call |
| NUVEEN MASSACHUSETTS | 67072F108 | COM | 3,682 | $46,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 4,100 | $45,000 | thousands by filing date | call |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 2,825 | $45,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 3,436 | $45,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 1,159 | $45,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 16,203 | $45,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 5,301 | $45,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 6,100 | $45,000 | thousands by filing date | put |
| POLYPORE INTL INC | 73179V103 | COM | 1,100 | $45,000 | thousands by filing date | put |
| QUANTUM CORP | 747906204 | COM DSSG | 32,307 | $45,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 3,200 | $45,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 1,632 | $44,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,600 | $44,000 | thousands by filing date | call |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 652 | $44,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 5,994 | $44,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 3,700 | $44,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042870 | this filing | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-009994 | added | 2014-02-27 | acceptance time not in the bulk data set |