13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 6,183 holding rows worth $130,167,920,000.
- Accession
- 0001140361-13-042767
- Filer
- CIK 1000275
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 18,269 entries on the cover page, a total value of $130,167,920,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $130,167,920,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerROYAL BANK OF CANADA INVESTMENT MANAGEMENT (UK) LTD028-11367
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerSky Investment Counsel Inc028-12562
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 50,348 | $2,676,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 102,321 | $2,663,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 32,057 | $2,661,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 56,810 | $2,658,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 30,000 | $2,651,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 41,800 | $2,650,000 | thousands by filing date | put |
| LEXMARK INTL NEW | 529771107 | CL A | 80,300 | $2,650,000 | thousands by filing date | call |
| BRINKER INTL INC COM | 109641100 | Stock | 65,327 | $2,648,000 | thousands by filing date | |
| MGC | 921910873 | COM | 46,073 | $2,646,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 134,022 | $2,642,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 264,856 | $2,638,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 114,106 | $2,636,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 149,814 | $2,635,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 169,838 | $2,634,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 90,947 | $2,634,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 76,126 | $2,633,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 61,743 | $2,627,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 70,475 | $2,624,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 54,264 | $2,623,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 115,238 | $2,615,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 51,670 | $2,611,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 59,550 | $2,607,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 64,519 | $2,606,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 61,000 | $2,605,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 356,269 | $2,604,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 47,297 | $2,603,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 91,035 | $2,602,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 22,697 | $2,598,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 124,621 | $2,597,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 88,562 | $2,597,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 80,000 | $2,594,000 | thousands by filing date | put |
| AOL INC | 00184X105 | COM | 75,000 | $2,594,000 | thousands by filing date | put |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 110,503 | $2,593,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 49,522 | $2,588,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 30,377 | $2,587,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 46,588 | $2,585,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 85,000 | $2,582,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 103,230 | $2,578,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 233,521 | $2,566,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 30,000 | $2,554,000 | thousands by filing date | put |
| CLECO CORP NEW | 12561W105 | COM | 56,952 | $2,554,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 22,221 | $2,549,000 | thousands by filing date | |
| PROSHARES SHORT SMALLCAP600 | 74347R784 | COM | 159,881 | $2,549,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 148,250 | $2,544,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 93,828 | $2,537,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 302,880 | $2,532,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 33,944 | $2,530,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 32,730 | $2,527,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 258,819 | $2,523,000 | thousands by filing date | |
| AMERICAN PACIFIC CORP | 028740108 | COM | 45,820 | $2,509,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 46,376 | $2,507,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 58,500 | $2,505,000 | thousands by filing date | call |
| MIDDLEBYCORP | 596278101 | STOK | 11,990 | $2,504,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 100,000 | $2,501,000 | thousands by filing date | put |
| FIFTH & PAC COS INC | 316645100 | COM | 99,276 | $2,496,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 133,392 | $2,495,000 | thousands by filing date | |
| BARNES GROUP INC | 067806AD1 | BOND | 2,000,000 | $2,495,000 | thousands by filing date | principal |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 34,626 | $2,481,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 75,012 | $2,476,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 316,822 | $2,475,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 109,356 | $2,475,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 88,291 | $2,473,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 31,700 | $2,472,000 | thousands by filing date | call |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 24,347 | $2,470,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 51,043 | $2,466,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 41,500 | $2,461,000 | thousands by filing date | put |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 56,373 | $2,460,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 106,567 | $2,458,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 101,350 | $2,457,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 30,683 | $2,452,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 300,000 | $2,451,000 | thousands by filing date | put |
| Vale Sa | 91912E204 | COM | 172,461 | $2,450,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 64,335 | $2,430,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 86,845 | $2,428,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 123,762 | $2,425,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 94,615 | $2,418,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 66,273 | $2,416,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 136,238 | $2,414,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 113,415 | $2,413,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 57,083 | $2,413,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 106,302 | $2,411,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 51,199 | $2,404,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 21,593 | $2,402,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 24,466 | $2,401,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 105,632 | $2,390,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 64,292 | $2,389,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 77,870 | $2,388,000 | thousands by filing date | |
| SMITHFIELD FOODS INC | 832248108 | COM | 70,000 | $2,378,000 | thousands by filing date | put |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 112,712 | $2,370,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 125,000 | $2,366,000 | thousands by filing date | call |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 58,744 | $2,356,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 119,364 | $2,354,000 | thousands by filing date | |
| PROSHARES TR | 74347R487 | PSHS ULT 2000 GR | 27,701 | $2,353,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 72,046 | $2,349,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 42,287 | $2,348,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 70,000 | $2,346,000 | thousands by filing date | call |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 214,576 | $2,345,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 227,898 | $2,343,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 118,729 | $2,341,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 22,574 | $2,340,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 40,241 | $2,337,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 75,889 | $2,335,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 46,767 | $2,331,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 84,856 | $2,329,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 41,566 | $2,326,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 27,646 | $2,323,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 40,449 | $2,322,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 28,663 | $2,316,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 50,000 | $2,315,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 93,770 | $2,313,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 149,254 | $2,312,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 114,700 | $2,309,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 85,279 | $2,304,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 153,186 | $2,302,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 41,990 | $2,299,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 50,000 | $2,294,000 | thousands by filing date | put |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 75,000 | $2,291,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 62,150 | $2,284,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 45,000 | $2,274,000 | thousands by filing date | call |
| NEW GERMANY FD INC | 644465106 | COM | 110,045 | $2,266,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 55,000 | $2,265,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 93,385 | $2,259,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 174,373 | $2,258,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 111,770 | $2,249,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 144,025 | $2,244,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 108,479 | $2,241,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 134,700 | $2,231,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 110,800 | $2,229,000 | thousands by filing date | call |
| RACKSPACE HOSTING INC | 750086100 | COM | 42,234 | $2,228,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 158,136 | $2,224,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 33,325 | $2,222,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 66,188 | $2,215,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 118,206 | $2,212,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 59,356 | $2,212,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 87,601 | $2,212,000 | thousands by filing date | principal |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 77,585 | $2,205,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 48,161 | $2,201,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 236,586 | $2,200,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 131,155 | $2,196,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 471,486 | $2,192,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 150,000 | $2,189,000 | thousands by filing date | put |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 150,000 | $2,189,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890109 | COM | 85,708 | $2,188,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC | 538034AB5 | CORPORATE OBLIG | 2,156,000 | $2,186,000 | thousands by filing date | principal |
| MSCI INC COM | 55354G100 | Stock | 54,035 | $2,175,000 | thousands by filing date | |
| MAC-GRAY CORP | 554153106 | COMMON STOCK | 149,266 | $2,173,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 77,100 | $2,173,000 | thousands by filing date | call |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 49,239 | $2,172,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 17,418 | $2,171,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 63,449 | $2,167,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 41,975 | $2,162,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 196,647 | $2,161,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 21,477 | $2,158,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 34,404 | $2,155,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 5,000 | $2,144,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 101,300 | $2,141,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 33,400 | $2,137,000 | thousands by filing date | call |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 84,873 | $2,136,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 261,200 | $2,134,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 28,408 | $2,134,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 36,000 | $2,134,000 | thousands by filing date | put |
| KONA GRILL INC | 50047H201 | COM | 183,692 | $2,134,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 54,854 | $2,132,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 48,305 | $2,130,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 122,342 | $2,130,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 160,168 | $2,128,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 59,088 | $2,128,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 56,300 | $2,119,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 16,799 | $2,116,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 149,757 | $2,115,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 30,832 | $2,111,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 45,176 | $2,107,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 20,744 | $2,099,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 173,275 | $2,098,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 258,299 | $2,097,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 77,449 | $2,096,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 161,430 | $2,095,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 69,647 | $2,092,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 97,087 | $2,082,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 39,414 | $2,082,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 42,354 | $2,081,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 65,358 | $2,075,000 | thousands by filing date | |
| TOWER GROUP INTL LTD | 891777AC8 | NOTE | 2,325,000 | $2,075,000 | thousands by filing date | principal |
| TRIANGLE CAP CORP | 895848109 | COM | 70,621 | $2,074,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 5,753,000 | $2,071,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 48,479 | $2,066,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 21,103 | $2,049,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 38,709 | $2,045,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 23,990 | $2,044,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 140,004 | $2,040,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 62,962 | $2,039,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 33,880 | $2,035,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 378,079 | $2,034,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 27,382 | $2,028,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 54,942 | $2,027,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 44,041 | $2,027,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 78,261 | $2,025,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 90,208 | $2,024,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 34,893 | $2,024,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 55,208 | $2,022,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 137,750 | $2,019,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 29,984 | $2,018,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 99,038 | $2,012,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 107,368 | $2,008,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 57,591 | $2,001,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 20,857 | $1,999,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 86,445 | $1,999,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 37,500 | $1,997,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 46,737 | $1,996,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 36,712 | $1,995,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 63,901 | $1,993,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 53,836 | $1,990,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 29,831 | $1,988,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 98,881 | $1,984,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 115,565 | $1,979,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 411,056 | $1,977,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 40,520 | $1,977,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 103,531 | $1,973,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 91,790 | $1,971,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 50,159 | $1,967,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 50,000 | $1,966,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 84,983 | $1,966,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 23,030 | $1,965,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 154,608 | $1,962,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 218,000 | $1,962,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 45,781 | $1,958,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 63,719 | $1,958,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 79,000 | $1,957,000 | thousands by filing date | put |
| GENESEE & WYOMING INC | 371559105 | CL A | 21,018 | $1,955,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 185,314 | $1,954,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 185,000 | $1,952,000 | thousands by filing date | call |
| PETSMART INC | 716768106 | COM | 25,562 | $1,950,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 240,000 | $1,949,000 | thousands by filing date | call |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 74,096 | $1,941,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 25,000 | $1,930,000 | thousands by filing date | put |
| ENVIRI CORP | 415864107 | COM | 77,136 | $1,921,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 62,850 | $1,917,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 40,000 | $1,917,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 51,379 | $1,916,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 80,077 | $1,915,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 28,163 | $1,913,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 47,040 | $1,913,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 52,792 | $1,899,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 57,711 | $1,899,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 20,311 | $1,898,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 35,600 | $1,890,000 | thousands by filing date | call |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 67,455 | $1,888,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 40,800 | $1,887,000 | thousands by filing date | |
| PROSHARES ULTRA RUSS2000 VAL | 74347R479 | PSHS | 38,482 | $1,884,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 393,891 | $1,882,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 263,876 | $1,878,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 206,355 | $1,876,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 193,986 | $1,874,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 84,272 | $1,874,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 98,573 | $1,873,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 35,609 | $1,872,000 | thousands by filing date | |
| Brigus Gold Corp | 109490102 | COM | 3,118,602 | $1,872,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 70,197 | $1,871,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 47,865 | $1,868,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 28,303 | $1,866,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 4,548 | $1,863,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 56,602 | $1,862,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 238,410 | $1,860,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 126,944 | $1,858,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 171,731 | $1,857,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 68,200 | $1,854,000 | thousands by filing date | call |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 26,521 | $1,850,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 64,348 | $1,845,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 32,641 | $1,844,000 | thousands by filing date | |
| ZALICUS INC | 98887C105 | COM | 1,536,161 | $1,843,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 107,585 | $1,842,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 131,028 | $1,839,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 17,715 | $1,838,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 33,885 | $1,834,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 28,574 | $1,834,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 165,183 | $1,832,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 23,513 | $1,831,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 18,399 | $1,831,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 142,350 | $1,831,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 118,401 | $1,828,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 145,488 | $1,823,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 59,243 | $1,823,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 507,641 | $1,822,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 67,570 | $1,821,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 80,933 | $1,820,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 100,000 | $1,817,000 | thousands by filing date | put |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 70,671 | $1,814,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 83,049 | $1,812,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 199,429 | $1,811,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 30,769 | $1,808,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 188,927 | $1,803,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 262,685 | $1,802,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 256,475 | $1,795,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 69,439 | $1,792,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 90,000 | $1,791,000 | thousands by filing date | call |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 43,737 | $1,787,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 59,042 | $1,784,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 81,006 | $1,782,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 36,241 | $1,782,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 24,390 | $1,779,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 189,769 | $1,774,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 102,846 | $1,774,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 100,000 | $1,772,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 37,906 | $1,766,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 37,956 | $1,765,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 618,091 | $1,761,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 70,104 | $1,760,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 70,700 | $1,760,000 | thousands by filing date | put |
| BALL CORP | 058498106 | COM | 39,200 | $1,759,000 | thousands by filing date | call |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 36,114 | $1,758,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 43,513 | $1,756,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 32,398 | $1,754,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 64,075 | $1,747,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 69,050 | $1,745,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 74,683 | $1,743,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 69,830 | $1,743,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 37,873 | $1,738,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 217,361 | $1,737,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 51,223 | $1,737,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 37,750 | $1,737,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 72,408 | $1,733,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 1,516,000 | $1,731,000 | thousands by filing date | principal |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 173,656 | $1,730,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 69,053 | $1,727,000 | thousands by filing date | principal |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,586,000 | $1,716,000 | thousands by filing date | principal |
| Viacom Inc Cl A | 92553P102 | CL A | 20,473 | $1,716,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 22,594 | $1,715,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 107,515 | $1,713,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 218,213 | $1,713,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 69,976 | $1,712,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 40,005 | $1,712,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 25,269 | $1,703,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 225,594 | $1,699,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 64,314 | $1,690,000 | thousands by filing date | |
| ISHARES INC | 464286459 | EMKTS VALU IDX | 34,216 | $1,690,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 93,600 | $1,689,000 | thousands by filing date | call |
| SANTARUS INC | 802817304 | COM | 74,634 | $1,686,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 18,284 | $1,683,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 39,084 | $1,683,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 74,872 | $1,680,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 101,400 | $1,679,000 | thousands by filing date | put |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 36,282 | $1,677,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 19,170 | $1,674,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 75,178 | $1,674,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 117,225 | $1,674,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 1,062,991 | $1,669,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 28,992 | $1,668,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 66,800 | $1,666,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 74,052 | $1,663,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 43,900 | $1,658,000 | thousands by filing date | put |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 50,000 | $1,657,000 | thousands by filing date | call |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 22,988 | $1,656,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 81,524 | $1,653,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 63,010 | $1,642,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 28,597 | $1,639,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 69,047 | $1,636,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 32,516 | $1,636,000 | thousands by filing date | |
| ALDERON IRON ORE CORP | 01434T100 | COM | 1,105,460 | $1,636,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 35,251 | $1,636,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 65,232 | $1,635,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 173,407 | $1,630,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 130,050 | $1,627,000 | thousands by filing date | |
| ISHARES TR | 464287135 | NYSE 100INX FD | 21,006 | $1,627,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 46,952 | $1,626,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 90,247 | $1,626,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 582,395 | $1,620,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 129,655 | $1,619,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 68,013 | $1,619,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 54,200 | $1,618,000 | thousands by filing date | put |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 1,029,000 | $1,611,000 | thousands by filing date | principal |
| SERVICE CORP INTL COM | 817565104 | Stock | 86,325 | $1,608,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 96,387 | $1,602,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 50,040 | $1,601,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 65,363 | $1,601,000 | thousands by filing date | principal |
| TRUBRIDGE INC | 205306103 | COM | 27,350 | $1,600,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 29,304 | $1,599,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 88,400 | $1,598,000 | thousands by filing date | put |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 59,005 | $1,598,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 88,094 | $1,590,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 115,279 | $1,589,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 32,394 | $1,586,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 17,674 | $1,585,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 45,826 | $1,583,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 48,685 | $1,582,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 60,193 | $1,579,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 83,139 | $1,575,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 682,700 | $1,571,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 56,083 | $1,567,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 29,210 | $1,565,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 84,279 | $1,565,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 38,316 | $1,564,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 33,419 | $1,561,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 73,723 | $1,559,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 31,756 | $1,559,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 61,587 | $1,558,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 100,000 | $1,558,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 31,510 | $1,553,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 130,841 | $1,551,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 48,500 | $1,550,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 51,611 | $1,548,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 35,980 | $1,546,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 85,460 | $1,540,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 124,236 | $1,538,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 32,635 | $1,536,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 19,986 | $1,530,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 101,451 | $1,530,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 95,806 | $1,530,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 261,029 | $1,529,000 | thousands by filing date | |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 69,150 | $1,527,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 120,892 | $1,523,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 87,558 | $1,523,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 18,831 | $1,521,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 121,874 | $1,520,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 184,150 | $1,518,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 30,677 | $1,518,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 24,179 | $1,516,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 50,093 | $1,515,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 49,421 | $1,510,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 68,069 | $1,510,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 495,446 | $1,506,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 43,593 | $1,506,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 23,222 | $1,502,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 40,156 | $1,502,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 115,040 | $1,501,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 44,713 | $1,499,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 18,186 | $1,488,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 23,761 | $1,488,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 74,069 | $1,482,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 3,500 | $1,480,000 | thousands by filing date | put |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 79,554 | $1,479,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 135,333 | $1,475,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 61,008 | $1,474,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 21,988 | $1,471,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 39,800 | $1,466,000 | thousands by filing date | call |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 81,659 | $1,466,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 83,708 | $1,466,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 34,887 | $1,465,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 17,699 | $1,465,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 39,917 | $1,462,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 68,992 | $1,459,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 48,131 | $1,458,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 206,732 | $1,457,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 15,505 | $1,456,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 34,908 | $1,455,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 90,684 | $1,454,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 109,244 | $1,451,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 38,604 | $1,451,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 158,793 | $1,450,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 37,093 | $1,449,000 | thousands by filing date | |
| E M C CORP MASS | 268648AM4 | NOTE 1.750%12/0 | 906,000 | $1,448,000 | thousands by filing date | principal |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 104,737 | $1,440,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 67,322 | $1,439,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 12,091 | $1,439,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 47,907 | $1,435,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 51,177 | $1,433,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 85,040 | $1,432,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 46,412 | $1,431,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 56,213 | $1,425,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 47,414 | $1,423,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 298,682 | $1,421,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 113,581 | $1,421,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 88,106 | $1,419,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 65,079 | $1,413,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 62,570 | $1,412,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 53,147 | $1,410,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 15,957 | $1,409,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 57,090 | $1,407,000 | thousands by filing date | principal |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 74,600 | $1,402,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 108,100 | $1,401,000 | thousands by filing date | call |
| ISHARES | 464286830 | EXCHANGE TRADED | 92,960 | $1,399,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 60,915 | $1,398,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 28,843 | $1,397,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 15,467 | $1,396,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 60,574 | $1,396,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 16,130 | $1,394,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 107,500 | $1,393,000 | thousands by filing date | put |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 44,345 | $1,392,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 110,748 | $1,392,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 28,783 | $1,391,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 67,600 | $1,383,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 30,527 | $1,380,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 15,305 | $1,379,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 59,454 | $1,379,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 25,159 | $1,377,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 25,568 | $1,371,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 231,982 | $1,368,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 357,005 | $1,368,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 408,158 | $1,367,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 40,000 | $1,366,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 374,205 | $1,366,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 63,865 | $1,364,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 30,999 | $1,363,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 128,721 | $1,361,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 27,622 | $1,359,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 25,665 | $1,357,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 11,531 | $1,356,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 20,859 | $1,354,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 40,241 | $1,352,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 54,606 | $1,352,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 59,580 | $1,351,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042767 | this filing | 2013-11-14 | acceptance time not in the bulk data set |