13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 6,183 holding rows worth $130,167,920,000.
- Accession
- 0001140361-13-042767
- Filer
- CIK 1000275
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 18,269 entries on the cover page, a total value of $130,167,920,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $130,167,920,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerROYAL BANK OF CANADA INVESTMENT MANAGEMENT (UK) LTD028-11367
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerSky Investment Counsel Inc028-12562
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIFE TIME FITNESS INC | 53217R207 | COM | 15,140 | $779,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 24,490 | $779,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 37,304 | $779,000 | thousands by filing date | principal |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 45,820 | $777,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 47,983 | $776,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 20,091 | $775,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 344,023 | $774,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 21,123 | $773,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 21,395 | $773,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 12,094 | $772,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 27,416 | $772,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 10,291 | $771,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 28,313 | $771,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 13,300 | $771,000 | thousands by filing date | call |
| ALLIENT INC | 019330109 | COM | 95,034 | $769,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 48,981 | $767,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 60,910 | $766,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 58,530 | $765,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 27,686 | $762,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 75,977 | $760,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 27,121 | $759,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 69,747 | $759,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 103,480 | $759,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 15,086 | $758,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 17,125 | $758,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 198,600 | $757,000 | thousands by filing date | put |
| LYDALL INC | 550819106 | COMMON STOCK | 44,000 | $755,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 228,348 | $753,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 11,690 | $752,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 66,869 | $752,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 13,773 | $750,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 24,474 | $748,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 132,600 | $748,000 | thousands by filing date | |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 600,000 | $748,000 | thousands by filing date | principal |
| CONMED CORP COM | 207410101 | Stock | 22,000 | $747,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 121,353 | $747,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 117,436 | $746,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 75,026 | $746,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 85,561 | $743,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 33,907 | $743,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 29,520 | $741,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 17,625 | $740,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 18,049 | $740,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 23,550 | $740,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 17,961 | $739,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 32,379 | $739,000 | thousands by filing date | |
| PRICELINE COM INC | 741503AN6 | BOND | 220,000 | $735,000 | thousands by filing date | principal |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 67,084 | $734,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 34,337 | $734,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 31,959 | $734,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 46,898 | $734,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 56,700 | $733,000 | thousands by filing date | call |
| UNIFIRST CORP MASS | 904708104 | COM | 7,007 | $732,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 33,476 | $732,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 20,554 | $731,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 29,097 | $731,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 46,815 | $731,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 34,196 | $731,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 55,938 | $729,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 47,090 | $729,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 50,104 | $728,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 74,768 | $728,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 13,544 | $727,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 30,220 | $726,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 13,090 | $725,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 46,390 | $725,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 9,850 | $724,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 56,204 | $724,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 59,283 | $723,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 41,308 | $722,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 21,435 | $721,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 34,320 | $720,000 | thousands by filing date | principal |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 22,358 | $719,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 146,845 | $718,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 40,744 | $718,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 61,208 | $717,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 91,000 | $717,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 61,963 | $716,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 55,496 | $716,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 35,113 | $716,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 13,392 | $716,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 21,162 | $715,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 31,397 | $714,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 76,961 | $713,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 170,568 | $713,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 39,202 | $711,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 27,227 | $711,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 31,653 | $710,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 60,062 | $709,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 11,684 | $708,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 82,829 | $708,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 84,294 | $708,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 8,933 | $707,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 11,893 | $706,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 36,143 | $706,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 12,420 | $705,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 40,300 | $701,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 24,500 | $701,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 41,605 | $701,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 62,954 | $701,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 20,000 | $700,000 | thousands by filing date | put |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 22,763 | $700,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 96,475 | $698,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 7,934 | $693,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 26,397 | $693,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 56,516 | $693,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 18,882 | $691,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 25,519 | $691,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 251 | $690,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 31,593 | $690,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 26,505 | $689,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 60,300 | $689,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 49,138 | $687,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 24,200 | $684,000 | thousands by filing date | call |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 10,262 | $683,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 8,729 | $683,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 25,721 | $681,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 18,849 | $681,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 44,134 | $680,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 17,195 | $679,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 101,679 | $678,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 56,621 | $677,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 14,730 | $675,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 7,680 | $675,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 13,534 | $674,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 13,910 | $674,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 28,986 | $674,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 61,724 | $674,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 8,695 | $673,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 48,000 | $673,000 | thousands by filing date | put |
| RUCKUS WIRELESS INC | 781220108 | COM | 40,015 | $673,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 7,694 | $672,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 198,709 | $671,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 20,492 | $670,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 22,971 | $670,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 46,000 | $669,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 33,200 | $668,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 34,200 | $668,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 15,267 | $668,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 22,779 | $666,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 10,370 | $664,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 38,502 | $663,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 19,826 | $662,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 13,447 | $661,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 25,541 | $660,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 34,800 | $659,000 | thousands by filing date | put |
| NAVIGATORS GROUP INC | 638904102 | COM | 11,400 | $659,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 18,011 | $658,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 33,280 | $657,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 21,519 | $656,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 13,273 | $656,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 41,964 | $656,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 11,713 | $655,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 24,304 | $655,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 47,200 | $653,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 52,975 | $653,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 17,000 | $652,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 45,819 | $650,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 26,005 | $649,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 41,270 | $649,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 51,019 | $648,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 52,000 | $648,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 31,660 | $647,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 63,582 | $647,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 41,000 | $645,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 24,041 | $645,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 23,491 | $645,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 32,201 | $642,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 21,552 | $642,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 105,803 | $642,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 46,250 | $642,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 13,622 | $641,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 12,399 | $640,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 35,241 | $639,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 13,300 | $637,000 | thousands by filing date | call |
| STATE STREET | 78463X798 | COMMON STOCK | 27,275 | $637,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 133,900 | $636,000 | thousands by filing date | call |
| ANGIODYNAMICS INC | 03475V101 | COM | 48,110 | $635,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 34,579 | $635,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 19,787 | $634,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 26,338 | $633,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 27,538 | $633,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 23,748 | $632,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 13,315 | $632,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461407 | CONSMR SVC GEM | 28,556 | $632,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 50,416 | $631,000 | thousands by filing date | |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 50,000 | $630,000 | thousands by filing date | call |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 27,450 | $628,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 22,198 | $628,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 8,647 | $627,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 18,337 | $627,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 26,575 | $627,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 11,562 | $625,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 25,067 | $625,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 25,509 | $625,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 19,517 | $624,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 305,772 | $624,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 118,642 | $623,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 23,993 | $623,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 8,300 | $623,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 25,000 | $622,000 | thousands by filing date | call |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 18,897 | $621,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 27,087 | $621,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 19,214 | $620,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 7,317 | $619,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 21,000 | $619,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 50,931 | $618,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 12,420 | $617,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 116,915 | $616,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 46,260 | $616,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 9,517 | $614,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 28,268 | $614,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 21,860 | $613,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 22,978 | $613,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 7,900 | $611,000 | thousands by filing date | put |
| PEOPLES BANCORP INC | 709789101 | COM | 29,201 | $610,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 10,172 | $610,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 34,759 | $609,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 11,500 | $609,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 13,500 | $609,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 39,100 | $609,000 | thousands by filing date | call |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 39,946 | $608,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 46,877 | $608,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 16,600 | $607,000 | thousands by filing date | put |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 62,324 | $607,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 42,475 | $606,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 21,421 | $605,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 23,339 | $603,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 8,292 | $601,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 17,993 | $601,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 4,395 | $601,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 30,315 | $601,000 | thousands by filing date | principal |
| OTTER TAIL CORP | 689648103 | COM | 21,670 | $598,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 9,368 | $598,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 18,367 | $598,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 15,760 | $598,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 29,633 | $596,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 19,845 | $595,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 45,309 | $594,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 10,790 | $593,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 28,932 | $592,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 36,877 | $591,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 11,581 | $591,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 44,730 | $590,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 11,769 | $590,000 | thousands by filing date | principal |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 27,060 | $590,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 21,214 | $589,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 9,237 | $587,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 44,862 | $585,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 26,366 | $585,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 5,205 | $585,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 33,000 | $584,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 19,996 | $584,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 17,079 | $584,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 52,177 | $583,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 10,816 | $583,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461100 | EGSHARE GEM COMP | 26,106 | $582,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 34,207 | $581,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 38,000 | $581,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 32,452 | $581,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 34,046 | $581,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 21,666 | $580,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 55,720 | $580,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 89,248 | $580,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 19,706 | $579,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U530 | LAT AM SML CAP | 28,696 | $579,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 67,500 | $577,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 12,778 | $576,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 31,075 | $576,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 15,475 | $576,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 26,014 | $576,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 20,601 | $575,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 44,274 | $575,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 6,028 | $573,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 24,811 | $572,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461886 | TELECOM GEMS | 29,075 | $572,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 38,470 | $570,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 33,560 | $569,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 50,005 | $567,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 17,705 | $567,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 39,770 | $567,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 121,297 | $566,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 11,167 | $566,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 27,746 | $564,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 40,800 | $564,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 11,275 | $564,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 6,822 | $564,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 16,333 | $563,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 3,341 | $561,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 11,342 | $560,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 11,092 | $560,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 38,117 | $560,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 12,687 | $559,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 9,971 | $559,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 16,122 | $559,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 4,705 | $558,000 | thousands by filing date | |
| ISHARES MSCI EM ENRGY | 464286376 | CMN | 14,278 | $558,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 25,869 | $557,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 95,000 | $557,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 8,993 | $556,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 60,978 | $556,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 25,200 | $556,000 | thousands by filing date | |
| DYNAMICS RESEARCH CORP | 268057106 | COM | 73,098 | $556,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,741 | $555,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 33,147 | $555,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 63,240 | $554,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 38,604 | $553,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 81,200 | $552,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 39,510 | $552,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 89,920 | $549,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 8,758 | $547,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 34,978 | $546,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 52,800 | $545,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 6,485 | $544,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 16,396 | $544,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 35,250 | $543,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 16,608 | $542,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 25,200 | $540,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 137,454 | $540,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 3,312 | $539,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 47,481 | $539,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 28,090 | $539,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 30,502 | $539,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 9,411 | $539,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 15,069 | $538,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 28,052 | $538,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 16,157 | $536,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 8,667 | $535,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 28,932 | $535,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 11,182 | $535,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 11,867 | $533,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 19,000 | $532,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 22,631 | $532,000 | thousands by filing date | principal |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 24,646 | $531,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 5,055 | $529,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 14,600 | $529,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 8,330 | $528,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 20,874 | $528,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 1,314,591 | $526,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 39,980 | $526,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 18,594 | $525,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 37,513 | $525,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 41,900 | $524,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 22,160 | $524,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 8,600 | $523,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 7,832 | $523,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 69,453 | $522,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 40,142 | $522,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 14,745 | $521,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 33,000 | $520,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 14,327 | $520,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 23,460 | $519,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 53,516 | $519,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 15,010 | $517,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 22,348 | $517,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 29,200 | $517,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 24,624 | $515,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 38,000 | $515,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 26,000 | $514,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 65,377 | $512,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 50,000 | $512,000 | thousands by filing date | call |
| FOSTER WHEELER AG | H27178104 | COM | 19,425 | $512,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 19,550 | $511,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 28,673 | $511,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 13,537 | $510,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 13,114 | $510,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 8,776 | $509,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 11,209 | $508,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 40,912 | $507,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 18,883 | $506,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 16,353 | $504,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 21,017 | $504,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 33,498 | $503,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 20,186 | $503,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 18,498 | $502,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 495,000 | $499,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 13,977 | $498,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 36,990 | $497,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 19,037 | $494,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 5,389 | $494,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 12,673 | $494,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 10,900 | $493,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 31,851 | $492,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 48,100 | $491,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 86,620 | $491,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 20,093 | $490,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 7,784 | $488,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 22,061 | $488,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 38,000 | $488,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 8,802 | $487,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 28,658 | $487,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 41,000 | $487,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 29,240 | $486,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 17,031 | $486,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 26,864 | $484,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 12,814 | $483,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 9,520 | $483,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 7,110 | $483,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,000 | $481,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 400,000 | $481,000 | thousands by filing date | principal |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 15,698 | $480,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 23,892 | $480,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 12,448 | $479,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 19,026 | $479,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 31,251 | $478,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 41,428 | $478,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 11,891 | $478,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 9,586 | $477,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 58,014 | $477,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 10,005 | $476,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 31,464 | $475,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 29,575 | $473,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 24,036 | $473,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 8,312 | $472,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 36,305 | $472,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 40,347 | $472,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 34,333 | $472,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 32,696 | $471,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 12,450 | $471,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 47,244 | $471,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 47,851 | $470,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 29,161 | $469,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 133,060 | $469,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 8,400 | $468,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 89,600 | $468,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 20,441 | $467,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 31,224 | $466,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 5,438 | $466,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 15,072 | $465,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 20,288 | $465,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 57,337 | $464,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 11,927 | $464,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 25,657 | $464,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 6,389 | $464,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 19,705 | $463,000 | thousands by filing date | |
| EGShares Health Care Gems ETF | 268461605 | COM | 19,645 | $463,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 14,820 | $462,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 27,242 | $462,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 36,565 | $462,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 16,052 | $461,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 44,300 | $461,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y105 | COM | 46,940 | $461,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 56,479 | $460,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 38,119 | $460,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 9,809 | $459,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 14,926 | $459,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 17,865 | $458,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 45,628 | $456,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 24,818 | $455,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 20,114 | $455,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 102,056 | $455,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 23,650 | $451,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 26,006 | $450,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 9,320 | $450,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 40,504 | $450,000 | thousands by filing date | |
| GREATER CHINA FD INC COM | 39167B102 | MUTUAL | 39,524 | $450,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 29,392 | $449,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 16,100 | $448,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 34,694 | $447,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 6,109 | $446,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 18,089 | $446,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 11,302 | $445,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 22,206 | $445,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 39,635 | $445,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 7,368 | $445,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 4,901 | $444,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 98,818 | $443,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 24,920 | $443,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 9,016 | $442,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 23,513 | $442,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 15,575 | $441,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 7,330 | $441,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 35,129 | $441,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 52,221 | $441,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 7,412 | $441,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 8,749 | $441,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 22,172 | $441,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 8,557 | $440,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 18,750 | $440,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 33,463 | $440,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 39,792 | $439,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 14,100 | $438,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 16,282 | $438,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 13,743 | $435,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 13,031 | $433,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 30,572 | $433,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 32,986 | $432,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 18,963 | $432,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 13,100 | $432,000 | thousands by filing date | put |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 77,260 | $431,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 67,845 | $431,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 34,286 | $431,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 29,798 | $430,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 31,962 | $429,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 61,000 | $429,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 4,732 | $428,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 22,750 | $428,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 16,015 | $428,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 14,094 | $427,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 16,210 | $427,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042767 | this filing | 2013-11-14 | acceptance time not in the bulk data set |