13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 6,183 holding rows worth $130,167,920,000.
- Accession
- 0001140361-13-042767
- Filer
- CIK 1000275
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 18,269 entries on the cover page, a total value of $130,167,920,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $130,167,920,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerROYAL BANK OF CANADA INVESTMENT MANAGEMENT (UK) LTD028-11367
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerSky Investment Counsel Inc028-12562
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WHITING USA TR II | 966388100 | TR UNIT | 33,320 | $427,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 13,712 | $426,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 54,108 | $426,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 47,137 | $426,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 9,086 | $425,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 15,916 | $425,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 18,082 | $425,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 30,121 | $424,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 49,036 | $424,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 16,531 | $424,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 23,972 | $423,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 23,671 | $422,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 11,164 | $422,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 21,852 | $421,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 19,935 | $421,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 10,734 | $419,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 51,496 | $419,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 55,288 | $418,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 38,000 | $418,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 5,367 | $417,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 17,776 | $417,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 13,007 | $417,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 20,915 | $417,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,900 | $416,000 | thousands by filing date | put |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 35,845 | $415,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 14,285 | $415,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 19,167 | $415,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 9,281 | $413,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 6,535 | $412,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 8,264 | $411,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 21,285 | $411,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 12,135 | $410,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 16,942 | $410,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 76,322 | $408,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 7,200 | $407,000 | thousands by filing date | call |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 17,091 | $407,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 26,215 | $407,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 22,216 | $407,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 47,350 | $407,000 | thousands by filing date | |
| ISHARES MSCI FAR E F S IN FD | 464289214 | CMN | 13,069 | $407,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 129,159 | $406,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 26,355 | $406,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 22,007 | $405,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 14,668 | $405,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 27,614 | $405,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 23,235 | $404,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 17,276 | $404,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 424,885 | $404,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 28,288 | $403,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 5,421 | $403,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 7,894 | $402,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 105,457 | $402,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 15,068 | $402,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 26,007 | $402,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 89,867 | $401,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 5,050 | $401,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 37,143 | $401,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 5,391 | $400,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 28,017 | $400,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 16,795 | $400,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 82,811 | $400,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 18,073 | $400,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 12,478 | $399,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461308 | CONS GOODS GEM | 16,326 | $399,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 18,598 | $398,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 13,818 | $398,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 8,311 | $398,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 23,184 | $398,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 102,228 | $398,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 10,947 | $396,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 34,450 | $395,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 15,100 | $392,000 | thousands by filing date | principal |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 8,852 | $392,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 28,731 | $391,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 9,039 | $391,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 11,600 | $390,000 | thousands by filing date | call |
| ROYCE FOCUS TR | 78080N108 | COM | 54,003 | $390,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 50,937 | $389,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 12,336 | $389,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 38,031 | $389,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 61,020 | $389,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 7,221 | $388,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 8,340 | $388,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 7,479 | $387,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 30,100 | $387,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 12,065 | $387,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 19,710 | $387,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 24,099 | $387,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 14,700 | $386,000 | thousands by filing date | call |
| SILVER WHEATON CORP | 828336107 | COM | 15,600 | $386,000 | thousands by filing date | call |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 30,945 | $386,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 30,828 | $384,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 11,981 | $384,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 17,451 | $384,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 58,666 | $384,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 7,083 | $383,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 15,987 | $383,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 17,190 | $383,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 56,400 | $382,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 22,142 | $382,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 7,700 | $381,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,485 | $380,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 30,032 | $380,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 70,000 | $379,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 8,859 | $379,000 | thousands by filing date | |
| PROSHARES TR | 74347X211 | PSHS ULSHT MD400 | 23,895 | $379,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 8,600 | $378,000 | thousands by filing date | call |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 23,308 | $378,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 45,661 | $378,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 6,733 | $378,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 18,256 | $377,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 19,945 | $376,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 21,056 | $375,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 8,925 | $375,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 5,121 | $375,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 17,366 | $375,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 10,000 | $374,000 | thousands by filing date | put |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 10,000 | $374,000 | thousands by filing date | call |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 29,634 | $374,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 22,842 | $374,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 22,550 | $373,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 9,845 | $372,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 20,823 | $372,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 8,700 | $372,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 41,842 | $372,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 20,457 | $372,000 | thousands by filing date | |
| ISHARES TR | 464289560 | TELECM SVCS FD | 6,204 | $372,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 8,694 | $371,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 8,056 | $371,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 60,000 | $371,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 12,253 | $370,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 8,485 | $370,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 81,812 | $369,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 12,000 | $368,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 5,249 | $368,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 28,580 | $368,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 10,355 | $367,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 23,925 | $367,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E838 | GLB X BRZ FINL | 31,182 | $367,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 26,958 | $366,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461506 | EGSHARE FINL GEM | 18,368 | $364,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 29,170 | $363,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 26,536 | $363,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 29,377 | $363,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 12,548 | $362,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 25,456 | $361,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 7,991 | $361,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M449 | GUGG BULL 2013 | 14,121 | $360,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 66,342 | $359,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 18,312 | $359,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 48,409 | $358,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 4,297 | $358,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 26,182 | $358,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 24,012 | $357,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 28,671 | $357,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 23,523 | $356,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 31,115 | $356,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 23,647 | $355,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 27,802 | $355,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 33,817 | $354,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 5,891 | $353,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 37,232 | $351,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 27,477 | $351,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 8,573 | $350,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 9,074 | $350,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 28,652 | $350,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 8,437 | $350,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 75,680 | $350,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 4,768 | $350,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461860 | EGSHARE ENGY GEM | 15,817 | $350,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 8,872 | $348,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 44,303 | $348,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 8,006 | $346,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 11,253 | $346,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 26,754 | $346,000 | thousands by filing date | |
| STERLING BANCORP N Y | 859158107 | COM | 25,249 | $346,000 | thousands by filing date | |
| PERFORMANCE TECHNOLOGIES INC | 71376K102 | COM | 120,000 | $346,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,596 | $345,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 20,025 | $345,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 24,393 | $344,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 44,722 | $344,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 36,483 | $343,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 47,346 | $342,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 7,809 | $341,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 8,160 | $341,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 11,118 | $340,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6,523 | $340,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 13,876 | $339,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 13,753 | $338,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 15,000 | $338,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 83,000 | $338,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 14,632 | $338,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 13,464 | $338,000 | thousands by filing date | |
| BAXANO SURGICAL | 071773105 | COM | 242,967 | $338,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 31,756 | $337,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 15,470 | $337,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 5,794 | $336,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 5,677 | $336,000 | thousands by filing date | |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 37,900 | $336,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 30,200 | $336,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 41,962 | $336,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 20,283 | $335,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 12,854 | $335,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 14,617 | $335,000 | thousands by filing date | principal |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 5,219 | $334,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 12,735 | $334,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 46,575 | $334,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 205,000 | $334,000 | thousands by filing date | principal |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 18,655 | $334,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 7,340 | $334,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 15,020 | $333,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 16,531 | $333,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 6,765 | $333,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 47,500 | $332,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 9,484 | $332,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 11,496 | $332,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U415 | COLUMBIA ETF | 17,538 | $332,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 6,606 | $331,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 5,534 | $331,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 14,348 | $330,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 22,512 | $330,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 4,334 | $329,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 12,295 | $328,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 25,660 | $328,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 14,699 | $328,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 9,005 | $327,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 8,177 | $327,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 24,410 | $327,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 8,294 | $326,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 32,197 | $325,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 62,432 | $325,000 | thousands by filing date | |
| WASHINGTON POST CO | 939640108 | CL B | 531 | $325,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 17,025 | $324,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 186,949 | $324,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 9,526 | $323,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 46,000 | $322,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,839 | $321,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 21,828 | $321,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 8,405 | $321,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 19,044 | $321,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 5,778 | $321,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461456 | EGSHS E MKTS DIV | 15,799 | $321,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 31,523 | $320,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 19,183 | $319,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 109,142 | $319,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 6,131 | $318,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 16,466 | $317,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 23,445 | $317,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 3,585 | $317,000 | thousands by filing date | principal |
| MERIT MED SYS INC COM | 589889104 | Stock | 26,120 | $316,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 18,300 | $315,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 23,632 | $315,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 3,209 | $315,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 9,702 | $315,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 37,659 | $314,000 | thousands by filing date | |
| POWERSHARES LUX | 73935X633 | LX NANOTCH PTF | 45,556 | $314,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 13,903 | $314,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 12,552 | $313,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 76,500 | $313,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 25,102 | $312,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 39,383 | $312,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 25,300 | $312,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 107,162 | $311,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AF5 | NOTE 1.500%12/1 | 310,000 | $310,000 | thousands by filing date | principal |
| LINKTONE LTD | 535925101 | ADR | 81,518 | $310,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 11,941 | $310,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 13,623 | $309,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 13,013 | $309,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 14,772 | $309,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 33,289 | $309,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 21,413 | $307,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 9,700 | $307,000 | thousands by filing date | call |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 30,512 | $307,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,000 | $306,000 | thousands by filing date | put |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 15,178 | $305,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 8,209 | $305,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 23,909 | $305,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 12,819 | $304,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 20,246 | $304,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 20,742 | $303,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 4,000 | $303,000 | thousands by filing date | put |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 18,185 | $303,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 3,039 | $302,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 18,484 | $302,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 15,629 | $302,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 21,646 | $302,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 18,094 | $302,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 8,000 | $301,000 | thousands by filing date | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 4,318 | $300,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 15,297 | $300,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 5,997 | $300,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 8,897 | $299,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 10,201 | $299,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,800 | $298,000 | thousands by filing date | put |
| YADKIN FINANCIAL CORP | 984305102 | COM | 17,351 | $298,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 7,854 | $297,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 4,786 | $297,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 25,000 | $296,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 25,962 | $296,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 6,823 | $296,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 44,375 | $295,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 56,000 | $295,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 7,465 | $294,000 | thousands by filing date | |
| PROVIDENT NEW YORK BANCORP | 744028101 | COM | 27,000 | $294,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 19,780 | $294,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 5,864 | $293,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,648 | $293,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 8,540 | $293,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 17,099 | $292,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 39,317 | $291,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 19,360 | $291,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 22,878 | $290,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 7,000 | $289,000 | thousands by filing date | put |
| VISTEON CORP | 92839U206 | COM NEW | 3,832 | $289,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 51,473 | $289,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 34,717 | $288,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 3,525 | $288,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 13,240 | $288,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 6,678 | $286,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 20,212 | $286,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 16,200 | $286,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 9,789 | $286,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 6,798 | $286,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 11,006 | $286,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 13,338 | $286,000 | thousands by filing date | principal |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 37,191 | $286,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 10,595 | $285,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 23,676 | $283,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 10,128 | $283,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 6,655 | $283,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 18,000 | $281,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 14,040 | $281,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 3,227 | $280,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 23,761 | $279,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 63,260 | $279,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 32,425 | $278,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 15,400 | $278,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 46,000 | $278,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 75,000 | $278,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 16,115 | $278,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 6,122 | $278,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 14,747 | $278,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 94,331 | $278,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 9,674 | $277,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 17,695 | $277,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 15,375 | $277,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 12,000 | $277,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 9,471 | $277,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 20,336 | $276,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 4,915 | $276,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 17,956 | $276,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 7,541 | $276,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 14,784 | $274,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 52,116 | $274,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 14,382 | $274,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 8,150 | $274,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 14,223 | $274,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,835 | $272,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 9,000 | $272,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 50,310 | $272,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 21,842 | $272,000 | thousands by filing date | |
| SINGAPORE FUND | 82929L109 | COM | 20,831 | $272,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 29,078 | $271,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 25,895 | $271,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,849 | $271,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 39,018 | $271,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 33,380 | $271,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 59,606 | $270,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 10,103 | $269,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 9,264 | $269,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 7,014 | $269,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 7,205 | $269,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 15,143 | $269,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 102,683 | $269,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 10,960 | $269,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06739F101 | COM | 6,631 | $269,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 21,148 | $268,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 10,158 | $268,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 10,000 | $268,000 | thousands by filing date | put |
| AFFYMETRIX INC | 00826T108 | COM | 43,129 | $267,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 2,660 | $267,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 3,675 | $266,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 5,239 | $266,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 26,812 | $265,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,100 | $264,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 21,867 | $264,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 29,484 | $264,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 12,031 | $264,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 13,024 | $264,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 10,018 | $264,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 12,972 | $263,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 13,728 | $262,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 36,299 | $262,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 19,393 | $261,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 22,994 | $261,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 6,698 | $260,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 46,697 | $260,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 19,548 | $259,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 5,900 | $259,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 14,200 | $258,000 | thousands by filing date | call |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 17,977 | $258,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 10,714 | $257,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 5,846 | $257,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 9,695 | $256,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 5,337 | $256,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 9,605 | $256,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 7,892 | $256,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 310,381 | $256,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 20,611 | $255,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 41,335 | $255,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 16,926 | $255,000 | thousands by filing date | |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 15,494 | $254,000 | thousands by filing date | |
| SKYSTAR BIO-PHARMA CO | 830884300 | COM PAR $.001 | 43,641 | $254,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 18,101 | $253,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 2,952 | $253,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 10,346 | $253,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 22,904 | $253,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 76,406 | $252,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 62,634 | $251,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 22,152 | $251,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 8,792 | $250,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 4,675 | $250,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 22,234 | $250,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 9,108 | $250,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 12,125 | $250,000 | thousands by filing date | principal |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 14,997 | $250,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 9,713 | $249,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 29,450 | $249,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 5,100 | $249,000 | thousands by filing date | call |
| PICO HLDGS INC | 693366205 | COM NEW | 11,456 | $248,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 24,807 | $248,000 | thousands by filing date | |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 17,105 | $248,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 31,299 | $248,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 12,067 | $248,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 9,907 | $247,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 9,630 | $246,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 7,545 | $246,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 8,494 | $246,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 2,967 | $246,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 105,276 | $246,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461837 | EGS CHIN INF ETF | 13,922 | $246,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 10,000 | $245,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 19,051 | $245,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 11,355 | $244,000 | thousands by filing date | |
| ALCO STORES INC | 001600105 | COM | 17,508 | $244,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 90,600 | $244,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 25,939 | $243,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 50,339 | $243,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461209 | BSC MATLS GEM | 23,992 | $243,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 13,971 | $242,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 7,170 | $241,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 27,602 | $240,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 11,477 | $240,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46634X823 | DBL SHRT 10YR | 6,000 | $240,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 6,513 | $239,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 31,995 | $238,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 14,700 | $238,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 5,833 | $238,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 4,292 | $237,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 4,755 | $237,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 8,828 | $237,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 7,250 | $237,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 18,150 | $236,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 43,024 | $236,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 19,416 | $236,000 | thousands by filing date | |
| PIMCO BUILD | 72201R825 | BLD AMER BD FD | 4,768 | $236,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 8,292 | $235,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 8,750 | $235,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 14,320 | $235,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 13,538 | $234,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 9,181 | $234,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 17,000 | $234,000 | thousands by filing date | call |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 14,100 | $234,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 13,738 | $233,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 5,100 | $233,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 45,036 | $233,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 6,287 | $232,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 10,736 | $232,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 20,125 | $231,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 40,586 | $231,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 9,878 | $231,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 61,714 | $231,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 19,666 | $231,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 5,454 | $230,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 4,210 | $230,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 5,788 | $230,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 25,429 | $230,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 12,857 | $230,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 2,800 | $230,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 7,579 | $229,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 25,000 | $229,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 16,601 | $229,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 20,226 | $228,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 10,417 | $228,000 | thousands by filing date | |
| BLACKROCK SR HIGH INCOME FD | 09255T109 | COM | 57,720 | $228,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 66,016 | $228,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 11,112 | $228,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,469 | $227,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 17,542 | $227,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 7,478 | $227,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042767 | this filing | 2013-11-14 | acceptance time not in the bulk data set |