13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 7,940 holding rows worth $251,020,154,000.
- Accession
- 0001140361-13-042870
- Filer
- CIK 70858
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 18,344 entries on the cover page, a total value of $251,020,154,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $251,020,154,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerMerrill Lynch Portfolio Managers LTD028-14479
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 25,845 | $329,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 31,504 | $329,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 48,138 | $329,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 6,015 | $328,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 13,776 | $328,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 47,187 | $328,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 5,100 | $328,000 | thousands by filing date | put |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 7,400 | $326,000 | thousands by filing date | call |
| DEXCOM INC COM | 252131107 | Stock | 11,556 | $326,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 26,200 | $326,000 | thousands by filing date | put |
| INGERSOLL-RAND PLC | G47791101 | SHS | 5,000 | $325,000 | thousands by filing date | put |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 8,551 | $325,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 8,323 | $324,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 12,043 | $324,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 9,903 | $324,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 3,000 | $324,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 3,524 | $324,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 39,961 | $323,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 261,000 | $323,000 | thousands by filing date | principal |
| DICE HOLDINGS INC | 253017107 | COM | 37,936 | $323,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 96,417 | $323,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 112,554 | $323,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 18,300 | $322,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W122 | COM | 10,001 | $322,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 16,839 | $321,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 8,704 | $321,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 5,870 | $320,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 6,286 | $320,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 9,272 | $320,000 | thousands by filing date | |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 5,711 | $320,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 6,819 | $320,000 | thousands by filing date | |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 22,001 | $320,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 8,202 | $319,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 4,630 | $319,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 3,339 | $318,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 9,300 | $318,000 | thousands by filing date | put |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 74,973 | $317,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 38,353 | $316,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 9,400 | $316,000 | thousands by filing date | put |
| United Parcel Service, Inc | 917286106 | COM | 18,379 | $316,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 30,129 | $316,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 9,700 | $316,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 174,000 | $316,000 | thousands by filing date | principal |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 32,681 | $315,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 13,758 | $312,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 10,300 | $312,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 10,431 | $311,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 8,329 | $310,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 10,000 | $310,000 | thousands by filing date | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 25,958 | $309,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,100 | $309,000 | thousands by filing date | call |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 16,735 | $309,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 50,440 | $309,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 6,900 | $309,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 8,700 | $308,000 | thousands by filing date | call |
| CALAVO GROWERS INC | 128246105 | COM | 10,173 | $308,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 33,000 | $308,000 | thousands by filing date | call |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 9,552 | $308,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 18,500 | $308,000 | thousands by filing date | put |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 14,261 | $308,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 9,600 | $307,000 | thousands by filing date | put |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 15,929 | $307,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 6,000 | $305,000 | thousands by filing date | call |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 14,874 | $305,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 27,255 | $305,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 2,800 | $305,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 9,800 | $305,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 237,000 | $305,000 | thousands by filing date | principal |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 20,800 | $303,000 | thousands by filing date | put |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 5,200 | $303,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 26,800 | $303,000 | thousands by filing date | call |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 11,378 | $302,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 10,225 | $302,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 14,600 | $301,000 | thousands by filing date | call |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 23,717 | $301,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 17,194 | $301,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 5,365 | $300,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 14,400 | $300,000 | thousands by filing date | call |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 3,315 | $299,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 69,789 | $299,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 3,170 | $299,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 41,974 | $299,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 53,676 | $299,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 10,691 | $299,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 6,936 | $299,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 7,770 | $299,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 26,285 | $299,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 11,233 | $298,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 7,111 | $298,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 35,000 | $297,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 9,598 | $296,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 9,604 | $296,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 14,500 | $296,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R767 | GERM BD IDX FD | 2,883 | $296,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 19,720 | $295,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 28,600 | $295,000 | thousands by filing date | call |
| FEDERAL MOGUL CORP | 313549404 | COM | 17,545 | $295,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 5,911 | $294,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 37,652 | $294,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 22,726 | $294,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 4,702 | $294,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 5,576 | $293,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 18,089 | $293,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 151,245 | $293,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 22,965 | $292,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 3,746 | $291,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 6,078 | $291,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 7,707 | $291,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 21,524 | $291,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 8,601 | $291,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 46,096 | $291,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 47,617 | $290,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 12,750 | $290,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 7,200 | $289,000 | thousands by filing date | put |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 5,100 | $288,000 | thousands by filing date | call |
| STIFEL FINL CORP | 860630102 | COM | 6,994 | $288,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 205,544 | $288,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 6,600 | $287,000 | thousands by filing date | call |
| CHOICE HOTELS INTL INC | 169905106 | COM | 6,644 | $287,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 13,027 | $287,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 39,757 | $287,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 25,776 | $287,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 11,500 | $286,000 | thousands by filing date | put |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,756 | $286,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 6,900 | $286,000 | thousands by filing date | call |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 13,631 | $286,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 29,134 | $286,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 9,958 | $285,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 2,900 | $285,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 5,300 | $285,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 25,000 | $285,000 | thousands by filing date | call |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 14,453 | $284,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 262,000 | $284,000 | thousands by filing date | principal |
| BOYDGAMINGCORP | 103304101 | STOK | 20,000 | $283,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 3,900 | $283,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 25,000 | $283,000 | thousands by filing date | call |
| CURIS INC | 231269101 | COM | 63,216 | $283,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 9,600 | $283,000 | thousands by filing date | call |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 250,000 | $283,000 | thousands by filing date | principal |
| GIBRALTAR INDS INC | 374689107 | COM | 19,800 | $282,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 21,531 | $282,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 7,100 | $282,000 | thousands by filing date | put |
| PBF ENERGY INC | 69318G106 | CL A | 12,500 | $281,000 | thousands by filing date | put |
| FIRST AMERN FINL CORP | 31847R102 | COM | 11,550 | $281,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 18,872 | $281,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 6,151 | $281,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 6,569 | $281,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 22,458 | $281,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 8,000 | $280,000 | thousands by filing date | put |
| ZEP INC | 98944B108 | COMMON STOCK | 17,178 | $279,000 | thousands by filing date | |
| POWERSHARES DYN MAGNIQUANT | 73935X468 | COM | 8,037 | $279,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 29,800 | $278,000 | thousands by filing date | put |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 16,500 | $278,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604105 | CL A | 13,300 | $277,000 | thousands by filing date | put |
| PRAXAIR INC | 74005P104 | COM | 2,300 | $276,000 | thousands by filing date | put |
| UNIFI INC | 904677200 | COM NEW | 11,808 | $276,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 10,100 | $275,000 | thousands by filing date | put |
| SWIFT ENERGY CO | 870738101 | COM | 24,060 | $275,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 13,196 | $275,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 21,278 | $275,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 26,955 | $275,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 19,407 | $274,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 2,400 | $274,000 | thousands by filing date | put |
| FABRINET SHS | G3323L100 | Stock | 16,203 | $273,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 19,335 | $273,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 3,600 | $273,000 | thousands by filing date | put |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 3,600 | $273,000 | thousands by filing date | call |
| NET SERVICOS DE COMUNICACAO | 64109T201 | SPONSD ADR NEW | 22,477 | $273,000 | thousands by filing date | |
| STEINWAY MUSICAL INSTRUMENTS | 858495104 | COM | 6,837 | $273,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 5,179 | $271,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 11,936 | $271,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 20,231 | $271,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 9,300 | $271,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q825 | VELOSH EMASIA | 5,100 | $271,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,600 | $270,000 | thousands by filing date | call |
| MONRO INC | 610236101 | COMMON STOCK | 5,824 | $270,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 22,400 | $270,000 | thousands by filing date | put |
| COMPUTER TASK GROUP INC | 205477102 | COM | 16,709 | $270,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 19,989 | $269,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 117,329 | $269,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 6,200 | $268,000 | thousands by filing date | call |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 65,100 | $268,000 | thousands by filing date | call |
| Susser Petroleum Partners, LP | 869239103 | LTD | 8,879 | $268,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 24,229 | $268,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 15,866 | $268,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 7,400 | $268,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 15,013 | $268,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R734 | FORN CURR STRT | 5,668 | $268,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 17,070 | $267,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 3,600 | $267,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 5,073 | $266,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,500 | $266,000 | thousands by filing date | call |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 20,200 | $266,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 79,041 | $266,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 19,212 | $266,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 23,138 | $265,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 8,553 | $264,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 16,618 | $264,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,600 | $264,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 6,400 | $264,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 6,300 | $264,000 | thousands by filing date | call |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 10,967 | $264,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 5,000 | $264,000 | thousands by filing date | put |
| DTS INC | 23335C101 | COM | 12,567 | $264,000 | thousands by filing date | |
| Tasman Metals Ltd | 87652B103 | COM | 306,325 | $264,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 14,500 | $263,000 | thousands by filing date | put |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 5,000 | $263,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 8,647 | $263,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 42,382 | $263,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 14,000 | $263,000 | thousands by filing date | put |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 8,091 | $263,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 8,691 | $263,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,300 | $261,000 | thousands by filing date | call |
| GOLUB CAP BDC INC | 38173M102 | COM | 15,048 | $261,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 24,580 | $261,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 37,135 | $261,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 10,809 | $261,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 10,664 | $261,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 6,100 | $261,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 16,009 | $260,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 15,765 | $260,000 | thousands by filing date | |
| PERFORMANCE TECHNOLOGIES INC | 71376K102 | COM | 90,450 | $260,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 4,600 | $259,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 16,900 | $259,000 | thousands by filing date | put |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 5,238 | $259,000 | thousands by filing date | |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 12,500 | $259,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 4,006 | $259,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 9,653 | $258,000 | thousands by filing date | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 15,960 | $258,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,000 | $257,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 7,122 | $257,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 21,525 | $257,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 18,400 | $256,000 | thousands by filing date | call |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 7,427 | $256,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 3,000 | $256,000 | thousands by filing date | put |
| FBL FINL GROUP INC | 30239F106 | CL A | 5,693 | $256,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 33,090 | $256,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 37,166 | $255,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 21,769 | $255,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 42,402 | $255,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 10,100 | $255,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 8,217 | $254,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 4,862 | $254,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,300 | $254,000 | thousands by filing date | call |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 8,692 | $254,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 14,155 | $254,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 6,632 | $253,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 10,946 | $253,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 17,860 | $253,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 15,300 | $252,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 10,500 | $251,000 | thousands by filing date | call |
| PPG INDS INC COM | 693506107 | Stock | 1,500 | $251,000 | thousands by filing date | call |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 5,000 | $251,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 6,300 | $251,000 | thousands by filing date | call |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 11,370 | $251,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 32,988 | $250,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 4,833 | $250,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 11,530 | $250,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 6,900 | $250,000 | thousands by filing date | call |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 18,623 | $250,000 | thousands by filing date | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 20,354 | $250,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 8,266 | $249,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 9,800 | $249,000 | thousands by filing date | call |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 34,533 | $249,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 4,395 | $249,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 13,200 | $248,000 | thousands by filing date | put |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 13,204 | $248,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 5,131 | $248,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 5,800 | $248,000 | thousands by filing date | call |
| QUALITY DISTR INC FLA | 74756M102 | COM | 26,866 | $248,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 7,700 | $247,000 | thousands by filing date | put |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 26,546 | $247,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 22,266 | $247,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 12,044 | $246,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 4,500 | $245,000 | thousands by filing date | put |
| KFORCE INC COM | 493732101 | Stock | 13,857 | $245,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 20,591 | $245,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 10,200 | $244,000 | thousands by filing date | put |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 32,106 | $244,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 10,417 | $244,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 5,964 | $244,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 2,700 | $244,000 | thousands by filing date | put |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 12,211 | $244,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,800 | $243,000 | thousands by filing date | put |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 10,598 | $243,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 7,200 | $242,000 | thousands by filing date | put |
| FINISAR CORP | 31787A507 | COM NEW | 10,700 | $242,000 | thousands by filing date | call |
| CACHE INC | 127150308 | COM | 40,634 | $242,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 14,733 | $241,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 14,914 | $241,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 6,806 | $241,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 16,238 | $241,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 115,880 | $240,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 2,800 | $240,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 4,600 | $239,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 11,600 | $239,000 | thousands by filing date | put |
| CODORUS VY BANCORP INC | 192025104 | COM | 13,297 | $239,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 226,000 | $239,000 | thousands by filing date | principal |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 25,300 | $238,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 12,766 | $238,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 3,573 | $238,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 100,000 | $238,000 | thousands by filing date | |
| PAX WORLD FDS TR II | 70422P206 | MSCI ESG IDX | 8,422 | $238,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 14,079 | $237,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 25,772 | $237,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 7,345 | $237,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 8,531 | $237,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 13,600 | $237,000 | thousands by filing date | call |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 20,366 | $237,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 24,650 | $237,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 5,600 | $236,000 | thousands by filing date | put |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 12,484 | $236,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 36,878 | $236,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 39,294 | $235,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 31,716 | $235,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 8,808 | $235,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 4,238 | $234,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 18,302 | $234,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 10,102 | $234,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 19,735 | $234,000 | thousands by filing date | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 17,274 | $234,000 | thousands by filing date | |
| GLOBAL TELECOM & TECHNOLOGY IN | 378979108 | COM | 43,825 | $234,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 25,698 | $234,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 12,900 | $233,000 | thousands by filing date | put |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 13,092 | $233,000 | thousands by filing date | |
| JAPAN EQUITY FD INC | 471057109 | COM | 34,078 | $233,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 30,407 | $232,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 13,429 | $232,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 22,629 | $232,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 8,914 | $232,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 16,900 | $232,000 | thousands by filing date | put |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 29,743 | $232,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 16,500 | $231,000 | thousands by filing date | call |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 10,979 | $231,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 6,476 | $231,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 15,100 | $231,000 | thousands by filing date | call |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 4,292 | $231,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 4,400 | $230,000 | thousands by filing date | call |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 7,600 | $230,000 | thousands by filing date | call |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 19,100 | $230,000 | thousands by filing date | put |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,900 | $229,000 | thousands by filing date | put |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 11,288 | $229,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 12,565 | $229,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 24,091 | $229,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 18,419 | $229,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 21,912 | $228,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 5,621 | $228,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 16,200 | $227,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 2,800 | $227,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 6,100 | $227,000 | thousands by filing date | call |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 26,695 | $227,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 10,550 | $227,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 18,763 | $227,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 7,500 | $227,000 | thousands by filing date | put |
| ENDOLOGIX INC | 29266S106 | COM | 13,996 | $226,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 37,700 | $225,000 | thousands by filing date | call |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 4,467 | $225,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 6,252 | $224,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 13,147 | $224,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 13,200 | $224,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 22,492 | $223,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 10,739 | $223,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 4,780 | $223,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 5,100 | $221,000 | thousands by filing date | put |
| Concur Technologies, Inc. | 206708109 | COM | 2,000 | $221,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 37,500 | $220,000 | thousands by filing date | call |
| XO GROUP INC | 983772104 | COM | 17,025 | $220,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 21,769 | $219,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 26,894 | $219,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 28,613 | $219,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 15,495 | $218,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 21,600 | $218,000 | thousands by filing date | put |
| GREENWAY MED TECHNOLOGIES IN | 39679B103 | COM | 10,554 | $218,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 15,683 | $218,000 | thousands by filing date | |
| Cole Real Estate Investments | 19329V105 | COM | 17,800 | $218,000 | thousands by filing date | call |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 11,600 | $218,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 8,600 | $217,000 | thousands by filing date | call |
| INTEVAC INC | 461148108 | COM | 37,112 | $217,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 17,900 | $216,000 | thousands by filing date | call |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 17,296 | $216,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 8,822 | $216,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 2,935 | $216,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 8,200 | $215,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 60,034 | $215,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 3,800 | $215,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 9,961 | $215,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 5,100 | $214,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 11,932 | $214,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 26,415 | $214,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 210,666 | $214,000 | thousands by filing date | principal |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 18,000 | $213,000 | thousands by filing date | call |
| iShares Gold Trust | 464285105 | ISHARES | 16,500 | $213,000 | thousands by filing date | call |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 2,100 | $213,000 | thousands by filing date | put |
| ICG GROUP INC | 44928D108 | COM | 14,985 | $213,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 12,720 | $213,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 11,183 | $212,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 14,700 | $212,000 | thousands by filing date | put |
| ARQULE INC | 04269E107 | COM | 91,490 | $212,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 4,578 | $212,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 12,400 | $211,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 21,622 | $211,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 12,500 | $211,000 | thousands by filing date | put |
| UTI WORLDWIDE INC | G87210103 | ORD | 13,945 | $211,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 34,217 | $211,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 7,400 | $211,000 | thousands by filing date | call |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 124,889 | $211,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 36,806 | $210,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 5,728 | $210,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 12,100 | $210,000 | thousands by filing date | call |
| ADVENT SOFTWARE INC | 007974108 | COM | 6,610 | $210,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 95,165 | $209,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 7,018 | $209,000 | thousands by filing date | put |
| US ECOLOGY INC COM | 91732J102 | COM | 6,936 | $209,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 9,024 | $209,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 18,498 | $209,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 8,829 | $209,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 7,000 | $208,000 | thousands by filing date | put |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 16,715 | $207,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 4,700 | $207,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,000 | $207,000 | thousands by filing date | put |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 36,401 | $207,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 11,541 | $207,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 26,338 | $207,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 516,187 | $207,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 10,667 | $207,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 22,300 | $206,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 6,900 | $206,000 | thousands by filing date | call |
| WEBMD HEALTH CORP | 94770V102 | COM | 7,200 | $206,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 30,500 | $205,000 | thousands by filing date | call |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 50,663 | $205,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 30,147 | $204,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 17,471 | $204,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 5,000 | $203,000 | thousands by filing date | put |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,000 | $202,000 | thousands by filing date | call |
| MERCURY SYS INC COM | 589378108 | Stock | 20,169 | $202,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,800 | $202,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 20,300 | $202,000 | thousands by filing date | put |
| ATMEL CORP | 049513104 | COM | 27,100 | $202,000 | thousands by filing date | call |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 7,762 | $202,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 17,355 | $202,000 | thousands by filing date | |
| BLACKROCK STRTGC BOND TR | 09249G106 | COM | 15,593 | $202,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 70,400 | $202,000 | thousands by filing date | call |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 8,150 | $202,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 8,700 | $202,000 | thousands by filing date | put |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 4,750 | $201,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 4,700 | $200,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 4,300 | $200,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 5,200 | $199,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 6,900 | $199,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 4,800 | $199,000 | thousands by filing date | put |
| PROVIDENCE SVC CORP | 743815102 | COM | 6,920 | $199,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 10,800 | $199,000 | thousands by filing date | call |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 62,600 | $199,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 6,900 | $198,000 | thousands by filing date | put |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 16,604 | $198,000 | thousands by filing date | |
| ISHARES TR | 464289552 | HLTH CR IDX FD | 2,643 | $198,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,800 | $197,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 87,426 | $197,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 2,600 | $197,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 7,800 | $197,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 6,500 | $197,000 | thousands by filing date | call |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 17,361 | $197,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 5,200 | $197,000 | thousands by filing date | call |
| ACETO CORP | 004446100 | COM | 12,600 | $197,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 2,300 | $197,000 | thousands by filing date | put |
| ISHARES TR | 46429B135 | INT PFD STK FD | 7,990 | $197,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 11,600 | $197,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 12,561 | $196,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 10,900 | $196,000 | thousands by filing date | call |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 8,100 | $196,000 | thousands by filing date | call |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 758 | $196,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 5,000 | $196,000 | thousands by filing date | call |
| SOLARWINDS INC | 83416B109 | COM | 5,600 | $196,000 | thousands by filing date | put |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 4,300 | $195,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 9,465 | $195,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 14,385 | $194,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 6,512 | $194,000 | thousands by filing date | call |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 8,311 | $194,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,800 | $193,000 | thousands by filing date | call |
| ANGIODYNAMICS INC | 03475V101 | COM | 14,602 | $193,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 13,944 | $193,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 14,900 | $193,000 | thousands by filing date | call |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 5,196 | $193,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 8,380 | $193,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 126,360 | $193,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 2,000 | $193,000 | thousands by filing date | call |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 2,559 | $192,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 73,478 | $192,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 3,822 | $192,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 6,233 | $191,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 4,970 | $191,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 5,300 | $191,000 | thousands by filing date | call |
| Taser Intl Inc | 87651B104 | COM | 12,862 | $191,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 163,788 | $191,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 20,500 | $190,000 | thousands by filing date | put |
| CAVIUM INC | 14964U108 | COM | 4,600 | $190,000 | thousands by filing date | call |
| PICO HLDGS INC | 693366205 | COM NEW | 8,798 | $190,000 | thousands by filing date | |
| SUPERTEX INC | 868532102 | COM | 7,507 | $190,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 5,128 | $189,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 10,750 | $189,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042870 | this filing | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-009994 | added | 2014-02-27 | acceptance time not in the bulk data set |