13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 7,940 holding rows worth $251,020,154,000.
- Accession
- 0001140361-13-042870
- Filer
- CIK 70858
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 18,344 entries on the cover page, a total value of $251,020,154,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $251,020,154,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerMerrill Lynch Portfolio Managers LTD028-14479
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 24,763 | $1,582,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 39,125 | $1,581,000 | thousands by filing date | call |
| REXNORD CORP | 76169B102 | COMMON STOCK | 75,718 | $1,575,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 60,993 | $1,571,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 40,260 | $1,570,000 | thousands by filing date | put |
| PHH CORP | 693320202 | COM NEW | 65,965 | $1,565,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 400,237 | $1,565,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 69,600 | $1,565,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 361,802 | $1,563,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 28,699 | $1,563,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 49,812 | $1,563,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 25,000 | $1,560,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 34,735 | $1,560,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 78,369 | $1,558,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 81,286 | $1,558,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 19,436 | $1,556,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 35,900 | $1,556,000 | thousands by filing date | put |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 294,909 | $1,554,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 38,026 | $1,550,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 328,606 | $1,548,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 29,162 | $1,545,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 78,659 | $1,545,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 113,529 | $1,544,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 75,781 | $1,540,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 130,387 | $1,539,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 222,364 | $1,537,000 | thousands by filing date | |
| WHITEWAVE FOODS CO | 966244204 | COM CL B | 76,176 | $1,537,000 | thousands by filing date | put |
| WHITEWAVE FOODS CO | 966244204 | COM CL B | 76,176 | $1,537,000 | thousands by filing date | call |
| STILLWATER MINING CO | 86074Q102 | COM | 139,395 | $1,535,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 48,562 | $1,534,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 50,677 | $1,534,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 162,425 | $1,532,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 15,341 | $1,532,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 21,372 | $1,530,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 294,783 | $1,527,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 54,523 | $1,527,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 406,909 | $1,525,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 19,457 | $1,521,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 65,963 | $1,518,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 53,260 | $1,517,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 88,628 | $1,512,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 25,000 | $1,511,000 | thousands by filing date | put |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 20,900 | $1,511,000 | thousands by filing date | put |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 21,452 | $1,511,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 27,825 | $1,507,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 10,900 | $1,507,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 22,713 | $1,504,000 | thousands by filing date | |
| EQUINIX INC | 29444UAG1 | CNV | 901,000 | $1,504,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 57,780 | $1,503,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 14,400 | $1,502,000 | thousands by filing date | put |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 13,200 | $1,498,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 26,200 | $1,497,000 | thousands by filing date | put |
| CSG SYSTEMS | 126349109 | COM | 59,788 | $1,497,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 201,210 | $1,497,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 61,077 | $1,496,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 146,200 | $1,495,000 | thousands by filing date | put |
| ANDINA ACQUISITION CORP | G0440W100 | COM | 148,000 | $1,490,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 66,659 | $1,486,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 135,070 | $1,484,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 248,600 | $1,481,000 | thousands by filing date | put |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 15,032 | $1,477,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 116,734 | $1,477,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 31,500 | $1,476,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813102 | COM | 21,070 | $1,473,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 23,449 | $1,471,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 3,900 | $1,467,000 | thousands by filing date | call |
| BRADY CORP | 104674106 | CL A | 47,989 | $1,464,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 60,993 | $1,464,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AA0 | NOTE 4.000% 2/1 | 1,340,000 | $1,464,000 | thousands by filing date | principal |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 116,337 | $1,460,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 37,657 | $1,459,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 78,515 | $1,458,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 326,137 | $1,458,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 1,384,000 | $1,457,000 | thousands by filing date | principal |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 179,409 | $1,456,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 17,000 | $1,455,000 | thousands by filing date | put |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 238,391 | $1,454,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 47,478 | $1,452,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 17,251 | $1,452,000 | thousands by filing date | |
| NASH FINCH CO | 631158102 | COM | 54,991 | $1,452,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 42,003 | $1,451,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 66,939 | $1,450,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 31,440 | $1,447,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 70,914 | $1,443,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 51,721 | $1,442,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 53,281 | $1,439,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 42,922 | $1,438,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 67,548 | $1,433,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 115,752 | $1,432,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 55,196 | $1,431,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 55,981 | $1,429,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 113,216 | $1,428,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 214,100 | $1,427,000 | thousands by filing date | call |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 22,582 | $1,424,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 76,010 | $1,422,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 314,525 | $1,422,000 | thousands by filing date | |
| ARRIS GROUP INC 2.000 | 04269QAC4 | NOTE | 1,320,000 | $1,419,000 | thousands by filing date | principal |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 39,025 | $1,417,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 119,493 | $1,416,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 64,245 | $1,416,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 29,000 | $1,415,000 | thousands by filing date | call |
| MITEL NETWORKS CORP | 60671Q104 | COM | 236,720 | $1,414,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 62,902 | $1,413,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 19,800 | $1,412,000 | thousands by filing date | call |
| BALCHEM CORP | 057665200 | COM | 27,263 | $1,411,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 128,309 | $1,410,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 67,027 | $1,409,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 243,547 | $1,408,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 119,523 | $1,407,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 20,462 | $1,406,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 59,929 | $1,406,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 8,643 | $1,405,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 96,200 | $1,404,000 | thousands by filing date | call |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 65,124 | $1,401,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 33,377 | $1,397,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 127,451 | $1,393,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 75,099 | $1,392,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 64,909 | $1,391,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 40,367 | $1,390,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 90,300 | $1,389,000 | thousands by filing date | call |
| ASSOCIATED BANC-CORP | 045487105 | COM | 89,584 | $1,388,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 29,863 | $1,388,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 97,717 | $1,387,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 16,600 | $1,387,000 | thousands by filing date | call |
| SOLARWINDS INC | 83416B109 | COM | 39,541 | $1,386,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 26,405 | $1,385,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 55,300 | $1,383,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 50,208 | $1,379,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 119,173 | $1,378,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 135,520 | $1,377,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 65,088 | $1,377,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 13,261 | $1,376,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 17,900 | $1,376,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 10,800 | $1,373,000 | thousands by filing date | put |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 260,730 | $1,371,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 48,038 | $1,371,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 18,215 | $1,368,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 106,233 | $1,368,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 239,848 | $1,365,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 1,109,000 | $1,365,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 53,617 | $1,364,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 49,700 | $1,362,000 | thousands by filing date | call |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 29,462 | $1,362,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 31,818 | $1,362,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 26,470 | $1,358,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 108,600 | $1,358,000 | thousands by filing date | call |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 87,032 | $1,357,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 25,800 | $1,356,000 | thousands by filing date | call |
| ALBANY INTL CORP | 012348108 | CL A | 37,715 | $1,352,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 75,388 | $1,352,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 93,294 | $1,352,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 59,501 | $1,351,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 20,346 | $1,350,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 39,940 | $1,349,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 44,421 | $1,346,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 49,487 | $1,345,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 213,001 | $1,345,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 117,044 | $1,344,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 199,719 | $1,342,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 34,977 | $1,339,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 49,286 | $1,335,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 90,891 | $1,333,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 99,043 | $1,329,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 15,200 | $1,328,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 44,500 | $1,327,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 278,500 | $1,326,000 | thousands by filing date | put |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 41,855 | $1,326,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 48,938 | $1,325,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 49,610 | $1,324,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 45,700 | $1,318,000 | thousands by filing date | put |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 101,380 | $1,318,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 17,987 | $1,317,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 1,003,000 | $1,317,000 | thousands by filing date | principal |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 152,833 | $1,316,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 54,812 | $1,316,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 29,695 | $1,314,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 35,152 | $1,310,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 28,393 | $1,307,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 139,000 | $1,306,000 | thousands by filing date | put |
| Walter Energy Inc | 93317Q105 | COM | 93,100 | $1,306,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 24,150 | $1,304,000 | thousands by filing date | call |
| ACTIVE NETWORK INC | 00506D100 | COM | 91,032 | $1,303,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 18,000 | $1,302,000 | thousands by filing date | call |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 69,127 | $1,300,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 17,100 | $1,298,000 | thousands by filing date | put |
| The Jones Group Inc | 48020T101 | COM | 86,500 | $1,298,000 | thousands by filing date | call |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 66,269 | $1,295,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 177,157 | $1,293,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 32,000 | $1,291,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 15,900 | $1,291,000 | thousands by filing date | call |
| AIRCASTLE LTD | G0129K104 | COM | 74,163 | $1,291,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 59,358 | $1,289,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 43,867 | $1,288,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 25,383 | $1,288,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 108,371 | $1,287,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 118,824 | $1,285,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 26,939 | $1,283,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 64,000 | $1,283,000 | thousands by filing date | call |
| COHERENT INC | 192479103 | COM | 20,890 | $1,282,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 29,512 | $1,282,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 95,276 | $1,282,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 67,580 | $1,276,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 124,500 | $1,274,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 85,656 | $1,274,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 44,840 | $1,273,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 25,270 | $1,273,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 78,984 | $1,269,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 55,413 | $1,268,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 25,877 | $1,268,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 88,100 | $1,268,000 | thousands by filing date | put |
| ZWEIG FUND INC. | 989834205 | COM | 93,818 | $1,267,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 102,195 | $1,266,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 43,223 | $1,265,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 101,179 | $1,265,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 14,000 | $1,261,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 16,300 | $1,261,000 | thousands by filing date | call |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 28,427 | $1,261,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 41,500 | $1,260,000 | thousands by filing date | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 6,000 | $1,258,000 | thousands by filing date | call |
| EVERCORE INC CLASS A | 29977A105 | Stock | 25,552 | $1,258,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 26,195 | $1,256,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 7,900 | $1,252,000 | thousands by filing date | put |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 15,112 | $1,251,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 74,931 | $1,251,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 46,933 | $1,250,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 86,167 | $1,249,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 16,706 | $1,245,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 48,431 | $1,243,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 47,958 | $1,243,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 116,916 | $1,242,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 32,576 | $1,241,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 60,564 | $1,240,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 85,622 | $1,238,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 15,300 | $1,238,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 95,003 | $1,234,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 30,540 | $1,232,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 24,800 | $1,231,000 | thousands by filing date | call |
| Flushing Financial Corp | 343873105 | Common Stock | 66,705 | $1,231,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 106,900 | $1,229,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 65,800 | $1,229,000 | thousands by filing date | put |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 33,860 | $1,229,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 28,482 | $1,227,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 44,710 | $1,227,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 76,198 | $1,226,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 42,799 | $1,226,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 461,742 | $1,223,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 32,101 | $1,222,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 15,948 | $1,220,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 64,504 | $1,220,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 88,298 | $1,219,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 29,014 | $1,219,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 11,556 | $1,218,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 6,700 | $1,216,000 | thousands by filing date | put |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,331,000 | $1,215,000 | thousands by filing date | principal |
| COPART INC COM | 217204106 | Stock | 38,200 | $1,214,000 | thousands by filing date | call |
| AMEDISYS INC | 023436108 | COM | 70,273 | $1,210,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 78,536 | $1,210,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 50,932 | $1,208,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 47,066 | $1,208,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 29,874 | $1,206,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 84,929 | $1,204,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 18,980 | $1,203,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 64,078 | $1,202,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 17,403 | $1,201,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 48,372 | $1,201,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 15,600 | $1,199,000 | thousands by filing date | put |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 96,425 | $1,198,000 | thousands by filing date | |
| Berry Petroleum | 085789105 | COM | 27,717 | $1,196,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 337,500 | $1,195,000 | thousands by filing date | call |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 25,935 | $1,193,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 23,644 | $1,193,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 59,630 | $1,192,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 16,782 | $1,191,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 69,947 | $1,189,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 125,258 | $1,187,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 21,307 | $1,183,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 160,578 | $1,182,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 168,565 | $1,181,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 77,134 | $1,177,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 14,053 | $1,177,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 11,583 | $1,176,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 191,179 | $1,175,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 87,237 | $1,172,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 87,800 | $1,172,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 26,100 | $1,172,000 | thousands by filing date | put |
| WORLD ACCEP CORPORATION | 981419104 | COM | 13,028 | $1,171,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 25,000 | $1,171,000 | thousands by filing date | put |
| OTTER TAIL CORP | 689648103 | COM | 42,368 | $1,170,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 21,200 | $1,169,000 | thousands by filing date | put |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 14,635 | $1,169,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 41,119 | $1,167,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 25,029 | $1,166,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 61,738 | $1,165,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 60,850 | $1,165,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 38,557 | $1,164,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 97,397 | $1,163,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 71,731 | $1,163,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 44,004 | $1,163,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 63,761 | $1,162,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 55,038 | $1,161,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 95,597 | $1,161,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 56,280 | $1,159,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 43,216 | $1,159,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 23,900 | $1,158,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 39,000 | $1,156,000 | thousands by filing date | put |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 19,287 | $1,155,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 7,803 | $1,154,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 236,537 | $1,154,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 69,215 | $1,153,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 47,420 | $1,152,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 16,081 | $1,150,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 26,006 | $1,150,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 89,750 | $1,150,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 15,724 | $1,146,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 29,159 | $1,146,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 50,097 | $1,143,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 22,400 | $1,143,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 53,535 | $1,141,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 72,432 | $1,141,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 17,800 | $1,138,000 | thousands by filing date | call |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 17,000 | $1,137,000 | thousands by filing date | put |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 59,700 | $1,137,000 | thousands by filing date | put |
| ROSS STORES INC COM | 778296103 | Stock | 15,600 | $1,136,000 | thousands by filing date | put |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 12,838 | $1,136,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 49,107 | $1,135,000 | thousands by filing date | |
| SMITHFIELD FOODS INC | 832248108 | COM | 33,400 | $1,134,000 | thousands by filing date | call |
| MERIT MED SYS INC COM | 589889104 | Stock | 93,372 | $1,133,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 15,200 | $1,133,000 | thousands by filing date | put |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 113,279 | $1,133,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 46,401 | $1,129,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 50,175 | $1,126,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 12,764 | $1,126,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 28,331 | $1,124,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 87,900 | $1,124,000 | thousands by filing date | put |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 53,541 | $1,123,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 78,000 | $1,122,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 40,800 | $1,121,000 | thousands by filing date | put |
| RBC BEARINGS INC COM | 75524B104 | Stock | 17,005 | $1,120,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 33,505 | $1,119,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 105,576 | $1,119,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 25,800 | $1,118,000 | thousands by filing date | call |
| ULTRA PETROLEUM CORP | 903914109 | COM | 54,300 | $1,117,000 | thousands by filing date | call |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 28,716 | $1,117,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 26,794 | $1,116,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 220,800 | $1,115,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 26,508 | $1,114,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 12,730 | $1,112,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 59,986 | $1,112,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 37,400 | $1,108,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 62,480 | $1,108,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 78,291 | $1,107,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 56,656 | $1,107,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A318 | NUVN S&P VRDO MN | 36,925 | $1,106,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 11,255 | $1,105,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 22,979 | $1,105,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 27,371 | $1,104,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 61,787 | $1,102,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 11,800 | $1,102,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 48,500 | $1,102,000 | thousands by filing date | put |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 73,351 | $1,102,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 48,300 | $1,101,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 14,395 | $1,099,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 152,427 | $1,099,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 36,188 | $1,098,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 47,680 | $1,096,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 21,600 | $1,096,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 35,197 | $1,095,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 324,900 | $1,095,000 | thousands by filing date | call |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 21,780 | $1,095,000 | thousands by filing date | call |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 57,773 | $1,093,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 23,700 | $1,093,000 | thousands by filing date | call |
| LINDSAY CORPORATION | 535555106 | COM | 13,361 | $1,090,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 205,023 | $1,089,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 790,000 | $1,088,000 | thousands by filing date | principal |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 78,490 | $1,084,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 41,700 | $1,083,000 | thousands by filing date | put |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 48,624 | $1,081,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 16,614 | $1,077,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 403,600 | $1,077,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 46,805 | $1,076,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 56,895 | $1,075,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 43,788 | $1,074,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 82,204 | $1,074,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 29,200 | $1,073,000 | thousands by filing date | call |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 21,689 | $1,072,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 34,768 | $1,069,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 52,572 | $1,069,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 60,600 | $1,068,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 16,200 | $1,066,000 | thousands by filing date | call |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 114,092 | $1,066,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 84,146 | $1,065,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 147,423 | $1,065,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 17,878 | $1,064,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 28,876 | $1,064,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 118,389 | $1,064,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 49,550 | $1,061,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 17,000 | $1,058,000 | thousands by filing date | call |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 23,207 | $1,057,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 69,306 | $1,057,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 33,900 | $1,055,000 | thousands by filing date | call |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 95,600 | $1,051,000 | thousands by filing date | put |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 63,097 | $1,051,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 21,417 | $1,050,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 31,431 | $1,050,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 18,600 | $1,049,000 | thousands by filing date | call |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 17,245 | $1,047,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 15,000 | $1,046,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 28,200 | $1,046,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 18,186 | $1,045,000 | thousands by filing date | |
| GREATER CHINA FD INC COM | 39167B102 | MUTUAL | 91,607 | $1,043,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 390,337 | $1,042,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 115,284 | $1,042,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 21,469 | $1,039,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 61,280 | $1,039,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 41,611 | $1,038,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 29,600 | $1,037,000 | thousands by filing date | call |
| PHARMACYCLICS INC | 716933106 | COM | 7,500 | $1,037,000 | thousands by filing date | put |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 27,600 | $1,037,000 | thousands by filing date | put |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 79,811 | $1,037,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 12,433 | $1,036,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 39,978 | $1,035,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 30,393 | $1,034,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 51,000 | $1,033,000 | thousands by filing date | put |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 36,088 | $1,032,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 8,660 | $1,031,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 35,354 | $1,031,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 82,419 | $1,028,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 62,973 | $1,026,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 174,400 | $1,025,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 42,346 | $1,025,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 69,959 | $1,024,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 16,800 | $1,024,000 | thousands by filing date | call |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 56,226 | $1,018,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 14,325 | $1,018,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 27,400 | $1,016,000 | thousands by filing date | put |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 791,000 | $1,016,000 | thousands by filing date | principal |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 252,672 | $1,016,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 31,115 | $1,015,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 160,414 | $1,015,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 43,587 | $1,015,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 29,300 | $1,014,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 83,007 | $1,013,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 24,700 | $1,011,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 15,700 | $1,008,000 | thousands by filing date | put |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 93,038 | $1,008,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 78,235 | $1,007,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 29,076 | $1,005,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 34,622 | $1,003,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 64,211 | $1,002,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 24,116 | $1,002,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 62,872 | $1,002,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 28,961 | $1,000,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 17,271 | $998,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 15,400 | $998,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 51,782 | $998,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 99,860 | $998,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 51,603 | $997,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 40,928 | $996,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 76,413 | $995,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 977,000 | $995,000 | thousands by filing date | principal |
| ACTAVIS INC | 00507K103 | COM | 6,900 | $994,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 76,600 | $991,000 | thousands by filing date | put |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 40,273 | $991,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 46,076 | $990,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 39,300 | $990,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 24,275 | $989,000 | thousands by filing date | call |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 16,782 | $988,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 173,400 | $988,000 | thousands by filing date | call |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 339,770 | $988,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 82,964 | $987,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 16,558 | $986,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 65,243 | $984,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 104,570 | $983,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 61,111 | $983,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 84,911 | $982,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 35,706 | $979,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 32,340 | $978,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 89,363 | $978,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 48,531 | $978,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 66,800 | $975,000 | thousands by filing date | call |
| II VI INC | 902104108 | COM | 51,870 | $974,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 55,389 | $964,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 30,300 | $964,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855RAA8 | NOTE | 785,000 | $962,000 | thousands by filing date | principal |
| CUBIC CORP | 229669106 | COM | 17,890 | $961,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 11,894 | $960,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 52,854 | $959,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 65,212 | $956,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 1,000,000 | $956,000 | thousands by filing date | principal |
| BROWN SHOE COMPANY INC | 115736100 | COM | 40,704 | $955,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 12,037 | $954,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 19,200 | $953,000 | thousands by filing date | put |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 51,786 | $951,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 12,400 | $950,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW | 171871106 | COM | 349,144 | $950,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 39,849 | $948,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 27,300 | $948,000 | thousands by filing date | call |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 21,480 | $947,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 52,950 | $943,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 60,720 | $942,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042870 | this filing | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-009994 | added | 2014-02-27 | acceptance time not in the bulk data set |