13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 6,183 holding rows worth $130,167,920,000.
- Accession
- 0001140361-13-042767
- Filer
- CIK 1000275
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 18,269 entries on the cover page, a total value of $130,167,920,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $130,167,920,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerROYAL BANK OF CANADA INVESTMENT MANAGEMENT (UK) LTD028-11367
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerSky Investment Counsel Inc028-12562
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 131,350 | $1,351,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 88,497 | $1,350,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 41,282 | $1,348,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 40,262 | $1,348,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 225,414 | $1,344,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 352,497 | $1,343,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 20,495 | $1,339,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 44,443 | $1,338,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 14,184 | $1,337,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 13,075 | $1,337,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 55,612 | $1,333,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 27,773 | $1,333,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 26,668 | $1,328,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 106,381 | $1,327,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 4,900 | $1,326,000 | thousands by filing date | put |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 48,300 | $1,323,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 77,464 | $1,320,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 25,862 | $1,317,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 106,399 | $1,316,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 41,676 | $1,316,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 25,035 | $1,315,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 1,369,358 | $1,315,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 42,797 | $1,314,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 20,695 | $1,310,000 | thousands by filing date | |
| XILINX INC | 983919AD3 | SDCV 3.125% 3/1 | 810,000 | $1,310,000 | thousands by filing date | principal |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 165,040 | $1,310,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 105,626 | $1,309,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 18,424 | $1,308,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 125,534 | $1,307,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 200,000 | $1,302,000 | thousands by filing date | call |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 133,300 | $1,302,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 80,021 | $1,302,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 80,245 | $1,302,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 22,540 | $1,301,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 20,918 | $1,301,000 | thousands by filing date | |
| MOLEX INC | 608554200 | COMMON STOCK | 33,936 | $1,299,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 316,291 | $1,299,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 90,850 | $1,298,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 16,841 | $1,298,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 49,892 | $1,298,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 39,370 | $1,295,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 29,441 | $1,294,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 192,700 | $1,293,000 | thousands by filing date | call |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 97,766 | $1,291,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 36,300 | $1,291,000 | thousands by filing date | call |
| ETF | 26923A106 | EXCHANGE TRADED | 18,227 | $1,290,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 156,023 | $1,287,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 228,044 | $1,286,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 64,564 | $1,285,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 28,056 | $1,284,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 17,879 | $1,284,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 50,983 | $1,281,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 40,589 | $1,277,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 40,000 | $1,276,000 | thousands by filing date | put |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 17,329 | $1,275,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 22,895 | $1,274,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 22,646 | $1,274,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 30,455 | $1,274,000 | thousands by filing date | |
| METROCORP BANCSHARES INC | 591650106 | COM | 92,662 | $1,274,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 20,886 | $1,273,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 31,801 | $1,272,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 81,224 | $1,271,000 | thousands by filing date | |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 50,750 | $1,262,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 23,100 | $1,262,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 29,540 | $1,261,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 25,232 | $1,260,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 27,229 | $1,258,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 45,739 | $1,256,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 63,392 | $1,253,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 39,991 | $1,250,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 28,358 | $1,250,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 50,789 | $1,245,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 119,184 | $1,243,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 41,560 | $1,241,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 81,027 | $1,238,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 208,342 | $1,238,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 30,000 | $1,237,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 44,953 | $1,236,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 104,858 | $1,234,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 145,418 | $1,233,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 66,424 | $1,232,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 388,600 | $1,231,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 62,606 | $1,230,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 72,248 | $1,229,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 20,319 | $1,224,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 75,573 | $1,223,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 24,706 | $1,221,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 46,205 | $1,220,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461852 | EGSHARE EM METLS | 122,276 | $1,220,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 15,800 | $1,216,000 | thousands by filing date | call |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 104,234 | $1,214,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 64,767 | $1,214,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 40,287 | $1,211,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 48,578 | $1,211,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 23,652 | $1,210,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 30,685 | $1,210,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 37,621 | $1,210,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 8,675 | $1,210,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 66,949 | $1,208,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 16,884 | $1,208,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 45,000 | $1,206,000 | thousands by filing date | call |
| INCYTE CORP COM | 45337C102 | Stock | 31,575 | $1,205,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 51,072 | $1,204,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 129,666 | $1,203,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 59,372 | $1,199,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 97,493 | $1,195,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 71,402 | $1,195,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 57,751 | $1,194,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 45,358 | $1,193,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 48,694 | $1,191,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 179,627 | $1,189,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 21,597 | $1,188,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 40,000 | $1,187,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 48,050 | $1,185,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 13,514 | $1,185,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 51,940 | $1,183,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 60,798 | $1,183,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 55,273 | $1,183,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 20,200 | $1,182,000 | thousands by filing date | put |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 70,630 | $1,176,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 83,038 | $1,175,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 49,951 | $1,174,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 144,013 | $1,174,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 36,138 | $1,172,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 100,428 | $1,171,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 75,496 | $1,168,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 17,514 | $1,167,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 31,003 | $1,167,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 116,940 | $1,164,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 35,145 | $1,160,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 72,285 | $1,160,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 69,139 | $1,159,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 24,348 | $1,157,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 95,616 | $1,154,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 22,450 | $1,152,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 165,502 | $1,151,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 123,728 | $1,149,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 31,724 | $1,148,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 74,137 | $1,145,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 83,500 | $1,144,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 83,075 | $1,144,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 64,632 | $1,143,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 37,380 | $1,142,000 | thousands by filing date | |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 13,019 | $1,142,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 60,000 | $1,138,000 | thousands by filing date | put |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 87,004 | $1,138,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 101,790 | $1,136,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 142,299 | $1,136,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 30,956 | $1,134,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 29,745 | $1,133,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 21,860 | $1,133,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 22,400 | $1,132,000 | thousands by filing date | put |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 159,416 | $1,129,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 401,607 | $1,129,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 89,687 | $1,129,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 73,868 | $1,128,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 70,918 | $1,128,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 32,128 | $1,127,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 26,349 | $1,127,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 90,919 | $1,122,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 14,871 | $1,122,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 18,200 | $1,121,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 30,000 | $1,120,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 30,000 | $1,120,000 | thousands by filing date | call |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 29,823 | $1,120,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 24,046 | $1,119,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 100,000 | $1,118,000 | thousands by filing date | put |
| RBC BEARINGS INC COM | 75524B104 | Stock | 16,971 | $1,118,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 210,546 | $1,118,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 51,945 | $1,117,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 80,473 | $1,116,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 90,667 | $1,115,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 16,826 | $1,114,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 20,183 | $1,114,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 40,983 | $1,113,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 30,833 | $1,112,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 139,526 | $1,112,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 47,727 | $1,110,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 24,715 | $1,109,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 25,718 | $1,105,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 43,200 | $1,104,000 | thousands by filing date | call |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 78,110 | $1,103,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 1,170,000 | $1,102,000 | thousands by filing date | principal |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 41,456 | $1,101,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 27,403 | $1,101,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 16,170 | $1,099,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 85,290 | $1,098,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 71,560 | $1,096,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 50,085 | $1,090,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 34,456 | $1,088,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 23,309 | $1,087,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 93,592 | $1,087,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 68,197 | $1,087,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 40,637 | $1,086,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 43,800 | $1,084,000 | thousands by filing date | put |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 16,317 | $1,084,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 9,066 | $1,083,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 12,775 | $1,082,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 96,358 | $1,082,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 23,667 | $1,080,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 32,074 | $1,077,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 25,000 | $1,076,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 14,700 | $1,076,000 | thousands by filing date | put |
| HMS HLDGS CORP | 40425J101 | COM | 50,050 | $1,076,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 53,532 | $1,075,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 28,339 | $1,073,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 65,596 | $1,069,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 9,698 | $1,067,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 68,267 | $1,066,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 115,883 | $1,065,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 46,916 | $1,065,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 63,392 | $1,065,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 69,398 | $1,063,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 28,759 | $1,061,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 39,840 | $1,059,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 43,142 | $1,058,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 21,563 | $1,058,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 18,300 | $1,057,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 14,600 | $1,053,000 | thousands by filing date | call |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 30,000 | $1,053,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 201,000 | $1,051,000 | thousands by filing date | call |
| MICROSEMI CORP | 595137100 | COM | 43,276 | $1,050,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 50,357 | $1,050,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 28,471 | $1,049,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 24,292 | $1,048,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 23,122 | $1,047,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 83,031 | $1,046,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 19,987 | $1,043,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 81,056 | $1,043,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 28,334 | $1,042,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 14,087 | $1,042,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 29,625 | $1,039,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 13,176 | $1,038,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 15,270 | $1,038,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 36,966 | $1,035,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 80,193 | $1,034,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 14,367 | $1,032,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 54,800 | $1,032,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 69,549 | $1,031,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 15,200 | $1,030,000 | thousands by filing date | call |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 244,317 | $1,029,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 116,701 | $1,028,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 35,886 | $1,026,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 232,100 | $1,026,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 48,080 | $1,024,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 39,478 | $1,018,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 46,490 | $1,018,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 51,087 | $1,016,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 22,150 | $1,016,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 20,700 | $1,016,000 | thousands by filing date | put |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 15,496 | $1,014,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 10,000 | $1,014,000 | thousands by filing date | put |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 17,297 | $1,013,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 20,100 | $1,012,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 30,347 | $1,012,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 27,500 | $1,011,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 25,019 | $1,011,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 10,631 | $1,010,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 26,029 | $1,010,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 16,326 | $1,009,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 84,156 | $1,007,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 46,924 | $999,000 | thousands by filing date | principal |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 14,000 | $997,000 | thousands by filing date | |
| HORNBECK OFFSHORE 1.625 | 440543AE6 | FRNT 1.625%11/1 | 842,000 | $997,000 | thousands by filing date | principal |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 78,380 | $995,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 14,133 | $994,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 41,382 | $992,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 18,643 | $991,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 84,704 | $991,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 37,343 | $989,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 69,631 | $987,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 143,852 | $984,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 28,011 | $983,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 54,718 | $983,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 25,874 | $982,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 23,333 | $981,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 39,717 | $980,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 59,196 | $977,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 17,167 | $976,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 46,500 | $976,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 11,256 | $976,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 66,806 | $974,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 13,899 | $972,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 212,377 | $971,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 139,500 | $970,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 42,723 | $969,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M589 | GUGG CRP BD 2013 | 46,640 | $968,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 1,051 | $967,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 51,131 | $967,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 20,695 | $961,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 28,931 | $961,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 11,996 | $960,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 24,468 | $958,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 53,710 | $957,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 19,144 | $956,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 18,520 | $956,000 | thousands by filing date | |
| Hologic | 436440AA9 | CONV | 955,000 | $956,000 | thousands by filing date | principal |
| HEXCEL CORP NEW | 428291108 | COM | 24,478 | $950,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 8,079 | $950,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 100,920 | $949,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 43,004 | $948,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 41,230 | $947,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 99,062 | $943,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 18,000 | $942,000 | thousands by filing date | call |
| CSG SYSTEMS | 126349109 | COM | 37,496 | $941,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 12,015 | $939,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 53,600 | $937,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 11,783 | $937,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 123,300 | $937,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 54,029 | $936,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 17,584 | $936,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 22,565 | $935,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 27,656 | $934,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 48,491 | $930,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 179,200 | $930,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 20,000 | $928,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 56,100 | $926,000 | thousands by filing date | call |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 31,692 | $926,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 9,588 | $926,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 76,777 | $925,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 86,527 | $925,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 24,232 | $924,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 18,410 | $922,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 12,544 | $921,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 11,592 | $920,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 46,271 | $917,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 7,675 | $916,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 24,259 | $916,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 16,483 | $915,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 18,890 | $915,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 26,747 | $913,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 20,785 | $910,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 3,244,945 | $909,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 25,170 | $908,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 18,790 | $907,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 248,436 | $907,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 15,019 | $907,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 19,000 | $905,000 | thousands by filing date | call |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 34,730 | $905,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 50,792 | $905,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 59,277 | $904,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461803 | TECHNOLOGY GEM | 42,265 | $902,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 11,523 | $901,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 24,297 | $901,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 27,558 | $901,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 36,664 | $900,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 837,000 | $900,000 | thousands by filing date | principal |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 12,886 | $900,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 22,495 | $899,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 151,454 | $899,000 | thousands by filing date | |
| COMMTOUCH SOFTWARE LTD | M25596202 | SHS NEW | 334,040 | $899,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 16,512 | $897,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 65,975 | $897,000 | thousands by filing date | |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 16,000 | $897,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 38,333 | $896,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 23,216 | $894,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 54,257 | $893,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 47,516 | $892,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 68,901 | $890,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 9,690 | $887,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 69,664 | $886,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 175,000 | $884,000 | thousands by filing date | put |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 140,539 | $884,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 25,653 | $883,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 8,133 | $883,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 122,678 | $881,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 76,192 | $881,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 13,186 | $880,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 50,000 | $880,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 21,300 | $879,000 | thousands by filing date | call |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 44,259 | $879,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 60,000 | $879,000 | thousands by filing date | put |
| RMG Networks Hldgs | 74966K102 | COM | 117,000 | $879,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 71,692 | $878,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 130,900 | $878,000 | thousands by filing date | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 32,200 | $877,000 | thousands by filing date | call |
| SEATTLE GENETICS INC | 812578102 | COM | 20,000 | $877,000 | thousands by filing date | put |
| HEALTHCARE RLTY TR | 421946104 | COM | 37,961 | $877,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 141,164 | $877,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 69,908 | $877,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 37,487 | $875,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 50,360 | $874,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 61,422 | $873,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 2,116 | $873,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 21,192 | $871,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 19,328 | $870,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 127,218 | $869,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 216,278 | $869,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 47,723 | $869,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 21,575 | $867,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 9,795 | $867,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 15,206 | $867,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 31,192 | $865,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 13,963 | $864,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 30,000 | $862,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 140,575 | $862,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 116,035 | $862,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 26,000 | $861,000 | thousands by filing date | put |
| 1ST FINL BANCORP | 320209109 | COM | 56,678 | $860,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 4,265 | $860,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 17,000 | $859,000 | thousands by filing date | put |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 7,908 | $858,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 51,413 | $857,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 40,500 | $857,000 | thousands by filing date | put |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 44,000 | $854,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 39,171 | $853,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 64,231 | $853,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 12,581 | $853,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 56,452 | $852,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 22,359 | $852,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 40,400 | $852,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 34,127 | $852,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 41,915 | $852,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 10,732 | $851,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 39,361 | $851,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 51,500 | $850,000 | thousands by filing date | put |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 15,431 | $850,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 38,165 | $849,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 61,255 | $848,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 13,533 | $848,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 103,875 | $848,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 30,270 | $847,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 29,750 | $847,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 13,300 | $843,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 20,000 | $842,000 | thousands by filing date | call |
| SUTRON CORP | 869380105 | COM | 167,900 | $840,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 40,052 | $838,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 411,189 | $835,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 65,235 | $833,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 43,432 | $833,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 62,177 | $832,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 17,000 | $831,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 16,084 | $831,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 76,012 | $831,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 29,717 | $830,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 30,642 | $829,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 10,977 | $828,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 65,849 | $827,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 33,303 | $827,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 40,653 | $825,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 29,000 | $824,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 27,248 | $823,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 22,241 | $822,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 18,536 | $822,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 22,057 | $822,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 42,517 | $821,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,443 | $819,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 18,300 | $819,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 24,391 | $818,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 52,700 | $818,000 | thousands by filing date | call |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 50,200 | $817,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 94,167 | $817,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 159,496 | $816,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 50,233 | $814,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 24,200 | $814,000 | thousands by filing date | put |
| SUPERVALU INC | 868536103 | COM | 98,800 | $813,000 | thousands by filing date | call |
| COHEN & STEERS INC COM | 19247A100 | Stock | 22,959 | $810,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 16,120 | $810,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 10,612 | $810,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 14,872 | $810,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 12,212 | $810,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 16,965 | $809,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 11,189 | $809,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 84,344 | $809,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 16,622 | $807,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 54,908 | $804,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 76,674 | $804,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 27,988 | $803,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 17,167 | $801,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 52,100 | $799,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 34,153 | $798,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 10,300 | $797,000 | thousands by filing date | call |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 40,606 | $797,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 63,981 | $796,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 10,000 | $795,000 | thousands by filing date | put |
| CACI INTL INC CL A | 127190304 | Stock | 11,510 | $795,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 10,000 | $795,000 | thousands by filing date | put |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 243,152 | $795,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 12,572 | $794,000 | thousands by filing date | |
| LONCOR RESOURCES INC | 54179W101 | COM | 4,530,638 | $792,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 25,712 | $791,000 | thousands by filing date | |
| ANAREN INC | 032744104 | COM | 31,000 | $791,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 18,775 | $790,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 42,296 | $790,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 22,038 | $789,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 62,830 | $787,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 15,439 | $786,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 69,602 | $785,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 495,000 | $784,000 | thousands by filing date | principal |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 27,400 | $784,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 7,800 | $784,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 22,989 | $783,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 70,051 | $783,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 17,889 | $782,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 23,382 | $781,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 20,866 | $781,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 186,259 | $781,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 29,130 | $780,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 53,852 | $780,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 7,554 | $779,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042767 | this filing | 2013-11-14 | acceptance time not in the bulk data set |