13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 6,183 holding rows worth $130,167,920,000.
- Accession
- 0001140361-13-042767
- Filer
- CIK 1000275
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 18,269 entries on the cover page, a total value of $130,167,920,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $130,167,920,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerROYAL BANK OF CANADA INVESTMENT MANAGEMENT (UK) LTD028-11367
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerSky Investment Counsel Inc028-12562
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 18,697 | $227,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 40,248 | $227,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 4,525 | $227,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 4,857 | $227,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 16,460 | $226,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 12,118 | $226,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 9,587 | $226,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 23,115 | $225,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 7,686 | $225,000 | thousands by filing date | |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 204,000 | $225,000 | thousands by filing date | principal |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 8,642 | $225,000 | thousands by filing date | |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 10,848 | $225,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 14,521 | $224,000 | thousands by filing date | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 18,250 | $224,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 5,868 | $223,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 2,345 | $223,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 18,007 | $223,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 8,900 | $223,000 | thousands by filing date | call |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 4,103 | $222,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,800 | $222,000 | thousands by filing date | call |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 17,150 | $222,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 15,664 | $221,000 | thousands by filing date | |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 41,551 | $221,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 6,381 | $220,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 18,637 | $220,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 15,036 | $220,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 19,400 | $220,000 | thousands by filing date | |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 23,484 | $220,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 36,744 | $219,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 15,854 | $219,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 57,674 | $219,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 12,909 | $219,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 27,010 | $218,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 5,612 | $218,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 8,822 | $217,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 15,192 | $217,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 6,217 | $217,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 17,139 | $216,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 9,250 | $216,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 2,705 | $215,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 3,111 | $214,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 206,000 | $214,000 | thousands by filing date | principal |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 10,650 | $213,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 14,430 | $213,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 7,489 | $212,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 7,701 | $212,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 17,701 | $211,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 6,427 | $211,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 18,317 | $211,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 4,896 | $210,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 4,069 | $209,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 23,800 | $209,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 6,570 | $209,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 5,096 | $209,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 10,954 | $209,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 6,516 | $208,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 61,718 | $208,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 18,329 | $207,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 22,978 | $206,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,884 | $206,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 11,174 | $206,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 45,649 | $206,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 10,000 | $206,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 12,600 | $206,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 125,350 | $206,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 8,367 | $206,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 29,292 | $205,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 22,129 | $205,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 15,127 | $205,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 13,319 | $204,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 3,849 | $204,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 11,648 | $204,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 23,258 | $204,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 7,406 | $204,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956AB8 | NOTE 2.000% 8/0 | 200,000 | $203,000 | thousands by filing date | principal |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 37,747 | $203,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 2,584 | $202,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 10,411 | $202,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 12,000 | $202,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 4,918 | $202,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 5,899 | $201,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 18,621 | $201,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 6,040 | $201,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 15,283 | $201,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 13,539 | $201,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 5,309 | $201,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 15,025 | $201,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,143 | $200,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 10,604 | $200,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 11,000 | $200,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 25,757 | $199,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 2,449 | $198,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 28,132 | $198,000 | thousands by filing date | |
| COLONIAL PROPERTIES TRUST | 195872106 | COM | 8,807 | $198,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 20,350 | $197,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 5,300 | $197,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 6,445 | $196,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 31,080 | $196,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 798 | $195,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 10,977 | $195,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 4,336 | $195,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 5,900 | $194,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 15,000 | $194,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 7,480 | $194,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,756 | $193,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 7,971 | $193,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 21,538 | $193,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 23,800 | $193,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 2,906 | $193,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 14,650 | $193,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 7,658 | $192,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 52,058 | $192,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,000 | $191,000 | thousands by filing date | call |
| VERINT SYS INC | 92343X100 | COM | 5,135 | $191,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 33,437 | $191,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 7,054 | $190,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 6,011 | $190,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 10,104 | $189,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 10,195 | $189,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 26,001 | $189,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 11,580 | $189,000 | thousands by filing date | |
| VITRAN CORP | 92850E107 | COMMON STOCK | 38,000 | $188,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 37,942 | $188,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 5,525 | $187,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 180,000 | $187,000 | thousands by filing date | principal |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 6,629 | $187,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 34,600 | $186,000 | thousands by filing date | call |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 5,741 | $186,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 24,303 | $186,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 151,000 | $186,000 | thousands by filing date | principal |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,500 | $185,000 | thousands by filing date | put |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 13,235 | $185,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,496 | $185,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 14,750 | $185,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 10,000 | $184,000 | thousands by filing date | call |
| SYNTEL INC | 87162H103 | COM | 2,294 | $184,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 22,160 | $183,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 5,169 | $183,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 4,610 | $183,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 4,569 | $182,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 12,830 | $182,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 38,000 | $181,000 | thousands by filing date | put |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 18,000 | $180,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 8,600 | $180,000 | thousands by filing date | principal |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 8,174 | $180,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 166,669 | $179,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 4,694 | $179,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 6,155 | $178,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 18,657 | $178,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 11,331 | $178,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 7,829 | $178,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461704 | INDLS GEMS | 9,612 | $178,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 2,327 | $177,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 4,592 | $176,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 10,000 | $176,000 | thousands by filing date | put |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 7,815 | $176,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 15,932 | $176,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 29,000 | $175,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 8,250 | $175,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 13,436 | $175,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 18,503 | $174,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 34,944 | $174,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768300 | UNIT 99/99/9999 | 9,400 | $174,000 | thousands by filing date | principal |
| BRIGHTCOVE INC | 10921T101 | COM | 15,406 | $173,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 4,860 | $173,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 17,261 | $173,000 | thousands by filing date | |
| POINT 360 | 730507100 | COM | 135,000 | $173,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 69,719 | $172,000 | thousands by filing date | |
| Proshs Ultrapro New Etf | 74348A665 | PSHS ULTSHT INDL | 8,326 | $172,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 2,287 | $171,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 6,593 | $171,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 4,131 | $170,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,621 | $169,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 23,618 | $169,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 2,350 | $169,000 | thousands by filing date | |
| PROSHARES TR | 74347X344 | ULTRASHT 3-7YR | 5,258 | $169,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 8,425 | $169,000 | thousands by filing date | principal |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 13,881 | $168,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 4,757 | $168,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 2,815 | $168,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 12,000 | $168,000 | thousands by filing date | |
| PROSHARES TR | 74348A657 | PSHS ULPROSH NEW | 9,387 | $168,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 4,676 | $168,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 11,723 | $167,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 7,624 | $167,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 4,623 | $167,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 1,860 | $166,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 8,553 | $166,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 13,723 | $166,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 8,129 | $166,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 12,000 | $166,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 6,395 | $166,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 5,417 | $165,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 5,406 | $165,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 8,446 | $165,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 14,800 | $165,000 | thousands by filing date | call |
| CBEYOND INC | 149847105 | COM | 25,803 | $165,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 8,990 | $165,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 14,159 | $165,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 65,275 | $165,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 4,056 | $164,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 12,878 | $164,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 10,088 | $164,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 30,000 | $164,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 3,600 | $163,000 | thousands by filing date | put |
| BLOCK H & R INC COM | 093671105 | Stock | 6,100 | $163,000 | thousands by filing date | call |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 4,006 | $163,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 9,465 | $163,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 4,401 | $163,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 43,142 | $163,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 17,808 | $162,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 6,240 | $161,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 45,441 | $161,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 25,960 | $161,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 26,373 | $161,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 3,386 | $160,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 4,790 | $160,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 7,219 | $160,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1,500 | $160,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 32,274 | $160,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,822 | $159,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 10,385 | $159,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 8,425 | $158,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 12,595 | $158,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 13,471 | $158,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 85,740 | $158,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 30,022 | $158,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 8,920 | $157,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 5,664 | $157,000 | thousands by filing date | |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 6,700 | $157,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 8,450 | $157,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 5,138 | $157,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 12,292 | $157,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 8,804 | $156,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 12,872 | $156,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 10,987 | $155,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4,304 | $155,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 10,000 | $155,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 13,700 | $154,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 945 | $154,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 20,580 | $154,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 16,117 | $153,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 16,743 | $153,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 12,958 | $153,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 9,000 | $152,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 12,716 | $152,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 3,802 | $152,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 24,314 | $151,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 1,704 | $151,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 9,309 | $151,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 3,013 | $150,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 24,822 | $150,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 7,249 | $150,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 61,781 | $150,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 9,327 | $149,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 18,665 | $149,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 56,269 | $149,000 | thousands by filing date | |
| DENALI FD INC | 24823A102 | COM | 7,824 | $149,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 8,159 | $149,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 4,611 | $149,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 4,368 | $148,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 12,900 | $148,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 2,825 | $148,000 | thousands by filing date | |
| STEINWAY MUSICAL INSTRUMENTS | 858495104 | COM | 3,692 | $148,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 16,668 | $147,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 8,206 | $147,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 2,292 | $147,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 34,114 | $146,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 22,192 | $146,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 7,411 | $146,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 10,607 | $146,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 9,888 | $146,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 27,323 | $146,000 | thousands by filing date | |
| HASTINGS ENTERTAINMENT INC | 418365102 | COM | 58,000 | $146,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 9,050 | $146,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 5,356 | $145,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 4,343 | $144,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 4,844 | $144,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 5,346 | $144,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 4,217 | $144,000 | thousands by filing date | |
| BLACKROCK | 09250E107 | EXCHANGE TRADED | 69,100 | $144,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 5,133 | $144,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 6,862 | $144,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 7,320 | $144,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 3,133 | $143,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,345 | $143,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 16,000 | $143,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 13,500 | $143,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 10,106 | $143,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 2,945 | $142,000 | thousands by filing date | |
| ISHARES MSCI | 464289545 | UTILTS IDX FD | 3,234 | $142,000 | thousands by filing date | |
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 5,700 | $142,000 | thousands by filing date | |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 6,493 | $141,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 17,844 | $141,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 8,005 | $140,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 15,000 | $140,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 10,400 | $140,000 | thousands by filing date | |
| Berry Petroleum | 085789105 | COM | 3,236 | $140,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 1,117 | $140,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 4,345 | $139,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 36,321 | $139,000 | thousands by filing date | |
| JEFFERSON BANCSHARES INC/TN | 472375104 | COMMON | 24,000 | $139,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 3,946 | $139,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 17,200 | $138,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 59,970 | $138,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 8,998 | $138,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 4,824 | $138,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 10,214 | $138,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 5,119 | $137,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 6,093 | $137,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 8,800 | $137,000 | thousands by filing date | put |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 3,528 | $135,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 14,752 | $135,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 2,336 | $135,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 4,678 | $134,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 18,937 | $134,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 14,180 | $134,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 16,297 | $134,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 1,882 | $133,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 10,240 | $133,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 7,973 | $133,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 9,325 | $133,000 | thousands by filing date | |
| ISHARES TR | 464289610 | INDSTRLS IX FD | 2,085 | $133,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 2,255 | $132,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 19,150 | $132,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 10,000 | $132,000 | thousands by filing date | put |
| PROSHARES TR | 74348A640 | COM | 9,280 | $132,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 5,009 | $131,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 4,249 | $131,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 19,928 | $131,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 20,000 | $130,000 | thousands by filing date | put |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 13,766 | $129,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 4,022 | $129,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 6,566 | $128,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 9,570 | $128,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 3,790 | $128,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 7,047 | $127,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 9,601 | $127,000 | thousands by filing date | |
| NUVEEN | 67071W102 | EXCHANGE TRADED | 10,500 | $127,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 7,627 | $127,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 2,237 | $127,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 2,084 | $127,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 18,130 | $127,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 1,878 | $126,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 8,538 | $126,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 2,800 | $126,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 10,950 | $126,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,700 | $126,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 10,810 | $125,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 7,151 | $125,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 12,161 | $125,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 7,094 | $125,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 10,347 | $125,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,894 | $124,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 9,516 | $124,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 5,662 | $124,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 8,128 | $123,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 2,415 | $123,000 | thousands by filing date | |
| PACIFIC BOOKER MINERALS INC | 69403R108 | COM | 27,900 | $123,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 6,473 | $122,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 7,100 | $122,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 40,420 | $122,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M662 | GUGG ENH CRE BN | 2,432 | $122,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 5,504 | $121,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 2,802 | $121,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 2,092 | $121,000 | thousands by filing date | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 8,900 | $121,000 | thousands by filing date | |
| ISHARES TR | 464289586 | CMN | 1,943 | $121,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 8,134 | $120,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 6,828 | $120,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 9,723 | $120,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 7,635 | $120,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,519 | $119,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 2,113 | $119,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 3,223 | $119,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 8,680 | $119,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 6,299 | $119,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,600 | $119,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 4,638 | $119,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461878 | UTILITIES GEMS | 7,638 | $119,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 8,156 | $118,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 7,010 | $118,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 8,223 | $117,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 17,469 | $117,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 1,431 | $117,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 6,746 | $117,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 15,138 | $117,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 6,479 | $117,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 4,200 | $117,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 9,200 | $116,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 10,403 | $115,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 8,196 | $115,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 8,933 | $115,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 9,260 | $115,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 8,829 | $115,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 9,632 | $115,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 5,997 | $114,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 4,609 | $114,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 1,894 | $114,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 14,516 | $114,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 9,659 | $114,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 10,636 | $114,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 1,350 | $114,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 14,000 | $114,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 4,137 | $113,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 12,017 | $113,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 50,000 | $113,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 62,826 | $113,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 10,556 | $112,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 4,658 | $112,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 6,609 | $112,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 9,250 | $112,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 8,051 | $112,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 18,000 | $112,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 3,835 | $111,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 4,600 | $111,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 9,100 | $111,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,550 | $111,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 7,814 | $111,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 18,167 | $111,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 46,000 | $111,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 3,679 | $111,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 10,000 | $110,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 25,674 | $110,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 8,558 | $110,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 4,575 | $109,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 9,754 | $109,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 9,200 | $109,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 20,300 | $109,000 | thousands by filing date | put |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 22,933 | $109,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 1,500 | $108,000 | thousands by filing date | call |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 2,541 | $108,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 4,316 | $108,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 85,200 | $108,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 22,000 | $108,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 4,550 | $108,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 12,510 | $108,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 9,552 | $108,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 3,950 | $107,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 13,181 | $107,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 2,919 | $106,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 5,300 | $106,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 101,000 | $106,000 | thousands by filing date | principal |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 4,472 | $106,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 20,460 | $106,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 8,301 | $106,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 40,000 | $106,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R759 | CDA BD IDX FD | 1,110 | $106,000 | thousands by filing date | |
| ISHARES TR | 464289636 | MSCI ACWI EX | 1,288 | $106,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 10,100 | $105,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 6,178 | $105,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 6,613 | $105,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 4,904 | $105,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 14,850 | $105,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 10,030 | $105,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 20,688 | $105,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 2,400 | $103,000 | thousands by filing date | call |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 2,718 | $103,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 12,423 | $103,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 3,104 | $103,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 7,872 | $103,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 7,710 | $103,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 8,148 | $103,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 8,000 | $103,000 | thousands by filing date | |
| DIREXION DLY MID CAP BEAR 3X | 25459Y421 | COM | 4,335 | $103,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 3,278 | $102,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 11,800 | $102,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 2,884 | $102,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 3,326 | $101,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1,872 | $101,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 2,925 | $101,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 25,438 | $101,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 1,519 | $100,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 32,659 | $100,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 6,495 | $100,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 12,767 | $100,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 8,402 | $100,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 8,000 | $100,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 9,380 | $99,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 3,300 | $99,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 5,850 | $99,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 7,103 | $99,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 55,705 | $98,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 2,120 | $98,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 5,000 | $98,000 | thousands by filing date | |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 2,200 | $98,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,104 | $97,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 4,138 | $97,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 6,517 | $97,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 7,563 | $97,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 3,042 | $97,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 4,475 | $97,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 2,300 | $97,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786U101 | COM | 2,763 | $97,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 9,538 | $97,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 7,314 | $96,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 8,136 | $96,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 5,071 | $96,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 2,041 | $96,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 21,039 | $96,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042767 | this filing | 2013-11-14 | acceptance time not in the bulk data set |