13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 7,940 holding rows worth $251,020,154,000.
- Accession
- 0001140361-13-042870
- Filer
- CIK 70858
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 18,344 entries on the cover page, a total value of $251,020,154,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $251,020,154,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerMerrill Lynch Portfolio Managers LTD028-14479
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 700 | $44,000 | thousands by filing date | call |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 4,500 | $44,000 | thousands by filing date | put |
| DYAX CORP | 26746E103 | COM | 6,394 | $44,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 3,508 | $44,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 335 | $43,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 600 | $43,000 | thousands by filing date | put |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 3,265 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 836 | $43,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 5,693 | $43,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,967 | $43,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 1,531 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 1,000 | $43,000 | thousands by filing date | put |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 200 | $42,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 2,500 | $42,000 | thousands by filing date | put |
| PENDRELL CORP | 70686R104 | COM | 21,393 | $42,000 | thousands by filing date | |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 1,812 | $42,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 25,058 | $42,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 3,786 | $42,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 3,300 | $42,000 | thousands by filing date | call |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 2,500 | $42,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 3,585 | $42,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 1,357 | $42,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 23,425 | $42,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 21,000 | $42,000 | thousands by filing date | principal |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 625 | $42,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 3,000 | $42,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 2,500 | $42,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 469 | $41,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 5,300 | $41,000 | thousands by filing date | call |
| Transition Therapeutics, Inc. | 893716209 | COM | 10,000 | $41,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 5,832 | $41,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 8,542 | $41,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 15,390 | $41,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 22,526 | $41,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 3,516 | $41,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 592 | $41,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 1,000 | $41,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 1,582 | $41,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 1,259 | $41,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 700 | $40,000 | thousands by filing date | put |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 7,500 | $40,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 7,927 | $40,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,671 | $40,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 3,990 | $40,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 3,437 | $40,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 1,468 | $40,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,100 | $40,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 9,000 | $40,000 | thousands by filing date | call |
| Vistaprint NV Cimpress | N93540107 | CMPR | 700 | $40,000 | thousands by filing date | put |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 1,935 | $40,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 2,990 | $40,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 4,666 | $40,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 9,789 | $40,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 1,851 | $40,000 | thousands by filing date | |
| Gleacher & Co Inc | 377341201 | COM NEW | 2,917 | $40,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 1,125 | $40,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 2,416 | $39,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,378 | $39,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 675 | $39,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 7,500 | $39,000 | thousands by filing date | put |
| BLOUNT INTL INC NEW | 095180105 | COM | 3,256 | $39,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 1,215 | $39,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 13,015 | $39,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 4,260 | $39,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 15,504 | $39,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 2,525 | $39,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 29,615 | $39,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 1,420 | $39,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 771 | $38,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 990 | $38,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,717 | $38,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 3,858 | $38,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 3,100 | $38,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 1,920 | $38,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 6,580 | $38,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 700 | $37,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1,000 | $37,000 | thousands by filing date | put |
| U S PHYSICAL THERAPY | 90337L108 | COM | 1,188 | $37,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 3,759 | $37,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 1,957 | $37,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 10,000 | $37,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 3,885 | $37,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 10,200 | $37,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,600 | $37,000 | thousands by filing date | call |
| DENISON MINES CORP | 91688T104 | COM | 38,409 | $37,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 3,124 | $37,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 1,100 | $37,000 | thousands by filing date | call |
| Female Health Company | 314462102 | COM | 3,756 | $37,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 10,312 | $37,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 9,300 | $37,000 | thousands by filing date | call |
| TRAVELZOO INC | 89421Q106 | COM | 1,400 | $37,000 | thousands by filing date | call |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 3,195 | $37,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 10,000 | $37,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 10,000 | $37,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 400 | $36,000 | thousands by filing date | call |
| WATSCO INC COM | 942622200 | Stock | 374 | $36,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 4,150 | $36,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,812 | $36,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,400 | $36,000 | thousands by filing date | call |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 14,097 | $36,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 3,600 | $36,000 | thousands by filing date | call |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,400 | $36,000 | thousands by filing date | put |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 3,400 | $36,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 1,700 | $36,000 | thousands by filing date | call |
| RARE ELEMENT RES LTD | 75381M102 | COM | 13,795 | $36,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 700 | $36,000 | thousands by filing date | call |
| PROVIDENT NEW YORK BANCORP | 744028101 | COM | 3,325 | $36,000 | thousands by filing date | |
| VELTI PLC ST HELIER | G93285107 | SHS | 100,000 | $36,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 5,900 | $36,000 | thousands by filing date | call |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 3,875 | $36,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 814 | $36,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 2,094 | $36,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 1,758 | $36,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 2,650 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 1,700 | $36,000 | thousands by filing date | put |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 2,800 | $36,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 5,387 | $36,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 1,944 | $35,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 594 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 397 | $35,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 25,097 | $35,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 5,504 | $35,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 2,707 | $35,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 2,201 | $35,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 1,527 | $35,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 11,750 | $35,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 1,800 | $35,000 | thousands by filing date | put |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 2,905 | $35,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 3,622 | $35,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 765 | $35,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 2,693 | $35,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 4,200 | $35,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 1,500 | $35,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 8,646 | $35,000 | thousands by filing date | |
| ISHARES TR | 464289206 | S&P TARGET 10 | 1,001 | $35,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 5,212 | $35,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 692 | $34,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 5,000 | $34,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 1,191 | $34,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 2,153 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 500 | $34,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 1,270 | $34,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 1,100 | $34,000 | thousands by filing date | put |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 2,739 | $34,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 4,659 | $34,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 2,263 | $34,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 1,166 | $34,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 605 | $34,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 900 | $33,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,200 | $33,000 | thousands by filing date | call |
| INSTEEL INDS INC | 45774W108 | COM | 2,040 | $33,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 2,264 | $33,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 45,535 | $33,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,100 | $33,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 761 | $33,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 1,498 | $33,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 5,003 | $33,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 863 | $33,000 | thousands by filing date | |
| COLEMAN CABLE INC | 193459302 | COM | 1,576 | $33,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 1,000 | $33,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 800 | $33,000 | thousands by filing date | put |
| OLD POINT FINL CORP | 680194107 | COM | 2,562 | $33,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 10,004 | $33,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 4,400 | $32,000 | thousands by filing date | put |
| LA Z BOY INC | 505336107 | COM | 1,400 | $32,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 2,651 | $32,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 363 | $32,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 1,000 | $32,000 | thousands by filing date | call |
| BROADSOFT INC | 11133B409 | COM | 900 | $32,000 | thousands by filing date | put |
| DYNEX CAP INC | 26817Q506 | COM NEW | 3,700 | $32,000 | thousands by filing date | put |
| PENFORD CORP | 707051108 | COM | 2,177 | $32,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 5,954 | $32,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 3,250 | $32,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 2,406 | $32,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 6,711 | $32,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 1,291 | $32,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 3,500 | $31,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,600 | $31,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 5,025 | $31,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 1,726 | $31,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,139 | $31,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 1,200 | $31,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 4,134 | $31,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,300 | $31,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 3,700 | $31,000 | thousands by filing date | put |
| RTI BIOLOGICS INC | 74975N105 | COM | 8,238 | $31,000 | thousands by filing date | |
| ROMA FINANCIAL CORP | 77581P109 | COM | 1,613 | $31,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 15,650 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287135 | NYSE 100INX FD | 404 | $31,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y322 | COM | 1,000 | $31,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 17,239 | $30,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 600 | $30,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 1,000 | $30,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 3,439 | $30,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,578 | $30,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 22,900 | $30,000 | thousands by filing date | call |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 2,200 | $30,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,521 | $30,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 1,300 | $30,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 600 | $30,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 11,530 | $30,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 1,500 | $30,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 794 | $30,000 | thousands by filing date | |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 3,450 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 700 | $30,000 | thousands by filing date | call |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 1,465 | $30,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 2,174 | $30,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 400 | $29,000 | thousands by filing date | put |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 3,062 | $29,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 1,313 | $29,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 22,400 | $29,000 | thousands by filing date | put |
| TELENAV INC | 879455103 | COMMON STOCK | 4,940 | $29,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 2,200 | $29,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 6,312 | $29,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 3,304 | $29,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 2,541 | $29,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 700 | $29,000 | thousands by filing date | call |
| JAMES RIVER COAL CO | 470355207 | COM | 14,400 | $29,000 | thousands by filing date | call |
| ZAZA ENERGY CORP | 98919T100 | COM | 25,574 | $29,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 348 | $29,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461506 | EGSHARE FINL GEM | 1,482 | $29,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 400 | $28,000 | thousands by filing date | call |
| WEYCO GROUP INC COM | 962149100 | Stock | 978 | $28,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 729 | $28,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 7,529 | $28,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,400 | $28,000 | thousands by filing date | put |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,743 | $28,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 500 | $28,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,547 | $28,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 19,103 | $28,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,260 | $28,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 1,058 | $28,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 4,481 | $28,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 14,000 | $28,000 | thousands by filing date | principal |
| ANADIGICS INC | 032515108 | COM | 14,374 | $28,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 2,200 | $28,000 | thousands by filing date | call |
| PHOTOMEDEX INC | 719358301 | COM | 1,779 | $28,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 33,576 | $28,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 2,025 | $28,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 15,800 | $28,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 35,000 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74348A640 | COM | 2,000 | $28,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 3,300 | $27,000 | thousands by filing date | put |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 1,458 | $27,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 500 | $27,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 900 | $27,000 | thousands by filing date | put |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,000 | $27,000 | thousands by filing date | put |
| NUVEEN | 67071W102 | EXCHANGE TRADED | 2,250 | $27,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 7,600 | $27,000 | thousands by filing date | put |
| TMS INTERNATIONAL CORP | 87261Q103 | COMMON STOCK | 1,538 | $27,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 900 | $27,000 | thousands by filing date | call |
| UNILIFE CORP NEW | 90478E103 | COM | 8,352 | $27,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 1,365 | $27,000 | thousands by filing date | |
| CLIFTON SAVINGS BANCORP INC | 18712Q103 | COM | 2,162 | $27,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 1,073 | $27,000 | thousands by filing date | |
| MICHAEL BAKER CORP | 057149106 | COM | 667 | $27,000 | thousands by filing date | |
| TRAVELZOO INC | 89421Q106 | COM | 1,000 | $27,000 | thousands by filing date | put |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 7,244 | $27,000 | thousands by filing date | |
| ISHARES MSCI FAR E F S IN FD | 464289214 | CMN | 862 | $27,000 | thousands by filing date | |
| VESTIN REALTY MORTGAGE I INC | 925490104 | COM | 14,500 | $27,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 580 | $27,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,808 | $26,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 500 | $26,000 | thousands by filing date | call |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 808 | $26,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 11,400 | $26,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 621 | $26,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 2,000 | $26,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 1,600 | $26,000 | thousands by filing date | call |
| RESEARCH FRONTIERS INC | 760911107 | COM | 6,210 | $26,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 1,725 | $26,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 4,269 | $26,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 25,000 | $26,000 | thousands by filing date | principal |
| OFFICE DEPOT INC | 676220106 | COM | 5,300 | $26,000 | thousands by filing date | call |
| SYNERGY RES CORP | 87164P103 | COM | 2,626 | $26,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 16,221 | $26,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 4,350 | $26,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 2,000 | $26,000 | thousands by filing date | put |
| AIXTRON SE | 009606104 | SPONSORED ADR | 1,505 | $26,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 16,000 | $26,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 23,000 | $26,000 | thousands by filing date | principal |
| Brigus Gold Corp | 109490102 | COM | 42,947 | $26,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 9,700 | $26,000 | thousands by filing date | put |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 1,083 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 1,208 | $26,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 800 | $26,000 | thousands by filing date | |
| PROSHARES SHORT SMALLCAP600 | 74347R784 | COM | 1,600 | $26,000 | thousands by filing date | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 1,600 | $26,000 | thousands by filing date | |
| INVESTORS CAP HLDGS LTD | 46147M108 | COM | 4,909 | $26,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 1,358 | $25,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,283 | $25,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 1,322 | $25,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 6,000 | $25,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 3,376 | $25,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 1,363 | $25,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 9,485 | $25,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 1,687 | $25,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 21,000 | $25,000 | thousands by filing date | principal |
| ARBITRON INC | 03875Q108 | COM | 519 | $25,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 2,606 | $25,000 | thousands by filing date | |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 1,162 | $25,000 | thousands by filing date | |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 23,000 | $25,000 | thousands by filing date | principal |
| CNH GLOBAL N V | N20935206 | SHS NEW | 500 | $25,000 | thousands by filing date | call |
| METALICO INC | 591176102 | COM | 18,030 | $25,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 1,370 | $25,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 1,555 | $25,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 5,603 | $25,000 | thousands by filing date | |
| HICKORYTECH CORP | 429060106 | COM | 2,197 | $25,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 1,323 | $25,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 1,760 | $25,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 1,585 | $24,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 1,006 | $24,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 421 | $24,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 502 | $24,000 | thousands by filing date | |
| STELLARONE CORP | 85856G100 | COMMON STOCK | 1,085 | $24,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 6,164 | $24,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 1,169 | $24,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 2,000 | $24,000 | thousands by filing date | put |
| DEPOMED INC | 249908104 | COM | 3,166 | $24,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 598 | $24,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 10,213 | $24,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 897 | $24,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 8,832 | $24,000 | thousands by filing date | |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 2,569 | $24,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 21,000 | $24,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 4,095 | $24,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 17,000 | $24,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 546 | $23,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,705 | $23,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 3,185 | $23,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 1,000 | $23,000 | thousands by filing date | put |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 975 | $23,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 8,660 | $23,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982105 | SHS | 26,640 | $23,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 8,061 | $23,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 50,000 | $23,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 12,630 | $23,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 5,800 | $23,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 1,228 | $23,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 1,966 | $23,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 284 | $23,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 629 | $23,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 650 | $23,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 435 | $22,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 309 | $22,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 2,790 | $22,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 900 | $22,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 1,703 | $22,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 8,610 | $22,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 3,300 | $22,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 21,000 | $22,000 | thousands by filing date | principal |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 2,972 | $22,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 1,264 | $22,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 1,400 | $22,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 18,600 | $22,000 | thousands by filing date | put |
| Peregrine Semiconductor | 71366R703 | COM | 2,551 | $22,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 3,500 | $22,000 | thousands by filing date | put |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 20,000 | $22,000 | thousands by filing date | principal |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 1,200 | $22,000 | thousands by filing date | |
| ALLIANCE DATA SYSTEMS CORP CONV DTD 5/15/2010 4.75% 5/15/2014 | 018581AC2 | CONVERTIBLE | 5,000 | $22,000 | thousands by filing date | principal |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 1,000 | $22,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 272 | $22,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,000 | $21,000 | thousands by filing date | put |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 100 | $21,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 335 | $21,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 900 | $21,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 1,873 | $21,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 9,034 | $21,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,000 | $21,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 1,620 | $21,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 872 | $21,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 800 | $21,000 | thousands by filing date | call |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 1,100 | $21,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 200 | $21,000 | thousands by filing date | put |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 20,000 | $21,000 | thousands by filing date | principal |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 1,659 | $21,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 1,286 | $21,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 2,379 | $21,000 | thousands by filing date | |
| PROSHARES VIX | 74347W684 | VIX MDTRM FUTR | 900 | $21,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 1,400 | $21,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,000 | $20,000 | thousands by filing date | put |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 246 | $20,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 425 | $20,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 2,080 | $20,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,300 | $20,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 456 | $20,000 | thousands by filing date | put |
| PAR TECHNOLOGY CORP | 698884103 | COM | 4,100 | $20,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 500 | $20,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 1,600 | $20,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 2,275 | $20,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 500 | $20,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,000 | $20,000 | thousands by filing date | put |
| ANAREN INC | 032744104 | COM | 777 | $20,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,076 | $20,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 800 | $20,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 1,249 | $20,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 6,086 | $20,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 790 | $20,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 15,682 | $20,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 11,000 | $20,000 | thousands by filing date | principal |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 770 | $19,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 750 | $19,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 762 | $19,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 500 | $19,000 | thousands by filing date | put |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 1,000 | $19,000 | thousands by filing date | call |
| GENTIUM S P A | 37250B104 | SPONSORED ADR | 700 | $19,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 3,100 | $19,000 | thousands by filing date | put |
| INVENTURE FOODS INC | 461212102 | COM | 1,859 | $19,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,700 | $19,000 | thousands by filing date | put |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 1,000 | $19,000 | thousands by filing date | call |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 13,500 | $19,000 | thousands by filing date | call |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 1,520 | $19,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 919 | $19,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 450 | $19,000 | thousands by filing date | |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 2,706 | $19,000 | thousands by filing date | |
| SINGAPORE FUND | 82929L109 | COM | 1,425 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 760 | $19,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 876 | $19,000 | thousands by filing date | |
| FIRST W VA BANCORP INC | 337493100 | COM | 1,144 | $19,000 | thousands by filing date | |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 15,000 | $19,000 | thousands by filing date | |
| RADIO ONE INC | 75040P108 | CL A | 7,134 | $19,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 1,500 | $19,000 | thousands by filing date | call |
| CIA CERVECERIAS-RTS | 204429112 | Com | 705 | $19,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2,400 | $18,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,622 | $18,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 563 | $18,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,311 | $18,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 9,343 | $18,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 164 | $18,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 9,948 | $18,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 3,423 | $18,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 2,200 | $18,000 | thousands by filing date | call |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 12,575 | $18,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,336 | $18,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 4,200 | $18,000 | thousands by filing date | call |
| TUMI HLDGS INC | 89969Q104 | COM | 900 | $18,000 | thousands by filing date | put |
| MONSTER WORLDWIDE INC | 611742107 | COM | 4,100 | $18,000 | thousands by filing date | call |
| STEMCELLS INC | 85857R204 | COM NEW | 10,583 | $18,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 2,946 | $18,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 1,055 | $18,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 2,459 | $18,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 4,280 | $18,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 1,250 | $18,000 | thousands by filing date | |
| POWERSHARES MENA | 73936Q603 | MENA FRNTR ETF | 1,546 | $18,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 2,500 | $18,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 2,036 | $17,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 600 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 684 | $17,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 1,181 | $17,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 4,500 | $17,000 | thousands by filing date | put |
| NW Biotherapeutics | 66737P600 | USD | 5,000 | $17,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 5,957 | $17,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 20,000 | $17,000 | thousands by filing date | |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 7,000 | $17,000 | thousands by filing date | principal |
| UNILIFE CORP NEW | 90478E103 | COM | 5,000 | $17,000 | thousands by filing date | put |
| RICHMONT MINES INC | 76547T106 | COM | 11,800 | $17,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 4,400 | $17,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 8,400 | $17,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 1,111 | $17,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 1,000 | $17,000 | thousands by filing date | put |
| VALUECLICK INC | 92046N102 | COM | 800 | $17,000 | thousands by filing date | put |
| VALUECLICK INC | 92046N102 | COM | 800 | $17,000 | thousands by filing date | call |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 7,500 | $17,000 | thousands by filing date | call |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 1,195 | $17,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 1,149 | $17,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 2,471 | $17,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 2,655 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347X567 | ULTSHT CHINA 25 | 1,000 | $17,000 | thousands by filing date | call |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 700 | $17,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 4,778 | $17,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 4,563 | $17,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 14,000 | $17,000 | thousands by filing date | principal |
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 10,000 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 839 | $17,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 1,985 | $17,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 11,300 | $16,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 200 | $16,000 | thousands by filing date | call |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,123 | $16,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 1,039 | $16,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1,988 | $16,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 503 | $16,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 1,954 | $16,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 1,798 | $16,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 600 | $16,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 710 | $16,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 861 | $16,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 546 | $16,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 1,179 | $16,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 8,202 | $16,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 15,000 | $16,000 | thousands by filing date | principal |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1,650 | $16,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 2,498 | $16,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 15,000 | $16,000 | thousands by filing date | principal |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 300 | $16,000 | thousands by filing date | put |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 11,956 | $16,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 5,657 | $16,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 8,000 | $16,000 | thousands by filing date | call |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 1,315 | $16,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 1,208 | $16,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,200 | $16,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P108 | COM | 6,350 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042870 | this filing | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-009994 | added | 2014-02-27 | acceptance time not in the bulk data set |