13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 7,940 holding rows worth $251,020,154,000.
- Accession
- 0001140361-13-042870
- Filer
- CIK 70858
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 18,344 entries on the cover page, a total value of $251,020,154,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $251,020,154,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerMerrill Lynch Portfolio Managers LTD028-14479
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 22,135 | $942,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 34,927 | $941,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 20,767 | $940,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 65,285 | $939,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 12,500 | $935,000 | thousands by filing date | call |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 61,062 | $935,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 15,600 | $934,000 | thousands by filing date | call |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 368,386 | $932,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 194,743 | $931,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 46,441 | $931,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 149,743 | $931,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 22,631 | $930,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 39,231 | $929,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 33,945 | $924,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 16,188 | $922,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 20,400 | $922,000 | thousands by filing date | put |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 77,292 | $920,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 48,266 | $920,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 115,500 | $920,000 | thousands by filing date | put |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 79,741 | $918,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 499,213 | $918,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 50,215 | $918,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 9,800 | $917,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 184,374 | $917,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 28,200 | $915,000 | thousands by filing date | put |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 112,883 | $915,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 22,926 | $914,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 40,900 | $913,000 | thousands by filing date | call |
| FIFTH & PAC COS INC | 316645100 | COM | 36,200 | $910,000 | thousands by filing date | put |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 13,600 | $910,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 32,055 | $907,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 54,400 | $907,000 | thousands by filing date | put |
| NIELSEN HOLDINGS N V | N63218106 | COM | 24,895 | $907,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 62,597 | $906,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 66,177 | $906,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 43,282 | $906,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 45,420 | $906,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 103,985 | $905,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 22,454 | $904,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 52,669 | $904,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 15,500 | $902,000 | thousands by filing date | call |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 63,012 | $901,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 19,341 | $899,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 12,278 | $897,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 15,669 | $897,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 102,681 | $896,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 11,200 | $896,000 | thousands by filing date | call |
| Powershares ETF KBW Insurance | 73936q777 | COM | 24,535 | $896,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 97,798 | $895,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 73,780 | $895,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 249,080 | $894,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 23,186 | $893,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 32,193 | $892,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 54,000 | $891,000 | thousands by filing date | call |
| DECKERS OUTDOOR CORP | 243537107 | COM | 13,500 | $890,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 14,300 | $890,000 | thousands by filing date | put |
| AVX CORP NEW | 002444107 | COM | 67,715 | $889,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 25,100 | $888,000 | thousands by filing date | put |
| HOMEAWAY INC | 43739Q100 | COM | 31,760 | $888,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 22,158 | $887,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 50,297 | $887,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 85,100 | $885,000 | thousands by filing date | put |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 81,207 | $884,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 35,012 | $882,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 18,400 | $882,000 | thousands by filing date | put |
| TRONOX LTD | Q9235V101 | SHS CL A | 35,963 | $880,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 93,157 | $879,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 25,577 | $876,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 23,400 | $874,000 | thousands by filing date | put |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 27,818 | $874,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 13,272 | $874,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 131,363 | $874,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 109,300 | $873,000 | thousands by filing date | put |
| LOGITECH INTL S A SHS | H50430232 | Stock | 98,386 | $871,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 24,300 | $869,000 | thousands by filing date | call |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 19,920 | $869,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 53,300 | $868,000 | thousands by filing date | put |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 11,000 | $867,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 38,200 | $866,000 | thousands by filing date | put |
| TENNANT CO | 880345103 | COM | 13,960 | $866,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 27,800 | $865,000 | thousands by filing date | put |
| PACWEST BANCORP DEL | 695263103 | COM | 25,232 | $865,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 34,978 | $863,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 62,706 | $862,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 16,072 | $862,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 13,758 | $860,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 30,007 | $859,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 163,381 | $858,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 58,328 | $857,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 26,878 | $856,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 37,199 | $856,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 48,500 | $855,000 | thousands by filing date | put |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 39,114 | $854,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 33,983 | $854,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 89,701 | $853,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 25,123 | $853,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 22,400 | $853,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 16,175 | $853,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 20,000 | $852,000 | thousands by filing date | call |
| PLEXUS CORP COM | 729132100 | Stock | 22,911 | $851,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 72,960 | $851,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 118,441 | $851,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 45,477 | $849,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 21,300 | $848,000 | thousands by filing date | put |
| ISHARES TR | 464288422 | S&P DEV EX-US | 22,568 | $848,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 47,417 | $847,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 34,535 | $846,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 11,700 | $846,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 172,000 | $846,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 69,990 | $845,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 96,000 | $845,000 | thousands by filing date | put |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 62,317 | $845,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 15,302 | $845,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 12,000 | $844,000 | thousands by filing date | put |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 51,017 | $844,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 28,089 | $844,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 44,482 | $844,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 811,000 | $843,000 | thousands by filing date | principal |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 12,127 | $841,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 8,366 | $841,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 20,000 | $840,000 | thousands by filing date | put |
| DREW INDS INC | 26168L205 | COM NEW | 18,440 | $840,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 25,763 | $839,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 35,960 | $839,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 37,230 | $839,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 26,351 | $837,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 42,399 | $835,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 50,500 | $833,000 | thousands by filing date | put |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 6,945 | $833,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 34,400 | $832,000 | thousands by filing date | put |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 202,100 | $831,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 14,100 | $828,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 66,787 | $828,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 10,500 | $828,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 27,100 | $827,000 | thousands by filing date | put |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 105,380 | $827,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 33,459 | $826,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 121,500 | $826,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 22,309 | $825,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 8,759 | $825,000 | thousands by filing date | call |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 31,500 | $825,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 17,849 | $824,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 30,874 | $824,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 78,000 | $823,000 | thousands by filing date | call |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 46,987 | $823,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 21,744 | $822,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 78,700 | $821,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 345,081 | $821,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 92,828 | $820,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 470,820 | $819,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 21,752 | $818,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 185,147 | $818,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 80,505 | $813,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 34,418 | $813,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 11,333 | $813,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 66,015 | $812,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 131,900 | $809,000 | thousands by filing date | call |
| CASH AMER INTL INC | 14754D100 | COM | 17,878 | $809,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 17,456 | $808,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 24,900 | $807,000 | thousands by filing date | put |
| Biglari Holdings | 08986r101 | COM | 1,955 | $807,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 37,200 | $806,000 | thousands by filing date | call |
| AAON INC | 000360206 | COM PAR $0.004 | 30,297 | $805,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 25,091 | $805,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 23,996 | $804,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 32,668 | $804,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 18,000 | $803,000 | thousands by filing date | call |
| Check Point Software Technologies Ltd | 162825103 | COM | 48,059 | $803,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 63,276 | $801,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 9,384 | $801,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 69,429 | $801,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 12,680 | $800,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 39,616 | $800,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 143,394 | $800,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 14,258 | $799,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 25,000 | $798,000 | thousands by filing date | put |
| Galena Biopharma Inc | 363256108 | COM | 350,000 | $798,000 | thousands by filing date | call |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 43,700 | $795,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 9,100 | $795,000 | thousands by filing date | put |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 42,646 | $794,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 8,500 | $793,000 | thousands by filing date | put |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 83,472 | $793,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 20,600 | $791,000 | thousands by filing date | put |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 65,666 | $791,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 7,400 | $789,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 53,731 | $789,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 16,637 | $789,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 6,600 | $788,000 | thousands by filing date | call |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 17,183 | $788,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 78,313 | $787,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 21,500 | $786,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 61,046 | $785,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 17,514 | $784,000 | thousands by filing date | |
| Hologic | 436440AA9 | CONV | 700,000 | $784,000 | thousands by filing date | principal |
| ERIE INDTY CO CL A | 29530P102 | Stock | 10,808 | $783,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 33,800 | $782,000 | thousands by filing date | call |
| ELLIE MAE INC | 28849P100 | COM | 24,400 | $781,000 | thousands by filing date | call |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 32,981 | $780,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 67,783 | $779,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 186,435 | $779,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 22,200 | $778,000 | thousands by filing date | put |
| ISHARES TR | 46429B184 | UTILITIES SECT | 16,395 | $778,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 18,450 | $777,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 7,922 | $776,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 34,200 | $775,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 10,279 | $775,000 | thousands by filing date | call |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 27,576 | $772,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 38,800 | $771,000 | thousands by filing date | call |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 22,314 | $771,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 28,970 | $769,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 13,800 | $768,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 6,600 | $767,000 | thousands by filing date | call |
| POLYPORE INTL INC | 73179V103 | COM | 18,720 | $766,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 13,500 | $764,000 | thousands by filing date | put |
| ASTRONOVA INC | 04638F108 | COM | 69,704 | $764,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 59,300 | $764,000 | thousands by filing date | put |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 45,636 | $764,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 15,572 | $762,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 12,000 | $762,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 37,746 | $760,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 149,978 | $760,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 10,400 | $758,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 315,901 | $758,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 58,646 | $756,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 26,949 | $754,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 17,644 | $754,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 273,839 | $753,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 25,087 | $752,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 28,832 | $751,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 36,633 | $751,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 9,400 | $750,000 | thousands by filing date | put |
| JABIL INC COM | 466313103 | Stock | 34,500 | $748,000 | thousands by filing date | put |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 54,964 | $747,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 38,620 | $747,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 57,583 | $747,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 6,731 | $746,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 12,500 | $745,000 | thousands by filing date | call |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 26,373 | $745,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 30,172 | $744,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 10,734 | $741,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 75,922 | $741,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 104,429 | $741,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 8,200 | $739,000 | thousands by filing date | call |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 17,302 | $739,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 11,869 | $739,000 | thousands by filing date | |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 21,497 | $739,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 41,000 | $738,000 | thousands by filing date | put |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 24,821 | $738,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 669,000 | $738,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 18,321 | $737,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 36,823 | $737,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 9,100 | $736,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 28,800 | $736,000 | thousands by filing date | call |
| V F CORP COM | 918204108 | Stock | 3,700 | $736,000 | thousands by filing date | call |
| STEPAN CO | 858586100 | COM | 12,743 | $736,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 60,851 | $734,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 28,729 | $734,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 15,337 | $733,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 9,809 | $732,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 83,319 | $732,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 64,000 | $730,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 39,700 | $730,000 | thousands by filing date | call |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 69,268 | $729,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 23,598 | $728,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 45,679 | $728,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 55,603 | $728,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 43,700 | $727,000 | thousands by filing date | call |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 7,262 | $726,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 26,097 | $725,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 12,100 | $725,000 | thousands by filing date | call |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 23,554 | $724,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 12,809 | $724,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 14,190 | $724,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 4,310 | $723,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 18,847 | $722,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 11,627 | $722,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 272,500 | $722,000 | thousands by filing date | put |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 53,224 | $721,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 47,839 | $721,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 192,200 | $721,000 | thousands by filing date | put |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 17,768 | $720,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 42,702 | $720,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 15,600 | $720,000 | thousands by filing date | put |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 30,350 | $720,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 37,956 | $719,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 4,300 | $718,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 7,500 | $718,000 | thousands by filing date | call |
| MTS SYSTEMS CORP | 553777103 | COM | 11,164 | $718,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 23,595 | $717,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 52,113 | $717,000 | thousands by filing date | |
| VANGUARD HEALTH SYS INC | 922036207 | COM | 34,143 | $717,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 73,459 | $716,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 104,496 | $715,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 37,281 | $715,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 24,231 | $714,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 105,689 | $713,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 36,538 | $712,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 50,787 | $712,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 36,032 | $712,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 14,600 | $711,000 | thousands by filing date | call |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 25,479 | $711,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 15,606 | $708,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 8,400 | $708,000 | thousands by filing date | call |
| MATSON INC COM | 57686G105 | Stock | 26,981 | $707,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 44,017 | $707,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 12,084 | $707,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 11,800 | $707,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 11,000 | $706,000 | thousands by filing date | call |
| MVC CAPITAL INC | 553829102 | COM | 54,059 | $706,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 30,000 | $705,000 | thousands by filing date | call |
| EXPONENT INC | 30214U102 | COM | 9,822 | $705,000 | thousands by filing date | |
| WMS INDUSTRIES INC | 929297109 | COM | 27,148 | $705,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 42,100 | $705,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 54,908 | $704,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 11,700 | $702,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 10,912 | $702,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 20,323 | $701,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 11,958 | $697,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 76,360 | $696,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 13,300 | $695,000 | thousands by filing date | put |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 57,298 | $695,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 18,363 | $694,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 24,610 | $694,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 5,800 | $693,000 | thousands by filing date | put |
| CHINA FD INC | 169373107 | COM | 31,940 | $693,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 15,809 | $691,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 44,017 | $689,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 30,984 | $687,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 38,000 | $685,000 | thousands by filing date | call |
| GRANITE CONSTR INC COM | 387328107 | Stock | 22,358 | $685,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 44,215 | $684,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 57,880 | $683,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 46,800 | $683,000 | thousands by filing date | put |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 27,175 | $683,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 10,982 | $682,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 12,000 | $681,000 | thousands by filing date | put |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 74,909 | $680,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 51,938 | $677,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 60,366 | $677,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 190,900 | $676,000 | thousands by filing date | put |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 21,302 | $675,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 16,800 | $674,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 624,399 | $674,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 44,215 | $674,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 14,731 | $674,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 47,211 | $674,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 231,624 | $674,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 325,997 | $672,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 52,500 | $672,000 | thousands by filing date | put |
| WINNEBAGO INDS INC | 974637100 | COM | 25,784 | $670,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 21,116 | $670,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 85,201 | $670,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 32,065 | $669,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 136,000 | $669,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 49,979 | $669,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 20,697 | $668,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 10,421 | $667,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 39,684 | $667,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 25,302 | $665,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 37,413 | $663,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 39,700 | $662,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 47,960 | $662,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 58,895 | $662,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 79,193 | $660,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 19,700 | $660,000 | thousands by filing date | put |
| RACKSPACE HOSTING INC | 750086100 | COM | 12,500 | $660,000 | thousands by filing date | put |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 32,900 | $660,000 | thousands by filing date | put |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 49,682 | $659,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 8,900 | $658,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 7,303 | $658,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 49,748 | $657,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 46,663 | $656,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 8,800 | $656,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 15,100 | $654,000 | thousands by filing date | put |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 6,000 | $654,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 29,900 | $654,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 36,548 | $654,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 26,300 | $653,000 | thousands by filing date | call |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 33,334 | $653,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 56,600 | $651,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 23,000 | $650,000 | thousands by filing date | call |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 18,018 | $650,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 77,410 | $649,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 54,900 | $648,000 | thousands by filing date | call |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 7,678 | $648,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 25,177 | $648,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 20,800 | $647,000 | thousands by filing date | call |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 14,621 | $647,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 82,057 | $647,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 48,409 | $647,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 61,896 | $646,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 25,789 | $646,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 624,000 | $646,000 | thousands by filing date | principal |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 13,733 | $645,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 23,205 | $644,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 61,800 | $643,000 | thousands by filing date | call |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 20,200 | $643,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 110,302 | $642,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 657,000 | $641,000 | thousands by filing date | principal |
| RENREN INC | 759892102 | SPONSORED ADR | 190,220 | $641,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 31,128 | $639,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 7,100 | $638,000 | thousands by filing date | put |
| Boston Scientific Corporation | 101137107 | COM | 54,100 | $636,000 | thousands by filing date | call |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 38,240 | $636,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 55,800 | $635,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 17,000 | $635,000 | thousands by filing date | call |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 34,900 | $635,000 | thousands by filing date | call |
| IMPERVA INC | 45321L100 | COM | 15,111 | $635,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 6,800 | $635,000 | thousands by filing date | call |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 7,597 | $634,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 511 | $634,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 8,294 | $634,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 8,024 | $633,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 13,678 | $633,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 25,625 | $632,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,000 | $629,000 | thousands by filing date | put |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 7,800 | $628,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387102 | COM | 10,500 | $628,000 | thousands by filing date | put |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 46,109 | $626,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 12,951 | $625,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 41,205 | $625,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 56,256 | $624,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 15,100 | $623,000 | thousands by filing date | put |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 5,600 | $623,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 18,300 | $623,000 | thousands by filing date | call |
| JBT MAREL CORPORATION | 477839104 | COM | 24,984 | $622,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 49,814 | $622,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 53,879 | $621,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 49,548 | $620,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 25,032 | $620,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 46,046 | $620,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 11,200 | $618,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 16,800 | $617,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 83,510 | $616,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 92,699 | $615,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 40,137 | $615,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 84,345 | $614,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 31,564 | $613,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 32,093 | $613,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 27,874 | $611,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 5,831 | $610,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 22,842 | $609,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 25,544 | $609,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 17,006 | $608,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 22,553 | $608,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 75,788 | $607,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 9,311 | $607,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 10,800 | $607,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 12,130 | $607,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 18,551 | $607,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 11,349 | $606,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 7,085 | $606,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 13,400 | $604,000 | thousands by filing date | put |
| DOLE PLC ORD SHS | 256603101 | COM | 44,278 | $603,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 11,617 | $603,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 20,154 | $601,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 23,061 | $600,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 38,142 | $600,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 14,800 | $600,000 | thousands by filing date | call |
| HARMONIC INC | 413160102 | COM | 78,021 | $599,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 44,447 | $598,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 5,600 | $597,000 | thousands by filing date | call |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 12,800 | $597,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 9,400 | $596,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 159,000 | $596,000 | thousands by filing date | call |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 30,002 | $595,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 4,245 | $594,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 14,800 | $592,000 | thousands by filing date | call |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 22,086 | $592,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 24,395 | $591,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 12,598 | $590,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 12,100 | $589,000 | thousands by filing date | put |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 89,095 | $589,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 45,794 | $589,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 8,127 | $588,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 39,200 | $588,000 | thousands by filing date | put |
| RUE21 INC | 781295100 | COM | 14,521 | $586,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 29,088 | $585,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 33,139 | $583,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 12,300 | $581,000 | thousands by filing date | call |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 12,035 | $581,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 49,100 | $579,000 | thousands by filing date | put |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 12,494 | $579,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 10,922 | $578,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 7,500 | $578,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 23,224 | $578,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 20,819 | $578,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 19,720 | $577,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 43,090 | $577,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 114,974 | $577,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 7,200 | $575,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 17,600 | $574,000 | thousands by filing date | put |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 13,934 | $573,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 41,100 | $573,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 15,700 | $573,000 | thousands by filing date | call |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 94,100 | $572,000 | thousands by filing date | put |
| FERRO CORP | 315405100 | COM | 62,720 | $572,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 41,069 | $572,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 51,000 | $571,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U282 | RENMINBI BOND | 22,259 | $570,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042870 | this filing | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-009994 | added | 2014-02-27 | acceptance time not in the bulk data set |