13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 6,183 holding rows worth $130,167,920,000.
- Accession
- 0001140361-13-042767
- Filer
- CIK 1000275
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 18,269 entries on the cover page, a total value of $130,167,920,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $130,167,920,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerROYAL BANK OF CANADA INVESTMENT MANAGEMENT (UK) LTD028-11367
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerSky Investment Counsel Inc028-12562
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 300 | $1,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 631 | $1,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 82 | $1,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 103 | $1,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 885 | $1,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 273 | $1,000 | thousands by filing date | |
| GSE HOLDING INC | 36191X100 | COM | 286 | $1,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 148 | $1,000 | thousands by filing date | |
| MPG OFFICE TR INC | 553274101 | COM | 188 | $1,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 350 | $1,000 | thousands by filing date | |
| THOMAS PPTYS GROUP INC | 884453101 | COM | 136 | $1,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 2,500 | $1,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 68 | $1,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 585 | $1,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 172 | $1,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 671 | $1,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 500 | $1,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 114 | $1,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 46 | $1,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 639 | $1,000 | thousands by filing date | |
| CLIFTON SAVINGS BANCORP INC | 18712Q103 | COM | 78 | $1,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 170 | $1,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 101 | $1,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 208 | $1,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 381 | $1,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 391 | $1,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 625 | $1,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 803 | $1,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 2,031 | $1,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 150 | $1,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 288 | $1,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 64 | $1,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 31 | $1,000 | thousands by filing date | |
| PRIMUS TELECOMMUNICATIONS GR | 741929301 | COM | 328 | $1,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 998 | $1,000 | thousands by filing date | |
| BLACKROCK HIGH YIELD TR | 09248N102 | SHS | 200 | $1,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 1,000 | $1,000 | thousands by filing date | principal |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 441 | $1,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 40 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 40 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A616 | PSHS ULCONSM NEW | 49 | $1,000 | thousands by filing date | |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 162 | $1,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 70 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B457 | MSCI HK SML CP | 44 | $1,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 10 | $1,000 | thousands by filing date | |
| CARDERO RES CORP | 14140U105 | COM | 5,000 | $1,000 | thousands by filing date | |
| BLUEPHOENIX SOLUTIONS LTD | M20157117 | SHS NEW | 250 | $1,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 61 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 52 | $1,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 157 | $1,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 32 | $1,000 | thousands by filing date | |
| COEUR MNG INC | 192108116 | *W EXP 04/16/201 | 584 | $1,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 207 | $1,000 | thousands by filing date | |
| OXYGEN BIOTHERAPEUTICS INC | 69207P308 | COM PAR $0.0001 | 709 | $1,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 44 | $1,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 129 | $1,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 63 | $1,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CADIZ INC | 127537207 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIMULATIONS PLUS INC | 829214105 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCURAY INC DEL | 004397105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGILYSYS INC | 00847J105 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 340 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S CONCRETE INC | 90333L201 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEST CORP | 461147100 | COMMON STOCK | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANTRONIX INC | 516548203 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEY TRONIC CORP | 493144109 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENECA FOODS CORP NEW | 817070105 | CL B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United Parcel Service, Inc | 917286106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LO JACK CORP | 539451104 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTBANK CORPORATION | 33761G104 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGENUS INC | 00847G705 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITERIS INC NEW | 46564T107 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lee Enterprises Inc | 523768109 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Alvarion Ltd | M0861T118 | Common / Ordinary Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS HLDG CO MISS | 174715102 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMULUS MEDIA INC | 231082108 | CL A | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONE PINE RES INC | 54222A106 | COM | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 2,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALON USA ENERGY INC | 020520102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERSO PAPER CORP | 92531L108 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837409 | COM NEW | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AASTROM BIOSCIENCES INC | 00253U305 | COM NEW | 1,562 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOODRICH PETE CORP | 382410405 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CINEDIGM DIGITAL CINEMA - A | 172407108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGI LABORATORIES INC | 449575109 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOTHYREON INC | 682324108 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LCA-VISION INC | 501803308 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LRAD CORP | 50213V109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUDIENCE INC | 05070J102 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GTX INC | 40052B108 | COM | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOOPER HOLMES INC | 439104100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIPS BAY MEDICAL INC | 49726K105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSQUARE CORP | 11776U300 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOPHOTONICS CORP | 64051T100 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NASB FINANCIAL INC | 628968109 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RECOVERY ENERGY INC | 75626X202 | COM NEW | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OWENS CORNING WARRANT | 690742127 | COMMON | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USEC INC | 90333E207 | COMMON | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOTALITY INC | 27922Y202 | COM NEW | 190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIME ENERGY CO | 53261U205 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 169 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SARATOGA RES INC | 803521103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X336 | ULTRASHRT TIPS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTERSIGHT CORP | 577097108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CSR PLC | 12640Y205 | SPONSORED ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVETT MINERALS INC | 761505205 | COM NEW | 401 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIO INC | 451033104 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBIENT CORP | 02318N201 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESUD SA COMERCIAL | P3311R192 | *W EXP 05/22/201 | 8,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 178 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNET PATENTS CORP | 46063G101 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| World Energy Solutions Inc. | 98145W208 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSCAPE INC | 37940G109 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QC HLDGS INC | 74729T101 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTREMED INC | 29382F202 | COM | 164 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTAIR NANOTECHNOLOGIES INC | 021373303 | COM PAR $0.001 | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA PRECISION STEEL INC | 16941J205 | COM NEW | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWLEAD HOLDINGS LTD | G64626115 | SHS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST II | 73936Q736 | FDMTL EMKLODBT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIA CERVECERIAS-RTS | 204429112 | Com | 736 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042767 | this filing | 2013-11-14 | acceptance time not in the bulk data set |