13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 7,940 holding rows worth $251,020,154,000.
- Accession
- 0001140361-13-042870
- Filer
- CIK 70858
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 18,344 entries on the cover page, a total value of $251,020,154,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $251,020,154,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerMerrill Lynch Portfolio Managers LTD028-14479
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TECK RESOURCES LTD CL B | 878742204 | Stock | 21,200 | $569,000 | thousands by filing date | put |
| SAIA INC | 78709Y105 | COM | 18,217 | $568,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461100 | EGSHARE GEM COMP | 25,509 | $568,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 34,863 | $567,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 17,819 | $567,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 5,100 | $567,000 | thousands by filing date | put |
| HEALTHSTREAM INC | 42222N103 | COM | 14,947 | $566,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 8,908 | $566,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 43,258 | $566,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 5,300 | $565,000 | thousands by filing date | call |
| RUE21 INC | 781295100 | COM | 14,000 | $565,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 159,200 | $564,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 39,272 | $564,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 8,715 | $563,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 47,100 | $562,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 18,946 | $561,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 21,020 | $560,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 31,600 | $560,000 | thousands by filing date | put |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 9,218 | $560,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 16,735 | $560,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 27,600 | $559,000 | thousands by filing date | call |
| CHURCHILL DOWNS INC | 171484108 | COM | 6,459 | $558,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 25,349 | $557,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 551,000 | $557,000 | thousands by filing date | principal |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 59,488 | $556,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 12,118 | $556,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 37,200 | $555,000 | thousands by filing date | put |
| Delek Logistics Partners LP | 24664T103 | Com | 18,137 | $555,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 24,300 | $555,000 | thousands by filing date | put |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 625,000 | $555,000 | thousands by filing date | principal |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 49,015 | $553,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 29,041 | $553,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 45,058 | $553,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 32,990 | $552,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 10,182 | $552,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 43,485 | $551,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 23,504 | $551,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 10,800 | $550,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 55,414 | $550,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 150,687 | $550,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 10,936 | $550,000 | thousands by filing date | put |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 33,009 | $549,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 7,300 | $546,000 | thousands by filing date | put |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 31,686 | $546,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 9,165 | $546,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 59,574 | $545,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 22,790 | $545,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 50,496 | $545,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 42,287 | $544,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 44,352 | $544,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 4,356 | $544,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 38,890 | $543,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 17,807 | $543,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 33,626 | $541,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 28,600 | $541,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 10,800 | $540,000 | thousands by filing date | put |
| AEROVIRONMENT INC COM | 008073108 | Stock | 23,318 | $539,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 12,800 | $539,000 | thousands by filing date | call |
| EARTHLINK INC | 270321102 | COM | 108,678 | $539,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 12,561 | $538,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 25,720 | $538,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 15,809 | $538,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 16,160 | $537,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 23,544 | $537,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 29,700 | $536,000 | thousands by filing date | call |
| BXP INC COM | 101121101 | REIT | 5,000 | $535,000 | thousands by filing date | put |
| HEICO CORP NEW | 422806208 | CL A | 10,664 | $535,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 4,600 | $535,000 | thousands by filing date | put |
| ECHOSTAR CORP | 278768106 | CL A | 12,172 | $534,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 5,658 | $533,000 | thousands by filing date | |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 25,700 | $533,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 17,500 | $531,000 | thousands by filing date | call |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 17,787 | $530,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 20,672 | $530,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 7,429 | $530,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 11,800 | $529,000 | thousands by filing date | put |
| TERNIUM SA | 880890108 | SPONSORED ADS | 21,989 | $528,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 41,300 | $528,000 | thousands by filing date | call |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 7,400 | $528,000 | thousands by filing date | put |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 248,834 | $528,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 34,205 | $528,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 18,029 | $528,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 20,700 | $527,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 38,440 | $527,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 10,570 | $526,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 29,000 | $526,000 | thousands by filing date | put |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 10,091 | $526,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 9,935 | $526,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 40,203 | $525,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 57,552 | $524,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 17,617 | $523,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 14,000 | $523,000 | thousands by filing date | call |
| ETFS Gold Trust | 26922Y105 | ETF | 4,000 | $523,000 | thousands by filing date | put |
| ETFS Gold Trust | 26922Y105 | ETF | 4,000 | $523,000 | thousands by filing date | call |
| BAZAARVOICE INC | 073271108 | COM | 57,644 | $523,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 5,278 | $523,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 50,000 | $522,000 | thousands by filing date | put |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 34,313 | $522,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 10,474 | $520,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 26,825 | $520,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 10,139 | $519,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 19,600 | $519,000 | thousands by filing date | call |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 15,220 | $519,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 44,840 | $519,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 36,687 | $518,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 33,767 | $518,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 11,106 | $517,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 5,400 | $517,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672106 | COM | 52,177 | $517,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 12,300 | $517,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 5,702 | $517,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 15,800 | $516,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 14,034 | $515,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 13,998 | $515,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 19,195 | $514,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 22,700 | $514,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 39,900 | $511,000 | thousands by filing date | call |
| OPENTABLE INC | 68372A104 | COM | 7,300 | $511,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 14,000 | $510,000 | thousands by filing date | call |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 29,957 | $509,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 9,200 | $508,000 | thousands by filing date | put |
| FASTENAL CO COM | 311900104 | Stock | 10,100 | $508,000 | thousands by filing date | put |
| NELNET INC | 64031N108 | CL A | 13,179 | $507,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 11,906 | $507,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 8,778 | $506,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 5,000 | $506,000 | thousands by filing date | put |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 5,100 | $506,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 106,300 | $505,000 | thousands by filing date | put |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 15,612 | $505,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 38,878 | $505,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 38,575 | $504,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 42,576 | $504,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 51,631 | $503,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 11,028 | $502,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 84,303 | $502,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 17,800 | $502,000 | thousands by filing date | put |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 5,200 | $502,000 | thousands by filing date | put |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 15,763 | $501,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 12,500 | $500,000 | thousands by filing date | put |
| ASTEC INDS INC | 046224101 | COM | 13,867 | $499,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 23,463 | $498,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 13,817 | $498,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 6,700 | $498,000 | thousands by filing date | call |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 67,400 | $496,000 | thousands by filing date | put |
| PERFICIENT INC | 71375U101 | COM | 26,954 | $495,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 18,100 | $495,000 | thousands by filing date | put |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 49,499 | $495,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 3,100 | $495,000 | thousands by filing date | put |
| Proshs Ultrapro New Etf | 74348A665 | PSHS ULTSHT INDL | 23,917 | $494,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 27,900 | $494,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 11,000 | $494,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 103,400 | $492,000 | thousands by filing date | call |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 80,200 | $492,000 | thousands by filing date | put |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 13,100 | $492,000 | thousands by filing date | call |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 8,544 | $492,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 39,616 | $491,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 6,281 | $491,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 22,700 | $491,000 | thousands by filing date | call |
| AZENTA INC | 114340102 | COM | 52,650 | $490,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 6,400 | $490,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 18,200 | $488,000 | thousands by filing date | call |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 34,401 | $488,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 32,510 | $487,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 37,668 | $487,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 5,300 | $487,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 13,156 | $486,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 16,263 | $486,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 33,196 | $485,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 60,371 | $485,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 38,507 | $485,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 12,200 | $484,000 | thousands by filing date | call |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 4,535 | $484,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 70,100 | $483,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 41,181 | $483,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 11,900 | $482,000 | thousands by filing date | put |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 23,639 | $482,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 11,825 | $482,000 | thousands by filing date | put |
| HUDSON PAC PPTYS INC | 444097109 | COM | 24,686 | $480,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 9,321 | $480,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 21,203 | $479,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 43,388 | $479,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 20,900 | $478,000 | thousands by filing date | call |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 10,000 | $477,000 | thousands by filing date | call |
| MOLYCORP INC DEL | 608753109 | COM | 72,700 | $477,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 7,500 | $476,000 | thousands by filing date | call |
| AMERISAFE INC | 03071H100 | COM | 13,394 | $476,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 12,500 | $475,000 | thousands by filing date | call |
| RACKSPACE HOSTING INC | 750086100 | COM | 9,000 | $475,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 7,676 | $475,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 7,600 | $474,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 38,176 | $473,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 17,700 | $472,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 17,297 | $472,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 10,770 | $471,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 12,900 | $471,000 | thousands by filing date | put |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 3,724 | $470,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 8,600 | $468,000 | thousands by filing date | call |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 53,871 | $468,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 17,500 | $467,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 8,200 | $465,000 | thousands by filing date | call |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 33,616 | $465,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 10,080 | $464,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 16,057 | $464,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 6,843 | $464,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 9,350 | $463,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 12,385 | $462,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 31,628 | $462,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 109,405 | $462,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 160,900 | $462,000 | thousands by filing date | put |
| CAE INC COM | 124765108 | Stock | 42,229 | $461,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 87,792 | $461,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 13,700 | $461,000 | thousands by filing date | call |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 14,770 | $460,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 77,406 | $460,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 77,740 | $459,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 146,426 | $459,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 31,033 | $458,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 80,642 | $458,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 4,900 | $457,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 31,714 | $457,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 9,300 | $457,000 | thousands by filing date | call |
| BlackRock Muniy Michigan | 09254V105 | Fund | 35,789 | $457,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 19,951 | $456,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 23,718 | $455,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 8,063 | $455,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 27,225 | $455,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 22,621 | $455,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 10,982 | $454,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 43,814 | $453,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 60,389 | $453,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 6,673 | $452,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 28,944 | $451,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 24,500 | $451,000 | thousands by filing date | put |
| AH BELO CORP | 001282102 | COMMON STOCK | 57,403 | $450,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 72,224 | $449,000 | thousands by filing date | put |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 363,000 | $449,000 | thousands by filing date | principal |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 13,970 | $447,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 25,907 | $447,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 23,247 | $447,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 26,537 | $446,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 42,500 | $445,000 | thousands by filing date | call |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 9,250 | $444,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 8,649 | $444,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 59,578 | $443,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 9,452 | $442,000 | thousands by filing date | |
| OI S.A. | 670851104 | SPONSORED ADR | 227,787 | $442,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 17,519 | $440,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 14,700 | $439,000 | thousands by filing date | put |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 100,575 | $439,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 15,374 | $439,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 32,368 | $438,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 10,400 | $438,000 | thousands by filing date | put |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 16,274 | $438,000 | thousands by filing date | |
| BLACKROCK SR HIGH INCOME FD | 09255T109 | COM | 111,113 | $438,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 36,300 | $437,000 | thousands by filing date | put |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 35,405 | $437,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 19,411 | $437,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 100,249 | $437,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 35,473 | $437,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 31,612 | $436,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 27,893 | $436,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 31,235 | $436,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 21,900 | $435,000 | thousands by filing date | put |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 8,545 | $435,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 11,500 | $435,000 | thousands by filing date | put |
| HEAT BIOLOGICS INC | 42237K102 | COM | 35,000 | $435,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 30,681 | $434,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 11,720 | $433,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 134,026 | $433,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 8,100 | $432,000 | thousands by filing date | call |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 4,500 | $430,000 | thousands by filing date | put |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 44,902 | $430,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 23,800 | $429,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 16,200 | $429,000 | thousands by filing date | put |
| ST JUDE MED INC | 790849103 | COM | 8,000 | $429,000 | thousands by filing date | call |
| INSULET CORP COM | 45784P101 | Stock | 11,801 | $428,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 10,200 | $428,000 | thousands by filing date | call |
| USEC INC | 90333E207 | COMMON | 40,661 | $427,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 4,600 | $426,000 | thousands by filing date | call |
| EAGLE BANCORPORATION INC | 268948106 | COM | 15,057 | $426,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 38,036 | $426,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 42,859 | $426,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 19,674 | $425,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 16,203 | $425,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 31,881 | $425,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 35,418 | $424,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 16,997 | $424,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 4,614 | $423,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 22,472 | $423,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 27,378 | $423,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 22,737 | $423,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 402,000 | $423,000 | thousands by filing date | principal |
| WESBANCO INC | 950810101 | COM | 14,153 | $421,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 46,508 | $420,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 18,126 | $420,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 4,676 | $419,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 5,237 | $419,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 22,615 | $419,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 5,348 | $418,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 18,600 | $418,000 | thousands by filing date | put |
| TRUSTMARK CORP | 898402102 | COM | 16,321 | $417,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 687,179 | $417,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 59,642 | $415,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 93,324 | $415,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 17,761 | $414,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 49,112 | $414,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 43,853 | $413,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 23,032 | $412,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 54,877 | $412,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 34,041 | $412,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 7,416 | $411,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 20,843 | $409,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 20,884 | $409,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 12,717 | $409,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 24,500 | $408,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 11,200 | $407,000 | thousands by filing date | put |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,797 | $405,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 34,191 | $405,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 30,648 | $405,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 13,400 | $405,000 | thousands by filing date | call |
| POWELL INDS INC | 739128106 | COM | 6,560 | $402,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 31,994 | $401,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 10,300 | $401,000 | thousands by filing date | put |
| NEVSUN RES LTD | 64156L101 | COM | 126,535 | $401,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 7,214 | $401,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 32,175 | $400,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 18,894 | $400,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 238,000 | $400,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 30,514 | $398,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 17,548 | $398,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 23,658 | $398,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 12,263 | $397,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 22,495 | $396,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 49,632 | $396,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 15,852 | $395,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 32,985 | $394,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 42,805 | $393,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 21,703 | $392,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 50,435 | $392,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 7,120 | $390,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 8,000 | $390,000 | thousands by filing date | put |
| INFORMATICA CORP | 45666Q102 | COM | 10,000 | $390,000 | thousands by filing date | call |
| Knight Capital Group, Inc. | 48244B100 | common stock | 45,000 | $390,000 | thousands by filing date | call |
| CINTAS CORP COM | 172908105 | Stock | 7,600 | $389,000 | thousands by filing date | put |
| TRIMAS CORP | 896215209 | COM NEW | 10,452 | $389,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 12,685 | $389,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 41,350 | $389,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 5,100 | $387,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 29,248 | $387,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 27,499 | $387,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 14,336 | $386,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 17,886 | $385,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 8,999 | $384,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 29,558 | $384,000 | thousands by filing date | |
| ISHARES TR | 46429B374 | ALCO ASIA INFO | 12,924 | $383,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 7,529 | $382,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 4,000 | $382,000 | thousands by filing date | call |
| ARTHROCARE CORP | 043136100 | COM | 10,743 | $382,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 36,400 | $381,000 | thousands by filing date | put |
| SLR INVESTMENT CORP | 83413U100 | COM | 17,168 | $381,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 24,050 | $381,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 110,960 | $380,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 100,000 | $380,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 4,100 | $379,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 9,200 | $379,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 8,400 | $379,000 | thousands by filing date | call |
| BLACKROCK | 09250E107 | EXCHANGE TRADED | 181,710 | $378,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 28,596 | $378,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 35,700 | $377,000 | thousands by filing date | put |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 55,201 | $377,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 10,100 | $377,000 | thousands by filing date | put |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 15,111 | $377,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 21,757 | $377,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 19,094 | $377,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 8,300 | $376,000 | thousands by filing date | put |
| RR DONNELLEY + SONS CO | 257867101 | COM | 23,800 | $376,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 20,200 | $375,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 13,500 | $375,000 | thousands by filing date | put |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 11,711 | $375,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 19,747 | $375,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 7,409 | $374,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 6,000 | $374,000 | thousands by filing date | put |
| SYMMETRICOM INC | 871543104 | COM | 77,372 | $373,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 15,826 | $373,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 13,701 | $373,000 | thousands by filing date | |
| BLACKROCK HIGH YIELD TR | 09248N102 | SHS | 53,805 | $373,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 5,658 | $372,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 18,573 | $371,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 136,004 | $370,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 10,519 | $368,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 19,584 | $368,000 | thousands by filing date | |
| MAIDENFORM BRANDS INC | 560305104 | COM | 15,671 | $368,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 18,288 | $367,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 18,445 | $367,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 5,400 | $367,000 | thousands by filing date | call |
| PEGASYSTEMS INC COM | 705573103 | Stock | 9,194 | $366,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 25,100 | $365,000 | thousands by filing date | call |
| NIELSEN HOLDINGS N V | N63218106 | COM | 10,000 | $365,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 41,544 | $365,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 12,161 | $365,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 6,404 | $364,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 30,848 | $364,000 | thousands by filing date | |
| VOLTERRA SEMICONDUCTOR CORP | 928708106 | COM | 15,811 | $364,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 51,198 | $364,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 6,295 | $364,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 8,402 | $363,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 72,682 | $363,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 9,700 | $362,000 | thousands by filing date | put |
| EPIQ SYSTEMS INC | 26882D109 | COM | 27,468 | $362,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 11,789 | $362,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 11,300 | $361,000 | thousands by filing date | call |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 11,902 | $360,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 5,100 | $359,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 10,636 | $358,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 21,062 | $358,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 162,538 | $358,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 26,695 | $358,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 30,909 | $357,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 12,931 | $356,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 10,800 | $356,000 | thousands by filing date | call |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 26,322 | $356,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 4,600 | $355,000 | thousands by filing date | put |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 8,900 | $355,000 | thousands by filing date | put |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 35,298 | $355,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 7,700 | $354,000 | thousands by filing date | put |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 27,858 | $354,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 7,996 | $354,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 23,000 | $354,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 5,800 | $353,000 | thousands by filing date | put |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 11,652 | $353,000 | thousands by filing date | |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 641,463 | $353,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 4,400 | $352,000 | thousands by filing date | put |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 9,762 | $352,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 18,657 | $352,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 6,100 | $351,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 19,946 | $351,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 38,490 | $351,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 2,200 | $351,000 | thousands by filing date | call |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 6,238 | $351,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 47,273 | $350,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 8,970 | $350,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 9,449 | $350,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 32,467 | $350,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 9,200 | $349,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 5,000 | $348,000 | thousands by filing date | call |
| UR-ENERGY INC | 91688R108 | COM | 300,867 | $348,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 57,574 | $348,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 40,031 | $348,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 3,500 | $347,000 | thousands by filing date | call |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 35,611 | $347,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 21,247 | $347,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R759 | CDA BD IDX FD | 3,652 | $347,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 14,700 | $346,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 12,200 | $345,000 | thousands by filing date | put |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 12,032 | $345,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 12,000 | $344,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 3,500 | $344,000 | thousands by filing date | put |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 25,700 | $344,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 9,068 | $344,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 65,990 | $344,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 9,600 | $343,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 10,900 | $343,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 10,900 | $343,000 | thousands by filing date | call |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 33,857 | $343,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 21,689 | $342,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 5,532 | $342,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 14,640 | $342,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 22,300 | $341,000 | thousands by filing date | put |
| DIGI INTL INC | 253798102 | COM | 34,052 | $340,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 41,900 | $340,000 | thousands by filing date | call |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 29,674 | $340,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 33,203 | $339,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 17,780 | $339,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 9,300 | $339,000 | thousands by filing date | put |
| BROADSOFT INC | 11133B409 | COM | 9,408 | $339,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,700 | $338,000 | thousands by filing date | put |
| ROUNDY'S INC | 779268101 | COM | 39,308 | $338,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 18,573 | $338,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 65,307 | $337,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 121,000 | $337,000 | thousands by filing date | principal |
| CVB FINL CORP COM | 126600105 | Stock | 24,871 | $336,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 27,141 | $336,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 6,500 | $336,000 | thousands by filing date | put |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 18,389 | $336,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 26,994 | $335,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 5,057 | $335,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 8,755 | $334,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 44,135 | $334,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 3,300 | $334,000 | thousands by filing date | call |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 25,908 | $334,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 12,500 | $333,000 | thousands by filing date | call |
| JIVE SOFTWARE INC | 47760A108 | COM | 26,600 | $333,000 | thousands by filing date | put |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 47,540 | $333,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 32,480 | $332,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 10,467 | $332,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 22,325 | $332,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 6,400 | $331,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 24,891 | $331,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 42,853 | $330,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 6,800 | $330,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042870 | this filing | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-009994 | added | 2014-02-27 | acceptance time not in the bulk data set |